Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CHARTER COMMUNICATIONS, INC. /MO/
Report date November 30, 2023 · Filed December 04, 2023
Section 16 reporting ended · disclosed 2023-12-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 14,080 |
Ending reported balance
After 2023-11-30 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2023-11-30 · Exercise / conversion · Acquired 765 · Balance 14,050 F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023. F2: Restricted Stock Unit grant - price and expiration date not applicable. Row 2 · 2023-11-30 · Tax withholding · Disposed 424 · Balance 13,626 F3: Withholding of securities for the purpose of paying taxes. Row 3 · 2023-11-30 · Exercise / conversion · Acquired 29 · Balance 13,655 F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023. F2: Restricted Stock Unit grant - price and expiration date not applicable. Row 4 · 2023-11-30 · Tax withholding · Disposed 17 · Balance 13,638 F3: Withholding of securities for the purpose of paying taxes. Row 5 · 2023-11-30 · Exercise / conversion · Acquired 580 · Balance 14,218 F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023. F2: Restricted Stock Unit grant - price and expiration date not applicable. Row 6 · 2023-11-30 · Tax withholding · Disposed 321 · Balance 13,897 F3: Withholding of securities for the purpose of paying taxes. Row 7 · 2023-11-30 · Exercise / conversion · Acquired 411 · Balance 14,308 F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023. F2: Restricted Stock Unit grant - price and expiration date not applicable. Row 8 · 2023-11-30 · Tax withholding · Disposed 228 · Balance 14,080 F3: Withholding of securities for the purpose of paying taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-11-30 · Exercise / conversion · Disposed 765 · Balance 0 F2: Restricted Stock Unit grant - price and expiration date not applicable. F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-11-30 · Exercise / conversion · Disposed 29 · Balance 0 F2: Restricted Stock Unit grant - price and expiration date not applicable. F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-11-30 · Exercise / conversion · Disposed 580 · Balance 0 F2: Restricted Stock Unit grant - price and expiration date not applicable. F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-30 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-11-30 · Exercise / conversion · Disposed 411 · Balance 0 F2: Restricted Stock Unit grant - price and expiration date not applicable. F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.
F2: Restricted Stock Unit grant - price and expiration date not applicable.
F3: Withholding of securities for the purpose of paying taxes.
F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.
F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.
F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · derivative · entry 12 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable. F6 · shares: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023. F6 · derivative.exercise_date: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable. F6 · balance_after: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · derivative · entry 11 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable. F5 · shares: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023. F5 · derivative.exercise_date: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable. F5 · balance_after: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · derivative · entry 10 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable. F4 · shares: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023. F4 · derivative.exercise_date: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable. F4 · balance_after: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · derivative · entry 9 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable. F1 · shares: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023. F1 · derivative.exercise_date: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable. F1 · balance_after: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 228 | $397.47 | $90,623.16 |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 8 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,080 F3 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 7 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023. F2 · price: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 321 | $397.47 | $127,587.87 |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 6 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,897 F3 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 5 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023. F2 · price: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 17 | $397.47 | $6,756.99 |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 4 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,638 F3 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 29 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 3 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023. F2 · price: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 424 | $397.47 | $168,527.28 |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,626 F3 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Executive Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023. F2 · price: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantRestricted Stock Units · Derivative | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · derivative · entry 5 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Underlying: Class A Common Stock · 1,420 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable. F5 · shares: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 36,374 | $0.00 Strike: $387.38 | $0.00 |
DisclosureSEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · derivative · entry 4 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,374 Underlying: Class A Common Stock · 36,374 shares Expires 2033-01-17 F4 · shares: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 1,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · derivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable. F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 607 | $386.82 | $234,799.74 |
DisclosureSEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,285 F3 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 1,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023. F2 · price: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:06 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantRestricted Stock Units · Derivative | 934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000014 · wf-form4_164271279789733.xml · derivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934 Underlying: Class A Common Stock · 934 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:06 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 28,391 | $588.83 Strike: $588.83 | $16,717,330.58 |
DisclosureSEC source: 0001091667-22-000014 · wf-form4_164271279789733.xml · derivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,391 Underlying: Class A Common Stock · 28,391 shares Expires 2032-01-18 F1 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:09 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantRestricted Stock Units · Derivative | 36 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000122 · wf-form4_162672535179767.xml · derivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36 Underlying: Class A Common Stock · 36 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award. F2 · price: Restricted Stock Unit grant - price and expiration date not applicable. F3 · derivative.exercise_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:09 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 1,150 | $704.21 Strike: $704.21 | $809,835.75 |
