Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Crucible Acquisition CorpCRU · Entity 144197 | Director · Chairman of the Board | January 04, 2021 | January 04, 2021 |
| Molekule Group, Inc.MKUL · Entity 113413 | Director · 10% owner | January 12, 2023 | January 17, 2023 |
| ROVER GROUP, INC.ROVR · Entity 93736 | 10% owner | November 03, 2023 | November 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Crucible Acquisition Corp
Report date January 04, 2021 · Filed January 04, 2021
This filing explicitly reported no securities owned.
Molekule Group, Inc.
Report date January 12, 2023 · Filed January 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundry Group Next, L.P. | 7,217,710 |
Reported balance
After 2023-01-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-01-12 · Grant · Acquired 7,217,710 · Balance 7,217,710 F1: Received pursuant to the Agreement and Plan of Merger dated as of October 3, 2022 (the "Merger Agreement") by and among the Issuer, Air King Merger Sub Inc., a Delaware corporation and direct wholly-owned subsidiary of the Issuer ("Merger Sub"), and Molekule, Inc., a Delaware corporation ("Molekule"). Pursuant to the Merger Agreement, Merger Sub merged with and into Molekule, with Molekule continuing as the surviving entity and a wholly-owned subsidiary of the Issuer (the "Merger"). F2: Received in the Merger in exchange for 53,725,891 shares of capital stock of Molekule held by Foundry Group Next, L.P. ("Foundry"). F3: Shares are held by Foundry. FG Next GP, L.L.C. ("Foundry GP") is the general partner of Foundry and may be deemed to beneficially own these shares. The Reporting Person is a managing member of Foundry GP, and may be deemed to share voting and investment power over these shares. The Reporting Person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 92,000 |
Reported balance
Holding disclosure · report date 2023-01-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 92,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Received pursuant to the Agreement and Plan of Merger dated as of October 3, 2022 (the "Merger Agreement") by and among the Issuer, Air King Merger Sub Inc., a Delaware corporation and direct wholly-owned subsidiary of the Issuer ("Merger Sub"), and Molekule, Inc., a Delaware corporation ("Molekule"). Pursuant to the Merger Agreement, Merger Sub merged with and into Molekule, with Molekule continuing as the surviving entity and a wholly-owned subsidiary of the Issuer (the "Merger").
F2: Received in the Merger in exchange for 53,725,891 shares of capital stock of Molekule held by Foundry Group Next, L.P. ("Foundry").
F3: Shares are held by Foundry. FG Next GP, L.L.C. ("Foundry GP") is the general partner of Foundry and may be deemed to beneficially own these shares. The Reporting Person is a managing member of Foundry GP, and may be deemed to share voting and investment power over these shares. The Reporting Person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein.
ROVER GROUP, INC.
Report date November 03, 2023 · Filed November 06, 2023
Jointly reported with Foundry Group Next, L.P., FG Next GP, LLC, Levine Seth, MCINTYRE RYAN A, Foundry Venture Capital 2013, L.P., Foundry Venture 2013, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Foundry Venture Capital 2013, L.P. | 12,579,955 |
Reported balance
After 2023-11-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-11-03 · Sale · Disposed 200,220 · Balance 12,579,955 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.66 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held by Foundry Venture Capital 2013, L.P. ("2013 LP"). Foundry Venture 2013, LLC ("2013 LLC") is the general partner of 2013 LP and may be deemed to beneficially own the shares held by 2013 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2013 LLC, and may be deemed to share voting and investment power over the shares held by 2013 LP. Each of 2013 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Foundry Group Next, L.P. | 7,038,732 |
Reported balance
Holding disclosure · report date 2023-11-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,038,732 F3: Shares are held by Foundry Group Next, L.P. ("Next LP"). FG Next GP, LLC ("Next LLC") is the general partner of Next LP and may be deemed to beneficially own the shares held by Next LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of Next LLC, and may be deemed to share voting and investment power over the shares held by Next LP. Each of Next LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.66 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Shares are held by Foundry Venture Capital 2013, L.P. ("2013 LP"). Foundry Venture 2013, LLC ("2013 LLC") is the general partner of 2013 LP and may be deemed to beneficially own the shares held by 2013 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2013 LLC, and may be deemed to share voting and investment power over the shares held by 2013 LP. Each of 2013 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein.
