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NOWELL LIONEL L III

Disclosed activity across 6 companies

Tapewire entity
10876
SEC CIK
0001180436

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN ELECTRIC POWER CO INCAEP · Entity 2986DirectorMarch 31, 2020April 02, 2020
BANK OF AMERICA CORP /DE/BAC · Entity 2801DirectorMay 04, 2026May 06, 2026
ECOLAB INC.ECL · Entity 2954DirectorSeptember 30, 2026October 03, 2026
HD Supply Holdings, Inc.HDS · Entity 12689DirectorSeptember 20, 2017September 22, 2017
TEXTRON INCTXT · Entity 3391DirectorApril 29, 2026May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN ELECTRIC POWER CO INC

Report date March 31, 2020 · Filed April 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct10,549.61 Reported balance After 2020-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-03-31 · Grant · Acquired 509.5 · Balance 10,549.61

F1: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3: Was AEP Stock Price at the time of this transaction.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F3: Was AEP Stock Price at the time of this transaction.

F4: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

BANK OF AMERICA CORP /DE/

Report date May 04, 2026 · Filed May 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct201,594.93 Reported balance After 2026-05-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-04 · Grant · Acquired 8,718.15 · Balance 201,594.93

F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3: Includes 4,153.04 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Common StockSEC Table I · non-derivativeDirect3,930 Reported balance Holding disclosure · report date 2026-05-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,930

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3: Includes 4,153.04 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

ECOLAB INC.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,922.15 Reported balance After 2026-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 131.17 · Balance 6,922.15

F1: Includes 17.91 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 17.91 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

HD Supply Holdings, Inc.

Report date September 20, 2017 · Filed September 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect845 Reported balance After 2017-09-20 transaction · row 1
1 source row

Row 1 · 2017-09-20 · Exercise / conversion · Acquired 845 · Balance 845

F1: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $34.32Direct0 Reported balance After 2017-09-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-09-20 · Exercise / conversion · Disposed 845 · Balance 0

F1: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-09-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-09-20 · Other · Disposed 3,237 · Balance 0

F2: Forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Nowell under the HD Supply Holdings, Inc. Omnibus Incentive Plan on May 18, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units.

F2: Forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Nowell under the HD Supply Holdings, Inc. Omnibus Incentive Plan on May 18, 2017.

TEXTRON INC

Report date April 29, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,493 Reported balance After 2026-04-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-29 · Grant · Acquired 2,061 · Balance 20,493

F1: Total includes shares acquired in dividend reinvestment transactions not required to be reported.

Filing footnotes · ownership attribution and instrument terms

F1: Total includes shares acquired in dividend reinvestment transactions not required to be reported.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

REYNOLDS AMERICAN INC

Report date July 25, 2017 · Filed July 26, 2017

Section 16 reporting ended · disclosed 2017-07-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-07-25 transaction · row 1
1 source row

Row 1 · 2017-07-25 · Disposition to issuer · Disposed 33,149.328 · Balance 0

F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT.

F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration,consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT).

Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-07-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-07-25 · Disposition to issuer · Disposed 38,454.73 · Balance 0

F3: One Phantom Stock Unit represents one share of RAI Common Stock.

F5: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price").

F4: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct26,328.81 Reported balance After 2017-07-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-25 · Disposition to issuer · Disposed 123,840.09 · Balance 26,328.81

F3: One Phantom Stock Unit represents one share of RAI Common Stock.

F7: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

F6: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-07-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-25 · Disposition to issuer · Disposed 26,328.81 · Balance 0

F3: One Phantom Stock Unit represents one share of RAI Common Stock.

F9: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

F8: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

Filing footnotes · ownership attribution and instrument terms

F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT.

F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration,consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT).

F3: One Phantom Stock Unit represents one share of RAI Common Stock.

F4: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

F5: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price").

F6: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election.

F7: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

F8: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

F9: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2017 Filed Apr 4, 2017 17:45 UTC REYNOLDS AMERICAN INC RAI · Entity 174221 GrantPhantom Stock Units · Derivative 737.34 $61.71 Strike: $0.00 $45,499.78
Disclosure

SEC source: 0001275283-17-000058 · edgar.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,402.15

Underlying: Common Stock · 737.34 shares

Expires not disclosed

F1 · derivative.exercise_price: One Unit represents one share of Common Stock.

F5 · kind: Director has deferred his cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.

F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer.

F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer.

F6 · balance_after: Includes 294.84 additional Units paid as dividends on April 3, 2017.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 17:45 UTC REYNOLDS AMERICAN INC RAI · Entity 174221 GrantPhantom Stock Units · Derivative 162.05 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001275283-17-000058 · edgar.xml · derivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,804.79

Underlying: Common Stock · 162.05 shares

Expires not disclosed

F1 · derivative.exercise_price: One Unit represents one share of Common Stock.

