Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AbbVie Inc.ABBV · Entity 2800 | Director | May 08, 2026 | May 12, 2026 |
| KIMBERLY CLARK CORPKMB · Entity 3103 | Director · Executive Chairman | December 11, 2019 | December 12, 2019 |
| LOCKHEED MARTIN CORPLMT · Entity 2882 | Director | February 13, 2026 | February 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AbbVie Inc.
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 2,321 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 1,118 · Balance 2,321 F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy limited partnership | 3,000 |
Reported balance
Holding disclosure · report date 2026-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,000 F2: The securities are owned by a limited partnership that is jointly controlled by the reporting person and his spouse. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).
F2: The securities are owned by a limited partnership that is jointly controlled by the reporting person and his spouse. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
KIMBERLY CLARK CORP
Report date December 11, 2019 · Filed December 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by TKM II, Ltd. | 562,956 |
Reported balance
After 2019-12-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-12-11 · Gift · Disposed 37,000 · Balance 562,956 |
| Common StockSEC Table I · non-derivative | Indirect401(k) and Profit Sharing Plan | 15,496.0651 |
Reported balance
Holding disclosure · report date 2019-12-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,496.0651 |
| Common StockSEC Table I · non-derivative | IndirectHeld by TKM, Ltd. | 99,411 |
Reported balance
Holding disclosure · report date 2019-12-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 99,411 |
LOCKHEED MARTIN CORP
Report date February 13, 2026 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectLockheed Martin Directors Equity Plan | 15,453.7516 |
Reported balance
After 2026-02-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-13 · Grant · Acquired 260.5044 · Balance 15,453.7516 F1: Phantom stock units convert to common stock on a one-for-one basis. F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to common stock on a one-for-one basis.
F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.
F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 12, 2026 21:00 UTC | AbbVie Inc. ABBV · Entity 2800 | GrantCommon Stock, $0.01 par value | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001222890-26-000003 · form4-05122026_050524.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,321 F1 · shares: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 21:23 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 260.5044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-26-002081 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 15,453.7516 Underlying: Common Stock · 260.5044 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $652.58 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. Read SEC document |
| May 09, 2025 Filed May 13, 2025 21:05 UTC | AbbVie Inc. ABBV · Entity 2800 | GrantCommon Stock, $0.01 par value | 1,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-012804 · form4-05132025_050526.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,203 F1 · balance_after: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). Read SEC document |
| February 14, 2025 Filed Feb 20, 2025 00:11 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 401.7108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-25-002021 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 14,767.6935 Underlying: Common Stock · 401.7108 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.19 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.19 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.19 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 00:03 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 401.7773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-24-002550 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 14,000.4373 Underlying: Common Stock · 401.7773 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:45 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 353.7908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-23-002251 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 13,236.8869 Underlying: Common Stock · 353.7908 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:09 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 417.5982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-001328 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 12,556.0168 Underlying: Common Stock · 417.5982 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:24 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 501.4968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-001592 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 11,788.397 Underlying: Common Stock · 501.4968 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 23:17 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 372.7919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001513 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 10,984.9446 Underlying: Common Stock · 372.7919 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 19:37 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GiftCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015668 · doc4.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by TKM II, Ltd. Disclosed balance after: 562,956 Read SEC document |
| May 13, 2019 Filed May 14, 2019 19:41 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionStock Option (Right to Buy) · Derivative | 58,218 | $0.00 Strike: $103.06 | $0.00 |
DisclosureSEC source: 0001225208-19-007929 · doc4.xml · derivative · entry 7 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,844 Underlying: Common Stock · 58,218 shares Expires 2028-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F7 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised. Read SEC document |
| May 13, 2019 Filed May 14, 2019 19:41 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 46,709 | $127.85 | $5,971,801.70 |
DisclosureSEC source: 0001225208-19-007929 · doc4.xml · nonDerivative · entry 3 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $127.36 to $128.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2019 Filed May 14, 2019 19:41 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 11,509 | $127.23 | $1,464,292.37 |
DisclosureSEC source: 0001225208-19-007929 · doc4.xml · nonDerivative · entry 2 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,709 F1 · price: This transaction was executed in multiple trades at prices ranging from $127.05 to $127.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2019 Filed May 14, 2019 19:41 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionCommon Stock | 58,218 | $103.06 | $5,999,947.08 |
