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Ellen David

Disclosed activity across 1 company

Tapewire entity
107808
SEC CIK
0001475452

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHARTER COMMUNICATIONS, INC. /MO/

Report date November 30, 2023 · Filed December 04, 2023

Section 16 reporting ended · disclosed 2023-12-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect14,080 Ending reported balance After 2023-11-30 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2023-11-30 · Exercise / conversion · Acquired 765 · Balance 14,050

F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

Row 2 · 2023-11-30 · Tax withholding · Disposed 424 · Balance 13,626

F3: Withholding of securities for the purpose of paying taxes.

Row 3 · 2023-11-30 · Exercise / conversion · Acquired 29 · Balance 13,655

F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

Row 4 · 2023-11-30 · Tax withholding · Disposed 17 · Balance 13,638

F3: Withholding of securities for the purpose of paying taxes.

Row 5 · 2023-11-30 · Exercise / conversion · Acquired 580 · Balance 14,218

F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

Row 6 · 2023-11-30 · Tax withholding · Disposed 321 · Balance 13,897

F3: Withholding of securities for the purpose of paying taxes.

Row 7 · 2023-11-30 · Exercise / conversion · Acquired 411 · Balance 14,308

F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

Row 8 · 2023-11-30 · Tax withholding · Disposed 228 · Balance 14,080

F3: Withholding of securities for the purpose of paying taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-30 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-11-30 · Exercise / conversion · Disposed 765 · Balance 0

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-30 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-11-30 · Exercise / conversion · Disposed 29 · Balance 0

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-30 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-11-30 · Exercise / conversion · Disposed 580 · Balance 0

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-30 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-11-30 · Exercise / conversion · Disposed 411 · Balance 0

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F3: Withholding of securities for the purpose of paying taxes.

F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 411 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · derivative · entry 12

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F6 · shares: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

F6 · derivative.exercise_date: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

F6 · balance_after: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · derivative · entry 11

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

F5 · derivative.exercise_date: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · balance_after: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · derivative · entry 10

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F4 · shares: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

F4 · derivative.exercise_date: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

F4 · balance_after: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 765 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · derivative · entry 9

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · shares: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

F1 · derivative.exercise_date: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · balance_after: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 228 $397.47 $90,623.16
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 8

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,080

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 411 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 7

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 321 $397.47 $127,587.87
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 6

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,897

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 580 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 5

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 17 $397.47 $6,756.99
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 4

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,638

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 29 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 424 $397.47 $168,527.28
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,626

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 765 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-23-000167 · wk-form4_1701724992.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Executive Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · derivative · entry 5

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

Underlying: Class A Common Stock · 1,420 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F5 · shares: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 36,374 $0.00 Strike: $387.38 $0.00
Disclosure

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,374

Underlying: Class A Common Stock · 36,374 shares

Expires 2033-01-17

F4 · shares: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 1,465 $0.00 $0.00
Disclosure

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · derivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 607 $386.82 $234,799.74
Disclosure

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,285

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 1,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-23-000012 · wf-form4_167416286334155.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000014 · wf-form4_164271279789733.xml · derivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: Class A Common Stock · 934 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025.

F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 28,391 $588.83 Strike: $588.83 $16,717,330.58
Disclosure

SEC source: 0001091667-22-000014 · wf-form4_164271279789733.xml · derivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,391

Underlying: Class A Common Stock · 28,391 shares

Expires 2032-01-18

F1 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:09 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 36 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000122 · wf-form4_162672535179767.xml · derivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36

Underlying: Class A Common Stock · 36 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15, 2024. This grant reflects a top up of the previously awarded annual equity award.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:09 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 1,150 $704.21 Strike: $704.21 $809,835.75
Disclosure

SEC source: 0001091667-21-000122 · wf-form4_162672535179767.xml · derivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Class A Common Stock · 1,150 shares

Expires 2031-07-15

F1 · shares: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F1 · derivative.exercise_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F1 · derivative.expiration_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:10 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 15,072 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000108 · wf-form4_162430619993365.xml · derivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.expiration_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:10 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 8,022 $691.87 $5,550,181.14
Disclosure

SEC source: 0001091667-21-000108 · wf-form4_162430619993365.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,427

