person · Reporting owner

NOWELL LIONEL L III

Disclosed activity across 6 companies

Tapewire entity: 10876
SEC CIK: 0001180436

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AMERICAN ELECTRIC POWER CO INCAEP · Entity 2986	Director	March 31, 2020	April 02, 2020
BANK OF AMERICA CORP /DE/BAC · Entity 2801	Director	May 04, 2026	May 06, 2026
ECOLAB INC.ECL · Entity 2954	Director	September 30, 2026	October 03, 2026
HD Supply Holdings, Inc.HDS · Entity 12689	Director	September 20, 2017	September 22, 2017
TEXTRON INCTXT · Entity 3391	Director	April 29, 2026	May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN ELECTRIC POWER CO INC

Report date March 31, 2020 · Filed April 02, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	10,549.61	Reported balance After 2020-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2020-03-31 · Grant · Acquired 509.5 · Balance 10,549.61 F1: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3: Was AEP Stock Price at the time of this transaction. F2: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F3: Was AEP Stock Price at the time of this transaction.

F4: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

BANK OF AMERICA CORP /DE/

Report date May 04, 2026 · Filed May 06, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	201,594.93	Reported balance After 2026-05-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-05-04 · Grant · Acquired 8,718.15 · Balance 201,594.93 F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3: Includes 4,153.04 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.
Common StockSEC Table I · non-derivative	Direct	3,930	Reported balance Holding disclosure · report date 2026-05-04 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 3,930

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3: Includes 4,153.04 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

ECOLAB INC.

Report date September 30, 2026 · Filed October 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	6,922.15	Reported balance After 2026-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-09-30 · Grant · Acquired 131.17 · Balance 6,922.15 F1: Includes 17.91 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 17.91 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

HD Supply Holdings, Inc.

Report date September 20, 2017 · Filed September 22, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	845	Reported balance After 2017-09-20 transaction · row 1 1 source row Row 1 · 2017-09-20 · Exercise / conversion · Acquired 845 · Balance 845 F1: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units.
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $34.32	Direct	0	Reported balance After 2017-09-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-09-20 · Exercise / conversion · Disposed 845 · Balance 0 F1: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2017-09-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-09-20 · Other · Disposed 3,237 · Balance 0 F2: Forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Nowell under the HD Supply Holdings, Inc. Omnibus Incentive Plan on May 18, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units.

F2: Forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Nowell under the HD Supply Holdings, Inc. Omnibus Incentive Plan on May 18, 2017.

TEXTRON INC

Report date April 29, 2026 · Filed May 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	20,493	Reported balance After 2026-04-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-04-29 · Grant · Acquired 2,061 · Balance 20,493 F1: Total includes shares acquired in dividend reinvestment transactions not required to be reported.

Filing footnotes · ownership attribution and instrument terms

F1: Total includes shares acquired in dividend reinvestment transactions not required to be reported.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

REYNOLDS AMERICAN INC

Report date July 25, 2017 · Filed July 26, 2017

Section 16 reporting ended · disclosed 2017-07-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-07-25 transaction · row 1 1 source row Row 1 · 2017-07-25 · Disposition to issuer · Disposed 33,149.328 · Balance 0 F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT. F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration,consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT).
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2017-07-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-07-25 · Disposition to issuer · Disposed 38,454.73 · Balance 0 F3: One Phantom Stock Unit represents one share of RAI Common Stock. F5: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price"). F4: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	26,328.81	Reported balance After 2017-07-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-07-25 · Disposition to issuer · Disposed 123,840.09 · Balance 26,328.81 F3: One Phantom Stock Unit represents one share of RAI Common Stock. F7: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price. F6: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2017-07-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-07-25 · Disposition to issuer · Disposed 26,328.81 · Balance 0 F3: One Phantom Stock Unit represents one share of RAI Common Stock. F9: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price. F8: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

Filing footnotes · ownership attribution and instrument terms

F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT.

F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration,consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT).

F3: One Phantom Stock Unit represents one share of RAI Common Stock.

F4: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

F5: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price").

F6: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election.

F7: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

F8: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.

