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Ellen David

Disclosed activity across 1 company

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107808
SEC CIK
0001475452

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHARTER COMMUNICATIONS, INC. /MO/

Report date November 30, 2023 · Filed December 04, 2023

Section 16 reporting ended · disclosed 2023-12-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect14,080 Ending reported balance After 2023-11-30 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2023-11-30 · Exercise / conversion · Acquired 765 · Balance 14,050

F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

Row 2 · 2023-11-30 · Tax withholding · Disposed 424 · Balance 13,626

F3: Withholding of securities for the purpose of paying taxes.

Row 3 · 2023-11-30 · Exercise / conversion · Acquired 29 · Balance 13,655

F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

Row 4 · 2023-11-30 · Tax withholding · Disposed 17 · Balance 13,638

F3: Withholding of securities for the purpose of paying taxes.

Row 5 · 2023-11-30 · Exercise / conversion · Acquired 580 · Balance 14,218

F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

Row 6 · 2023-11-30 · Tax withholding · Disposed 321 · Balance 13,897

F3: Withholding of securities for the purpose of paying taxes.

Row 7 · 2023-11-30 · Exercise / conversion · Acquired 411 · Balance 14,308

F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

Row 8 · 2023-11-30 · Tax withholding · Disposed 228 · Balance 14,080

F3: Withholding of securities for the purpose of paying taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-30 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-11-30 · Exercise / conversion · Disposed 765 · Balance 0

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-30 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-11-30 · Exercise / conversion · Disposed 29 · Balance 0

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-30 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-11-30 · Exercise / conversion · Disposed 580 · Balance 0

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-30 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-11-30 · Exercise / conversion · Disposed 411 · Balance 0

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F3: Withholding of securities for the purpose of paying taxes.

F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2020 Filed Jun 19, 2020 20:21 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 10,046 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000134 · wf-form4_159259809976586.xml · derivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,118

Underlying: Class A Common Stock · 10,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 20:21 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 5,347 $535.97 $2,865,804.86
Disclosure

SEC source: 0001091667-20-000134 · wf-form4_159259809976586.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,678

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 20:21 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 10,046 $535.97 $5,384,304.39
Disclosure

SEC source: 0001091667-20-000134 · wf-form4_159259809976586.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:15 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 60,000 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000122 · wf-form4_158940089214703.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,890

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Exercise of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:15 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 15,970 $511.38 $8,166,738.60
Disclosure

SEC source: 0001091667-20-000122 · wf-form4_158940089214703.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,979

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $511.00 to $513.45, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:15 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 44,030 $513.33 $22,601,919.90
Disclosure

SEC source: 0001091667-20-000122 · wf-form4_158940089214703.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,949

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:15 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 60,000 $221.25 $13,275,000.00
Disclosure

SEC source: 0001091667-20-000122 · wf-form4_158940089214703.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 5,023 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000049 · wf-form4_158266837808135.xml · derivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,164

Underlying: Class A Common Stock · 5,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 2,393 $533.84 $1,277,479.12
Disclosure

SEC source: 0001091667-20-000049 · wf-form4_158266837808135.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,979

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 5,023 $533.84 $2,681,478.32
Disclosure

SEC source: 0001091667-20-000049 · wf-form4_158266837808135.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:59 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 1,465 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000010 · wf-form4_157930557434182.xml · derivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465

Underlying: Charter Communications Class A Common Stock · 1,465 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:59 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantCharter Options · Derivative 46,465 $512.06 Strike: $512.06 $23,792,751.74
Disclosure

SEC source: 0001091667-20-000010 · wf-form4_157930557434182.xml · derivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,465

Underlying: Charter Communications Class A Common Stock · 46,465 shares

Expires 2030-01-15

F1 · derivative.exercise_date: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:32 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 5,023 $0.00 $0.00
Disclosure

SEC source: 0001091667-19-000135 · wf-form4_157713674284005.xml · derivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,187

Underlying: Class A Common Stock · 5,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2 · derivative.expiration_date: Withholding of securities for the purpose of paying taxes.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:32 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 2,674 $477.17 $1,275,952.58
Disclosure

SEC source: 0001091667-19-000135 · wf-form4_157713674284005.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:32 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 5,023 $477.17 $2,396,824.91
Disclosure

SEC source: 0001091667-19-000135 · wf-form4_157713674284005.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.