Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | Director · President and CEO | April 08, 2026 | April 10, 2026 |
| Broadcom LtdAVGO · Entity 167990 | Director · President and CEO | March 15, 2018 | March 16, 2018 |
| Meta Platforms, Inc.META · Entity 2790 | Director | May 15, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date April 08, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 110,836 |
Reported balance
After 2026-04-08 transaction · row 1
1 source rowRow 1 · 2026-04-08 · Gift · Disposed 22,000 · Balance 110,836 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Trust | 775,638 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 775,638 |
Broadcom Ltd
Report date March 15, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 109,834 |
Last balance in matching sequence
After 2018-03-15 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-03-15 · Exercise / conversion · Acquired 20,000 · Balance 129,834 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Includes 4,507 Restricted Share Units. Row 2 · 2018-03-15 · Sale · Disposed 17,400 · Balance 112,434 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3: Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2: Includes 4,507 Restricted Share Units. Row 3 · 2018-03-15 · Sale · Disposed 2,600 · Balance 109,834 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4: Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2: Includes 4,507 Restricted Share Units. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.99 · Expires 2020-09-12 | Direct | 1,477,916 |
Reported balance
After 2018-03-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-15 · Exercise / conversion · Disposed 20,000 · Balance 1,477,916 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes 4,507 Restricted Share Units.
F3: Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.
Meta Platforms, Inc.
Report date May 15, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,162 |
Ending reported balance
After 2026-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-15 · Exercise / conversion · Acquired 167 · Balance 2,562 F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Row 2 · 2026-05-15 · Exercise / conversion · Acquired 600 · Balance 3,162 F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 1,171 |
Reported balance
After 2026-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-15 · Exercise / conversion · Disposed 167 · Balance 1,171 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-15 · Exercise / conversion · Disposed 600 · Balance 0 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F4: The RSUs vested as to 100% of the total RSUs on May 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
F3: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date.
F4: The RSUs vested as to 100% of the total RSUs on May 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,141 | $252.21 | $792,194.75 |
DisclosureSEC source: 0001730168-20-000028 · wf-form4_158396041986941.xml · nonDerivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,431 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: Transaction executed in multiple trades at prices ranging from $251.83 to $252.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,429 | $251.35 | $1,615,935.58 |
DisclosureSEC source: 0001730168-20-000028 · wf-form4_158396041986941.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,572 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $250.83 to $251.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,837 | $250.31 | $1,711,362.63 |
DisclosureSEC source: 0001730168-20-000028 · wf-form4_158396041986941.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,001 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $249.78 to $250.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 5,924 | $249.18 | $1,476,130.47 |
DisclosureSEC source: 0001730168-20-000028 · wf-form4_158396041986941.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,838 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $248.74 to $249.71per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,287 | $248.13 | $1,808,094.16 |
DisclosureSEC source: 0001730168-20-000028 · wf-form4_158396041986941.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,762 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $247.71 to $248.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 4,265 | $247.38 | $1,055,079.97 |
DisclosureSEC source: 0001730168-20-000028 · wf-form4_158396041986941.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,049 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $246.70 to $247.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,578 | $246.01 | $634,203.47 |
DisclosureSEC source: 0001730168-20-000028 · wf-form4_158396041986941.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,314 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $245.70 to $246.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,150 | $245.01 | $281,766.10 |
DisclosureSEC source: 0001730168-20-000028 · wf-form4_158396041986941.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,892 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $244.66 to $245.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 75,000 | $38.99 | $2,924,250.00 |
DisclosureSEC source: 0001730168-20-000028 · wf-form4_158396041986941.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $52.65 | $0.00 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · derivative · entry 10 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,000 Underlying: Common Stock, $0.001 par value · 62,500 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F11 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,100 | $298.08 | $327,892.40 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,042 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: Transaction executed in multiple trades at prices ranging from $297.89 to $298.32 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 500 | $296.43 | $148,215.00 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,142 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $296.33 to $296.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,004 | $295.79 | $592,763.16 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,642 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $295.22 to $296.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,245 | $294.69 | $1,840,339.05 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,646 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $294.22 to $295.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 15,007 | $293.71 | $4,407,766.00 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,891 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $293.22 to $294.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 14,244 | $292.62 | $4,168,107.77 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,898 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $292.21 to $293.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 14,604 | $291.76 | $4,260,863.04 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,142 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $291.21 to $292.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 8,796 | $290.78 | $2,557,727.27 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,746 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $290.21 to $291.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:07 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 62,500 | $52.65 | $3,290,625.00 |
DisclosureSEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:01 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 73,646 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · derivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,874 Underlying: Common Stock, $0.001 par value · 73,646 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:01 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 4,694 | $311.60 | $1,462,664.48 |
DisclosureSEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,042 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $311.43 to $311.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:01 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 31,447 | $310.79 | $9,773,413.13 |
DisclosureSEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,736 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $310.42 to $311.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:01 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 36,105 | $310.09 | $11,195,799.45 |
DisclosureSEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,183 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $309.42 to $310.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:01 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,400 | $308.84 | $432,371.80 |
DisclosureSEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,288 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $308.25 to $309.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:01 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 73,646 | $38.99 | $2,871,457.54 |
DisclosureSEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:12 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · derivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,520 Underlying: Common Stock, $0.001 par value · 75,000 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:12 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,969 | $314.34 | $933,287.34 |
DisclosureSEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,042 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $314.23 to $314.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:12 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 16,589 | $313.85 | $5,206,490.83 |
DisclosureSEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,011 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $313.23 to $314.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:12 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 36,270 | $312.69 | $11,341,266.30 |
DisclosureSEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,600 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $312.23 to $313.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:12 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 19,172 | $311.96 | $5,980,954.64 |
DisclosureSEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,870 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $311.23 to $312.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:12 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 75,000 | $38.99 | $2,924,250.00 |
DisclosureSEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $52.65 | $0.00 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · derivative · entry 10 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,500 Underlying: Common Stock, $0.001 par value · 62,500 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 100 | $317.79 | $31,779.00 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,042 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,091 | $317.08 | $663,008.01 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,142 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $316.75 to $317.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 5,178 | $316.36 | $1,638,091.37 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,233 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $315.73 to $316.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 9,563 | $315.22 | $3,014,487.11 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,411 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $314.71 to $315.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 17,857 | $314.13 | $5,609,347.98 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,974 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $313.71 to $314.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 15,023 | $313.02 | $4,702,469.41 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,831 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $312.71 to $313.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 10,188 | $312.40 | $3,182,731.20 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,854 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $311.71 to $312.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,500 | $310.97 | $777,430.00 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,042 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $310.66 to $311.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 22:10 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 62,500 | $52.65 | $3,290,625.00 |
DisclosureSEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 73,646 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · derivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,520 Underlying: Common Stock, $0.001 par value · 73,646 shares Expires 2020-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,478 | $307.24 | $1,068,563.33 |
DisclosureSEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,042 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $306.94 to $307.61 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,895 | $306.20 | $1,192,656.79 |
DisclosureSEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,520 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $305.85 to $306.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,244 | $305.42 | $2,212,484.21 |
DisclosureSEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,415 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $304.80 to $305.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 9,314 | $304.03 | $2,831,688.85 |
DisclosureSEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,659 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $303.75 to $304.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 14,884 | $303.34 | $4,514,942.33 |
DisclosureSEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,973 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $302.75 to $303.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 26,960 | $302.23 | $8,148,228.64 |
DisclosureSEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,857 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $301.75 to $302.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,871 | $301.49 | $2,372,996.31 |
DisclosureSEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,817 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $300.75 to $301.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 73,646 | $38.99 | $2,871,457.54 |
DisclosureSEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 1,502 Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.