Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | SVP and General Counsel | November 17, 2023 | November 17, 2023 |
| CABOT CORPCBT · Entity 4032 | SVP, General Counsel | March 08, 2019 | March 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date November 17, 2023 · Filed November 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 44,408 |
Reported balance
After 2023-11-17 transaction · row 1
1 source rowRow 1 · 2023-11-17 · Sale · Disposed 7,500 · Balance 44,408 |
CABOT CORP
Report date March 08, 2019 · Filed March 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,813 |
Reported balance
After 2019-03-11 transaction · row 1
1 source rowRow 1 · 2019-03-11 · Tax withholding · Disposed 2,986 · Balance 49,813 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 18,662.3862 |
Reported balance
After 2019-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-08 · Grant · Acquired 139.809 · Balance 18,662.3862 F1: 1 for 1 F2: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. |
| Common StockSEC Table I · non-derivative | IndirectThrough the Trustee for the Corporation's 401(k) Plan | 8,745.0915 |
Reported balance
Holding disclosure · report date 2019-03-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,745.0915 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2019 Filed Jun 18, 2019 16:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 9,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037708 · doc4.xml · derivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,402 Underlying: Common Shares · 9,402 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F3 · derivative.exercise_date: This restricted stock unit grant award vests in three equal installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: This restricted stock unit grant award vests in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 16:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 22,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037708 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,268 Underlying: Common Shares · 22,268 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant award vests 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant award vests 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:47 UTC | CABOT CORP CBT · Entity 4032 | Tax withholdingCommon Stock | 2,986 | $44.89 | $134,041.54 |
DisclosureSEC source: 0001209191-19-018917 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,813 Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 21:47 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 139.809 | $43.72 | $6,112.45 |
DisclosureSEC source: 0001209191-19-018917 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,662.3862 Underlying: Common Stock · 139.809 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:02 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock Units · Derivative | 1,037.0247 | $42.94 | $44,529.84 |
DisclosureSEC source: 0001209191-19-000853 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,522.5772 Underlying: Common Stock · 1,037.0247 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 20:43 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 130.8442 | $43.77 | $5,727.05 |
DisclosureSEC source: 0001209191-18-063136 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,485.5525 Underlying: Common Stock · 130.8442 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:39 UTC | CABOT CORP CBT · Entity 4032 | Tax withholdingCommon Stock | 3,857 | $48.00 | $185,136.00 |
DisclosureSEC source: 0001209191-18-059649 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,799 Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:39 UTC | CABOT CORP CBT · Entity 4032 | GrantCommon Stock | 8,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059649 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,656 F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 5,403 remain subject to time-based vesting. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 19:41 UTC | CABOT CORP CBT · Entity 4032 | Tax withholdingCommon Stock | 2,361 | $48.45 | $114,390.45 |
DisclosureSEC source: 0001209191-18-058472 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,898 Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:08 UTC | CABOT CORP CBT · Entity 4032 | GrantEmployee Stock Option (Right to Buy) · Derivative | 22,945 | $0.00 Strike: $50.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058200 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,945 Underlying: Common Stock · 22,945 shares Expires 2028-11-08 F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:08 UTC | CABOT CORP CBT · Entity 4032 | GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058200 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,259 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 19:14 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 110.5953 | $62.72 | $6,936.54 |
DisclosureSEC source: 0001209191-18-053029 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,354.7083 Underlying: Common Stock · 110.5953 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 19:35 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 89.9123 | $62.96 | $5,660.88 |
DisclosureSEC source: 0001209191-18-051406 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,244.1129 Underlying: Common Stock · 89.9123 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 17:35 UTC | CABOT CORP CBT · Entity 4032 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,080 | $0.00 Strike: $39.54 | $0.00 |
