person · Reporting owner

Lippe Robert A

Disclosed activity across 2 companies

Tapewire entity: 107731
SEC CIK: 0001600757

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Liquidia CorpLQDA · Entity 1860	Chief Operations Officer	November 30, 2023	December 05, 2023
Liquidia Technologies IncLQDA · Entity 145051	Chief Operations Officer	March 18, 2020	March 20, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Liquidia Corp

Report date November 30, 2023 · Filed December 05, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	193,788	Last balance in matching sequence After 2023-11-30 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2023-11-30 · Exercise / conversion · Acquired 1,718 · Balance 194,285 F2: On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 12,031 have vested through November 30, 2023. F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 10,833 RSUs granted to the Reporting Person on March 18, 2020, 9,479 of which have vested as of the date of this Form 4, and (iii) 5,948 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. Row 2 · 2023-11-30 · Sale · Disposed 497 · Balance 193,788 F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 2, 2022. F4: These shares were sold to cover taxes associated with the settlement of RSUs. F3: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 10,833 RSUs granted to the Reporting Person on March 18, 2020, 9,479 of which have vested as of the date of this Form 4, and (iii) 5,948 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	15,469	Reported balance After 2023-11-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2023-11-30 · Exercise / conversion · Disposed 1,718 · Balance 15,469 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2: On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 12,031 have vested through November 30, 2023.

F3: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 10,833 RSUs granted to the Reporting Person on March 18, 2020, 9,479 of which have vested as of the date of this Form 4, and (iii) 5,948 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023.

F4: These shares were sold to cover taxes associated with the settlement of RSUs.

F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 2, 2022.

Liquidia Technologies Inc

Report date March 18, 2020 · Filed March 20, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	28,360	Reported balance After 2020-03-18 transaction · row 1 1 source row Row 1 · 2020-03-18 · Grant · Acquired 10,833 · Balance 28,360 F1: The restricted stock units (RSUs) vest and settle into common stock over a four-year period with 25% of the RSUs vesting and settling into common stock on the one year anniversary of the grant date and the remaining 75% of the RSUs vesting and settling into common stock in equal quarterly installments over the next three years, becoming fully vested on March 18, 2024.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.31 · Expires 2030-03-18	Direct	43,333	Reported balance After 2020-03-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-03-18 · Grant · Acquired 43,333 · Balance 43,333 F2: The option vests in equal monthly installments over a four-year period, becoming fully vested on March 18, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units (RSUs) vest and settle into common stock over a four-year period with 25% of the RSUs vesting and settling into common stock on the one year anniversary of the grant date and the remaining 75% of the RSUs vesting and settling into common stock in equal quarterly installments over the next three years, becoming fully vested on March 18, 2024.

