Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DigitalOcean Holdings, Inc.DOCN · Entity 2625 | Director · Chief Executive Officer | December 01, 2023 | December 05, 2023 |
| Veradigm Inc.MDRX · Entity 13670 | Director | May 24, 2019 | May 29, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DigitalOcean Holdings, Inc.
Report date December 01, 2023 · Filed December 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,949,448 |
Reported balance
After 2023-12-01 transaction · row 1
1 source rowRow 1 · 2023-12-01 · Tax withholding · Disposed 4,619 · Balance 4,949,448 F1: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.
Veradigm Inc.
Report date May 24, 2019 · Filed May 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,471 |
Reported balance
After 2019-05-24 transaction · row 1
1 source rowRow 1 · 2019-05-24 · Grant · Acquired 19,628 · Balance 79,471 F1: Restricted stock units award with vesting that will occur on the one year anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units award with vesting that will occur on the one year anniversary of the grant date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ping Identity Holding Corp.
Report date October 18, 2022 · Filed October 20, 2022
Section 16 reporting ended · disclosed 2022-10-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Company Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-18 transaction · row 1
1 source rowRow 1 · 2022-10-18 · Disposition to issuer · Disposed 30,622 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 2, 2022 (the "Merger Agreement"), by and among Project Polaris Holdings, LP ("Parent"), Project Polaris Merger Sub, Inc. ("Merger Sub") and the Issuer, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Company Common Stock") issued and outstanding immediately prior to the Merger was automatically cancelled, extinguished and converted into the right to receive $28.50 per share in cash, without interest thereon (the "Per Share Price"). F2: The reported securities include vested restricted stock units ("Company RSUs") of the Issuer which pursuant to the Merger Agreement, were, at the Effective Time, canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSUs as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated August 2, 2022 (the "Merger Agreement"), by and among Project Polaris Holdings, LP ("Parent"), Project Polaris Merger Sub, Inc. ("Merger Sub") and the Issuer, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Company Common Stock") issued and outstanding immediately prior to the Merger was automatically cancelled, extinguished and converted into the right to receive $28.50 per share in cash, without interest thereon (the "Per Share Price").
F2: The reported securities include vested restricted stock units ("Company RSUs") of the Issuer which pursuant to the Merger Agreement, were, at the Effective Time, canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSUs as of immediately prior to the Effective Time.
SendGrid, Inc.
Report date February 01, 2019 · Filed February 01, 2019
Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 1
1 source rowRow 1 · 2019-02-01 · Disposition to issuer · Disposed 153,901 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization dated as of October 15, 2018, as amended on December 13, 2018 (the "Merger Agreement", and the transactions contemplated therein, the "Merger"), by and among the Issuer, Twilio Inc. ("Twilio") and Topaz Merger Subsidiary, Inc., whereby each share of Issuer common stock was canceled in exchange for 0.485 of a share of Twilio Class A Common Stock, with fractional shares being paid in cash. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.18 · Expires 2025-06-26 | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-01 · Disposition to issuer · Disposed 373,999 · Balance 0 F2: The option was assumed by Twilio in the Merger and replaced with an option to purchase 181,391 shares of Twilio Class A Common Stock with an exercise price of $4.49 per share. Following the effective time of the Merger, the 29,144 unvested shares will vest in equal monthly installments until fully vested on June 24, 2019. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2027-07-25 | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-01 · Disposition to issuer · Disposed 125,000 · Balance 0 F3: At the effective time of the Merger, the vesting of 25% of all unvested shares subject to the grant accelerated, with the remaining shares exercisable in equal monthly installments until fully vested on February 1, 2021. The option was assumed by Twilio in the Merger and replaced with an option to purchase 60,624 shares of Twilio Class A Common Stock with an exercise price of $24.74 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization dated as of October 15, 2018, as amended on December 13, 2018 (the "Merger Agreement", and the transactions contemplated therein, the "Merger"), by and among the Issuer, Twilio Inc. ("Twilio") and Topaz Merger Subsidiary, Inc., whereby each share of Issuer common stock was canceled in exchange for 0.485 of a share of Twilio Class A Common Stock, with fractional shares being paid in cash.