F3: Shares are held by Foundry Group Next, L.P. ("Next LP"). FG Next GP, LLC ("Next LLC") is the general partner of Next LP and may be deemed to beneficially own the shares held by Next LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of Next LLC, and may be deemed to share voting and investment power over the shares held by Next LP. Each of Next LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bloom Energy Corp
Report date February 01, 2019 · Filed February 04, 2019
Jointly reported with MOBIUS VI LLC, MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P, MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P, MOBIUS TECHNOLOGY VENTURES VI LP, SOFTBANK U S VENTURES VI L P, MENDELSON JASON A
Section 16 reporting ended · disclosed 2019-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectMobius Technology Ventures VI, L.P. | 1,112,508 |
Reported balance
After 2019-02-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-02-01 · Sale · Disposed 97,386 · Balance 1,112,508 F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSOFTBANK U.S. Ventures VI L.P. | 1,193,203 |
Reported balance
After 2019-02-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-02-01 · Sale · Disposed 104,451 · Balance 1,193,203 F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectMobius Technology Ventures Side Fund VI L.P. | 45,495 |
Reported balance
After 2019-02-01 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-02-01 · Sale · Disposed 3,983 · Balance 45,495 F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectMobius Technology Ventures Advisors Fund VI L.P. | 43,343 |
Reported balance
After 2019-02-01 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-02-01 · Sale · Disposed 3,793 · Balance 43,343 F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").
F3: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").
F4: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").
F5: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").
F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.
SendGrid, Inc.
Report date July 09, 2018 · Filed July 11, 2018
Jointly reported with Foundry Venture 2007, LLC, Foundry Group Select Fund, L.P., Foundry Select Fund GP, LLC, Foundry Venture Capital 2007, L.P., Levine Seth, MCINTYRE RYAN A, MENDELSON JASON A
Section 16 reporting ended · disclosed 2018-07-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Foundry Group Select Fund, L.P. | 1,251,589 |
Reported balance
After 2018-07-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-07-09 · Other · Disposed 718,257 · Balance 1,251,589 F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Group Select Fund, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Select Fund GP, LLC. F2: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Foundry Venture Capital 2007, L.P. | 3,104,753 |
Reported balance
After 2018-07-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-07-09 · Other · Disposed 1,781,743 · Balance 3,104,753 F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Venture 2007, LLC. F4: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 399,111 |
Reported balance
After 2018-07-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-07-09 · Other · Acquired 399,111 · Balance 399,111 F5: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. described in footnote 3 above. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-07-09 · Other · Disposed 399,111 · Balance 0 F6: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture 2007, LLC effected following the close of the trading market on July 9, 2018 without consideration to its members. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Group Select Fund, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Select Fund GP, LLC.
F2: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.
F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Venture 2007, LLC.
F4: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.
F5: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. described in footnote 3 above. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.
F6: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture 2007, LLC effected following the close of the trading market on July 9, 2018 without consideration to its members. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.
TaoWeave, Inc.
Report date July 03, 2023 · Filed July 05, 2023
Jointly reported with Foundry Group Select Fund, L.P., Foundry Select Fund GP, LLC, Foundry Venture Capital 2007, L.P., Foundry Venture 2007, LLC, Levine Seth, MCINTYRE RYAN A
Section 16 reporting ended · disclosed 2023-07-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundry?Venture Capital 2007, L.P. | 24,215 |
Reported balance
After 2023-07-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-07-03 · Other · Disposed 85,017 · Balance 24,215 F1: Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant"). F2: The number of securities reported gives effect to a 1-for-15 reverse stock split of the Issuer's Common Stock, which was effected on January 3, 2023. F3: Securities are held directly by Foundry Venture Capital 2007, L.P. ("Foundry 2007"). Foundry Venture 2007, LLC ("Foundry Venture") is the general partner of Foundry 2007. Bradley Feld, Seth Levine and Ryan McIntyre (collectively, the "Managing Members") are the managing members of Foundry Venture and may be deemed to share voting and dispositive power with respect to the securities held by Foundry 2007. Accordingly, each of Foundry Venture and the Managing Members may be deemed to beneficially own the securities held by Foundry 2007, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundry Group Select Fund, L.P. | 91,644 |