F2: The option vests in equal monthly installments over a four-year period, becoming fully vested on March 18, 2024.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 30, 2023 Filed Dec 5, 2023 21:21 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionRestricted Stock Unit · Derivative	1,718	$0.00	$0.00	Disclosure SEC source: 0001104659-23-123737 · tm2332275-5_4seq1.xml · derivative · entry 3 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,469 Underlying: Common Stock · 1,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document
November 30, 2023 Filed Dec 5, 2023 21:21 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	497	$7.28	$3,618.16	Disclosure SEC source: 0001104659-23-123737 · tm2332275-5_4seq1.xml · nonDerivative · entry 2 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 193,788 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 2, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 10,833 RSUs granted to the Reporting Person on March 18, 2020, 9,479 of which have vested as of the date of this Form 4, and (iii) 5,948 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. Read SEC document
November 30, 2023 Filed Dec 5, 2023 21:21 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	1,718	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-123737 · tm2332275-5_4seq1.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 194,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 12,031 have vested through November 30, 2023. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 10,833 RSUs granted to the Reporting Person on March 18, 2020, 9,479 of which have vested as of the date of this Form 4, and (iii) 5,948 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:11 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionRestricted Stock Unit · Derivative	1,719	$0.00	$0.00	Disclosure SEC source: 0001104659-23-098427 · tm2325564-5_4seq1.xml · derivative · entry 3 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,880 Underlying: Common Stock · 1,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:11 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	505	$6.88	$3,474.40	Disclosure SEC source: 0001104659-23-098427 · tm2325564-5_4seq1.xml · nonDerivative · entry 2 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 192,567 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 2, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 10,833 RSUs granted to the Reporting Person on March 18, 2020, 8,802 of which have vested as of the date of this Form 4, and (iii) 1,707 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:11 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	1,719	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-098427 · tm2325564-5_4seq1.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 193,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 10,313 have vested through August 31, 2023. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 10,833 RSUs granted to the Reporting Person on March 18, 2020, 8,802 of which have vested as of the date of this Form 4, and (iii) 1,707 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:03 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionRestricted Stock Unit · Derivative	1,719	$0.00	$0.00	Disclosure SEC source: 0001104659-23-067643 · tm2317720-2_4seq1.xml · derivative · entry 3 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,906 Underlying: Common Stock · 1,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:03 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	597	$8.08	$4,823.76	Disclosure SEC source: 0001104659-23-067643 · tm2317720-2_4seq1.xml · nonDerivative · entry 2 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 189,646 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 2, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 4,241 shares previously acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:03 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	1,719	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-067643 · tm2317720-2_4seq1.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 8,594 have vested through May 31, 2023. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 4,241 shares previously acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:18 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionRestricted Stock Unit · Derivative	6,875	$0.00	$0.00	Disclosure SEC source: 0001104659-23-028113 · tm238435-4_4seq1.xml · derivative · entry 3 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,625 Underlying: Common Stock · 6,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:18 UTC	Liquidia Corp LQDA · Entity 1860	SaleCommon Stock	2,033	$7.56	$15,362.36	Disclosure SEC source: 0001104659-23-028113 · tm238435-4_4seq1.xml · nonDerivative · entry 2 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,524 F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,323 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023. Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:18 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	6,875	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-028113 · tm238435-4_4seq1.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, and the remaining RSUs will vest ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 6,875 have vested through February 28, 2023. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,323 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023. Read SEC document