DisclosureSEC source: 0001209191-18-046164 · doc4.xml · derivative · entry 7 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,967 Underlying: Common Stock · 7,080 shares Expires 2025-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 22,415 shares were subject to the option. The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 17:35 UTC | CABOT CORP CBT · Entity 4032 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,368 | $0.00 Strike: $39.54 | $0.00 |
DisclosureSEC source: 0001209191-18-046164 · doc4.xml · derivative · entry 6 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,047 Underlying: Common Stock · 6,368 shares Expires 2025-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 22,415 shares were subject to the option. The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 17:35 UTC | CABOT CORP CBT · Entity 4032 | SaleCommon Stock | 7,080 | $65.35 | $462,678.00 |
DisclosureSEC source: 0001209191-18-046164 · doc4.xml · nonDerivative · entry 4 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,759 F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.28 to $65.44, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 17:35 UTC | CABOT CORP CBT · Entity 4032 | Exercise / conversionCommon Stock | 7,080 | $39.54 | $279,943.20 |
DisclosureSEC source: 0001209191-18-046164 · doc4.xml · nonDerivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 17:35 UTC | CABOT CORP CBT · Entity 4032 | SaleCommon Stock | 6,368 | $65.51 | $417,167.68 |
DisclosureSEC source: 0001209191-18-046164 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,759 F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.50 to $65.54, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 17:35 UTC | CABOT CORP CBT · Entity 4032 | Exercise / conversionCommon Stock | 6,368 | $39.54 | $251,790.72 |
DisclosureSEC source: 0001209191-18-046164 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 21:43 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 87.8612 | $64.10 | $5,631.90 |
DisclosureSEC source: 0001209191-18-037042 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,154.2006 Underlying: Common Stock · 87.8612 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:22 UTC | CABOT CORP CBT · Entity 4032 | SaleCommon Stock | 7,311 | $60.30 | $440,853.30 |
DisclosureSEC source: 0001209191-18-034679 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,759 F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.25 to $60.40, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:18 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 86.2281 | $62.03 | $5,348.73 |
DisclosureSEC source: 0001209191-18-018898 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,066.3395 Underlying: Common Stock · 86.2281 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:52 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock Units · Derivative | 639.69 | $61.59 | $39,398.51 |
DisclosureSEC source: 0001209191-18-000979 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,980.11 Underlying: Common Stock · 639.69 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 19:47 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 87.5603 | $58.47 | $5,119.65 |
DisclosureSEC source: 0001209191-17-065167 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,340.4221 Underlying: Common Stock · 87.5603 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:15 UTC | CABOT CORP CBT · Entity 4032 | Tax withholdingCommon Stock | 1,274 | $60.59 | $77,191.66 |
DisclosureSEC source: 0001209191-17-062287 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,070 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:15 UTC | CABOT CORP CBT · Entity 4032 | GrantCommon Stock | 5,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062287 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,344 F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2017 that remain subject to time-based vesting. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 22:26 UTC | CABOT CORP CBT · Entity 4032 | Tax withholdingCommon Stock | 2,147 | $60.24 | $129,335.28 |
DisclosureSEC source: 0001209191-17-060956 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,541 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:46 UTC | CABOT CORP CBT · Entity 4032 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,235 | $0.00 Strike: $62.24 | $0.00 |
DisclosureSEC source: 0001209191-17-060627 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,235 Underlying: Common Stock · 17,235 shares Expires 2027-11-09 F2 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 10, 2018, 30% on November 10, 2019 and 40% on November 10, 2020. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:46 UTC | CABOT CORP CBT · Entity 4032 | GrantCommon Stock | 3,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060627 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,688 Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 19:35 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 114.7643 | $55.80 | $6,403.85 |
DisclosureSEC source: 0001209191-17-054946 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,252.8618 Underlying: Common Stock · 114.7643 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 17:26 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 96.4154 | $52.41 | $5,053.13 |