Reported balance
After 2023-07-03 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-07-03 · Other · Disposed 321,759 · Balance 91,644 F4: Foundry Group Select Fund, L.P. ("Foundry Select") entered into an Exchange Agreement with the Issuer pursuant to which Foundry Select exchanged, on a 1:1 basis, 321,759 shares of the Issuer's Common Stock for an equal number of Pre-Funded Warrants. F2: The number of securities reported gives effect to a 1-for-15 reverse stock split of the Issuer's Common Stock, which was effected on January 3, 2023. F5: Securities are held directly by Foundry Group Select Fund, L.P. ("Foundry Select"). Foundry Select Fund GP, LLC ("Foundry Select GP") is the general partner of Foundry Select. The Managing Members are the managing members of Foundry Select GP and may be deemed to share voting and dispositive power with respect to the securities held by Foundry Select. Accordingly, each of Foundry Select GP and the Managing Members may be deemed to beneficially own the securities held by Foundry Select, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Foundry?Venture Capital 2007, L.P. | 85,017 |
Reported balance
After 2023-07-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-07-03 · Other · Acquired 85,017 · Balance 85,017 F1: Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant"). F6: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrant if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 4.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F3: Securities are held directly by Foundry Venture Capital 2007, L.P. ("Foundry 2007"). Foundry Venture 2007, LLC ("Foundry Venture") is the general partner of Foundry 2007. Bradley Feld, Seth Levine and Ryan McIntyre (collectively, the "Managing Members") are the managing members of Foundry Venture and may be deemed to share voting and dispositive power with respect to the securities held by Foundry 2007. Accordingly, each of Foundry Venture and the Managing Members may be deemed to beneficially own the securities held by Foundry 2007, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Foundry Group Select Fund, L.P. | 321,759 |
Reported balance
After 2023-07-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-07-03 · Other · Acquired 321,759 · Balance 321,759 F4: Foundry Group Select Fund, L.P. ("Foundry Select") entered into an Exchange Agreement with the Issuer pursuant to which Foundry Select exchanged, on a 1:1 basis, 321,759 shares of the Issuer's Common Stock for an equal number of Pre-Funded Warrants. F1: Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant"). F6: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrant if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 4.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F5: Securities are held directly by Foundry Group Select Fund, L.P. ("Foundry Select"). Foundry Select Fund GP, LLC ("Foundry Select GP") is the general partner of Foundry Select. The Managing Members are the managing members of Foundry Select GP and may be deemed to share voting and dispositive power with respect to the securities held by Foundry Select. Accordingly, each of Foundry Select GP and the Managing Members may be deemed to beneficially own the securities held by Foundry Select, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant").
F2: The number of securities reported gives effect to a 1-for-15 reverse stock split of the Issuer's Common Stock, which was effected on January 3, 2023.
F3: Securities are held directly by Foundry Venture Capital 2007, L.P. ("Foundry 2007"). Foundry Venture 2007, LLC ("Foundry Venture") is the general partner of Foundry 2007. Bradley Feld, Seth Levine and Ryan McIntyre (collectively, the "Managing Members") are the managing members of Foundry Venture and may be deemed to share voting and dispositive power with respect to the securities held by Foundry 2007. Accordingly, each of Foundry Venture and the Managing Members may be deemed to beneficially own the securities held by Foundry 2007, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.
F4: Foundry Group Select Fund, L.P. ("Foundry Select") entered into an Exchange Agreement with the Issuer pursuant to which Foundry Select exchanged, on a 1:1 basis, 321,759 shares of the Issuer's Common Stock for an equal number of Pre-Funded Warrants.
F5: Securities are held directly by Foundry Group Select Fund, L.P. ("Foundry Select"). Foundry Select Fund GP, LLC ("Foundry Select GP") is the general partner of Foundry Select. The Managing Members are the managing members of Foundry Select GP and may be deemed to share voting and dispositive power with respect to the securities held by Foundry Select. Accordingly, each of Foundry Select GP and the Managing Members may be deemed to beneficially own the securities held by Foundry Select, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.
F6: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrant if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 4.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise.
Xometry, Inc.
