Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MACOM Technology Solutions Holdings, Inc.MTSI · Entity 3267 | SVP, Technology | November 29, 2023 | December 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MACOM Technology Solutions Holdings, Inc.
Report date November 29, 2023 · Filed December 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,893 |
Ending reported balance
After 2023-11-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-29 · Sale · Disposed 10,947 · Balance 6,078 F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person on August 30, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.72 to $84.71. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2023-11-29 · Sale · Disposed 1,185 · Balance 4,893 F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person on August 30, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.76 to $85.20. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person on August 30, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.72 to $84.71. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.76 to $85.20. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2023 Filed Dec 1, 2023 17:43 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 1,185 | $84.91 | $100,618.35 |
DisclosureSEC source: 0000904454-23-000658 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,893 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person on August 30, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.76 to $85.20. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 17:43 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 10,947 | $84.22 | $921,956.34 |
DisclosureSEC source: 0000904454-23-000658 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,078 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person on August 30, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.72 to $84.71. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 17:55 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 3,133 | $72.41 | $226,860.53 |
DisclosureSEC source: 0000904454-23-000617 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,025 F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 9, 2023. F3 · balance_after: The reported ownership includes 20 shares acquired under the Issuer's Employee Stock Purchase Plan on November 10, 2023. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 17:55 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 9,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-23-000617 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,138 F1 · shares: Represents performance-based restricted stock units ("PRSUs") previously granted to the Reporting Person under an equity compensation plan maintained by the Issuer, which vested and settled in shares of Common Stock on November 9, 2023. Read SEC document |
| October 28, 2023 Filed Oct 31, 2023 16:59 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 385 | $72.00 | $27,720.00 |
DisclosureSEC source: 0000904454-23-000581 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,433 F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 28, 2023. Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 16:59 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 672 | $72.00 | $48,384.00 |
DisclosureSEC source: 0000904454-23-000581 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,818 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 27, 2023. Read SEC document |
| May 15, 2023 Filed May 17, 2023 18:28 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 732 | $57.14 | $41,826.48 |
DisclosureSEC source: 0000904454-23-000349 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,490 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2023. F2 · balance_after: The reported ownership includes 336 shares acquired under the Issuer's Employee Stock Purchase Plan on May 12, 2023. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 17:13 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 21,525 | $70.00 | $1,506,750.00 |
DisclosureSEC source: 0000904454-22-000574 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,886 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 18:07 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 10,672 | $60.26 | $643,094.72 |
DisclosureSEC source: 0000904454-22-000544 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,411 F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 3, 2022. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 18:07 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 24,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-22-000544 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,083 F1 · shares: Represents performance-based restricted stock units ("PRSUs") previously granted to the Reporting Person under an equity compensation plan maintained by the Issuer, which vested and settled in shares of Common Stock on November 3, 2022. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 18:13 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 2,754 | $58.71 | $161,687.34 |
DisclosureSEC source: 0000904454-22-000524 · edgar.xml · nonDerivative · entry 4 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,026 F4 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 29, 2022. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 18:13 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 385 | $58.71 | $22,603.35 |
DisclosureSEC source: 0000904454-22-000524 · edgar.xml · nonDerivative · entry 3 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,780 F3 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 28, 2022. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 18:13 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 298 | $56.15 | $16,732.70 |
DisclosureSEC source: 0000904454-22-000524 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,165 F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 27, 2022. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 18:13 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 3,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-22-000524 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,463 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in three equal annual installments on October 27, 2023, October 27, 2024 and October 27, 2025, provided that the Reporting Person remains in continuous service with the Issuer through each such vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:57 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 3,394 | $66.55 | $225,870.70 |
DisclosureSEC source: 0000904454-22-000449 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,646 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| May 13, 2022 Filed May 17, 2022 20:15 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 1,038 | $52.53 | $54,526.14 |
DisclosureSEC source: 0000904454-22-000323 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,040 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2022. F2 · balance_after: The reported ownership includes 334 shares acquired under the Issuer's Employee Stock Purchase Plan on May 13, 2022. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 16:36 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 4,375 | $76.41 | $334,293.75 |