F9: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 30, 2020 Filed Oct 2, 2020 15:11 UTC	TEXTRON INC TXT · Entity 3391	GrantDeferred Stock Units · Derivative	967.131	$36.26 Strike: $0.00	$35,067.20	Disclosure SEC source: 0000217346-20-000061 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,326.187 Underlying: Common Stock · 967.131 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F2 · derivative.exercise_date: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. F2 · derivative.expiration_date: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:01 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	139.42	$197.24	$27,499.20	Disclosure SEC source: 0001179110-20-007968 · edgar.xml · nonDerivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,981.9 F1 · balance_after: Includes 3.48 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:01 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	133.09	$0.00	$0.00	Disclosure SEC source: 0001179110-20-007968 · edgar.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:01 UTC	TEXTRON INC TXT · Entity 3391	GrantDeferred Stock Units · Derivative	1,594.743	$29.55 Strike: $0.00	$47,118.28	Disclosure SEC source: 0000217346-20-000047 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,359.056 Underlying: Common Stock · 1,594.743 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F2 · derivative.exercise_date: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. F2 · derivative.expiration_date: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. Read SEC document
May 07, 2020 Filed May 8, 2020 22:06 UTC	ECOLAB INC. ECL · Entity 2954	GrantNon-Employee Director Stock Option (Right to Buy) · Derivative	1,417	$0.00 Strike: $195.26	$0.00	Disclosure SEC source: 0001179110-20-005654 · edgar.xml · derivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,417 Underlying: Common Stock · 1,417 shares Expires 2030-05-07 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document
April 29, 2020 Filed May 1, 2020 18:56 UTC	TEXTRON INC TXT · Entity 3391	GrantCommon Stock	4,830	$0.00	$0.00	Disclosure SEC source: 0000217346-20-000041 · edgar.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,830 Read SEC document
April 22, 2020 Filed Apr 24, 2020 20:28 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	GrantPhantom Stock · Derivative	11,467.89	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-20-014437 · form4.xml · derivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,534.05 Underlying: Common Stock · 11,467.89 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 2,533.99 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:59 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	509.5	$79.98 Strike: $0.00	$40,749.81	Disclosure SEC source: 0001398889-20-000084 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,549.61 Underlying: Common Stock · 509.5 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:40 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	205.65	$158.04	$32,500.31	Disclosure SEC source: 0001179110-20-004555 · edgar.xml · nonDerivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,705.91 F1 · balance_after: Includes 2.45 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:40 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	197.74	$0.00	$0.00	Disclosure SEC source: 0001179110-20-004555 · edgar.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497.81 Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:38 UTC	TEXTRON INC TXT · Entity 3391	GrantDeferred Stock Units · Derivative	1,764.313	$40.38 Strike: $0.00	$71,250.02	Disclosure SEC source: 0000217346-20-000024 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,764.313 Underlying: Common Stock · 1,764.313 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F2 · derivative.exercise_date: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. F2 · derivative.expiration_date: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. Read SEC document
January 01, 2020 Filed Jan 3, 2020 14:49 UTC	TEXTRON INC TXT · Entity 3391	GrantCommon Stock	2,000	$0.00	$0.00	Disclosure SEC source: 0000217346-20-000002 · edgar.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:20 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	416.62	$94.51 Strike: $0.00	$39,374.76	Disclosure SEC source: 0001398889-20-000021 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,935.55 Underlying: Common Stock · 416.62 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:02 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	156.2	$192.06	$29,999.77	Disclosure SEC source: 0001179110-20-000206 · edgar.xml · nonDerivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300.07 F1 · balance_after: Includes 1.64 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:02 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	149.69	$0.00	$0.00	Disclosure SEC source: 0001179110-20-000206 · edgar.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142.23 Read SEC document
September 30, 2019 Filed Oct 1, 2019 18:41 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	420.26	$93.69 Strike: $0.00	$39,374.16	Disclosure SEC source: 0001398889-19-000149 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,453.97 Underlying: Common Stock · 420.26 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