Report date July 02, 2021 · Filed July 07, 2021
Jointly reported with Foundry Group Next 2018, L.P., FG Next GP 2018, LLC, Levine Seth, MCINTYRE RYAN A
Section 16 reporting ended · disclosed 2021-07-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,427,779 |
Reported balance
After 2021-07-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-02 · Conversion · Acquired 3,427,779 · Balance 3,427,779 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 534,328 |
Reported balance
After 2021-07-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-07-02 · Conversion · Acquired 534,328 · Balance 534,328 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F3: Shares are held by Foundry Venture Capital 2016, L.P. ("2016 LP"). Foundry Venture 2016, LLC ("2016 LLC") is the general partner of 2016 LP and may be deemed to beneficially own the shares held by 2016 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2016 LLC, and may be deemed to share voting and investment power over the shares held by 2016 LP. Each of 2016 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. |
| Series Seed-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-07-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-02 · Conversion · Disposed 104,680 · Balance 0 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. |
| Series Seed-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-07-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-02 · Conversion · Disposed 46,054 · Balance 0 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-07-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-07-02 · Conversion · Disposed 59,633 · Balance 0 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-07-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-07-02 · Conversion · Disposed 20,470 · Balance 0 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-07-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-07-02 · Conversion · Disposed 534,328 · Balance 0 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F3: Shares are held by Foundry Venture Capital 2016, L.P. ("2016 LP"). Foundry Venture 2016, LLC ("2016 LLC") is the general partner of 2016 LP and may be deemed to beneficially own the shares held by 2016 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2016 LLC, and may be deemed to share voting and investment power over the shares held by 2016 LP. Each of 2016 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-07-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-07-02 · Conversion · Disposed 2,273,795 · Balance 0 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-07-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-07-02 · Conversion · Disposed 803,748 · Balance 0 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-07-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-07-02 · Conversion · Disposed 119,399 · Balance 0 F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date.
F2: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein.
F3: Shares are held by Foundry Venture Capital 2016, L.P. ("2016 LP"). Foundry Venture 2016, LLC ("2016 LLC") is the general partner of 2016 LP and may be deemed to beneficially own the shares held by 2016 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2016 LLC, and may be deemed to share voting and investment power over the shares held by 2016 LP. Each of 2016 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2023 Filed Nov 6, 2023 07:15 UTC | ROVER GROUP, INC. ROVR · Entity 93736 | SaleClass A Common Stock | 200,220 | $6.52 | $1,305,434.40 |
DisclosureSEC source: 0001209191-23-054439 · doc4.xml · nonDerivative · entry 1 Foundry Group Next, L.P. · CIK 0001671879 · 10% owner FG Next GP, LLC · CIK 0001671899 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Foundry Venture Capital 2013, L.P. · CIK 0001557878 · 10% owner Foundry Venture 2013, LLC · CIK 0001557877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundry Venture Capital 2013, L.P. Disclosed balance after: 12,579,955 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.66 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held by Foundry Venture Capital 2013, L.P. ("2013 LP"). Foundry Venture 2013, LLC ("2013 LLC") is the general partner of 2013 LP and may be deemed to beneficially own the shares held by 2013 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2013 LLC, and may be deemed to share voting and investment power over the shares held by 2013 LP. Each of 2013 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| November 02, 2023 Filed Nov 2, 2023 19:52 UTC | ROVER GROUP, INC. ROVR · Entity 93736 | SaleClass A Common Stock | 170,135 | $6.45 | $1,097,370.75 |
DisclosureSEC source: 0001209191-23-054249 · doc4.xml · nonDerivative · entry 3 Foundry Group Next, L.P. · CIK 0001671879 · 10% owner FG Next GP, LLC · CIK 0001671899 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Foundry Venture Capital 2013, L.P. · CIK 0001557878 · 10% owner Foundry Venture 2013, LLC · CIK 0001557877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundry Venture Capital 2013, L.P. Disclosed balance after: 12,780,175 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.40 to $6.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held by Foundry Venture Capital 2013, L.P. ("2013 LP"). Foundry Venture 2013, LLC ("2013 LLC") is the general partner of 2013 LP and may be deemed to beneficially own the shares held by 2013 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2013 LLC, and may be deemed to share voting and investment power over the shares held by 2013 LP. Each of 2013 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 19:52 UTC | ROVER GROUP, INC. ROVR · Entity 93736 | SaleClass A Common Stock | 187,101 | $6.31 | $1,180,607.31 |
DisclosureSEC source: 0001209191-23-054249 · doc4.xml · nonDerivative · entry 2 Foundry Group Next, L.P. · CIK 0001671879 · 10% owner FG Next GP, LLC · CIK 0001671899 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Foundry Venture Capital 2013, L.P. · CIK 0001557878 · 10% owner Foundry Venture 2013, LLC · CIK 0001557877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundry Venture Capital 2013, L.P. Disclosed balance after: 12,950,310 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.21 to $6.46 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held by Foundry Venture Capital 2013, L.P. ("2013 LP"). Foundry Venture 2013, LLC ("2013 LLC") is the general partner of 2013 LP and may be deemed to beneficially own the shares held by 2013 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2013 LLC, and may be deemed to share voting and investment power over the shares held by 2013 LP. Each of 2013 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 19:52 UTC | ROVER GROUP, INC. ROVR · Entity 93736 | SaleClass A Common Stock | 92,544 | $6.46 | $597,834.24 |
