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GRIFFITHS WILLIAM C

Disclosed activity across 1 company

Tapewire entity
107736
SEC CIK
0001251789

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Quanex Building Products CORPNX · Entity 5077DirectorDecember 01, 2023December 05, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Quanex Building Products CORP

Report date December 01, 2023 · Filed December 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,619 Ending reported balance After 2023-12-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-12-01 · Sale · Disposed 24,108 · Balance 80,915

F1: The shares were sold pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Row 2 · 2023-12-04 · Sale · Disposed 28,296 · Balance 52,619

F1: The shares were sold pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F3: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were sold pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person on March 15, 2023.

F2: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2021 Filed Feb 12, 2021 22:09 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 26,024 $24.35 $633,580.30
Disclosure

SEC source: 0001127602-21-005485 · form4.xml · nonDerivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.04 to $24.63, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 22:09 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 3,542 $19.31 $68,396.02
Disclosure

SEC source: 0001127602-21-005485 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 22:09 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 22,482 $20.28 $455,934.96
Disclosure

SEC source: 0001127602-21-005485 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 15,792 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · derivative · entry 13

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,482

Underlying: Common Stock · 15,792 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options become exercisable in 1/3 increments annually beginning one year from the grant date.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 15,792 $24.46 $386,226.52
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · nonDerivative · entry 8

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F4 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.27 to $24.89, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 15,792 $20.28 $320,261.76
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · nonDerivative · entry 7

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 10,026 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · derivative · entry 12

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,274

Underlying: Common Stock · 10,026 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options become exercisable in 1/3 increments annually beginning one year from the grant date.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 18,724 $0.00 Strike: $17.63 $0.00
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · derivative · entry 11

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,724 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options become exercisable in 1/3 increments annually beginning one year from the grant date.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 28,750 $24.71 $710,493.00
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · nonDerivative · entry 6

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F3 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.32 to $24.91, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 10,026 $20.28 $203,327.28
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · nonDerivative · entry 5

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 18,724 $17.63 $330,104.12
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · nonDerivative · entry 4

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 37,076 $0.00 Strike: $17.63 $0.00
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · derivative · entry 10

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,724

Underlying: Common Stock · 37,076 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options become exercisable in 1/3 increments annually beginning one year from the grant date.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 500 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · derivative · entry 9

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2023-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options become exercisable in 1/3 increments annually beginning one year from the grant date.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 37,576 $24.97 $938,351.63
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · nonDerivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.82 to $25.08, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 37,076 $17.63 $653,649.88
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 500 $16.72 $8,360.00
Disclosure

SEC source: 0001127602-21-004966 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 21:31 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 22,186 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · derivative · entry 6

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 22,186 shares

Expires 2023-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on July 9, 2014.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 21:31 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 22,186 $22.51 $499,455.67
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · nonDerivative · entry 4

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.56, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 21:31 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 22,186 $16.72 $370,949.92
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · nonDerivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 21:31 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 41,664 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · derivative · entry 5

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,686

Underlying: Common Stock · 41,664 shares

Expires 2023-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on July 9, 2014.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 21:31 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 41,664 $22.51 $937,852.47
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.64, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 21:31 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 41,664 $16.72 $696,622.08
Disclosure

SEC source: 0001127602-20-032377 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 11,150 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · derivative · entry 12

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,350

Underlying: Common Stock · 11,150 shares

Expires 2023-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on July 9, 2014.

Read SEC document
December 21, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 11,150 $22.50 $250,876.12
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 8

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F3 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.515, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 21, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 11,150 $16.72 $186,428.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 7

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · derivative · entry 11

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,500

Underlying: Common Stock · 100,000 shares

Expires 2023-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on July 9, 2014.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 100,000 $22.67 $2,266,630.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 6

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.905, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 100,000 $16.72 $1,672,000.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 5

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 5,987 $0.00 Strike: $19.77 $0.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · derivative · entry 10

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,987 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 8,132 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · derivative · entry 9

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,132 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became 100% exercisable immediately in whole or in part.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 5,987 $22.51 $134,782.34
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 4

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.595, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 5,987 $19.77 $118,362.99
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 8,132 $22.51 $183,071.65
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.595, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:27 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 8,132 $14.75 $119,947.00
Disclosure

SEC source: 0001127602-20-032101 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:53 UTC Quanex Building Products CORP NX · Entity 5077 Tax withholdingCommon Stock 6,650 $21.80 $144,970.00
Disclosure

SEC source: 0001127602-20-031568 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Restricted Stock Units originally granted on December 7, 2017.

