Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291 | Exec. Vice President | November 15, 2016 | November 17, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLAINS ALL AMERICAN PIPELINE LP
Report date November 15, 2016 · Filed November 17, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Shares/Class A Units/GP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee footnote (1)(2) | 781,144 |
Reported balance
After 2016-11-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-11-15 · Other · Acquired 781,144 · Balance 781,144 F1: The limited partnership agreement of Plains AAP, L.P. ("AAP") was amended and restated on November 15, 2016 to provide, among other things, that each limited partner of AAP holding Class A Units, including the Reporting Person, will have the right, subject to certain limitations, to redeem its Class A Units in AAP (the "Class A Units"), for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares (the "Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units (the "GP Units") in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). F2: PAA Management, L.P. ("PAA Management") is a limited partner of AAP and may from time to time exercise the Redemption Right with respect to its Class A Units. The Reporting Person is a member of PAA Management LLC, the general partner of PAA Management, and a limited partner of PAA Management. Therefore he may be deemed to be a beneficial owner of the interests held by PAA Management. The Reporting Person disclaims beneficial ownership of the securities held by PAA Management, except to the extent of his pecuniary interest therein. F3: Pursuant to the limited partnership agreement of AAP, prior to November 15, 2017, PAA Management may not exercise its Redemption Right with respect to Class A Units attributable to the interest of the Reporting Person if such exercise would result in the redemption (taken together with any previous redemptions attributable to the interest of the Reporting Person) of more than 78% of the Class A Units attributable to the Reporting Person through PAA Management as of November 15, 2016. Pursuant to the limited partnership agreement of AAP, the Redemption Right does not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: The limited partnership agreement of Plains AAP, L.P. ("AAP") was amended and restated on November 15, 2016 to provide, among other things, that each limited partner of AAP holding Class A Units, including the Reporting Person, will have the right, subject to certain limitations, to redeem its Class A Units in AAP (the "Class A Units"), for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares (the "Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units (the "GP Units") in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right").
F2: PAA Management, L.P. ("PAA Management") is a limited partner of AAP and may from time to time exercise the Redemption Right with respect to its Class A Units. The Reporting Person is a member of PAA Management LLC, the general partner of PAA Management, and a limited partner of PAA Management. Therefore he may be deemed to be a beneficial owner of the interests held by PAA Management. The Reporting Person disclaims beneficial ownership of the securities held by PAA Management, except to the extent of his pecuniary interest therein.
F3: Pursuant to the limited partnership agreement of AAP, prior to November 15, 2017, PAA Management may not exercise its Redemption Right with respect to Class A Units attributable to the interest of the Reporting Person if such exercise would result in the redemption (taken together with any previous redemptions attributable to the interest of the Reporting Person) of more than 78% of the Class A Units attributable to the Reporting Person through PAA Management as of November 15, 2016. Pursuant to the limited partnership agreement of AAP, the Redemption Right does not expire.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EARTHSTONE ENERGY INC
Report date November 01, 2023 · Filed November 02, 2023
Section 16 reporting ended · disclosed 2023-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-01 transaction · row 1
1 source rowRow 1 · 2023-11-01 · Disposition to issuer · Disposed 123,950 · Balance 0 F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian. F2: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian.
F2: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares.
Oasis Midstream Partners LP
Report date February 01, 2022 · Filed February 03, 2022
Section 16 reporting ended · disclosed 2022-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common units representing limited partner interestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 1
1 source rowRow 1 · 2022-02-01 · Disposition to issuer · Disposed 44,201 · Balance 0 F1: On February 1, 2022, pursuant to that certain Agreement and Plan of Merger, dated as of October 25, 2021 (the "Merger Agreement"), by and among Oasis Midstream Partners LP ("OMP"), OMP GP LLC, Crestwood Equity Partners LP ("Crestwood"), Project Phantom Merger Sub LLC, Project Falcon Merger Sub LLC and Crestwood Equity GP LLC, (i) each common unit representing limited partner interests in OMP (other than the Sponsor Units (as defined in the Merger Agreement)) issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive 0.8700 common units representing limited partner interests in Crestwood ("Crestwood Common Units"). On January 31, 2022 (the last trading day prior to the Effective Time), the closing price of the Crestwood Common Units was $27.48. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 1, 2022, pursuant to that certain Agreement and Plan of Merger, dated as of October 25, 2021 (the "Merger Agreement"), by and among Oasis Midstream Partners LP ("OMP"), OMP GP LLC, Crestwood Equity Partners LP ("Crestwood"), Project Phantom Merger Sub LLC, Project Falcon Merger Sub LLC and Crestwood Equity GP LLC, (i) each common unit representing limited partner interests in OMP (other than the Sponsor Units (as defined in the Merger Agreement)) issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive 0.8700 common units representing limited partner interests in Crestwood ("Crestwood Common Units"). On January 31, 2022 (the last trading day prior to the Effective Time), the closing price of the Crestwood Common Units was $27.48.