Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MACOM Technology Solutions Holdings, Inc.MTSI · Entity 3267 | SVP, Technology | November 29, 2023 | December 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MACOM Technology Solutions Holdings, Inc.
Report date November 29, 2023 · Filed December 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,893 |
Ending reported balance
After 2023-11-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-29 · Sale · Disposed 10,947 · Balance 6,078 F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person on August 30, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.72 to $84.71. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2023-11-29 · Sale · Disposed 1,185 · Balance 4,893 F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person on August 30, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.76 to $85.20. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person on August 30, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.72 to $84.71. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.76 to $85.20. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2020 Filed Oct 19, 2020 16:58 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 3,950 | $35.52 | $140,304.00 |
DisclosureSEC source: 0000904454-20-000663 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,202 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.17 to $35.79. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:56 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 1,038 | $28.18 | $29,250.84 |
DisclosureSEC source: 0000904454-20-000369 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,152 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2020. F2 · balance_after: The reported ownership includes 642 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2020. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:54 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Exercise / conversionStock Option (Right to Buy) · Derivative | 600 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000904454-20-000248 · edgar.xml · derivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires 2020-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Option vested in full on August 1, 2014. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:54 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Exercise / conversionCommon Stock | 600 | $2.00 | $1,200.00 |
DisclosureSEC source: 0000904454-20-000248 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:04 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 623 | $29.63 | $18,459.49 |
DisclosureSEC source: 0001104659-20-023000 · a4.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,948 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2020. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 16:04 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 3,183 | $27.21 | $86,609.43 |
DisclosureSEC source: 0000904454-19-000759 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,571 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.99 to $27.83. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 16:47 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 329 | $12.03 | $3,957.87 |
DisclosureSEC source: 0000904454-19-000722 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,754 F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 18:22 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-19-000693 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,425 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 18:22 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 7,751 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-19-000693 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,425 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
| May 17, 2019 Filed May 20, 2019 16:32 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 1,129 | $12.03 | $13,581.87 |
DisclosureSEC source: 0000904454-19-000412 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,674 F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 18:16 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 292 | $14.35 | $4,190.20 |
DisclosureSEC source: 0000904454-19-000402 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,545 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 16:59 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 938 | $17.77 | $16,668.26 |
DisclosureSEC source: 0000904454-19-000262 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,837 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2019. F2 · balance_after: The reported ownership includes one share acquired under the Issuer's Employee Stock Purchase Plan on November 16, 2018. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 18:52 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 10,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000710 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,774 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
| May 18, 2018 Filed May 24, 2018 16:45 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 762 | $19.25 | $14,668.50 |
DisclosureSEC source: 0000904454-18-000380 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,732 F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 17:30 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 1,243 | $20.27 | $25,195.61 |
DisclosureSEC source: 0000904454-18-000209 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,970 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2018. F2 · balance_after: The reported ownership includes 444 shares acquired under the Issuer's Employee Stock Purchase Plan on November 17, 2017. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 21:10 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000904454-17-000666 · edgar.xml · derivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2024-11-08 F2 · derivative.exercise_date: The stock option vests in full upon achievement of a 30-day trailing average stock price based performance metric during the term of the stock option. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 21:10 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 4,097 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000666 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,769 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.