Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | Director · President and CEO | April 08, 2026 | April 10, 2026 |
| Broadcom LtdAVGO · Entity 167990 | Director · President and CEO | March 15, 2018 | March 16, 2018 |
| Meta Platforms, Inc.META · Entity 2790 | Director | May 15, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date April 08, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 110,836 |
Reported balance
After 2026-04-08 transaction · row 1
1 source rowRow 1 · 2026-04-08 · Gift · Disposed 22,000 · Balance 110,836 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Trust | 775,638 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 775,638 |
Broadcom Ltd
Report date March 15, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 109,834 |
Last balance in matching sequence
After 2018-03-15 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-03-15 · Exercise / conversion · Acquired 20,000 · Balance 129,834 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Includes 4,507 Restricted Share Units. Row 2 · 2018-03-15 · Sale · Disposed 17,400 · Balance 112,434 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3: Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2: Includes 4,507 Restricted Share Units. Row 3 · 2018-03-15 · Sale · Disposed 2,600 · Balance 109,834 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4: Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2: Includes 4,507 Restricted Share Units. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.99 · Expires 2020-09-12 | Direct | 1,477,916 |
Reported balance
After 2018-03-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-15 · Exercise / conversion · Disposed 20,000 · Balance 1,477,916 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes 4,507 Restricted Share Units.
F3: Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.
Meta Platforms, Inc.
Report date May 15, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,162 |
Ending reported balance
After 2026-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-15 · Exercise / conversion · Acquired 167 · Balance 2,562 F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Row 2 · 2026-05-15 · Exercise / conversion · Acquired 600 · Balance 3,162 F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 1,171 |
Reported balance
After 2026-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-15 · Exercise / conversion · Disposed 167 · Balance 1,171 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-15 · Exercise / conversion · Disposed 600 · Balance 0 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F4: The RSUs vested as to 100% of the total RSUs on May 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
F3: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date.
F4: The RSUs vested as to 100% of the total RSUs on May 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2020 Filed Jan 10, 2020 22:19 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · derivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,166 Underlying: Common Stock, $0.001 par value · 75,000 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 22:19 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 9,643 | $312.91 | $3,017,381.49 |
DisclosureSEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,042 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $312.58 to $313.23 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 22:19 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 21,495 | $312.05 | $6,707,428.77 |
DisclosureSEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,685 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $311.58 to $312.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 22:19 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 11,828 | $310.88 | $3,677,124.12 |
DisclosureSEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,180 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $310.58 to $311.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 22:19 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 23,061 | $310.09 | $7,150,939.37 |
DisclosureSEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,008 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $309.58 to $310.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 22:19 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 8,973 | $309.12 | $2,773,697.87 |
DisclosureSEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,069 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $308.57 to $309.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 22:19 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 75,000 | $38.99 | $2,924,250.00 |
DisclosureSEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| December 27, 2019 Filed Jan 10, 2020 22:19 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,042 F1 · kind: Charitable gift. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| December 26, 2019 Filed Jan 10, 2020 22:19 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 18,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,042 F1 · kind: Charitable gift. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:46 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · derivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189,166 Underlying: Common Stock, $0.001 par value · 20,000 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:46 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 700 | $322.82 | $225,972.60 |
DisclosureSEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,107 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $322.43 to $323.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 RSUs. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:46 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,300 | $321.34 | $739,082.00 |
DisclosureSEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,807 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $321.11 to $321.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 RSUs. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:46 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 5,532 | $320.33 | $1,772,054.50 |
DisclosureSEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,107 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $320.00 to $320.89 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 RSUs. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:46 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,736 | $319.36 | $2,470,599.90 |
DisclosureSEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,639 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $318.98 to $319.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 RSUs. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:46 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,732 | $318.50 | $1,188,634.54 |
DisclosureSEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,375 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $317.95 to $318.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 RSUs. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:46 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $38.99 | $779,800.00 |
DisclosureSEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 RSUs. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:46 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 745 | $315.42 | $234,987.90 |
DisclosureSEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,107 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 1,502 RSUs. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:56 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-19-000128 · wf-form4_157420060087257.xml · derivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209,166 Underlying: Common Stock, $0.001 par value · 20,000 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:56 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,744 | $312.21 | $1,168,899.26 |
