Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOOG INC.MOGA/MOGB · Entity 3471 | Controller | November 16, 2023 | November 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOOG INC.
Report date November 16, 2023 · Filed November 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 1,774 |
Ending reported balance
After 2023-11-17 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-11-16 · Grant · Acquired 71 · Balance 1,779 F1: Represents the Class B shares received by the reporting person upon the vesting of the second fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 16, 2021. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche. Row 2 · 2023-11-16 · Tax withholding · Disposed 26 · Balance 1,753 F2: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 16, 2023. Row 3 · 2023-11-17 · Grant · Acquired 34 · Balance 1,787 F3: Represents the Class B shares received by the reporting person upon the vesting of the third fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche. Row 4 · 2023-11-17 · Tax withholding · Disposed 13 · Balance 1,774 F4: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2023. |
| Class B CommonSEC Table I · non-derivative | Indirect401 (k) | 365 |
Reported balance
Holding disclosure · report date 2023-11-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 365 F5: Reflects equivalent shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $85.95 · Expires 2029-11-12 | Direct | 868 |
Reported balance
Holding disclosure · report date 2023-11-16 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 868 F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F7: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $73.39 · Expires 2030-11-17 | Direct | 545 |
Reported balance
Holding disclosure · report date 2023-11-16 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 545 F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F7: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $83.00 · Expires 2031-11-16 | Direct | 992 |
Reported balance
Holding disclosure · report date 2023-11-16 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 992 F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F7: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the Class B shares received by the reporting person upon the vesting of the second fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 16, 2021. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche.
F2: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 16, 2023.
F3: Represents the Class B shares received by the reporting person upon the vesting of the third fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche.
F4: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2023.
F5: Reflects equivalent shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
F7: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2023 Filed Nov 20, 2023 23:48 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass B Common | 13 | $126.20 | $1,640.60 |
DisclosureSEC source: 0000067887-23-000183 · wk-form4_1700524103.xml · nonDerivative · entry 4 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,774 F4 · kind: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2023. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 23:48 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-23-000183 · wk-form4_1700524103.xml · nonDerivative · entry 3 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,787 F3 · kind: Represents the Class B shares received by the reporting person upon the vesting of the third fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 23:48 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass B Common | 26 | $126.20 | $3,281.20 |
DisclosureSEC source: 0000067887-23-000183 · wk-form4_1700524103.xml · nonDerivative · entry 2 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,753 F2 · kind: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 16, 2023. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 23:48 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-23-000183 · wk-form4_1700524103.xml · nonDerivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,779 F1 · kind: Represents the Class B shares received by the reporting person upon the vesting of the second fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 16, 2021. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:51 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass B Common | 41 | $126.20 | $5,174.20 |
DisclosureSEC source: 0000067887-23-000163 · wk-form4_1700247092.xml · nonDerivative · entry 2 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,708 F2 · kind: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:51 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-23-000163 · wk-form4_1700247092.xml · nonDerivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,749 F1 · kind: Represents the Class B shares received by the reporting person upon the vesting of the initial fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 15, 2022. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 20:58 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass B Common | 62 | $126.20 | $7,824.40 |
DisclosureSEC source: 0000067887-23-000141 · wk-form4_1700168326.xml · nonDerivative · entry 2 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,638 F4 · kind: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 20:58 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-23-000141 · wk-form4_1700168326.xml · nonDerivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,700 F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2020, upon achievement of performance goals under the Moog Inc. 2014 Long Term Incentive Plan. F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the shares received upon the vesting of the performance-based restricted stock units. F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2020, upon achievement of performance goals under the Moog Inc. 2014 Long Term Incentive Plan. F3 · balance_after: Includes 136 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 30, 2022, and 144 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2023. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 22:15 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass B Common | 18 | $87.53 | $1,575.54 |
DisclosureSEC source: 0000067887-22-000147 · wf-form4_166880972807337.xml · nonDerivative · entry 2 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 F2 · kind: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2022. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 22:15 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-22-000147 · wf-form4_166880972807337.xml · nonDerivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268 F1 · kind: Represents the Class B shares received by the reporting person upon the vesting of the second fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 19:05 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass B Common | 38 | $85.17 | $3,236.46 |
DisclosureSEC source: 0000067887-22-000129 · wf-form4_166879829631785.xml · nonDerivative · entry 2 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220 F2 · kind: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 16, 2022. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 19:05 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-22-000129 · wf-form4_166879829631785.xml · nonDerivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258 F1 · kind: Represents the Class B shares received by the reporting person upon the vesting of the initial fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 16, 2021. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:19 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass B Common | 35 | $85.17 | $2,980.95 |
DisclosureSEC source: 0000067887-22-000125 · wf-form4_166872355182004.xml · nonDerivative · entry 2 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153 F3 · kind: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person. F4 · balance_after: Reflects 132 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2022 and 135 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on June 30, 2022. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:19 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-22-000125 · wf-form4_166872355182004.xml · nonDerivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188 F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 12, 2019 upon achievement of performance goals under the Moog Inc. 2014 Long Term Incentive plan. F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the shares received upon the vesting of the performance-based restricted stock units. F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 12, 2019 upon achievement of performance goals under the Moog Inc. 2014 Long Term Incentive plan. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 23:26 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass B Common | 20 | $83.00 | $1,660.00 |
DisclosureSEC source: 0000067887-21-000092 · wf-form4_163727798093968.xml · nonDerivative · entry 2 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824 F3 · kind: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2021. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 23:26 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-21-000092 · wf-form4_163727798093968.xml · nonDerivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844 F1 · kind: Represents the Class B shares received by the reporting person upon the vesting of the initial fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche. F2 · balance_after: Reflects 154 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021 and 128 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2021. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 23:26 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantSAR · Derivative | 992 | $0.00 Strike: $83.00 | $0.00 |
DisclosureSEC source: 0000067887-21-000092 · wf-form4_163727798093968.xml · derivative · entry 6 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992 Underlying: Class B Common · 992 shares Expires 2031-11-16 F5 · security: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F6 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:13 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-20-000127 · wf-form4_160711638899840.xml · nonDerivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511 F1 · kind: Stock award received under the Moog Inc. 2014 Long Term Incentive Plan based upon achievement under the Short Term Incentive Plan for fiscal year 2020. F1 · price: Stock award received under the Moog Inc. 2014 Long Term Incentive Plan based upon achievement under the Short Term Incentive Plan for fiscal year 2020. F1 · acquired: Stock award received under the Moog Inc. 2014 Long Term Incentive Plan based upon achievement under the Short Term Incentive Plan for fiscal year 2020. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 00:34 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantSAR · Derivative | 545 | $0.00 Strike: $73.39 | $0.00 |
DisclosureSEC source: 0000067887-20-000103 · wf-form4_160583246573122.xml · derivative · entry 4 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 Underlying: Class B Common · 545 shares Expires 2030-11-17 F3 · security: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F4 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 20:57 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-19-000158 · wf-form4_157566581147429.xml · nonDerivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97 F1 · kind: Awarded under the 2014 Moog Inc. Long Term Incentive Plan. F2 · price: Stock bonus. F1 · acquired: Awarded under the 2014 Moog Inc. Long Term Incentive Plan. Read SEC document |
| November 12, 2019 Filed Nov 15, 2019 02:07 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantSAR · Derivative | 868 | $0.00 Strike: $85.95 | $0.00 |
DisclosureSEC source: 0000067887-19-000124 · wf-form4_157378364152339.xml · derivative · entry 1 Swope Michael J. · CIK 0001770321 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868 Underlying: Class B Common · 868 shares Expires 2029-11-12 F1 · security: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F2 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.