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:10 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 15,072 $691.87 $10,427,864.64
Disclosure

SEC source: 0001091667-21-000108 · wf-form4_162430619993365.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:36 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 33,334 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-21-000088 · wf-form4_162007418033925.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 33,334 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 Plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Pursuant to a 10b5-1 Plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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April 29, 2021 Filed May 3, 2021 20:36 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 10,443 $669.65 $6,993,154.95
Disclosure

SEC source: 0001091667-21-000088 · wf-form4_162007418033925.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $669.39 to $670.19, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:36 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 22,891 $670.00 $15,336,970.00
Disclosure

SEC source: 0001091667-21-000088 · wf-form4_162007418033925.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,820

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:36 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 33,334 $221.25 $7,375,080.83
Disclosure

SEC source: 0001091667-21-000088 · wf-form4_162007418033925.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 Plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:30 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 33,333 $221.25 Strike: $221.25 $7,374,859.58
Disclosure

SEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,334

Underlying: Class A Common Stock · 33,333 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:30 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 10,284 $650.06 $6,685,217.04
Disclosure

SEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $649.93 to $650.515, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:30 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 23,049 $650.00 $14,981,850.00
Disclosure

SEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,661

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:30 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 33,333 $221.25 $7,374,859.58
Disclosure

SEC source: 0001091667-21-000036 · wf-form4_161670419615167.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:28 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 33,333 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,667

Underlying: Class A Common Stock · 33,333 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:28 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 10,117 $629.77 $6,371,383.09
Disclosure

SEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $629.55 to $630.20, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:28 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 23,216 $630.06 $14,627,472.96
Disclosure

SEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,494

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 19:28 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 33,333 $221.25 $7,374,859.58
Disclosure

SEC source: 0001091667-21-000034 · wf-form4_161549089450175.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to a 10b5-1 plan, exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 799 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000010 · wf-form4_161117794162850.xml · derivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799

Underlying: Class A Common Stock · 799 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:25 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 26,516 $625.55 Strike: $625.55 $16,587,083.80
Disclosure

SEC source: 0001091667-21-000010 · wf-form4_161117794162850.xml · derivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,516

Underlying: Class A Common Stock · 26,516 shares

Expires 2031-01-15

F1 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F1 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F1 · derivative.expiration_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:29 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 26,890 $221.25 Strike: $221.25 $5,949,358.72
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · derivative · entry 5

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 26,890 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F2 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:29 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 8,256 $644.19 $5,318,424.38
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $643.78 to $644.26, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:29 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 18,634 $643.79 $11,996,382.86
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,633

F3 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 21:29 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 26,890 $221.25 $5,949,358.72
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:29 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 9,000 $637.03 $5,733,243.00
Disclosure

SEC source: 0001091667-20-000207 · wf-form4_160469813704857.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.32 to $637.16, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 02, 2020 Filed Sep 4, 2020 21:00 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 10,046 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · derivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,072

Underlying: Class A Common Stock · 10,046 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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September 02, 2020 Filed Sep 4, 2020 21:00 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 5,347 $620.34 $3,316,957.98
Disclosure

SEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,377

F2 · shares: Withholding of securities for the purpose of paying taxes.

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September 02, 2020 Filed Sep 4, 2020 21:00 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 10,046 $620.34 $6,231,935.64
Disclosure

SEC source: 0001091667-20-000172 · wf-form4_159925318464353.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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August 11, 2020 Filed Aug 11, 2020 20:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · derivative · entry 4

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,890

Underlying: Class A Common Stock · 20,000 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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August 07, 2020 Filed Aug 11, 2020 20:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 5,915 $601.29 $3,556,626.21
Disclosure

SEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 3

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,678

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $601.130 to $601.5852, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 07, 2020 Filed Aug 11, 2020 20:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 14,085 $601.66 $8,474,381.10
Disclosure

SEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 2

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,593

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

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August 07, 2020 Filed Aug 11, 2020 20:18 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 20,000 $221.25 $4,424,960.00
Disclosure

SEC source: 0001091667-20-000168 · wf-form4_159717707264012.xml · nonDerivative · entry 1

Ellen David · CIK 0001475452 · Senior Executive VicePresident

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.