DisclosureSEC source: 0000904454-21-000831 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,744 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. 1500 of the shares were sold in multiple transactions at prices ranging from $75.70 to $75.96; 1933 of the shares were sold in multiple transactions at prices ranging from $76.08 to $76.90; and 942 of the shares were sold at prices ranging from $77.09 to $77.36. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 16:40 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 970 | $73.89 | $71,673.30 |
DisclosureSEC source: 0000904454-21-000823 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,119 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 16:25 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 25,000 | $75.20 | $1,880,000.00 |
DisclosureSEC source: 0000904454-21-000811 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,089 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. 3,949 of the shares were sold in multiple transactions at prices ranging from $73.62 to $74.61, 17,800 of the shares were sold in multiple transactions at prices ranging from $74.66 to $75.58 and 3,251 of the shares were sold in multiple transactions at prices ranging from $75.71 to $76.03. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 16:25 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 642 | $76.06 | $48,830.52 |
DisclosureSEC source: 0000904454-21-000811 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,089 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:45 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 12,819 | $76.93 | $986,165.67 |
DisclosureSEC source: 0000904454-21-000796 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,731 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. 5,897 of the shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 and 6,922 of the shares were sold in multiple transactions at prices ranging from $76.84 to $77.78. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The reported ownership includes 144 shares acquired under the Issuer's Employee Stock Purchase Plan on November 12, 2021. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 16:32 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 14,318 | $74.64 | $1,068,695.52 |
DisclosureSEC source: 0000904454-21-000777 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,406 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. 12,618 of the shares were sold in multiple transactions at prices ranging from $74.12 to $75.06 and 1,700 of the shares were sold in multiple transactions at prices ranging from $75.17 to $75.24. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 19:19 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 34,404 | $74.52 | $2,563,786.08 |
DisclosureSEC source: 0000904454-21-000763 · edgar.xml · nonDerivative · entry 5 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,724 F5 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 4, 2021. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 19:19 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 7,863 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000763 · edgar.xml · nonDerivative · entry 4 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,128 F4 · shares: Represents PRSUs granted to the Reporting Person on October 28, 2020 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 19:19 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 11,625 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000763 · edgar.xml · nonDerivative · entry 3 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,265 F3 · shares: Represents PRSUs granted to the Reporting Person on October 29, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 19:19 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 46,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000763 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,640 F2 · shares: Represents PRSUs granted to the Reporting Person on November 19, 2018 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 19:19 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 11,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000763 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,972 F1 · shares: Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on November 6, 2018 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 17:07 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 12,408 | $69.15 | $858,013.20 |
DisclosureSEC source: 0000904454-21-000741 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,561 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| October 29, 2021 Filed Oct 29, 2021 20:16 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 4,103 | $69.82 | $286,471.46 |
DisclosureSEC source: 0000904454-21-000733 · edgar.xml · nonDerivative · entry 3 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,969 F3 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 29, 2021. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 20:16 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 581 | $69.63 | $40,455.03 |
DisclosureSEC source: 0000904454-21-000733 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,072 F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 28, 2021. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 20:16 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 3,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-21-000733 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,653 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in three equal annual installments on October 27, 2022, October 27, 2023 and October 27, 2024, provided that the Reporting Person remains in continuous service with the Issuer through each such vesting date. Read SEC document |
| May 18, 2021 Filed May 18, 2021 18:02 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 2,496 | $51.53 | $128,618.88 |
DisclosureSEC source: 0000904454-21-000468 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,609 F3 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.91 to $51.92. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2021 Filed May 18, 2021 18:02 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 1,038 | $51.08 | $53,021.04 |
DisclosureSEC source: 0000904454-21-000468 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,105 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2021. F2 · balance_after: The reported ownership includes 427 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2021. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:25 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 1,773 | $59.98 | $106,344.54 |
DisclosureSEC source: 0000904454-21-000401 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,716 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as follows: (i) 944 shares in multiple transactions at prices ranging from $59.22 to $59.62 and (ii) 829 shares in multiple transactions at prices ranging from $60.49 to $60.92. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 18:49 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $16.06 | $0.00 |