F2: The option was assumed by Twilio in the Merger and replaced with an option to purchase 181,391 shares of Twilio Class A Common Stock with an exercise price of $4.49 per share. Following the effective time of the Merger, the 29,144 unvested shares will vest in equal monthly installments until fully vested on June 24, 2019.
F3: At the effective time of the Merger, the vesting of 25% of all unvested shares subject to the grant accelerated, with the remaining shares exercisable in equal monthly installments until fully vested on February 1, 2021. The option was assumed by Twilio in the Merger and replaced with an option to purchase 60,624 shares of Twilio Class A Common Stock with an exercise price of $24.74 per share.
Zayo Group Holdings, Inc.
Report date March 09, 2020 · Filed March 09, 2020
Section 16 reporting ended · disclosed 2020-03-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-09 transaction · row 1
1 source rowRow 1 · 2020-03-09 · Disposition to issuer · Disposed 21,084 · Balance 0 F1: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-09 · Disposition to issuer · Disposed 2,649 · Balance 0 F2: Each unvested Part C RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. F3: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes |
Filing footnotes · ownership attribution and instrument terms
F1: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes.
F2: Each unvested Part C RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes.
F3: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2023 Filed Dec 5, 2023 16:17 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 4,619 | $29.62 | $136,814.78 |
DisclosureSEC source: 0001582961-23-000085 · wk-form4_1701811021.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,949,448 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 16:31 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 564,700 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001582961-23-000081 · wk-form4_1700688701.xml · derivative · entry 9 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 564,700 shares Expires 2029-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One fourth of the shares underlying this option vested and became exercisable on August 13, 2020, and the remaining shares underlying this option vested in 36 equal monthly installments beginning on September 13, 2020, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 16:31 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | SaleCommon Stock | 309,700 | $28.52 | $8,832,644.00 |
DisclosureSEC source: 0001582961-23-000081 · wk-form4_1700688701.xml · nonDerivative · entry 6 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,954,067 F1 · kind: The transaction reported consists of shares sold by the Reporting Person to cover the Reporting Person's exercise price and tax obligations in connection with the option exercise disclosed in Table II. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $28.33-$28.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 16:31 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionCommon Stock | 564,700 | $5.61 | $3,167,967.00 |
DisclosureSEC source: 0001582961-23-000081 · wk-form4_1700688701.xml · nonDerivative · entry 5 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,263,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 16:31 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 282,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001582961-23-000081 · wk-form4_1700688701.xml · derivative · entry 8 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 564,700 Underlying: Common Stock · 282,000 shares Expires 2029-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One fourth of the shares underlying this option vested and became exercisable on August 13, 2020, and the remaining shares underlying this option vested in 36 equal monthly installments beginning on September 13, 2020, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 16:31 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | SaleCommon Stock | 149,704 | $28.89 | $4,324,948.56 |
DisclosureSEC source: 0001582961-23-000081 · wk-form4_1700688701.xml · nonDerivative · entry 4 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,699,067 F1 · kind: The transaction reported consists of shares sold by the Reporting Person to cover the Reporting Person's exercise price and tax obligations in connection with the option exercise disclosed in Table II. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $28.51-$29.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 16:31 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionCommon Stock | 282,000 | $5.61 | $1,582,020.00 |
DisclosureSEC source: 0001582961-23-000081 · wk-form4_1700688701.xml · nonDerivative · entry 3 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,848,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 16:31 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 820,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001582961-23-000081 · wk-form4_1700688701.xml · derivative · entry 7 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 846,700 Underlying: Common Stock · 820,000 shares Expires 2029-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One fourth of the shares underlying this option vested and became exercisable on August 13, 2020, and the remaining shares underlying this option vested in 36 equal monthly installments beginning on September 13, 2020, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 16:31 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | SaleCommon Stock | 451,885 | $28.76 | $12,996,212.60 |
DisclosureSEC source: 0001582961-23-000081 · wk-form4_1700688701.xml · nonDerivative · entry 2 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,566,771 F1 · kind: The transaction reported consists of shares sold by the Reporting Person to cover the Reporting Person's exercise price and tax obligations in connection with the option exercise disclosed in Table II. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $28.51-$29.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 16:31 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionCommon Stock | 820,000 | $5.61 | $4,600,200.00 |