DisclosureSEC source: 0001209191-23-054249 · doc4.xml · nonDerivative · entry 1 Foundry Group Next, L.P. · CIK 0001671879 · 10% owner FG Next GP, LLC · CIK 0001671899 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Foundry Venture Capital 2013, L.P. · CIK 0001557878 · 10% owner Foundry Venture 2013, LLC · CIK 0001557877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundry Venture Capital 2013, L.P. Disclosed balance after: 13,137,411 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held by Foundry Venture Capital 2013, L.P. ("2013 LP"). Foundry Venture 2013, LLC ("2013 LLC") is the general partner of 2013 LP and may be deemed to beneficially own the shares held by 2013 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2013 LLC, and may be deemed to share voting and investment power over the shares held by 2013 LP. Each of 2013 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:22 UTC | TaoWeave, Inc. OBLG · Entity 8246 | OtherWarrant (Right to Buy) · Derivative | 321,759 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-041055 · doc4.xml · derivative · entry 4 Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundry Group Select Fund, L.P. Disclosed balance after: 321,759 Underlying: Common Stock · 321,759 shares Expires not disclosed F4 · kind: Foundry Group Select Fund, L.P. ("Foundry Select") entered into an Exchange Agreement with the Issuer pursuant to which Foundry Select exchanged, on a 1:1 basis, 321,759 shares of the Issuer's Common Stock for an equal number of Pre-Funded Warrants. F1 · price: Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant"). F6 · derivative.exercise_date: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrant if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 4.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F6 · derivative.expiration_date: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrant if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 4.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F5 · ownership.nature: Securities are held directly by Foundry Group Select Fund, L.P. ("Foundry Select"). Foundry Select Fund GP, LLC ("Foundry Select GP") is the general partner of Foundry Select. The Managing Members are the managing members of Foundry Select GP and may be deemed to share voting and dispositive power with respect to the securities held by Foundry Select. Accordingly, each of Foundry Select GP and the Managing Members may be deemed to beneficially own the securities held by Foundry Select, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:22 UTC | TaoWeave, Inc. OBLG · Entity 8246 | OtherWarrant (Right to Buy) · Derivative | 85,017 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-041055 · doc4.xml · derivative · entry 3 Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundry?Venture Capital 2007, L.P. Disclosed balance after: 85,017 Underlying: Common Stock · 85,017 shares Expires not disclosed F1 · kind: Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant"). F1 · price: Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant"). F6 · derivative.exercise_date: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrant if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 4.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F6 · derivative.expiration_date: The Pre-Funded Warrants have no expiration date and are exercisable immediately. Notwithstanding the foregoing, the Reporting Persons shall not be entitled to exercise the Pre-Funded Warrant if it would cause the aggregate number of shares of Common Stock beneficially owned by the Reporting Persons, their affiliates and any persons who are members of a Section 13(d) group with the Reporting Persons or their affiliates to exceed 4.99% of the total number of issued and outstanding shares of Common Stock of the Issuer following such exercise. F3 · ownership.nature: Securities are held directly by Foundry Venture Capital 2007, L.P. ("Foundry 2007"). Foundry Venture 2007, LLC ("Foundry Venture") is the general partner of Foundry 2007. Bradley Feld, Seth Levine and Ryan McIntyre (collectively, the "Managing Members") are the managing members of Foundry Venture and may be deemed to share voting and dispositive power with respect to the securities held by Foundry 2007. Accordingly, each of Foundry Venture and the Managing Members may be deemed to beneficially own the securities held by Foundry 2007, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:22 UTC | TaoWeave, Inc. OBLG · Entity 8246 | OtherCommon Stock | 321,759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-041055 · doc4.xml · nonDerivative · entry 2 Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundry Group Select Fund, L.P. Disclosed balance after: 91,644 F4 · kind: Foundry Group Select Fund, L.P. ("Foundry Select") entered into an Exchange Agreement with the Issuer pursuant to which Foundry Select exchanged, on a 1:1 basis, 321,759 shares of the Issuer's Common Stock for an equal number of Pre-Funded Warrants. F2 · shares: The number of securities reported gives effect to a 1-for-15 reverse stock split of the Issuer's Common Stock, which was effected on January 3, 2023. F4 · price: Foundry Group Select Fund, L.P. ("Foundry Select") entered into an Exchange Agreement with the Issuer pursuant to which Foundry Select exchanged, on a 1:1 basis, 321,759 shares of the Issuer's Common Stock for an equal number of Pre-Funded Warrants. F2 · balance_after: The number of securities reported gives effect to a 1-for-15 reverse stock split of the Issuer's Common Stock, which was effected on January 3, 2023. F5 · ownership.nature: Securities are held directly by Foundry Group Select Fund, L.P. ("Foundry Select"). Foundry Select Fund GP, LLC ("Foundry Select GP") is the general partner of