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December 14, 2020 Filed Dec 16, 2020 21:53 UTC Quanex Building Products CORP NX · Entity 5077 GrantCommon Stock 16,899 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031568 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,286

F1 · kind: On December 7, 2017, the reporting person was granted a target number of performance restricted stock units, with a potential payout from 0% to 200% of target based on the Company's absolute total shareholder return over the three year period from November 1, 2017 through October 31, 2020. The payout amount was finalized on December 11, 2020, resulting in the issuance of common stock on December 14, 2020.

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December 07, 2020 Filed Dec 8, 2020 22:28 UTC Quanex Building Products CORP NX · Entity 5077 Tax withholdingCommon Stock 5,893 $21.64 $127,524.52
Disclosure

SEC source: 0001127602-20-030873 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,387

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 7, 2017.

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October 02, 2020 Filed Oct 2, 2020 20:24 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 6,390 $0.00 Strike: $18.02 $0.00
Disclosure

SEC source: 0001127602-20-026281 · form4.xml · derivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,390 shares

Expires 2020-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes 100% exercisable immediately in whole or in part.

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October 02, 2020 Filed Oct 2, 2020 20:24 UTC Quanex Building Products CORP NX · Entity 5077 SaleCommon Stock 6,390 $18.82 $120,232.96
Disclosure

SEC source: 0001127602-20-026281 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,280

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.71 to $18.98, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 02, 2020 Filed Oct 2, 2020 20:24 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 6,390 $18.02 $115,147.80
Disclosure

SEC source: 0001127602-20-026281 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:15 UTC Quanex Building Products CORP NX · Entity 5077 Tax withholdingCommon Stock 5,042 $19.66 $99,125.72
Disclosure

SEC source: 0001127602-19-035041 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,280

F2 · kind: Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Shares originally granted on November 30, 2016.

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December 13, 2019 Filed Dec 16, 2019 21:15 UTC Quanex Building Products CORP NX · Entity 5077 GrantCommon Stock 12,813 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035041 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,322

F1 · kind: On November 30, 2016, the reporting person was granted a target number of performance shares, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2016 through October 31, 2019. The payout amount was finalized on December 12, 2019, resulting in the issuance of common stock on December 13, 2019.

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November 30, 2019 Filed Dec 2, 2019 21:21 UTC Quanex Building Products CORP NX · Entity 5077 Tax withholdingCommon Stock 8,012 $19.46 $155,913.52
Disclosure

SEC source: 0001127602-19-033977 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,509

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on November 30, 2016.

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June 28, 2019 Filed Jul 2, 2019 20:40 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0001127602-19-023577 · form4.xml · derivative · entry 4

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:40 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionStock Options (Right to Buy) · Derivative 5,489 $0.00 Strike: $14.87 $0.00
Disclosure

SEC source: 0001127602-19-023577 · form4.xml · derivative · entry 3

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,489 shares

Expires 2019-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:40 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 5,000 $15.58 $77,900.00
Disclosure

SEC source: 0001127602-19-023577 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:40 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 5,489 $14.87 $81,621.43
Disclosure

SEC source: 0001127602-19-023577 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2018 Filed Dec 6, 2018 21:54 UTC Quanex Building Products CORP NX · Entity 5077 GrantCommon Stock 41,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035417 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,032

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December 02, 2018 Filed Dec 3, 2018 21:49 UTC Quanex Building Products CORP NX · Entity 5077 Tax withholdingCommon Stock 9,018 $15.79 $142,394.22
Disclosure

SEC source: 0001127602-18-035000 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,332

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 2, 2015.

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December 13, 2017 Filed Dec 14, 2017 22:15 UTC Quanex Building Products CORP NX · Entity 5077 Tax withholdingCommon Stock 4,610 $23.75 $109,487.50
Disclosure

SEC source: 0001127602-17-034702 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,350

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.