DisclosureSEC source: 0001582961-23-000081 · wk-form4_1700688701.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,018,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 16:30 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,492,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001582961-23-000074 · wk-form4_1700170206.xml · derivative · entry 7 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,666,700 Underlying: Common Stock · 1,492,000 shares Expires 2029-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One fourth of the shares underlying this option vested and became exercisable on August 13, 2020, and the remaining shares underlying this option vested in 36 equal monthly installments beginning on September 13, 2020, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 16:30 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | SaleCommon Stock | 546,499 | $27.22 | $14,875,702.78 |
DisclosureSEC source: 0001582961-23-000074 · wk-form4_1700170206.xml · nonDerivative · entry 5 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,198,656 F2 · kind: The transaction reported consists of shares sold by the Reporting Person to cover the Reporting Person's exercise price and/or tax obligations in connection with the option exercise disclosed in Table II. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $26.56-$27.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 16:30 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionCommon Stock | 1,492,000 | $5.61 | $8,370,120.00 |
DisclosureSEC source: 0001582961-23-000074 · wk-form4_1700170206.xml · nonDerivative · entry 4 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,745,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 16:30 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 270,000 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001582961-23-000074 · wk-form4_1700170206.xml · derivative · entry 6 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,158,700 Underlying: Common Stock · 270,000 shares Expires 2029-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One fourth of the shares underlying this option vested and became exercisable on August 13, 2020, and the remaining shares underlying this option vested in 36 equal monthly installments beginning on September 13, 2020, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 16:30 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | SaleCommon Stock | 93,359 | $26.63 | $2,486,150.17 |
DisclosureSEC source: 0001582961-23-000074 · wk-form4_1700170206.xml · nonDerivative · entry 3 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,253,155 F2 · kind: The transaction reported consists of shares sold by the Reporting Person to cover the Reporting Person's exercise price and/or tax obligations in connection with the option exercise disclosed in Table II. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $26.25-$27.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 16:30 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionCommon Stock | 270,000 | $5.61 | $1,514,700.00 |
DisclosureSEC source: 0001582961-23-000074 · wk-form4_1700170206.xml · nonDerivative · entry 2 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,346,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 16:30 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | SaleCommon Stock | 106,886 | $26.83 | $2,867,751.38 |
DisclosureSEC source: 0001582961-23-000074 · wk-form4_1700170206.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,076,514 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $26.32-$27.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 01, 2023 Filed Sep 1, 2023 16:06 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 4,332 | $27.05 | $117,180.60 |
DisclosureSEC source: 0001562180-23-006662 · primarydocument.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,183,400 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 16:17 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 3,038 | $39.15 | $118,937.70 |
DisclosureSEC source: 0001562180-23-004730 · primarydocument.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,187,732 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · balance_after: The amount reported includes shares acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:04 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 2,651 | $31.98 | $84,778.98 |
DisclosureSEC source: 0001562180-23-002422 · primarydocument.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189,865 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 16:27 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,825 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001562180-23-000443 · primarydocument.xml · derivative · entry 2 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,428,700 Underlying: Common Stock · 17,825 shares Expires 2029-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One fourth of the shares underlying this option vested and became exercisable on August 13, 2020, and the remaining shares underlying this option vest in 36 equal monthly installments beginning on September 13, 2020, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 16:27 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionCommon Stock | 17,825 | $5.61 | $99,998.25 |
DisclosureSEC source: 0001562180-23-000443 · primarydocument.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,192,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 16:34 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 3,842 | $29.83 | $114,606.86 |
DisclosureSEC source: 0001562180-22-008008 · primarydocument.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,174,691 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| October 18, 2022 Filed Oct 20, 2022 17:41 UTC | Ping Identity Holding Corp. PING · Entity 122979 | Disposition to issuerCompany Common Stock, $0.001 par value | 30,622 | $28.50 | $872,727.00 |