Foundry Select. The Managing Members are the managing members of Foundry Select GP and may be deemed to share voting and dispositive power with respect to the securities held by Foundry Select. Accordingly, each of Foundry Select GP and the Managing Members may be deemed to beneficially own the securities held by Foundry Select, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 20:22 UTC | TaoWeave, Inc. OBLG · Entity 8246 | OtherCommon Stock | 85,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-041055 · doc4.xml · nonDerivative · entry 1 Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundry?Venture Capital 2007, L.P. Disclosed balance after: 24,215 F1 · kind: Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant"). F2 · shares: The number of securities reported gives effect to a 1-for-15 reverse stock split of the Issuer's Common Stock, which was effected on January 3, 2023. F1 · price: Foundry Venture Capital 2007, L.P. ("Foundry 2007") entered into an Exchange Agreement with the Issuer pursuant to which Foundry 2007 exchanged, on a 1:1 basis, 85,017 shares of the Issuer's Common Stock for an equal number of prefunded warrants, each to purchase one share of the Issuer's Common Stock at an exercise price of $0.0001 per share (each a "Pre-Funded Warrant"). F2 · balance_after: The number of securities reported gives effect to a 1-for-15 reverse stock split of the Issuer's Common Stock, which was effected on January 3, 2023. F3 · ownership.nature: Securities are held directly by Foundry Venture Capital 2007, L.P. ("Foundry 2007"). Foundry Venture 2007, LLC ("Foundry Venture") is the general partner of Foundry 2007. Bradley Feld, Seth Levine and Ryan McIntyre (collectively, the "Managing Members") are the managing members of Foundry Venture and may be deemed to share voting and dispositive power with respect to the securities held by Foundry 2007. Accordingly, each of Foundry Venture and the Managing Members may be deemed to beneficially own the securities held by Foundry 2007, but each disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| January 12, 2023 Filed Jan 12, 2023 19:49 UTC | Molekule Group, Inc. MKUL · Entity 113413 | GrantCommon Stock | 92,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-003524 · tm233136-8_4seq1.xml · nonDerivative · entry 1 FELD BRADLEY A · CIK 0001065270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 18:23 UTC | Molekule Group, Inc. MKUL · Entity 113413 | GrantCommon Stock | 7,217,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-003581 · doc4.xml · nonDerivative · entry 1 FELD BRADLEY A · CIK 0001065270 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundry Group Next, L.P. Disclosed balance after: 7,217,710 F1 · kind: Received pursuant to the Agreement and Plan of Merger dated as of October 3, 2022 (the "Merger Agreement") by and among the Issuer, Air King Merger Sub Inc., a Delaware corporation and direct wholly-owned subsidiary of the Issuer ("Merger Sub"), and Molekule, Inc., a Delaware corporation ("Molekule"). Pursuant to the Merger Agreement, Merger Sub merged with and into Molekule, with Molekule continuing as the surviving entity and a wholly-owned subsidiary of the Issuer (the "Merger"). F2 · price: Received in the Merger in exchange for 53,725,891 shares of capital stock of Molekule held by Foundry Group Next, L.P. ("Foundry"). F3 · ownership.nature: Shares are held by Foundry. FG Next GP, L.L.C. ("Foundry GP") is the general partner of Foundry and may be deemed to beneficially own these shares. The Reporting Person is a managing member of Foundry GP, and may be deemed to share voting and investment power over these shares. The Reporting Person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 20:20 UTC | ROVER GROUP, INC. ROVR · Entity 93736 | OtherClass A Common Stock | 869,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058631 · doc4.xml · nonDerivative · entry 2 Foundry Group Next, L.P. · CIK 0001671879 · 10% owner FG Next GP, LLC · CIK 0001671899 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Foundry Venture Capital 2013, L.P. · CIK 0001557878 · 10% owner Foundry Venture 2013, LLC · CIK 0001557877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,038,732 F1 · kind: On September 29, 2021, Foundry Venture Capital 2013, L.P. ("2013 LP") and Foundry Group Next, L.P. ("Next LP") became entitled to receive 1,636,135 and 869,402 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"). F2 · kind: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including 2013 LP and Next LP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement. F3 · kind: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of 2013 LP and Next LP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger. F1 · price: On September 29, 2021, Foundry Venture Capital 2013, L.P. ("2013 LP") and Foundry Group Next, L.P. ("Next LP") became entitled to receive 1,636,135 and 869,402 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"). F2 · price: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including 2013 LP and Next LP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement. F3 · price: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of 2013 LP and Next LP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger. F5 · ownership.nature: Shares are held by Next LP. FG Next GP, LLC ("Next LLC") is the general partner of Next LP and may be deemed to beneficially own the shares held by Next LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of Next LLC, and may be deemed to share voting and investment power over the shares held by Next LP. Each of Next LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 20:20 UTC | ROVER GROUP, INC. ROVR · Entity 93736 | OtherClass A Common Stock | 1,634,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058631 · doc4.xml · nonDerivative · entry 1 Foundry Group Next, L.P. · CIK 0001671879 · 10% owner FG Next GP, LLC · CIK 0001671899 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Foundry Venture Capital 2013, L.P. · CIK 0001557878 · 10% owner Foundry Venture 2013, LLC · CIK 0001557877 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,229,955 F1 · kind: On September 29, 2021, Foundry Venture Capital 2013, L.P. ("2013 LP") and Foundry Group Next, L.P. ("Next LP") became entitled to receive 1,636,135 