DisclosureSEC source: 0001225208-19-007929 · doc4.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionStock Option (Right to Buy) · Derivative | 114,751 | $0.00 Strike: $110.72 | $0.00 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · derivative · entry 13 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,751 shares Expires 2025-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F10 · derivative.exercise_date: Stock options are fully vested and exercisable Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 66,937 | $125.12 | $8,375,157.44 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 7 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: This transaction was executed in multiple trades at prices ranging from $124.74 to $125.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 47,814 | $124.55 | $5,955,233.70 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 6 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,937 F3 · price: This transaction was executed in multiple trades at prices ranging from $124.37 to $124.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionCommon Stock | 114,751 | $110.72 | $12,705,230.72 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 5 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionStock Option (Right to Buy) · Derivative | 83,717 | $0.00 Strike: $107.51 | $0.00 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · derivative · entry 12 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,717 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F11 · derivative.exercise_price: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F11 · shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F10 · derivative.exercise_date: Stock options are fully vested and exercisable Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,500 | $0.00 Strike: $110.72 | $0.00 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · derivative · entry 11 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,751 Underlying: Common Stock · 27,500 shares Expires 2025-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F10 · derivative.exercise_date: Stock options are fully vested and exercisable Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 77,610 | $125.74 | $9,758,681.40 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 8 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by TKM II, Ltd. Disclosed balance after: 599,956 F5 · price: This transaction was executed in multiple trades at prices ranging from $125.42 to $126.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · ownership.nature: TKM II, Ltd. is a family limited partnership which is owned by (i) an entity controlled by the reporting person and his spouse as general partner, and (ii) the reporting person and his spouse as limited partners. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 105,000 | $126.24 | $13,255,200.00 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 4 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $126.00 to $126.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 6,217 | $129.09 | $802,552.53 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 3 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $129.00 to $129.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionCommon Stock | 27,500 | $110.72 | $3,044,800.00 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 2 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 18:50 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionCommon Stock | 83,717 | $107.51 | $9,000,029.57 |
DisclosureSEC source: 0001225208-19-007174 · doc4.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 18, 2019 19:51 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GiftCommon Stock | 37,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005404 · doc4.xml · nonDerivative · entry 2 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by TKM II, Ltd. Disclosed balance after: 677,566 F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd. F2 · ownership.nature: TKM II, Ltd. is a family limited partnership which is owned by (i) an entity controlled by the reporting person and his spouse as general partner, and (ii) the reporting person and his spouse as limited partners. Read SEC document |
| March 05, 2019 Filed Mar 18, 2019 19:51 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GiftCommon Stock | 37,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005404 · doc4.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:52 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Tax withholdingCommon Stock | 24,200 | $116.83 | $2,827,286.00 |
DisclosureSEC source: 0001225208-19-004370 · doc4.xml · nonDerivative · entry 2 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,297 F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:52 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantCommon Stock | 61,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004370 · doc4.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,497 F1 · shares: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation's common stock. F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock and includes restricted share units which were accrued based on dividends paid on the Corporation's common stock. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:15 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 535.0547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-001738 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 10,349.402 Underlying: Common Stock · 535.0547 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis. F2 · price: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| May 09, 2018 Filed May 10, 2018 19:02 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantStock Option (Right to Buy) · Derivative | 194,062 | $0.00 Strike: $103.06 | $0.00 |
DisclosureSEC source: 0001225208-18-009051 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,062 Underlying: Common Stock · 194,062 shares Expires 2028-05-09 F1 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 19:53 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GiftCommon Stock | 40,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004343 · doc4.xml · nonDerivative · entry 2 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by TKM II, Ltd. Disclosed balance after: 640,269 F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd. F2 · ownership.nature: TKM II, Ltd. is a family limited partership which is owned by (i) an entity owned by a Trust, controlled by the reporting person and his spouse as general partner, and (ii) a Trust controlled by the reporting person and his spouse as limited partners. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 19:53 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GiftCommon Stock | 40,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004343 · doc4.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 17:16 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Tax withholdingCommon Stock | 26,154 | $116.10 | $3,036,479.40 |