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2023 Filed Nov 2, 2023 21:18 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | Disposition to issuerClass A Common Stock | 123,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020126 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian. F2 · kind: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares. F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 21, 2023, by and among Earthstone Energy, Inc., a Delaware corporation (the "Issuer"), Earthstone Energy Holdings, LLC, a Delaware limited liability company, Permian Resources Corporation, a Delaware corporation ("Permian"), Smits Merger Sub I Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub I"), Smits Merger Sub II LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent ("Merger Sub II"), and Permian Resources Operating, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, on November 1, 2023 (the "Merger Effective Time"), Merger Sub I merged with and into the Issuer and such surviving corporation merged into Merger Sub II with Merger Sub II surviving as a direct, wholly owned subsidiary of Permian. F2 · price: Pursuant to the Merger Agreement, each share of Class A Common Stock of the Issuer beneficially owned by the Reporting Person at the Merger Effective Time was exchanged for the right to receive 1.446 shares of common stock, par value $0.0001 per share of Permian, with cash paid in lieu of the issuance of fractional shares. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 19:14 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | GrantClass A Common Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000010254-23-000032 · wf-form4_167339603238761.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,950 F1 · price: This restricted stock unit award vests in four equal quarterly installments beginning on March 31, 2023, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 16:29 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | GrantClass A Common Stock | 11,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000010254-22-000036 · wf-form4_164392375538783.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,950 F1 · price: This restricted stock unit award vests in four equal quarterly installments beginning on March 31, 2022, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 20:00 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | Disposition to issuerCommon units representing limited partner interests | 44,201 | $27.48 | $1,214,643.48 |
DisclosureSEC source: 0000899243-22-004723 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On February 1, 2022, pursuant to that certain Agreement and Plan of Merger, dated as of October 25, 2021 (the "Merger Agreement"), by and among Oasis Midstream Partners LP ("OMP"), OMP GP LLC, Crestwood Equity Partners LP ("Crestwood"), Project Phantom Merger Sub LLC, Project Falcon Merger Sub LLC and Crestwood Equity GP LLC, (i) each common unit representing limited partner interests in OMP (other than the Sponsor Units (as defined in the Merger Agreement)) issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive 0.8700 common units representing limited partner interests in Crestwood ("Crestwood Common Units"). On January 31, 2022 (the last trading day prior to the Effective Time), the closing price of the Crestwood Common Units was $27.48. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 20:00 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | GrantCommon Units | 5,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010479 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,201 F1 · acquired: Represents restricted units received by the reporting person from the issuer as director compensation. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 17:07 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | GrantClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000010254-21-000034 · wf-form4_161195803962019.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,050 F1 · price: This restricted stock unit award vests in four equal quarterly installments beginning on March 31, 2021, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 16:25 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | GrantClass A Common Stock | 28,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000010254-20-000031 · wf-form4_158076510820269.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,050 F1 · price: This restricted stock unit award vests in four equal quarterly installments beginning on March 31, 2020, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 20:35 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | GrantCommon Units | 5,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004564 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,763 F1 · acquired: Represents restricted units received by the reporting person from the issuer as director compensation. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 20:10 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | GrantClass A Common Stock | 18,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000010254-19-000027 · wf-form4_154889703852450.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,450 F1 · price: This restricted stock unit award vests in four equal quarterly installments beginning on March 31, 2019, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 19:19 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | GrantCommon Units | 5,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004867 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,373 F1 · acquired: Represents restricted units received by the reporting person from the issuer as director compensation. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 18:22 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | PurchaseCommon units representing limited partner interests | 5,000 | $17.11 | $85,550.00 |
DisclosureSEC source: 0001209191-18-063560 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,983 Read SEC document |
| November 14, 2018 Filed Nov 20, 2018 19:57 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | PurchaseCommon units representing limited partner interests | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0001209191-18-059600 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,983 F1 · kind: Purchased in a registered offering by the Issuer of common units representing limited partner interests. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | GrantCommon Units | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016637 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,983 F1 · acquired: Represents restricted units received by the reporting person from the issuer as director compensation. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:16 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | GrantClass A Common Stock | 13,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064771 · doc4.xml · nonDerivative · entry 3 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 F3 · shares: This restricted stock award unit vests in four equal quarterly installments beginning on March 31, 2018, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. F3 · price: This restricted stock award unit vests in four equal quarterly installments beginning on March 31, 2018, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. F2 · balance_after: Includes a restricted stock unit award that vests as to 500 units on December 31, 2017, subject to the terms of the restricted stock agreement. Each stock unit represents the contingent right to receive one share of Class A common stock of the Issuer Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 19:22 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | GrantCommon units representing limited partner interests | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-022660 · doc4.xml · nonDerivative · entry 2 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,883 F2 · shares: Restricted Unit Award pursuant to the Oasis Midstream Partners LP 2017 Long Term Incentive Plan. The award vests on September 25, 2018. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 19:22 UTC | Oasis Midstream Partners LP OMP · Entity 130813 | PurchaseCommon units representing limited partner interests | 6,000 | $17.00 | $102,000.00 |
