Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aeva Technologies, Inc.AEVA · Entity 4949 | Director | November 18, 2023 | November 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aeva Technologies, Inc.
Report date November 18, 2023 · Filed November 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,616 |
Reported balance
After 2023-11-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-18 · Exercise / conversion · Acquired 87,209 · Balance 106,616 F2: The reporting person has assigned any and all pecuniary interest in the securities reported herein to Lux Capital Management, LLC ("Lux Capital"). As a result of such assignment, the reporting person disclaims any and all beneficial ownership of the reported securities. F1: Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-11-18 · Exercise / conversion · Disposed 87,209 · Balance 0 F1: Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. F3: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. The pecuniary interest in all such restricted stock units was assigned by the reporting person to Lux Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis.
F2: The reporting person has assigned any and all pecuniary interest in the securities reported herein to Lux Capital Management, LLC ("Lux Capital"). As a result of such assignment, the reporting person disclaims any and all beneficial ownership of the reported securities.
F3: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. The pecuniary interest in all such restricted stock units was assigned by the reporting person to Lux Capital.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2023 Filed Nov 21, 2023 18:40 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | Exercise / conversionRestricted Stock Units · Derivative | 87,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-054279 · form4.xml · derivative · entry 2 Farshchi Shahin · CIK 0001851459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. F3 · shares: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. The pecuniary interest in all such restricted stock units was assigned by the reporting person to Lux Capital. F3 · price: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. The pecuniary interest in all such restricted stock units was assigned by the reporting person to Lux Capital. F3 · derivative.exercise_date: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. The pecuniary interest in all such restricted stock units was assigned by the reporting person to Lux Capital. F3 · derivative.expiration_date: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. The pecuniary interest in all such restricted stock units was assigned by the reporting person to Lux Capital. F3 · derivative.underlying: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. The pecuniary interest in all such restricted stock units was assigned by the reporting person to Lux Capital. F3 · ownership.direct: On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. The pecuniary interest in all such restricted stock units was assigned by the reporting person to Lux Capital. Read SEC document |
| November 18, 2023 Filed Nov 21, 2023 18:40 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | Exercise / conversionCommon Stock | 87,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-054279 · form4.xml · nonDerivative · entry 1 Farshchi Shahin · CIK 0001851459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The reporting person has assigned any and all pecuniary interest in the securities reported herein to Lux Capital Management, LLC ("Lux Capital"). As a result of such assignment, the reporting person disclaims any and all beneficial ownership of the reported securities. F1 · price: Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. F2 · balance_after: The reporting person has assigned any and all pecuniary interest in the securities reported herein to Lux Capital Management, LLC ("Lux Capital"). As a result of such assignment, the reporting person disclaims any and all beneficial ownership of the reported securities. F2 · ownership.direct: The reporting person has assigned any and all pecuniary interest in the securities reported herein to Lux Capital Management, LLC ("Lux Capital"). As a result of such assignment, the reporting person disclaims any and all beneficial ownership of the reported securities. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 20:01 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | GrantRestricted Stock Units · Derivative | 87,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-042641 · form4.xml · derivative · entry 2 Farshchi Shahin · CIK 0001851459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,209 Underlying: Common Stock · 87,209 shares Expires 2023-11-18 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2 · price: The restricted stock units were awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date. F2 · derivative.exercise_date: The restricted stock units were awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units were awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer receives an annual RSU grant that will vest on the first anniversary of the grant date. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 17:02 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | OtherCommon Stock | 13,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-021787 · ownership.xml · nonDerivative · entry 1 Farshchi Shahin · CIK 0001851459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,407 F1 · kind: Pro rata distribution from Lux Ventures IV, L.P. and its affiliates, in a transaction which is exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 16:30 UTC | Aeva Technologies, Inc. AEVA · Entity 4949 | OtherCommon Stock | 6,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000905718-21-001182 · aevatech_fm4sep82021.xml · nonDerivative · entry 1 Farshchi Shahin · CIK 0001851459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,198 F1 · kind: Pro rata distribution from Lux Ventures IV, L.P. and its affiliates, in a transaction which is exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.