DisclosureSEC source: 0001225208-18-003512 · doc4.xml · nonDerivative · entry 2 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,313 F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted share units to satisfy the reporting person's tax withholding obligations. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 17:16 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantCommon Stock | 66,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003512 · doc4.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,467 F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:16 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 436.8043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-002066 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 9,555.4144 Underlying: Common Stock · 436.8043 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis. F2 · price: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 15:53 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantStock Option (Right to Buy) · Derivative | 188,225 | $0.00 Strike: $132.82 | $0.00 |
DisclosureSEC source: 0001225208-17-008508 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,225 Underlying: Common Stock · 188,225 shares Expires 2027-04-25 F1 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised. Read SEC document |
| February 28, 2017 Filed Jan 5, 2018 18:38 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GiftCommon Stock | 40,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000783 · doc5.xml · nonDerivative · entry 2 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by TKM II, Ltd. Disclosed balance after: 599,956 F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd. F2 · ownership.nature: TKM II, Ltd. is a family limited partnership which is owned by (i) an entity owned by a Trust, controlled by the reporting person and his spouse as general partner, and (ii) a Trust controlled by the reporting person and his spouse as limited partners. Read SEC document |
| February 28, 2017 Filed Jan 5, 2018 18:38 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GiftCommon Stock | 40,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000783 · doc5.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person transferred shares of the issuer's common stock to TKM II, Ltd. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 23:52 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Tax withholdingCommon Stock | 29,383 | $133.66 | $3,927,331.78 |
DisclosureSEC source: 0001225208-17-004985 · doc4.xml · nonDerivative · entry 2 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,658 F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 23:52 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantCommon Stock | 70,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004985 · doc4.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,041 F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:44 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,964 | $0.00 Strike: $110.72 | $0.00 |
DisclosureSEC source: 0001225208-17-004174 · doc4.xml · derivative · entry 6 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,251 Underlying: Common Stock · 60,964 shares Expires 2025-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F6 · derivative.exercise_price: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F6 · shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F7 · derivative.exercise_date: The option vests in three annual installments of 30%, 30% and 40%, beginning on April 29, 2016. F6 · balance_after: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:44 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 60,964 | $131.61 | $8,023,472.04 |
DisclosureSEC source: 0001225208-17-004174 · doc4.xml · nonDerivative · entry 2 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $131.21 to $132.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:44 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionCommon Stock | 60,964 | $110.72 | $6,749,934.08 |
DisclosureSEC source: 0001225208-17-004174 · doc4.xml · nonDerivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 2, 2017 00:56 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 573.5079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-002207 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 8,890.46 Underlying: Common Stock · 573.5079 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis. F2 · price: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| February 01, 2016 Filed Feb 3, 2016 21:07 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 691.1344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-16-025609 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 8,084.5184 Underlying: Common Stock · 691.1344 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment. Read SEC document |
| February 02, 2015 Filed Feb 4, 2015 23:13 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 686.6318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-15-003019 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 7,173.7201 Underlying: Common Stock · 686.6318 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment. Read SEC document |
| January 27, 2014 Filed Jan 30, 2014 00:54 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 884.2334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-14-002748 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 6,287.3056 Underlying: Common Stock · 884.2334 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $147.02 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $147.02 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $147.02 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 23:10 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 1,455.4411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-13-002512 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 5,189.2574 Underlying: Common Stock · 1,455.4411 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $89.32 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $89.32 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $89.32 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additonal phantom stock units acquired through dividend reinvestment under the Plan. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 22:25 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 1,341.2998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-12-002798 · doc4.xml · derivative · entry 1 FALK THOMAS J · CIK 0001222890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 3,566.3433 Underlying: Common Stock · 1,341.2998 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.01 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.01 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.01 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.