and 869,402 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"). F2 · kind: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including 2013 LP and Next LP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement. F3 · kind: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of 2013 LP and Next LP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger. F1 · price: On September 29, 2021, Foundry Venture Capital 2013, L.P. ("2013 LP") and Foundry Group Next, L.P. ("Next LP") became entitled to receive 1,636,135 and 869,402 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"). F2 · price: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including 2013 LP and Next LP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement. F3 · price: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of 2013 LP and Next LP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger. F4 · ownership.nature: Shares are held by 2013 LP. Foundry Venture 2013, LLC ("2013 LLC") is the general partner of 2013 LP and may be deemed to beneficially own the shares held by 2013 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2013 LLC, and may be deemed to share voting and investment power over the shares held by 2013 LP. Each of 2013 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionSeries E Preferred Stock · Derivative | 119,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · derivative · entry 10 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 119,399 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2 · ownership.nature: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionSeries D Preferred Stock · Derivative | 803,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · derivative · entry 9 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 803,748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2 · ownership.nature: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionSeries C Preferred Stock · Derivative | 2,273,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · derivative · entry 8 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 2,273,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2 · ownership.nature: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionSeries B Preferred Stock · Derivative | 534,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · derivative · entry 7 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 534,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F3 · ownership.nature: Shares are held by Foundry Venture Capital 2016, L.P. ("2016 LP"). Foundry Venture 2016, LLC ("2016 LLC") is the general partner of 2016 LP and may be deemed to beneficially own the shares held by 2016 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2016 LLC, and may be deemed to share voting and investment power over the shares held by 2016 LP. Each of 2016 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionSeries B Preferred Stock · Derivative | 20,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · derivative · entry 6 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 20,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2 · ownership.nature: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionSeries A-2 Preferred Stock · Derivative | 59,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · derivative · entry 5 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 59,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2 · ownership.nature: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionSeries Seed-2 Preferred Stock · Derivative | 46,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · derivative · entry 4 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 46,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2 · ownership.nature: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionSeries Seed-1 Preferred Stock · Derivative | 104,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · derivative · entry 3 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 104,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2 · ownership.nature: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionClass A Common Stock | 534,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · nonDerivative · entry 2 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 534,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F3 · ownership.nature: Shares are held by Foundry Venture Capital 2016, L.P. ("2016 LP"). Foundry Venture 2016, LLC ("2016 LLC") is the general partner of 2016 LP and may be deemed to beneficially own the shares held by 2016 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2016 LLC, and may be deemed to share voting and investment power over the shares held by 2016 LP. Each of 2016 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:04 UTC | Xometry, Inc. XMTR · Entity 1915 | ConversionClass A Common Stock | 3,427,779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-045901 · doc4.xml · nonDerivative · entry 1 Foundry Group Next 2018, L.P. · CIK 0001739641 · 10% owner FG Next GP 2018, LLC · CIK 0001739642 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner Levine Seth · CIK 0001644983 · 10% owner MCINTYRE RYAN A · CIK 0001248148 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,427,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock converted into shares of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a one-for-one basis, and had no expiration date. F2 · ownership.nature: Shares are held by Foundry Group Next 2018, L.P. ("2018 LP"). FG Next GP 2018, LLC ("2018 LLC") is the generalpartner of 2018 LP and may be deemed to beneficially own the shares held by 2018 LP. Brad Feld, Ryan McIntyre and Seth Levine are managing members of 2018 LLC, and may be deemed to share voting and investment power over theshares held by 2018 LP. Each of 2018 LLC, and Messrs. Feld, McIntyre and Levine disclaims beneficial ownership inthese shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 20:01 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,793 | $10.45 | $39,636.85 |
DisclosureSEC source: 0000899243-19-002542 · doc4.xml · nonDerivative · entry 4 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 43,343 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F6 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 20:01 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,983 | $10.45 | $41,622.35 |
