Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLADSTONE INVESTMENT CORPORATIONDEGAIN · Entity 8917 | CFO and Treasurer | November 06, 2023 | November 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLADSTONE INVESTMENT CORPORATIONDE
Report date November 06, 2023 · Filed November 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,400 |
Reported balance
After 2023-11-06 transaction · row 1
1 source rowRow 1 · 2023-11-06 · Purchase · Acquired 650 · Balance 1,400 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2023 Filed Nov 7, 2023 20:14 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 650 | $14.67 | $9,535.50 |
DisclosureSEC source: 0001062993-23-020250 · form4.xml · nonDerivative · entry 1 Easton Rachael Z. · CIK 0001900475 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 16:46 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 375 | $13.12 | $4,920.00 |
DisclosureSEC source: 0001062993-23-007142 · form4.xml · nonDerivative · entry 1 Easton Rachael Z. · CIK 0001900475 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $13.115 to $13.13 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 20, 2022 Filed May 20, 2022 18:41 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 175 | $14.52 | $2,540.13 |
DisclosureSEC source: 0001062993-22-013111 · form4.xml · nonDerivative · entry 1 Easton Rachael Z. · CIK 0001900475 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375 Read SEC document |
| February 23, 2022 Filed Feb 23, 2022 21:13 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 200 | $14.93 | $2,985.00 |
DisclosureSEC source: 0001062993-22-005325 · form4.xml · nonDerivative · entry 1 Easton Rachael Z. · CIK 0001900475 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.