DisclosureSEC source: 0000904454-21-000324 · edgar.xml · derivative · entry 4 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2025-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 18:49 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 26,618 | $59.47 | $1,582,972.46 |
DisclosureSEC source: 0000904454-21-000324 · edgar.xml · nonDerivative · entry 3 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,489 F1 · kind: The stock option was exercised and all of the shares reported herein were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold as follows: (i) 5,746 shares in multiple transactions at prices ranging from $57.29 to $58.27; (ii) 5,674 shares in multiple transactions at prices ranging from $58.32 to $59.31; (iii) 7,698 shares in multiple transactions at prices ranging from $59.33 to $60.32; (iv) 6,900 shares in multiple transactions at prices ranging from $60.34 to $61.28; and (v) 600 shares in multiple transactions at prices ranging from $61.36 to $61.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 18:49 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 30,000 | $59.49 | $1,784,700.00 |
DisclosureSEC source: 0000904454-21-000324 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,107 F1 · kind: The stock option was exercised and all of the shares reported herein were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as follows: (i) 6,624 shares in multiple transactions at prices ranging from $57.31 to $58.27; (ii) 5,983 shares in multiple transactions at prices ranging from $58.32 to $59.31; (iii) 8,681 shares in multiple transactions at prices ranging from $59.32 to $60.31; (iv) 7,912 shares in multiple transactions at prices ranging from $60.32 to $61.28; and (v) 800 shares in multiple transactions at prices ranging from $61.53 to $61.71. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 18:49 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Exercise / conversionCommon Stock | 30,000 | $16.06 | $481,800.00 |
DisclosureSEC source: 0000904454-21-000324 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option was exercised and all of the shares reported herein were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:22 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 1,455 | $65.52 | $95,331.60 |
DisclosureSEC source: 0000904454-21-000277 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,107 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 19:02 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $16.06 | $0.00 |
DisclosureSEC source: 0000904454-21-000224 · edgar.xml · derivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2025-11-06 F2 · date: This stock option was granted to the Reporting Person on November 6, 2018 and was to vest upon achievement of a 30-day trailing average stock price based performance metric during the term of the stock option. On February 16, 2021 such performance criteria were certified to have been met, resulting in the vesting of the stock option in full. F2 · derivative.exercise_date: This stock option was granted to the Reporting Person on November 6, 2018 and was to vest upon achievement of a 30-day trailing average stock price based performance metric during the term of the stock option. On February 16, 2021 such performance criteria were certified to have been met, resulting in the vesting of the stock option in full. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 19:02 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 351 | $67.67 | $23,752.17 |
DisclosureSEC source: 0000904454-21-000224 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,562 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2021. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 16:34 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 1,957 | $58.47 | $114,425.79 |
DisclosureSEC source: 0000904454-21-000114 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,913 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.01 to $59.22. (1,795 shares were sold at prices ranging from $58.01 to $58.80 and 162 shares were sold at prices ranging from $59.02 to $59.22.) The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:24 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 2,098 | $55.07 | $115,536.86 |
DisclosureSEC source: 0000904454-21-000005 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,870 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 16:49 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 2,345 | $44.42 | $104,164.90 |
DisclosureSEC source: 0000904454-20-000799 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,968 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.03 to $45.24. (2009 shares were sold at prices ranging from $44.03 to $44.54 and 336 shares were sold at $45.24.) The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 13, 2020 Filed Nov 18, 2020 16:49 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 297 | $23.95 | $7,113.15 |
DisclosureSEC source: 0000904454-20-000765 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,313 F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 19:05 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 29,409 | $41.43 | $1,218,414.87 |
DisclosureSEC source: 0000904454-20-000709 · edgar.xml · nonDerivative · entry 3 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,016 F3 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 5, 2020. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 19:05 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 11,626 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-20-000709 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,425 F2 · shares: Represents PRSUs granted to the Reporting Person on October 29, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 5, 2020. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 19:05 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 58,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-20-000709 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,799 F1 · shares: Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on November 19, 2018 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 5, 2020. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 16:36 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 2,716 | $36.80 | $99,948.80 |
DisclosureSEC source: 0000904454-20-000689 · edgar.xml · nonDerivative · entry 2 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,728 F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 29, 2020. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 16:36 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 5,242 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-20-000689 · edgar.xml · nonDerivative · entry 1 CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,444 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on October 28, 2021, October 28, 2022, October 28, 2023 and October 28, 2024, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.