Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | SVP and General Counsel | November 17, 2023 | November 17, 2023 |
| CABOT CORPCBT · Entity 4032 | SVP, General Counsel | March 08, 2019 | March 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date November 17, 2023 · Filed November 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 44,408 |
Reported balance
After 2023-11-17 transaction · row 1
1 source rowRow 1 · 2023-11-17 · Sale · Disposed 7,500 · Balance 44,408 |
CABOT CORP
Report date March 08, 2019 · Filed March 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,813 |
Reported balance
After 2019-03-11 transaction · row 1
1 source rowRow 1 · 2019-03-11 · Tax withholding · Disposed 2,986 · Balance 49,813 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 18,662.3862 |
Reported balance
After 2019-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-08 · Grant · Acquired 139.809 · Balance 18,662.3862 F1: 1 for 1 F2: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment. |
| Common StockSEC Table I · non-derivative | IndirectThrough the Trustee for the Corporation's 401(k) Plan | 8,745.0915 |
Reported balance
Holding disclosure · report date 2019-03-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,745.0915 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2023 Filed Nov 17, 2023 18:55 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 7,500 | $31.19 | $233,925.00 |
DisclosureSEC source: 0001209191-23-055904 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,408 Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 17:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 22,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043710 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,367 Underlying: Common Shares · 22,366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On July 27, 2022 the reporting person was granted 44,733 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date. F3 · derivative.expiration_date: On July 27, 2022 the reporting person was granted 44,733 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 17:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 9,920 | $32.03 | $317,737.60 |
DisclosureSEC source: 0001209191-23-043710 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,908 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 17:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 22,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-043710 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:51 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016914 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,566 Underlying: Common Shares · 4,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 13,696 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 13,696 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:51 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,025 | $31.05 | $62,876.25 |
DisclosureSEC source: 0001209191-23-016914 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,462 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:51 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-016914 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 14,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015019 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,766 Underlying: Common Shares · 14,766 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 17:56 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011818 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 12,782 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 12,782 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 17:56 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,890 | $29.38 | $55,528.20 |
DisclosureSEC source: 0001209191-23-011818 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,922 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 17:56 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011818 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 17:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 5,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010816 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178 Underlying: Common Shares · 5,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 15,267 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023. F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 15,267 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 17:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,387 | $29.55 | $70,535.85 |
DisclosureSEC source: 0001209191-23-010816 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,551 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 17:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010816 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| July 27, 2022 Filed Jul 27, 2022 18:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 44,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043301 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,733 Underlying: Common Shares · 44,733 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 17:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 11,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037532 · doc4.xml · derivative · entry 6 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F4 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. F4 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 17:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 3,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037532 · doc4.xml · derivative · entry 5 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020. F3 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 17:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 4,938 | $24.20 | $119,499.60 |
DisclosureSEC source: 0001209191-22-037532 · doc4.xml · nonDerivative · entry 4 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,849 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 17:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 11,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-037532 · doc4.xml · nonDerivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 17:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,390 | $24.20 | $33,638.00 |
DisclosureSEC source: 0001209191-22-037532 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,653 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 17:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-037532 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016826 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,131 Underlying: Common Shares · 4,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 13,696 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 13,696 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,025 | $25.78 | $52,204.50 |
DisclosureSEC source: 0001209191-22-016826 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,909 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016826 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 20:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012442 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261 Underlying: Common Shares · 4,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 12,782 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 12,782 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 20:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,890 | $28.91 | $54,639.90 |
DisclosureSEC source: 0001209191-22-012442 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,369 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 20:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012442 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:45 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 15,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010994 · doc4.xml · derivative · entry 4 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,267 Underlying: Common Shares · 15,267 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F5 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:45 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionPerformance Share Units · Derivative | 6,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010994 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on June 14, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (18,804) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target. F3 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on June 14, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (18,804) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:45 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,924 | $28.82 | $55,449.68 |
DisclosureSEC source: 0001209191-22-010994 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,998 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:45 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-010994 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance share units convert into common shares on a one-for-one basis. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 17:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 5,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041029 · doc4.xml · derivative · entry 6 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,134 Underlying: Common Shares · 5,567 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F4 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. F4 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 17:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 3,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041029 · doc4.xml · derivative · entry 5 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,134 Underlying: Common Shares · 3,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020. F3 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 17:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,634 | $31.33 | $51,193.22 |
DisclosureSEC source: 0001209191-21-041029 · doc4.xml · nonDerivative · entry 4 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,739 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 17:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-041029 · doc4.xml · nonDerivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 17:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 920 | $31.33 | $28,823.60 |
DisclosureSEC source: 0001209191-21-041029 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,806 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 17:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-041029 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 20:05 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 13,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018422 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,696 Underlying: Common Shares · 13,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:44 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013417 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,522 Underlying: Common Shares · 4,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 12,782 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 12,782 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:44 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,509 | $28.46 | $42,946.14 |
DisclosureSEC source: 0001209191-21-013417 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,592 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:44 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013417 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| June 14, 2020 Filed Jun 15, 2020 21:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 5,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036851 · doc4.xml · derivative · entry 6 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,701 Underlying: Common Shares · 5,567 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F4 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. F4 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. Read SEC document |
| June 14, 2020 Filed Jun 15, 2020 21:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 3,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036851 · doc4.xml · derivative · entry 5 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,268 Underlying: Common Shares · 3,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020. F3 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020. Read SEC document |
| June 14, 2020 Filed Jun 15, 2020 21:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,830 | $22.19 | $40,607.70 |
DisclosureSEC source: 0001209191-20-036851 · doc4.xml · nonDerivative · entry 4 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,841 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award. Read SEC document |
| June 14, 2020 Filed Jun 15, 2020 21:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-036851 · doc4.xml · nonDerivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| June 14, 2020 Filed Jun 15, 2020 21:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,030 | $22.19 | $22,855.70 |
DisclosureSEC source: 0001209191-20-036851 · doc4.xml · nonDerivative · entry 2 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,104 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award. Read SEC document |
| June 14, 2020 Filed Jun 15, 2020 21:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-036851 · doc4.xml · nonDerivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 12,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011710 · doc4.xml · derivative · entry 1 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,782 Underlying: Common Shares · 12,782 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 16:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 37,387 | $0.00 Strike: $26.08 | $0.00 |
DisclosureSEC source: 0001209191-19-037708 · doc4.xml · derivative · entry 4 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,387 Underlying: Common Shares · 37,387 shares Expires 2029-06-14 F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 16:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 29,205 | $0.00 Strike: $26.08 | $0.00 |
DisclosureSEC source: 0001209191-19-037708 · doc4.xml · derivative · entry 3 BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,205 Underlying: Common Shares · 29,205 shares Expires 2029-06-14 F4 · derivative.exercise_date: This option vests 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.