September 30, 2019 Filed Oct 3, 2019 01:30 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	151.27	$198.33	$30,000.62	Disclosure SEC source: 0001104659-19-052821 · a4.xml · nonDerivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992.54 F1 · balance_after: Includes 0.91 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document
September 30, 2019 Filed Oct 3, 2019 01:30 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	144.96	$0.00	$0.00	Disclosure SEC source: 0001104659-19-052821 · a4.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840.36 Read SEC document
June 30, 2019 Filed Jul 1, 2019 19:14 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	447.39	$88.01 Strike: $0.00	$39,374.79	Disclosure SEC source: 0001398889-19-000115 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,977.83 Underlying: Common Stock · 447.39 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:11 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	153.99	$194.81	$29,999.10	Disclosure SEC source: 0001179110-19-008415 · edgar.xml · nonDerivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695.4 F1 · balance_after: Includes 0.15 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:11 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	147.58	$0.00	$0.00	Disclosure SEC source: 0001179110-19-008415 · edgar.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541.26 Read SEC document
May 02, 2019 Filed May 3, 2019 21:20 UTC	ECOLAB INC. ECL · Entity 2954	GrantNon-Employee Director Stock Option (Right to Buy) · Derivative	517	$0.00 Strike: $182.98	$0.00	Disclosure SEC source: 0001179110-19-005568 · edgar.xml · derivative · entry 3 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517 Underlying: Common Stock · 517 shares Expires 2029-05-02 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document
May 02, 2019 Filed May 3, 2019 21:20 UTC	ECOLAB INC. ECL · Entity 2954	GrantNon-Employee Director Stock Option (Right to Buy) · Derivative	1,281	$0.00 Strike: $182.98	$0.00	Disclosure SEC source: 0001179110-19-005568 · edgar.xml · derivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281 Underlying: Common Stock · 1,281 shares Expires 2029-05-02 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:14 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	GrantPhantom Stock · Derivative	11,658.89	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-19-016309 · form4.xml · derivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,532.17 Underlying: Common Stock · 11,658.89 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 1,857.09 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document
March 31, 2019 Filed Apr 1, 2019 20:32 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	470.15	$83.75 Strike: $0.00	$39,375.06	Disclosure SEC source: 0001398889-19-000058 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,469.76 Underlying: Common Stock · 470.15 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
March 31, 2019 Filed Apr 2, 2019 21:56 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	170.43	$176.03	$29,999.94	Disclosure SEC source: 0001179110-19-004580 · edgar.xml · nonDerivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393.68 Read SEC document
March 31, 2019 Filed Apr 2, 2019 21:56 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	163.33	$0.00	$0.00	Disclosure SEC source: 0001179110-19-004580 · edgar.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223.25 Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:45 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	526.82	$74.74 Strike: $0.00	$39,374.53	Disclosure SEC source: 0001398889-19-000016 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,949.76 Underlying: Common Stock · 526.82 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:32 UTC	ECOLAB INC. ECL · Entity 2954	GrantCommon Stock	59.92	$0.00	$0.00	Disclosure SEC source: 0001179110-19-000306 · edgar.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59.92 Read SEC document
September 30, 2018 Filed Oct 1, 2018 20:18 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	555.51	$70.88 Strike: $0.00	$39,374.55	Disclosure SEC source: 0001398889-18-000133 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,365.5 Underlying: Common Stock · 555.51 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
June 30, 2018 Filed Jul 2, 2018 17:47 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	568.59	$69.25 Strike: $0.00	$39,374.86	Disclosure SEC source: 0001398889-18-000110 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,757.1 Underlying: Common Stock · 568.59 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
April 25, 2018 Filed Apr 27, 2018 20:23 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	GrantPhantom Stock · Derivative	11,612.48	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-015426 · form4.xml · derivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,016.19 Underlying: Common Stock · 11,612.48 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 1,202.30 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document
March 31, 2018 Filed Apr 2, 2018 18:59 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	574.06	$68.59 Strike: $0.00	$39,374.78	Disclosure SEC source: 0001398889-18-000063 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,130.63 Underlying: Common Stock · 574.06 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
December 31, 2017 Filed Jan 2, 2018 20:03 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	535.05	$73.57 Strike: $0.00	$39,363.63	Disclosure SEC source: 0001398889-18-000010 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,499.28 Underlying: Common Stock · 535.205 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