DisclosureSEC source: 0001104659-22-110355 · tm2228653-13_4seq1.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated August 2, 2022 (the "Merger Agreement"), by and among Project Polaris Holdings, LP ("Parent"), Project Polaris Merger Sub, Inc. ("Merger Sub") and the Issuer, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Company Common Stock") issued and outstanding immediately prior to the Merger was automatically cancelled, extinguished and converted into the right to receive $28.50 per share in cash, without interest thereon (the "Per Share Price"). F2 · kind: The reported securities include vested restricted stock units ("Company RSUs") of the Issuer which pursuant to the Merger Agreement, were, at the Effective Time, canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSUs as of immediately prior to the Effective Time. F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 2, 2022 (the "Merger Agreement"), by and among Project Polaris Holdings, LP ("Parent"), Project Polaris Merger Sub, Inc. ("Merger Sub") and the Issuer, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Company Common Stock") issued and outstanding immediately prior to the Merger was automatically cancelled, extinguished and converted into the right to receive $28.50 per share in cash, without interest thereon (the "Per Share Price"). Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 16:15 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 3,842 | $42.09 | $161,709.78 |
DisclosureSEC source: 0001562180-22-006498 · primarydocument.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,178,533 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| June 01, 2022 Filed Jun 1, 2022 18:05 UTC | Ping Identity Holding Corp. PING · Entity 122979 | GrantCommon stock, $0.001 par value | 6,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005994 · form4-06012022_030615.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,622 Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 16:22 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 3,842 | $48.85 | $187,681.70 |
DisclosureSEC source: 0001562180-22-004699 · primarydocument.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,182,375 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · balance_after: The amount reported includes shares acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 17:38 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Tax withholdingCommon Stock | 8,321 | $59.32 | $493,601.72 |
DisclosureSEC source: 0001562180-22-002307 · primarydocument.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,185,685 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 16:39 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionStock Option (Right to buy) · Derivative | 53,475 | $0.00 Strike: $5.61 | $0.00 |
DisclosureSEC source: 0001562180-22-000480 · primarydocument.xml · derivative · entry 2 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446,525 Underlying: Common Stock · 53,475 shares Expires 2029-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of the shares underlying this option vested and became exercisable on August 13, 2020, and the remaining shares underlying this option vest in 36 equal monthly installments beginning on September 13, 2020, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 16:39 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | Exercise / conversionCommon Stock | 53,475 | $5.61 | $299,994.75 |
DisclosureSEC source: 0001562180-22-000480 · primarydocument.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,194,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 16:42 UTC | DigitalOcean Holdings, Inc. DOCN · Entity 2625 | GrantCommon Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048436 · doc4.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,140,000 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · shares: Represents the grant of performance-based restricted stock units ("PSUs") under the DigitalOcean Holdings, Inc. 2021 Equity Incentive Plan. The PSUs will vest on the first date upon which both the time-based service requirement and the stock price requirement of the award are satisfied as more fully described in footnotes (3) and (4) herein, in each case subject to the Reporting Person providing continuous service to the Issuer on each such date. F3 · shares: With respect to the time-based service requirement, the PSUs will vest as to 14% of the total number of shares on each of the first five anniversaries of the grant date beginning on July 27, 2022, and 15% of the total number of shares on each of the two subsequent anniversaries of the grant date beginning on July 27, 2027. F4 · shares: With respect to the stock price requirement, the PSUs will vest on the date on which the average closing price per share of the Issuer's common stock over a consecutive 90 trading day period between the date of grant and July 27, 2028 first meets or exceeds the following stock price targets (each a "Stock Price Target"): 475,000 PSUs will vest upon the attainment of a Stock Price Target of $93.50; 575,000 PSUs will vest upon the attainment of a Stock Price Target of $140.00; 650,000 PSUs will vest upon the attainment of a Stock Price Target of $187.00; 650,000 PSUs will vest upon the attainment of a Stock Price Target of $233.50; and 650,000 PSUs will vest upon the attainment of a Stock Price Target of $280.50. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 18:02 UTC | Ping Identity Holding Corp. PING · Entity 122979 | GrantCommon stock, $0.001 par value | 6,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006253 · edgar.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,996 Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:34 UTC | Ping Identity Holding Corp. PING · Entity 122979 | GrantCommon Stock, $0.001 par value | 5,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006766 · edgar.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,645 Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 12:29 UTC | Ping Identity Holding Corp. PING · Entity 122979 | GrantCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004302 · edgar.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 11:51 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Disposition to issuerRestricted Stock Units · Derivative | 2,649 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-017152 · doc4.xml · derivative · entry 2 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,649 shares Expires not disclosed F2 · derivative.exercise_price: Each unvested Part C RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. F3 · price: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes F3 · derivative.exercise_date: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes F3 · derivative.expiration_date: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 11:51 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Disposition to issuerCommon Stock | 21,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-017152 · doc4.