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FALK THOMAS J

Disclosed activity across 3 companies

Tapewire entity
10826
SEC CIK
0001222890

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AbbVie Inc.ABBV · Entity 2800DirectorMay 08, 2026May 12, 2026
KIMBERLY CLARK CORPKMB · Entity 3103Director · Executive ChairmanDecember 11, 2019December 12, 2019
LOCKHEED MARTIN CORPLMT · Entity 2882DirectorFebruary 13, 2026February 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AbbVie Inc.

Report date May 08, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect2,321 Reported balance After 2026-05-08 transaction · row 1
1 source row

Row 1 · 2026-05-08 · Grant · Acquired 1,118 · Balance 2,321

F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy limited partnership3,000 Reported balance Holding disclosure · report date 2026-05-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,000

F2: The securities are owned by a limited partnership that is jointly controlled by the reporting person and his spouse. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

F2: The securities are owned by a limited partnership that is jointly controlled by the reporting person and his spouse. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

KIMBERLY CLARK CORP

Report date December 11, 2019 · Filed December 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectHeld by TKM II, Ltd.562,956 Reported balance After 2019-12-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-12-11 · Gift · Disposed 37,000 · Balance 562,956

Common StockSEC Table I · non-derivativeIndirect401(k) and Profit Sharing Plan15,496.0651 Reported balance Holding disclosure · report date 2019-12-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,496.0651

Common StockSEC Table I · non-derivativeIndirectHeld by TKM, Ltd.99,411 Reported balance Holding disclosure · report date 2019-12-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 99,411

LOCKHEED MARTIN CORP

Report date February 13, 2026 · Filed February 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLockheed Martin Directors Equity Plan15,453.7516 Reported balance After 2026-02-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-13 · Grant · Acquired 260.5044 · Balance 15,453.7516

F1: Phantom stock units convert to common stock on a one-for-one basis.

F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units convert to common stock on a one-for-one basis.

F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2026 Filed May 12, 2026 21:00 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 1,118 $0.00 $0.00
Disclosure

SEC source: 0001222890-26-000003 · form4-05122026_050524.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,321

F1 · shares: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:23 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 260.5044 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-26-002081 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 15,453.7516

Underlying: Common Stock · 260.5044 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

Read SEC document
May 09, 2025 Filed May 13, 2025 21:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 1,203 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012804 · form4-05132025_050526.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,203

F1 · balance_after: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:11 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 401.7108 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-25-002021 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 14,767.6935

Underlying: Common Stock · 401.7108 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.19 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.19 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.19 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:03 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 401.7773 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-24-002550 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 14,000.4373

Underlying: Common Stock · 401.7773 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:45 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 353.7908 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-23-002251 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 13,236.8869

Underlying: Common Stock · 353.7908 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:09 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 417.5982 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-001328 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 12,556.0168

Underlying: Common Stock · 417.5982 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:24 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 501.4968 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-001592 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 11,788.397

Underlying: Common Stock · 501.4968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:17 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 372.7919 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001513 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 10,984.9446

Underlying: Common Stock · 372.7919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock.

F2 · price: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 19:37 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GiftCommon Stock 37,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015668 · doc4.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by TKM II, Ltd.

Disclosed balance after: 562,956

Read SEC document
May 13, 2019 Filed May 14, 2019 19:41 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionStock Option (Right to Buy) · Derivative 58,218 $0.00 Strike: $103.06 $0.00
Disclosure

SEC source: 0001225208-19-007929 · doc4.xml · derivative · entry 7

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,844

Underlying: Common Stock · 58,218 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F7 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
May 13, 2019 Filed May 14, 2019 19:41 UTC KIMBERLY CLARK CORP KMB · Entity 3103 SaleCommon Stock 46,709 $127.85 $5,971,801.70
Disclosure

SEC source: 0001225208-19-007929 · doc4.xml · nonDerivative · entry 3

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $127.36 to $128.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2019 Filed May 14, 2019 19:41 UTC KIMBERLY CLARK CORP KMB · Entity 3103 SaleCommon Stock 11,509 $127.23 $1,464,292.37
Disclosure