January 11, 2023 Filed Jan 13, 2023 17:19 UTC	Liquidia Corp LQDA · Entity 1860	GrantStock Option (Right to Buy) · Derivative	106,838	$0.00 Strike: $6.17	$0.00	Disclosure SEC source: 0001104659-23-003885 · tm232332-7_4seq1.xml · derivative · entry 2 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,838 Underlying: Common Stock · 106,838 shares Expires 2033-01-11 F3 · derivative.exercise_date: The options will vest ratably on a monthly basis over four years with the first vesting date to occur on February 11, 2023 and on the last day of each month thereafter. Read SEC document
January 11, 2023 Filed Jan 13, 2023 17:19 UTC	Liquidia Corp LQDA · Entity 1860	GrantCommon Stock	83,333	$0.00	$0.00	Disclosure SEC source: 0001104659-23-003885 · tm232332-7_4seq1.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,359 F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: 25% of the RSUs shall vest on January 11, 2024 and the remaining RSUs shall vest ratably on a quarterly basis over three years thereafter. Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:38 UTC	Liquidia Corp LQDA · Entity 1860	PurchaseCommon Stock	1,918	$4.90	$9,406.83	Disclosure SEC source: 0001104659-22-097131 · tm2225015-3_4seq1.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,026 F1 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an upward adjustment of 5,416 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned following the adjustment provided in that certain previous Form 4 filed on May 25, 2022. Read SEC document
August 31, 2022 Filed Apr 10, 2023 16:30 UTC Amendment	Liquidia Corp LQDA · Entity 1860	GrantCommon Stock	1,918	$4.90	$9,406.83	Disclosure SEC source: 0001104659-23-043611 · tm2311744-2_4aseq1.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,026 F2 · shares: This amendment is being filed solely to add this footnote 2 and to correct the transaction code in box 3 above. These shares of common stock were acquired on August 31, 2022 through the Liquidia Corporation 2020 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F1 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects an upward adjustment of 5,416 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned following the adjustment provided in that certain previous Form 4 filed on May 25, 2022. Read SEC document
July 28, 2022 Filed Aug 1, 2022 18:38 UTC	Liquidia Corp LQDA · Entity 1860	GrantStock Option (Right to Buy) · Derivative	25,000	$0.00 Strike: $5.12	$0.00	Disclosure SEC source: 0001104659-22-084862 · tm2222301-3_4seq1.xml · derivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-07-28 F1 · derivative.exercise_date: The options will vest ratably on a monthly basis over four years with the first vesting date to occur on August 31, 2022, and on the last day of each month thereafter. Read SEC document
May 24, 2022 Filed May 25, 2022 19:28 UTC	Liquidia Corp LQDA · Entity 1860	PurchaseCommon Stock	29,628	$3.38	$99,997.46	Disclosure SEC source: 0001104659-22-064802 · tm2216924-2_4seq1.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,692 F1 · balance_after: The number of securities shown to be beneficially owned following the transaction being reported in this Form 4 reflects a downward adjustment of 5,416 shares of common stock due to a previous clerical error in calculating the amount of securities beneficially owned from the issuance of certain restricted stock units in a previous Form 4 filed on March 30, 2020, which calculation error was also reflected on Forms 4 subsequently filed. Read SEC document
January 16, 2022 Filed Jan 19, 2022 16:34 UTC	Liquidia Corp LQDA · Entity 1860	GrantStock Option (Right to Buy) · Derivative	55,000	$0.00 Strike: $6.25	$0.00	Disclosure SEC source: 0001104659-22-005470 · tm221559-3_4seq1.xml · derivative · entry 2 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2032-01-16 F3 · derivative.exercise_date: The options will vest ratably on a monthly basis over four years with the first vesting date to occur on February 28, 2022 and on the last day of each month thereafter. Read SEC document
January 16, 2022 Filed Jan 19, 2022 16:34 UTC	Liquidia Corp LQDA · Entity 1860	GrantRestricted Stock Units · Derivative	27,500	$0.00	$0.00	Disclosure SEC source: 0001104659-22-005470 · tm221559-3_4seq1.xml · derivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 27,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSUs shall vest on February 28, 2023 and the remaining RSUs shall vest ratably on a quarterly basis over three years thereafter. F2 · derivative.expiration_date: 25% of the RSUs shall vest on February 28, 2023 and the remaining RSUs shall vest ratably on a quarterly basis over three years thereafter. Read SEC document
November 12, 2021 Filed Nov 12, 2021 20:18 UTC	Liquidia Corp LQDA · Entity 1860	Tax withholdingCommon Stock	518	$5.04	$2,610.72	Disclosure SEC source: 0001104659-21-138330 · tm2132597-5_4seq1.xml · nonDerivative · entry 3 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,480 Read SEC document
November 12, 2021 Filed Nov 12, 2021 20:18 UTC	Liquidia Corp LQDA · Entity 1860	Tax withholdingCommon Stock	12,612	$4.90	$61,779.88	Disclosure SEC source: 0001104659-21-138330 · tm2132597-5_4seq1.xml · nonDerivative · entry 2 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,998 Read SEC document