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes. F1 · price: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 18:47 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 2,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002387 · doc4.xml · derivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,649 Underlying: Common Stock · 2,649 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on March 31, 2020. F2 · derivative.expiration_date: The restricted stock units vest in full on March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 6, 2020 16:44 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001881 · doc4.xml · derivative · entry 2 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On October 4, 2019 the reporting person was granted Part C restricted stock units, which vested in full on December 31, 2019. F2 · derivative.expiration_date: On October 4, 2019 the reporting person was granted Part C restricted stock units, which vested in full on December 31, 2019. Read SEC document |
| December 31, 2019 Filed Jan 6, 2020 16:44 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 2,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-001881 · doc4.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 16:57 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052700 · doc4.xml · derivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Underlying: Common Stock · 2,700 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on December 31, 2019. F2 · derivative.expiration_date: The restricted stock units vest in full on December 31, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 18:08 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 3,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051900 · doc4.xml · derivative · entry 2 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On July 5, 2019 the reporting person was granted Part C restricted stock units, which vested in full on September 30, 2019. F2 · derivative.expiration_date: On July 5, 2019 the reporting person was granted Part C restricted stock units, which vested in full on September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 18:08 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 3,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-051900 · doc4.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| July 05, 2019 Filed Jul 8, 2019 17:56 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 3,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041462 · doc4.xml · derivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,537 Underlying: Common Stock · 3,537 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on September 30, 2019. F2 · derivative.expiration_date: The restricted stock units vest in full on September 30, 2019. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 18:40 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 6,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039848 · doc4.xml · derivative · entry 2 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On April 5, 2019 the reporting person was granted Part C restricted stock units, which vested in full on June 28, 2019. F2 · derivative.expiration_date: On April 5, 2019 the reporting person was granted Part C restricted stock units, which vested in full on June 28, 2019. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 18:40 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 6,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-039848 · doc4.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| May 24, 2019 Filed May 29, 2019 21:01 UTC | Veradigm Inc. MDRX · Entity 13670 | GrantCommon Stock | 19,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033237 · doc4.xml · nonDerivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,471 F1 · kind: Restricted stock units award with vesting that will occur on the one year anniversary of the grant date. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 18:24 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 6,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024151 · doc4.xml · derivative · entry 1 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950 Underlying: Common Stock · 6,950 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 30, 2019. F2 · derivative.expiration_date: The restricted stock units vest in full on June 30, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:43 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 6,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022571 · doc4.xml · derivative · entry 2 Spruill Yancey L. · CIK 0001463488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on March 31, 2019. F2 · derivative.expiration_date: The restricted stock units vest in full on March 31, 2019. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 16:48 UTC | SendGrid, Inc. SEND · Entity 160560 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006466 · doc4.xml · derivative · entry 3 Spruill Yancey L. · CIK 0001463488 · CFO, COO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2027-07-25 F3 · derivative.exercise_date: At the effective time of the Merger, the vesting of 25% of all unvested shares subject to the grant accelerated, with the remaining shares exercisable in equal monthly installments until fully vested on February 1, 2021. The option was assumed by Twilio in the Merger and replaced with an option to purchase 60,624 shares of Twilio Class A Common Stock with an exercise price of $24.74 per share. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 16:48 UTC | SendGrid, Inc. SEND · Entity 160560 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 373,999 | $0.00 Strike: $2.18 | $0.00 |
DisclosureSEC source: 0001209191-19-006466 · doc4.xml · derivative · entry 2 Spruill Yancey L. · CIK 0001463488 · CFO, COO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 373,999 shares Expires 2025-06-26 F2 · derivative.exercise_date: The option was assumed by Twilio in the Merger and replaced with an option to purchase 181,391 shares of Twilio Class A Common Stock with an exercise price of $4.49 per share. Following the effective time of the Merger, the 29,144 unvested shares will vest in equal monthly installments until fully vested on June 24, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.