SEC source: 0001225208-19-007929 · doc4.xml · nonDerivative · entry 2

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,709

F1 · price: This transaction was executed in multiple trades at prices ranging from $127.05 to $127.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2019 Filed May 14, 2019 19:41 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionCommon Stock 58,218 $103.06 $5,999,947.08
Disclosure

SEC source: 0001225208-19-007929 · doc4.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionStock Option (Right to Buy) · Derivative 114,751 $0.00 Strike: $110.72 $0.00
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · derivative · entry 13

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,751 shares

Expires 2025-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F10 · derivative.exercise_date: Stock options are fully vested and exercisable

Read SEC document
April 24, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 SaleCommon Stock 66,937 $125.12 $8,375,157.44
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 7

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.74 to $125.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 SaleCommon Stock 47,814 $124.55 $5,955,233.70
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 6

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,937

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.37 to $124.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionCommon Stock 114,751 $110.72 $12,705,230.72
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 5

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionStock Option (Right to Buy) · Derivative 83,717 $0.00 Strike: $107.51 $0.00
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · derivative · entry 12

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,717 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F11 · derivative.exercise_price: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off.

F11 · shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off.

F10 · derivative.exercise_date: Stock options are fully vested and exercisable

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionStock Option (Right to Buy) · Derivative 27,500 $0.00 Strike: $110.72 $0.00
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · derivative · entry 11

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,751

Underlying: Common Stock · 27,500 shares

Expires 2025-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F10 · derivative.exercise_date: Stock options are fully vested and exercisable

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 SaleCommon Stock 77,610 $125.74 $9,758,681.40
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 8

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by TKM II, Ltd.

Disclosed balance after: 599,956

F5 · price: This transaction was executed in multiple trades at prices ranging from $125.42 to $126.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: TKM II, Ltd. is a family limited partnership which is owned by (i) an entity controlled by the reporting person and his spouse as general partner, and (ii) the reporting person and his spouse as limited partners.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 SaleCommon Stock 105,000 $126.24 $13,255,200.00
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 4

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $126.00 to $126.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 SaleCommon Stock 6,217 $129.09 $802,552.53
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 3

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $129.00 to $129.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionCommon Stock 27,500 $110.72 $3,044,800.00
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 2

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionCommon Stock 83,717 $107.51 $9,000,029.57
Disclosure

SEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 18, 2019 19:51 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GiftCommon Stock 37,297 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005404 · doc4.xml · nonDerivative · entry 2

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by TKM II, Ltd.

Disclosed balance after: 677,566

F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd.

F2 · ownership.nature: TKM II, Ltd. is a family limited partnership which is owned by (i) an entity controlled by the reporting person and his spouse as general partner, and (ii) the reporting person and his spouse as limited partners.

Read SEC document
March 05, 2019 Filed Mar 18, 2019 19:51 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GiftCommon Stock 37,297 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005404 · doc4.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:52 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Tax withholdingCommon Stock 24,200 $116.83 $2,827,286.00
Disclosure

SEC source: 0001225208-19-004370 · doc4.xml · nonDerivative · entry 2

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,297

F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:52 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantCommon Stock 61,497 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004370 · doc4.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,497

F1 · shares: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:15 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 535.0547 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-001738 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 10,349.402

Underlying: Common Stock · 535.0547 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis.

F2 · price: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
May 09, 2018 Filed May 10, 2018 19:02 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantStock Option (Right to Buy) · Derivative 194,062 $0.00 Strike: $103.06 $0.00
Disclosure

SEC source: 0001225208-18-009051 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,062

Underlying: Common Stock · 194,062 shares

Expires 2028-05-09

F1 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 19:53 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GiftCommon Stock 40,313 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004343 · doc4.xml · nonDerivative · entry 2

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by TKM II, Ltd.

Disclosed balance after: 640,269

F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd.