F2 · kind: Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.

F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer.

F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer.

F4 · balance_after: Includes 1,131.00 additional Units paid as dividends on April 3, 2017.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:38 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 625.397 $62.96 Strike: $0.00 $39,375.00
Disclosure

SEC source: 0001398889-17-000016 · edgar.xml · derivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124.51

Underlying: Common Stock · 625.397 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:24 UTC REYNOLDS AMERICAN INC RAI · Entity 174221 GrantPhantom Stock Units · Derivative 783.5 $55.52 Strike: $0.00 $43,499.92
Disclosure

SEC source: 0001275283-17-000008 · edgar.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,369.97

Underlying: Common Stock · 783.5 shares

Expires not disclosed

F1 · derivative.exercise_price: One Unit represents one share of Common Stock.

F5 · kind: Director has deferred his cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.

F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer.

F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer.

F6 · balance_after: Includes 289.07 additional Units paid as dividends on January 3, 2017.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:24 UTC REYNOLDS AMERICAN INC RAI · Entity 174221 GrantPhantom Stock Units · Derivative 180.12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001275283-17-000008 · edgar.xml · derivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,511.74

Underlying: Common Stock · 180.12 shares

Expires not disclosed

F1 · derivative.exercise_price: One Unit represents one share of Common Stock.

F2 · kind: Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.

F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer.

F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer.

F4 · balance_after: Includes 1,131.78 additional Units paid as dividends on January 3, 2017.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 18:42 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 613.222 $64.21 Strike: $0.00 $39,374.98
Disclosure

SEC source: 0001398889-16-000319 · edgar.xml · derivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474.7

Underlying: Common Stock · 613.222 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:55 UTC REYNOLDS AMERICAN INC RAI · Entity 174221 GrantPhantom Stock Units · Derivative 527.55 $48.34 Strike: $0.00 $25,500.18
Disclosure

SEC source: 0001275283-16-000210 · edgar.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,297.4

Underlying: Common Stock · 527.55 shares

Expires not disclosed

F1 · derivative.exercise_price: One Unit represents one share of Common Stock.

F5 · kind: Director has deferred his cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.

F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer.

F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer.

F6 · balance_after: Includes 337.50 additional Units paid as dividends on October 3, 2016.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:55 UTC REYNOLDS AMERICAN INC RAI · Entity 174221 GrantPhantom Stock Units · Derivative 206.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001275283-16-000210 · edgar.xml · derivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,199.84

Underlying: Common Stock · 206.88 shares

Expires not disclosed

F1 · derivative.exercise_price: One Unit represents one share of Common Stock.

F2 · kind: Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.

F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer.

F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer.

F4 · balance_after: Includes 1,339.46 additional Units paid as dividends on October 3, 2016.

Read SEC document
April 27, 2016 Filed Apr 29, 2016 20:41 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 19,973.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-050305 · form4.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,697.53

Underlying: Common Stock · 19,973.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 511.38 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
June 17, 2015 Filed Jun 19, 2015 20:03 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 3,122.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-055025 · doc4.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,212.7854

Underlying: Common Stock · 3,122.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

Read SEC document
May 06, 2015 Filed May 8, 2015 20:49 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 14,732.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-040591 · doc4.xml · derivative · entry 3

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,089.8154

Underlying: Common Stock · 14,732.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

F3 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

Read SEC document
March 27, 2015 Filed May 8, 2015 20:49 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 223.6069 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-040591 · doc4.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,356.8454

Underlying: Common Stock · 223.6069 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

F2 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

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May 07, 2014 Filed May 9, 2014 20:09 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 10,810.81 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-14-012587 · doc4.xml · derivative · entry 3

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,133.2385

Underlying: Common Stock · 10,810.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · derivative.exercise_date: Phantom stock units acquired represent payment of the Annual Stock Award portion of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

F3 · derivative.expiration_date: Phantom stock units acquired represent payment of the Annual Stock Award portion of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

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March 28, 2014 Filed May 9, 2014 20:09 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 33.6385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-14-012587 · doc4.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,322.4285

Underlying: Common Stock · 33.6385 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

F2 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

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May 08, 2013 Filed May 10, 2013 21:37 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantPhantom Stock · Derivative 12,288.79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-13-011998 · doc4.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,288.79

Underlying: Common Stock · 12,288.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of the Annual Stock Award portion of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of the Annual Stock Award portion of the annual Directors' compensation under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3.

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February 01, 2013 Filed Feb 5, 2013 21:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GrantCommon Stock 3,930 $11.71 $46,020.30
Disclosure

SEC source: 0001225208-13-002990 · doc4.xml · nonDerivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,930

F1 · shares: Shares represent payment of a prorated portion of the annual retainer as restricted shares under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.