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person · Reporting owner

GRIFFITHS WILLIAM C

Disclosed activity across 1 company

Tapewire entity
107736
SEC CIK
0001251789

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Quanex Building Products CORPNX · Entity 5077DirectorDecember 01, 2023December 05, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Quanex Building Products CORP

Report date December 01, 2023 · Filed December 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,619 Ending reported balance After 2023-12-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-12-01 · Sale · Disposed 24,108 · Balance 80,915

F1: The shares were sold pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Row 2 · 2023-12-04 · Sale · Disposed 28,296 · Balance 52,619

F1: The shares were sold pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F3: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were sold pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2017 Filed Dec 14, 2017 22:15 UTC Quanex Building Products CORP NX · Entity 5077 GrantCommon Stock 10,988 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034702 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,960

F1 · kind: On December 3, 2014, the reporting person was granted a target number of performance share units, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2014 through October 31, 2017. The payout amount was finalized on December 12, 2017, resulting in the issuance of common stock on December 13, 2017.

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December 07, 2017 Filed Dec 8, 2017 22:15 UTC Quanex Building Products CORP NX · Entity 5077 GrantCommon Stock 24,200 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034259 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,972

Read SEC document
December 03, 2017 Filed Dec 5, 2017 21:14 UTC Quanex Building Products CORP NX · Entity 5077 Tax withholdingCommon Stock 11,243 $21.95 $246,783.85
Disclosure

SEC source: 0001127602-17-033912 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,772

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 3, 2014.

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December 19, 2016 Filed Dec 20, 2016 23:00 UTC Quanex Building Products CORP NX · Entity 5077 Tax withholdingCommon Stock 12,711 $20.50 $260,575.50
Disclosure

SEC source: 0001127602-16-070603 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,015

Read SEC document
December 19, 2016 Filed Dec 20, 2016 23:00 UTC Quanex Building Products CORP NX · Entity 5077 GrantCommon Stock 30,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070603 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,726

F1 · kind: On December 5, 2013, the reporting person was granted a target number of performance share units, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2013 through October 31, 2016. The payout amount was finalized on December 16, 2016, resulting in the issuance of common stock on December 19, 2016.

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December 05, 2016 Filed Dec 6, 2016 22:41 UTC Quanex Building Products CORP NX · Entity 5077 Tax withholdingCommon Stock 12,711 $20.05 $254,855.55
Disclosure

SEC source: 0001127602-16-069336 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,426

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2013.

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November 30, 2016 Filed Dec 1, 2016 21:34 UTC Quanex Building Products CORP NX · Entity 5077 GrantStock Options (Right to Buy) · Derivative 102,100 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0001127602-16-068831 · form4.xml · derivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,100

Underlying: Common Stock · 102,100 shares

Expires 2026-11-30

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 30, 2017.

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November 30, 2016 Filed Dec 1, 2016 21:34 UTC Quanex Building Products CORP NX · Entity 5077 GrantCommon Stock 32,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068831 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,137

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.