DisclosureSEC source: 0001091667-21-000122 · wf-form4_162672535179767.xml · derivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 Underlying: Class A Common Stock · 1,150 shares Expires 2031-07-15 F1 · shares: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. F1 · derivative.exercise_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. F1 · derivative.expiration_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 15,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-21-000108 · wf-form4_162430619993365.xml · derivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. F1 · derivative.expiration_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 8,022 | $691.87 | $5,550,181.14 |
DisclosureSEC source: 0001091667-21-000108 · wf-form4_162430619993365.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,427 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 15,072 | $691.87 | $10,427,864.64 |
DisclosureSEC source: 0001091667-21-000108 · wf-form4_162430619993365.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:36 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 33,334 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-21-000088 · wf-form4_162007418033925.xml · derivative · entry 4 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 33,334 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 Plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.exercise_date: Pursuant to a 10b5-1 Plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:36 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 10,443 | $669.65 | $6,993,154.95 |
DisclosureSEC source: 0001091667-21-000088 · wf-form4_162007418033925.xml · nonDerivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 F3 · shares: Shares sold pursuant to a 10b5-1 plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $669.39 to $670.19, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:36 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 22,891 | $670.00 | $15,336,970.00 |
DisclosureSEC source: 0001091667-21-000088 · wf-form4_162007418033925.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,820 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:36 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 33,334 | $221.25 | $7,375,080.83 |
DisclosureSEC source: 0001091667-21-000088 · wf-form4_162007418033925.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 Plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:30 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 33,333 | $221.25 Strike: $221.25 | $7,374,859.58 |
DisclosureSEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · derivative · entry 4 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,334 Underlying: Class A Common Stock · 33,333 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.exercise_date: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:30 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 10,284 | $650.06 | $6,685,217.04 |
DisclosureSEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · nonDerivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 F3 · shares: Shares sold pursuant to a 10b5-1 plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $649.93 to $650.515, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:30 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 23,049 | $650.00 | $14,981,850.00 |
DisclosureSEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,661 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:30 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 33,333 | $221.25 | $7,374,859.58 |
DisclosureSEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 19:28 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 33,333 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · derivative · entry 4 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,667 Underlying: Class A Common Stock · 33,333 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.exercise_date: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 19:28 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 10,117 | $629.77 | $6,371,383.09 |
DisclosureSEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · nonDerivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 F3 · shares: Shares sold pursuant to a 10b5-1 plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $629.55 to $630.20, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 19:28 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 23,216 | $630.06 | $14,627,472.96 |
DisclosureSEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,494 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 19:28 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 33,333 | $221.25 | $7,374,859.58 |
DisclosureSEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:25 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantRestricted Stock Units · Derivative | 799 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000010 · wf-form4_161117794162850.xml · derivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799 Underlying: Class A Common Stock · 799 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. F2 · price: Restricted Stock Unit grant - price and expiration date not applicable. F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:25 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 26,516 | $625.55 Strike: $625.55 | $16,587,083.80 |
DisclosureSEC source: 0001091667-21-000010 · wf-form4_161117794162850.xml · derivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,516 Underlying: Class A Common Stock · 26,516 shares Expires 2031-01-15 F1 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. F1 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. F1 · derivative.expiration_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 26,890 | $221.25 Strike: $221.25 | $5,949,358.72 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · derivative · entry 5 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 26,890 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F2 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 8,256 | $644.19 | $5,318,424.38 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 4 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $643.78 to $644.26, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 18,634 | $643.79 | $11,996,382.86 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,633 F3 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 26,890 | $221.25 | $5,949,358.72 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 9,000 | $637.03 | $5,733,243.00 |
DisclosureSEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.32 to $637.16, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:00 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 10,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · derivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,072 Underlying: Class A Common Stock · 10,046 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:00 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 5,347 | $620.34 | $3,316,957.98 |
DisclosureSEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,377 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:00 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 10,046 | $620.34 | $6,231,935.64 |
DisclosureSEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 20:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · derivative · entry 4 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,890 Underlying: Class A Common Stock · 20,000 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 5,915 | $601.29 | $3,556,626.21 |
DisclosureSEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 3 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,678 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $601.130 to $601.5852, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 14,085 | $601.66 | $8,474,381.10 |
DisclosureSEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 2 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,593 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 20,000 | $221.25 | $4,424,960.00 |
DisclosureSEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 1 Ellen David · CIK 0001475452 · Senior Executive VicePresident 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.