DisclosureSEC source: 0000899243-19-002542 · doc4.xml · nonDerivative · entry 3 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 45,495 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F6 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 20:01 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 104,451 | $10.45 | $1,091,512.95 |
DisclosureSEC source: 0000899243-19-002542 · doc4.xml · nonDerivative · entry 2 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,193,203 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F6 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 20:01 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 97,386 | $10.45 | $1,017,683.70 |
DisclosureSEC source: 0000899243-19-002542 · doc4.xml · nonDerivative · entry 1 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,112,508 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F6 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 593 | $11.07 | $6,564.51 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 12 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 47,136 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 - $11.45 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 623 | $11.07 | $6,896.61 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 11 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 49,478 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 - $11.45 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 16,329 | $11.07 | $180,762.03 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 10 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,297,654 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 - $11.45 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 15,225 | $11.07 | $168,540.75 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 9 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,205,714 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 - $11.45 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,016 | $11.60 | $23,385.60 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 8 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 47,729 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.28 - $11.89 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,117 | $11.60 | $24,557.20 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 7 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 50,101 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.28 - $11.89 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 55,528 | $11.60 | $644,124.80 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 6 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,313,983 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.28 - $11.89 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 51,772 | $11.60 | $600,555.20 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 5 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,220,939 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.28 - $11.89 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,341 | $11.61 | $27,179.01 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 4 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 49,745 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,458 | $11.61 | $28,537.38 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 3 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P Disclosed balance after: 52,218 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 64,467 | $11.61 | $748,461.87 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 2 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,369,511 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 60,107 | $11.61 | $697,842.27 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 1 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,272,711 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 827 | $11.94 | $9,874.38 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 16 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,086 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 869 | $11.94 | $10,375.86 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 15 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 54,676 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 22,782 | $11.94 | $272,017.08 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 14 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,433,978 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 21,241 | $11.94 | $253,617.54 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 13 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,332,818 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1 | $12.42 | $12.42 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 12 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,913 F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2 | $12.42 | $24.84 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 11 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 55,545 F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 51 | $12.42 | $633.42 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 10 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,456,760 F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 46 | $12.42 | $571.32 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 9 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,354,059 F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,710 | $11.86 | $32,140.60 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 8 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,914 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,845 | $11.86 | $33,741.70 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 7 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 55,547 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 74,603 | $11.86 | $884,791.58 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 6 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,456,811 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 69,558 | $11.86 | $824,957.88 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 5 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,354,105 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.