DisclosureSEC source: 0000899243-17-022660 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: Reporting Person purchased the securities through the Directed Unit Program conducted in connection with the Issuer's initial public offering. Read SEC document |
| May 09, 2017 Filed Dec 8, 2017 17:16 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | OtherClass A Common Stock | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064771 · doc4.xml · nonDerivative · entry 2 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A common stock, $0.001 par value per share. F2 · shares: Includes a restricted stock unit award that vests as to 500 units on December 31, 2017, subject to the terms of the restricted stock agreement. Each stock unit represents the contingent right to receive one share of Class A common stock of the Issuer F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A common stock, $0.001 par value per share. F2 · balance_after: Includes a restricted stock unit award that vests as to 500 units on December 31, 2017, subject to the terms of the restricted stock agreement. Each stock unit represents the contingent right to receive one share of Class A common stock of the Issuer Read SEC document |
| May 09, 2017 Filed Dec 8, 2017 17:16 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | OtherClass Common Stock | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-064771 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A common stock, $0.001 par value per share. F2 · shares: Includes a restricted stock unit award that vests as to 500 units on December 31, 2017, subject to the terms of the restricted stock agreement. Each stock unit represents the contingent right to receive one share of Class A common stock of the Issuer F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A common stock, $0.001 par value per share. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:26 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | OtherClass B Shares/Class A Units/GP Units · Derivative | 781,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-16-000106 · edgar.xml · derivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1)(2) Disclosed balance after: 781,144 Underlying: Common Units · 781,144 shares Expires not disclosed F1 · kind: The limited partnership agreement of Plains AAP, L.P. ("AAP") was amended and restated on November 15, 2016 to provide, among other things, that each limited partner of AAP holding Class A Units, including the Reporting Person, will have the right, subject to certain limitations, to redeem its Class A Units in AAP (the "Class A Units"), for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares (the "Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units (the "GP Units") in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). F2 · kind: PAA Management, L.P. ("PAA Management") is a limited partner of AAP and may from time to time exercise the Redemption Right with respect to its Class A Units. The Reporting Person is a member of PAA Management LLC, the general partner of PAA Management, and a limited partner of PAA Management. Therefore he may be deemed to be a beneficial owner of the interests held by PAA Management. The Reporting Person disclaims beneficial ownership of the securities held by PAA Management, except to the extent of his pecuniary interest therein. F3 · derivative.exercise_date: Pursuant to the limited partnership agreement of AAP, prior to November 15, 2017, PAA Management may not exercise its Redemption Right with respect to Class A Units attributable to the interest of the Reporting Person if such exercise would result in the redemption (taken together with any previous redemptions attributable to the interest of the Reporting Person) of more than 78% of the Class A Units attributable to the Reporting Person through PAA Management as of November 15, 2016. Pursuant to the limited partnership agreement of AAP, the Redemption Right does not expire. F3 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, prior to November 15, 2017, PAA Management may not exercise its Redemption Right with respect to Class A Units attributable to the interest of the Reporting Person if such exercise would result in the redemption (taken together with any previous redemptions attributable to the interest of the Reporting Person) of more than 78% of the Class A Units attributable to the Reporting Person through PAA Management as of November 15, 2016. Pursuant to the limited partnership agreement of AAP, the Redemption Right does not expire. F1 · balance_after: The limited partnership agreement of Plains AAP, L.P. ("AAP") was amended and restated on November 15, 2016 to provide, among other things, that each limited partner of AAP holding Class A Units, including the Reporting Person, will have the right, subject to certain limitations, to redeem its Class A Units in AAP (the "Class A Units"), for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares (the "Class B Shares") in Plains GP Holdings, L.P. ("PAGP") and GP Units (the "GP Units") in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). F2 · balance_after: PAA Management, L.P. ("PAA Management") is a limited partner of AAP and may from time to time exercise the Redemption Right with respect to its Class A Units. The Reporting Person is a member of PAA Management LLC, the general partner of PAA Management, and a limited partner of PAA Management. Therefore he may be deemed to be a beneficial owner of the interests held by PAA Management. The Reporting Person disclaims beneficial ownership of the securities held by PAA Management, except to the extent of his pecuniary interest therein. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 17:34 UTC | EARTHSTONE ENERGY INC ESTE · Entity 108644 | GrantCommon Stock | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-145945 · doc4.xml · nonDerivative · entry 1 KRAMER PHIL D · CIK 0001188626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · price: This restricted stock unit award vests as to 3,000 units on January 1, 2017 and the remaining 6,000 units in 12 equal monthly installments beginning on January 31, 2017, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of common stock of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.