DisclosureSEC source: 0001730168-19-000128 · wf-form4_157420060087257.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,852 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $311.71 to $312.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:56 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 16,256 | $310.88 | $5,053,632.77 |
DisclosureSEC source: 0001730168-19-000128 · wf-form4_157420060087257.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,596 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $310.70 to $311.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:56 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $38.99 | $779,800.00 |
DisclosureSEC source: 0001730168-19-000128 · wf-form4_157420060087257.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $38.99 Strike: $38.99 | $779,800.00 |
DisclosureSEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · derivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229,166 Underlying: Common Stock, $0.001 par value · 20,000 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,345 | $289.79 | $1,838,704.86 |
DisclosureSEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,852 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $289.47 to $290.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,900 | $288.91 | $837,824.50 |
DisclosureSEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,197 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $288.43 to $289.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 5,330 | $287.62 | $1,533,019.93 |
DisclosureSEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,097 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $287.34 to $288.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,200 | $286.93 | $631,252.60 |
DisclosureSEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,427 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $286.32 to $287.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 800 | $285.48 | $228,386.40 |
DisclosureSEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,627 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $284.90 to $285.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,368 | $284.38 | $389,034.58 |
DisclosureSEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,427 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $283.84 to $284.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,057 | $283.09 | $299,222.96 |
DisclosureSEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,795 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $282.82 to $283.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $38.99 | $779,800.00 |
DisclosureSEC source: 0001730168-19-000124 · wf-form4_157134695977021.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 21:17 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · derivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249,166 Underlying: Common Stock, $0.001 par value · 20,000 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 21:17 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,153 | $289.82 | $1,783,268.61 |
DisclosureSEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,852 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $289.36 to $290.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 21:17 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,130 | $288.77 | $2,058,958.62 |
DisclosureSEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,005 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $288.36 to $289.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 21:17 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 5,017 | $287.87 | $1,444,263.86 |
DisclosureSEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,135 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $287.29 to $288.28 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 21:17 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,700 | $286.87 | $487,680.70 |
DisclosureSEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,152 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $286.25 to $287.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 21:17 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $38.99 | $779,800.00 |
DisclosureSEC source: 0001730168-19-000120 · wf-form4_156884140826645.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:38 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · derivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,269,166 Underlying: Common Stock, $0.001 par value · 20,000 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:38 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,600 | $272.04 | $979,336.80 |
DisclosureSEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,852 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $271.68 to $272.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:38 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,404 | $270.88 | $1,734,709.12 |
DisclosureSEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,452 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $270.50 to $271.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:38 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,596 | $270.07 | $1,781,355.34 |
DisclosureSEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,856 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $269.50 to $270.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:38 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,400 | $268.79 | $913,875.80 |
DisclosureSEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,452 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $268.35 to $269.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:38 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $38.99 | $779,800.00 |
DisclosureSEC source: 0001730168-19-000113 · wf-form4_156625071630789.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| July 16, 2019 Filed Jul 17, 2019 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,250 | $0.00 Strike: $35.45 | $0.00 |
DisclosureSEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · derivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 11,250 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,750 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · derivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289,166 Underlying: Common Stock, $0.001 par value · 8,750 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 650 | $293.22 | $190,591.70 |
DisclosureSEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,852 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $293.14 to $293.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 12,750 | $292.57 | $3,730,293.00 |
DisclosureSEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,502 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $292.14 to $293.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,600 | $291.27 | $1,922,395.20 |
DisclosureSEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,252 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $291.14 to $292.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 8,750 | $38.99 | $341,162.50 |
DisclosureSEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 11,250 | $35.45 | $398,812.50 |
DisclosureSEC source: 0001730168-19-000111 · wf-form4_156339989025613.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 3,004 Restricted Stock Units. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:46 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 115,804 | $265.93 | $30,795,757.72 |
DisclosureSEC source: 0001730168-19-000107 · wf-form4_156115357575086.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,852 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2016 Award. F2 · balance_after: Includes 3,004 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.