November 10, 2021 Filed Nov 12, 2021 20:18 UTC	Liquidia Corp LQDA · Entity 1860	GrantPerformance Stock Units · Derivative	51,250	$0.00	$0.00	Disclosure SEC source: 0001104659-21-138330 · tm2132597-5_4seq1.xml · derivative · entry 4 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,250 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit (PSU) converts into one share of common stock of the Issuer. F2 · derivative.exercise_date: On January 19, 2021, the reporting person was granted 51,250 PSUs, vesting in full upon tentative approval by the U.S. Food and Drug Administration of the New Drug Application for LIQ861. F2 · derivative.expiration_date: On January 19, 2021, the reporting person was granted 51,250 PSUs, vesting in full upon tentative approval by the U.S. Food and Drug Administration of the New Drug Application for LIQ861. Read SEC document
November 10, 2021 Filed Nov 12, 2021 20:18 UTC	Liquidia Corp LQDA · Entity 1860	Exercise / conversionCommon Stock	51,250	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-138330 · tm2132597-5_4seq1.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance stock unit (PSU) converts into one share of common stock of the Issuer. Read SEC document
July 21, 2021 Filed Jul 23, 2021 18:12 UTC	Liquidia Corp LQDA · Entity 1860	GrantStock Option (Right to Buy) · Derivative	10,000	$0.00 Strike: $2.54	$0.00	Disclosure SEC source: 0001104659-21-095509 · tm2123135-4_4seq1.xml · derivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2031-07-21 F1 · derivative.exercise_date: The option vests over a four-year period with 25% of the shares of common stock underlying the option vesting on the one-year anniversary of the grant date and the remaining 75% of the shares of common stock underlying the option vesting in equal monthly installments thereafter, becoming fully vested on July 21, 2025; provided, however, that notwithstanding the foregoing vesting schedule, 50% of the shares of common sock underlying the option will vest upon U.S. Food and Drug Administration (FDA) tentative approval of the Issuer's New Drug Application for LIQ861. Read SEC document
January 19, 2021 Filed Jan 20, 2021 20:26 UTC	Liquidia Corp LQDA · Entity 1860	GrantPerformance Stock Units · Derivative	51,250	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001104659-21-005984 · tm213622d3_4seq1.xml · derivative · entry 2 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,250 Underlying: Common Stock · 51,250 shares Expires not disclosed F2 · derivative.exercise_date: The performance stock units (PSUs) vest in full upon tentative approval by the U.S. Food and Drug Administration of the New Drug Application for LIQ861. Each PSU represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.expiration_date: The performance stock units (PSUs) vest in full upon tentative approval by the U.S. Food and Drug Administration of the New Drug Application for LIQ861. Each PSU represents a contingent right to receive one share of common stock of the issuer. Read SEC document
January 19, 2021 Filed Jan 20, 2021 20:26 UTC	Liquidia Corp LQDA · Entity 1860	GrantEmployee Stock Option (right to buy) · Derivative	102,500	$0.00 Strike: $2.97	$0.00	Disclosure SEC source: 0001104659-21-005984 · tm213622d3_4seq1.xml · derivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,500 Underlying: Common Stock · 102,500 shares Expires 2031-01-19 F1 · derivative.exercise_date: The option vests in equal monthly installments over a four-year period, becoming fully vested on January 19, 2025. Read SEC document
March 18, 2020 Filed Mar 20, 2020 19:08 UTC	Liquidia Technologies Inc LQDA · Entity 145051	GrantEmployee Stock Option (right to buy) · Derivative	43,333	$0.00 Strike: $3.31	$0.00	Disclosure SEC source: 0001104659-20-036984 · a4.xml · derivative · entry 2 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,333 Underlying: Common Stock · 43,333 shares Expires 2030-03-18 F2 · derivative.exercise_date: The option vests in equal monthly installments over a four-year period, becoming fully vested on March 18, 2024. Read SEC document
March 18, 2020 Filed Mar 20, 2020 19:08 UTC	Liquidia Technologies Inc LQDA · Entity 145051	GrantCommon Stock	10,833	$0.00	$0.00	Disclosure SEC source: 0001104659-20-036984 · a4.xml · nonDerivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,360 F1 · shares: The restricted stock units (RSUs) vest and settle into common stock over a four-year period with 25% of the RSUs vesting and settling into common stock on the one year anniversary of the grant date and the remaining 75% of the RSUs vesting and settling into common stock in equal quarterly installments over the next three years, becoming fully vested on March 18, 2024. Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:11 UTC	Liquidia Technologies Inc LQDA · Entity 145051	GrantEmployee Stock Option (right to buy) · Derivative	36,000	$0.00 Strike: $14.20	$0.00	Disclosure SEC source: 0001104659-19-006374 · a4.xml · derivative · entry 1 Lippe Robert A · CIK 0001600757 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2029-02-05 F1 · derivative.exercise_date: The option vests over a four-year period with 25% of the shares of common stock underlying the option vesting on the one year anniversary of the grant date and the remaining 75% of the shares of common stock underlying the option vesting in equal monthly installments thereafter, becoming fully vested on February 5, 2023. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.