DisclosureSEC source: 0001209191-17-052357 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,138.0975 Underlying: Common Stock · 96.4154 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 20:06 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 93.8459 | $53.53 | $5,023.57 |
DisclosureSEC source: 0001209191-17-039127 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,041.6821 Underlying: Common Stock · 93.8459 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:03 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 81.2008 | $58.62 | $4,759.99 |
DisclosureSEC source: 0001209191-17-020569 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,947.8362 Underlying: Common Stock · 81.2008 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:04 UTC | CABOT CORP CBT · Entity 4032 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,553 | $0.00 Strike: $32.95 | $0.00 |
DisclosureSEC source: 0001209191-17-008728 · doc4.xml · derivative · entry 7 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,553 shares Expires 2021-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 19,553 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2012, 30% on November 11, 2013 and 40% on November 11, 2014. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:04 UTC | CABOT CORP CBT · Entity 4032 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,662 | $0.00 Strike: $35.25 | $0.00 |
DisclosureSEC source: 0001209191-17-008728 · doc4.xml · derivative · entry 6 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,662 shares Expires 2022-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 19,662 shares were subject to the option. The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:04 UTC | CABOT CORP CBT · Entity 4032 | SaleCommon Stock | 19,553 | $57.55 | $1,125,275.15 |
DisclosureSEC source: 0001209191-17-008728 · doc4.xml · nonDerivative · entry 4 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,073 F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.33 to $57.810, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:04 UTC | CABOT CORP CBT · Entity 4032 | Exercise / conversionCommon Stock | 19,553 | $32.95 | $644,271.35 |
DisclosureSEC source: 0001209191-17-008728 · doc4.xml · nonDerivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:04 UTC | CABOT CORP CBT · Entity 4032 | SaleCommon Stock | 19,662 | $57.57 | $1,131,941.34 |
DisclosureSEC source: 0001209191-17-008728 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,073 F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.30 to $58.095, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:04 UTC | CABOT CORP CBT · Entity 4032 | Exercise / conversionCommon Stock | 19,662 | $35.25 | $693,085.50 |
DisclosureSEC source: 0001209191-17-008728 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:02 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock Units · Derivative | 560.371 | $50.54 | $28,321.15 |
DisclosureSEC source: 0001209191-17-001126 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,866.6354 Underlying: Common Stock · 560.371 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:43 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 85.0032 | $53.72 | $4,566.37 |
DisclosureSEC source: 0001209191-16-154925 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,306.2644 Underlying: Common Stock · 85.0032 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:21 UTC | CABOT CORP CBT · Entity 4032 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154335 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,073 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 17:43 UTC | CABOT CORP CBT · Entity 4032 | Tax withholdingCommon Stock | 1,004 | $52.29 | $52,499.16 |
DisclosureSEC source: 0001209191-16-151892 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,073 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 17:43 UTC | CABOT CORP CBT · Entity 4032 | GrantCommon Stock | 4,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151892 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,077 F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:25 UTC | CABOT CORP CBT · Entity 4032 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,620 | $0.00 Strike: $50.46 | $0.00 |
DisclosureSEC source: 0001209191-16-150181 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,620 Underlying: Common Stock · 20,620 shares Expires 2026-11-10 F2 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:25 UTC | CABOT CORP CBT · Entity 4032 | GrantCommon Stock | 4,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150181 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,005 Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 20:37 UTC | CABOT CORP CBT · Entity 4032 | Tax withholdingCommon Stock | 2,075 | $48.85 | $101,363.75 |
DisclosureSEC source: 0001209191-16-149298 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,547 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:27 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 88.7968 | $52.41 | $4,653.84 |
DisclosureSEC source: 0001209191-16-144250 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,221.2613 Underlying: Common Stock · 88.7968 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 19:32 UTC | CABOT CORP CBT · Entity 4032 | GrantPhantom Stock · Derivative | 91.4899 | $49.32 | $4,512.28 |
DisclosureSEC source: 0001209191-16-141115 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,132.4645 Underlying: Common Stock · 91.4899 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.