F2 · ownership.nature: TKM II, Ltd. is a family limited partership which is owned by (i) an entity owned by a Trust, controlled by the reporting person and his spouse as general partner, and (ii) a Trust controlled by the reporting person and his spouse as limited partners.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 19:53 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GiftCommon Stock 40,313 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004343 · doc4.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 17:16 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Tax withholdingCommon Stock 26,154 $116.10 $3,036,479.40
Disclosure

SEC source: 0001225208-18-003512 · doc4.xml · nonDerivative · entry 2

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,313

F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted share units to satisfy the reporting person's tax withholding obligations.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 17:16 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantCommon Stock 66,467 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003512 · doc4.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,467

F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:16 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 436.8043 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-002066 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 9,555.4144

Underlying: Common Stock · 436.8043 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis.

F2 · price: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 15:53 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantStock Option (Right to Buy) · Derivative 188,225 $0.00 Strike: $132.82 $0.00
Disclosure

SEC source: 0001225208-17-008508 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,225

Underlying: Common Stock · 188,225 shares

Expires 2027-04-25

F1 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.

Read SEC document
February 28, 2017 Filed Jan 5, 2018 18:38 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GiftCommon Stock 40,658 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000783 · doc5.xml · nonDerivative · entry 2

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by TKM II, Ltd.

Disclosed balance after: 599,956

F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd.

F2 · ownership.nature: TKM II, Ltd. is a family limited partnership which is owned by (i) an entity owned by a Trust, controlled by the reporting person and his spouse as general partner, and (ii) a Trust controlled by the reporting person and his spouse as limited partners.

Read SEC document
February 28, 2017 Filed Jan 5, 2018 18:38 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GiftCommon Stock 40,658 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000783 · doc5.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 23:52 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Tax withholdingCommon Stock 29,383 $133.66 $3,927,331.78
Disclosure

SEC source: 0001225208-17-004985 · doc4.xml · nonDerivative · entry 2

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,658

F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 23:52 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantCommon Stock 70,041 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004985 · doc4.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,041

F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionStock Option (Right to Buy) · Derivative 60,964 $0.00 Strike: $110.72 $0.00
Disclosure

SEC source: 0001225208-17-004174 · doc4.xml · derivative · entry 6

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,251

Underlying: Common Stock · 60,964 shares

Expires 2025-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.

F6 · derivative.exercise_price: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off.

F6 · shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off.

F7 · derivative.exercise_date: The option vests in three annual installments of 30%, 30% and 40%, beginning on April 29, 2016.

F6 · balance_after: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC KIMBERLY CLARK CORP KMB · Entity 3103 SaleCommon Stock 60,964 $131.61 $8,023,472.04
Disclosure

SEC source: 0001225208-17-004174 · doc4.xml · nonDerivative · entry 2

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $131.21 to $132.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC KIMBERLY CLARK CORP KMB · Entity 3103 Exercise / conversionCommon Stock 60,964 $110.72 $6,749,934.08
Disclosure

SEC source: 0001225208-17-004174 · doc4.xml · nonDerivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 2, 2017 00:56 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 573.5079 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-002207 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 8,890.46

Underlying: Common Stock · 573.5079 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis.

F2 · price: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.exercise_date: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

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February 01, 2016 Filed Feb 3, 2016 21:07 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 691.1344 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-16-025609 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 8,084.5184

Underlying: Common Stock · 691.1344 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · price: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment.

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February 02, 2015 Filed Feb 4, 2015 23:13 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 686.6318 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-15-003019 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 7,173.7201

Underlying: Common Stock · 686.6318 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · price: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment.

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January 27, 2014 Filed Jan 30, 2014 00:54 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 884.2334 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-14-002748 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 6,287.3056

Underlying: Common Stock · 884.2334 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $147.02 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $147.02 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $147.02 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment.

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January 28, 2013 Filed Jan 30, 2013 23:10 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 1,455.4411 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-13-002512 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 5,189.2574

Underlying: Common Stock · 1,455.4411 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $89.32 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $89.32 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $89.32 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F3 · balance_after: End of period holdings include additonal phantom stock units acquired through dividend reinvestment under the Plan.

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January 30, 2012 Filed Feb 1, 2012 22:25 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 1,341.2998 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-12-002798 · doc4.xml · derivative · entry 1

FALK THOMAS J · CIK 0001222890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 3,566.3433

Underlying: Common Stock · 1,341.2998 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.01 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.01 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.01 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.