September 30, 2017 Filed Oct 2, 2017 19:44 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	560.578	$70.24 Strike: $0.00	$39,375.00	Disclosure SEC source: 0001398889-17-000145 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,925.852 Underlying: Common Stock · 560.578 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:21 UTC	HD Supply Holdings, Inc. HDS · Entity 12689	OtherRestricted Stock Units · Derivative	3,237	$0.00	$0.00	Disclosure SEC source: 0001246360-17-002805 · form.xml · derivative · entry 3 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,237 shares Expires not disclosed F2 · derivative.exercise_price: Forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Nowell under the HD Supply Holdings, Inc. Omnibus Incentive Plan on May 18, 2017. F2 · kind: Forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Nowell under the HD Supply Holdings, Inc. Omnibus Incentive Plan on May 18, 2017. F2 · derivative.exercise_date: Forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Nowell under the HD Supply Holdings, Inc. Omnibus Incentive Plan on May 18, 2017. F2 · derivative.expiration_date: Forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Nowell under the HD Supply Holdings, Inc. Omnibus Incentive Plan on May 18, 2017. Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:21 UTC	HD Supply Holdings, Inc. HDS · Entity 12689	Exercise / conversionDeferred Stock Units · Derivative	845	$0.00 Strike: $34.32	$0.00	Disclosure SEC source: 0001246360-17-002805 · form.xml · derivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units. F1 · derivative.exercise_date: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units. F1 · derivative.expiration_date: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units. Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:21 UTC	HD Supply Holdings, Inc. HDS · Entity 12689	Exercise / conversionCommon Stock	845	$34.32	$29,000.40	Disclosure SEC source: 0001246360-17-002805 · form.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units. Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:35 UTC	HD Supply Holdings, Inc. HDS · Entity 12689	GrantDeferred Stock Units · Derivative	845	$0.00	$0.00	Disclosure SEC source: 0001246360-17-002606 · form.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845 Underlying: Common Stock · 845 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Company stock. F2 · kind: Grant of deferred stock units under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to the election of the reporting person to convert quarterly cash fees for board service to deferred stock units. The deferred stock units are fully vested and will be settled upon termination of board service. F2 · derivative.exercise_date: Grant of deferred stock units under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to the election of the reporting person to convert quarterly cash fees for board service to deferred stock units. The deferred stock units are fully vested and will be settled upon termination of board service. F2 · derivative.expiration_date: Grant of deferred stock units under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to the election of the reporting person to convert quarterly cash fees for board service to deferred stock units. The deferred stock units are fully vested and will be settled upon termination of board service. Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:09 UTC	REYNOLDS AMERICAN INC RAI · Entity 174221	Disposition to issuerPhantom Stock Units · Derivative	26,328.81	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-17-019016 · doc4.xml · derivative · entry 4 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,328.81 shares Expires not disclosed F3 · derivative.exercise_price: One Phantom Stock Unit represents one share of RAI Common Stock. F9 · price: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price. F8 · derivative.exercise_date: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI. F8 · derivative.expiration_date: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI. Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:09 UTC	REYNOLDS AMERICAN INC RAI · Entity 174221	Disposition to issuerPhantom Stock Units · Derivative	123,840.09	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-17-019016 · doc4.xml · derivative · entry 3 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,328.81 Underlying: Common Stock · 123,840.09 shares Expires not disclosed F3 · derivative.exercise_price: One Phantom Stock Unit represents one share of RAI Common Stock. F7 · price: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price. F6 · derivative.exercise_date: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election. F6 · derivative.expiration_date: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election. Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:09 UTC	REYNOLDS AMERICAN INC RAI · Entity 174221	Disposition to issuerPhantom Stock Units · Derivative	38,454.73	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-17-019016 · doc4.xml · derivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,454.73 shares Expires not disclosed F3 · derivative.exercise_price: One Phantom Stock Unit represents one share of RAI Common Stock. F5 · price: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price"). F4 · derivative.exercise_date: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI. F4 · derivative.expiration_date: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI. Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:09 UTC	REYNOLDS AMERICAN INC RAI · Entity 174221	Disposition to issuerCommon Stock	33,149.328	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-019016 · doc4.xml · nonDerivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT. F2 · price: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration,consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT). Read SEC document
