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Smith Michael Duane

Disclosed activity across 1 company

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108306
SEC CIK
0001674458

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Where Food Comes From, Inc.WFCF · Entity 7027Director · 10% ownerNovember 10, 2023November 14, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Where Food Comes From, Inc.

Report date November 10, 2023 · Filed November 14, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect615,558 Reported balance After 2023-11-10 transaction · row 1
1 source row

Row 1 · 2023-11-10 · Grant · Acquired 500 · Balance 615,558

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2023 Filed Nov 14, 2023 17:09 UTC Where Food Comes From, Inc. WFCF · Entity 7027 GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-020826 · form4.xml · nonDerivative · entry 1

Smith Michael Duane · CIK 0001674458 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,558

Read SEC document
December 05, 2022 Filed Dec 13, 2022 14:03 UTC Where Food Comes From, Inc. WFCF · Entity 7027 GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023773 · form4.xml · nonDerivative · entry 1

Smith Michael Duane · CIK 0001674458 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,058

Read SEC document
November 03, 2021 Filed Nov 8, 2021 14:37 UTC Where Food Comes From, Inc. WFCF · Entity 7027 GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-010410 · form4.xml · nonDerivative · entry 1

Smith Michael Duane · CIK 0001674458 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,558

Read SEC document
September 30, 2020 Filed Mar 26, 2021 15:31 UTC Where Food Comes From, Inc. WFCF · Entity 7027 GrantStock Option (right to buy) · Derivative 250 $7.20 Strike: $7.20 $1,800.00
Disclosure

SEC source: 0001062993-21-003033 · form4.xml · derivative · entry 2

Smith Michael Duane · CIK 0001674458 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 250 shares

Expires 2030-09-30

F1 · derivative.exercise_price: reflects 1 for 4 reverse stock split effective on November 30, 2020.

F2 · derivative.exercise_date: vests annually over three years beginning on 9/30/2021.

F1 · balance_after: reflects 1 for 4 reverse stock split effective on November 30, 2020.

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September 30, 2019 Filed Nov 13, 2019 16:57 UTC Where Food Comes From, Inc. WFCF · Entity 7027 GrantStock Option (right to buy) · Derivative 1,000 $1.71 Strike: $1.71 $1,710.00
Disclosure

SEC source: 0001062993-19-004385 · form4.xml · derivative · entry 2

Smith Michael Duane · CIK 0001674458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 1,000 shares

Expires 2029-09-30

Read SEC document
December 19, 2018 Filed Nov 13, 2019 16:57 UTC Where Food Comes From, Inc. WFCF · Entity 7027 GrantStock Option (right to buy) · Derivative 5,000 $1.80 Strike: $1.80 $9,000.00
Disclosure

SEC source: 0001062993-19-004385 · form4.xml · derivative · entry 1

Smith Michael Duane · CIK 0001674458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-12-19

Read SEC document
May 11, 2017 Filed May 12, 2017 11:25 UTC Where Food Comes From, Inc. WFCF · Entity 7027 SaleCommon Stock 17,300 $2.00 $34,600.00
Disclosure

SEC source: 0001062993-17-002406 · form4.xml · nonDerivative · entry 2

Smith Michael Duane · CIK 0001674458 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,456,230

Read SEC document
May 10, 2017 Filed May 12, 2017 11:25 UTC Where Food Comes From, Inc. WFCF · Entity 7027 SaleCommon Stock 5,500 $2.04 $11,220.00
Disclosure

SEC source: 0001062993-17-002406 · form4.xml · nonDerivative · entry 1

Smith Michael Duane · CIK 0001674458 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,473,530

Read SEC document
March 15, 2017 Filed Mar 15, 2017 16:29 UTC Where Food Comes From, Inc. WFCF · Entity 7027 SaleCommon Stock 1,200 $2.00 $2,400.00
Disclosure

SEC source: 0001062993-17-001370 · form4.xml · nonDerivative · entry 2

Smith Michael Duane · CIK 0001674458 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,479,030

Read SEC document
March 14, 2017 Filed Mar 15, 2017 16:29 UTC Where Food Comes From, Inc. WFCF · Entity 7027 SaleCommon Stock 29,333 $2.00 $58,666.00
Disclosure

SEC source: 0001062993-17-001370 · form4.xml · nonDerivative · entry 1

Smith Michael Duane · CIK 0001674458 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,480,230

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.