June 30, 2017 Filed Jul 5, 2017 14:42 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	566.791	$69.47 Strike: $0.00	$39,374.97	Disclosure SEC source: 0001398889-17-000122 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,331.924 Underlying: Common Stock · 566.791 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:20 UTC	REYNOLDS AMERICAN INC RAI · Entity 174221	GrantPhantom Stock Units · Derivative	597.49	$66.11 Strike: $0.00	$39,500.06	Disclosure SEC source: 0001275283-17-000090 · edgar.xml · derivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,294.01 Underlying: Common Stock · 597.49 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F5 · kind: Director has deferred his cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F6 · balance_after: Includes 294.37 additional Units paid as dividends on July 3, 2017. Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:20 UTC	REYNOLDS AMERICAN INC RAI · Entity 174221	GrantPhantom Stock Units · Derivative	151.26	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001275283-17-000090 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,127.2 Underlying: Common Stock · 151.26 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F2 · kind: Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F4 · balance_after: Includes 1,171.15 additional Units paid as dividends on July 3, 2017. Read SEC document
May 18, 2017 Filed May 19, 2017 20:49 UTC	HD Supply Holdings, Inc. HDS · Entity 12689	GrantRestricted Stock Units · Derivative	3,237	$0.00	$0.00	Disclosure SEC source: 0001246360-17-001969 · form.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,237 Underlying: Common Stock · 3,237 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · kind: Grant of restricted stock units under the HD Supply Holdings, Inc. Omnibus Incentive Plan. The restricted stock units vest on the earliest of (1) the one-year anniversary of the grant date, (2) the next annual stockholders meetings, or (3) a change in control, and will be settled upon vesting unless the reporting person elects to defer settlement to a later date. A pro rata portion of the award vests upon termination of board service due to death, disability or age 75 retirement. F2 · derivative.exercise_date: Grant of restricted stock units under the HD Supply Holdings, Inc. Omnibus Incentive Plan. The restricted stock units vest on the earliest of (1) the one-year anniversary of the grant date, (2) the next annual stockholders meetings, or (3) a change in control, and will be settled upon vesting unless the reporting person elects to defer settlement to a later date. A pro rata portion of the award vests upon termination of board service due to death, disability or age 75 retirement. F2 · derivative.expiration_date: Grant of restricted stock units under the HD Supply Holdings, Inc. Omnibus Incentive Plan. The restricted stock units vest on the earliest of (1) the one-year anniversary of the grant date, (2) the next annual stockholders meetings, or (3) a change in control, and will be settled upon vesting unless the reporting person elects to defer settlement to a later date. A pro rata portion of the award vests upon termination of board service due to death, disability or age 75 retirement. Read SEC document
May 05, 2017 Filed May 5, 2017 17:14 UTC	REYNOLDS AMERICAN INC RAI · Entity 174221	GrantPhantom Stock Units · Derivative	8,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001275283-17-000069 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,804.79 Underlying: Common Stock · 8,000 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F2 · kind: Under the Equity Incentive Award Plan for Directors, directors of the Issuer are awarded 8,000 Units on an annual basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:34 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	GrantPhantom Stock · Derivative	12,557.55	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-17-015866 · form4.xml · derivative · entry 2 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,201.41 Underlying: Common Stock · 12,557.55 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 946.33 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document
March 31, 2017 Filed Apr 3, 2017 20:42 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	568.548	$67.13 Strike: $0.00	$38,166.63	Disclosure SEC source: 0001398889-17-000067 · edgar.xml · derivative · entry 1 NOWELL LIONEL L III · CIK 0001180436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,736.284 Underlying: Common Stock · 586.548 shares Expires not disclosed F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3 · price: Was AEP Stock Price at the time of this transaction. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time. F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.