Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MGP INGREDIENTS INCMGPI · Entity 5779 | Director · President & CEO | December 06, 2023 | December 06, 2023 |
| SunOpta Inc.STKL · Entity 49798 | Director · President and CEO | February 06, 2019 | February 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MGP INGREDIENTS INC
Report date December 06, 2023 · Filed December 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,782 |
Reported balance
After 2023-12-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-06 · Purchase · Acquired 1,000 · Balance 83,782 F1: Represents a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $87.67 to $87.81 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Secturities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2: Represents 20,270 shares of common stock and 63,512 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $87.67 to $87.81 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Secturities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2: Represents 20,270 shares of common stock and 63,512 restricted stock units.
SunOpta Inc.
Report date February 06, 2019 · Filed February 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 190,171 |
Ending reported balance
After 2019-02-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-02-06 · Exercise / conversion · Acquired 16,666 · Balance 184,896 F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Row 2 · 2019-02-06 · Tax withholding · Disposed 5,616 · Balance 179,280 Row 3 · 2019-02-06 · Exercise / conversion · Acquired 16,666 · Balance 195,946 F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Row 4 · 2019-02-06 · Tax withholding · Disposed 5,775 · Balance 190,171 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,667 |
Reported balance
After 2019-02-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-02-06 · Exercise / conversion · Disposed 16,666 · Balance 16,667 F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2: On February 6, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3: The Restricted Stock Units do not have an expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,667 |
Reported balance
After 2019-02-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-02-06 · Exercise / conversion · Disposed 16,666 · Balance 16,667 F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F4: On March 9, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018. F3: The Restricted Stock Units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: On February 6, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
F3: The Restricted Stock Units do not have an expiration date.
F4: On March 9, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2023 Filed Dec 6, 2023 22:53 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | PurchaseCommon Stock | 1,000 | $87.70 | $87,700.00 |
DisclosureSEC source: 0001628280-23-040937 · wk-form4_1701903209.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,782 F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $87.67 to $87.81 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Secturities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Represents 20,270 shares of common stock and 63,512 restricted stock units. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 18:58 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | Tax withholdingCommon Stock | 3,548 | $93.49 | $331,702.52 |
DisclosureSEC source: 0001628280-23-008586 · wf-form4_167933871022858.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,782 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:44 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 22,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003982 · wf-form4_167665224237253.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,330 F1 · shares: Restricted stock unit award which will vest on February 16, 2026 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 19:04 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 22,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-002450 · wf-form4_164486545353132.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,160 F1 · shares: Restricted stock unit award which will vest on February 10, 2025 Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 19:50 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 19,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-002074 · wf-form4_161315941799628.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,140 F1 · shares: Restricted stock unit award which will vest on February 11, 2024 Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 23:04 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-003850 · wf-form4_158465903637020.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,818 F1 · date: Restricted stock unit award which will vest on March 16, 2023 Read SEC document |
| March 05, 2020 Filed Mar 10, 2020 18:03 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 579 | $29.65 | $17,167.35 |
DisclosureSEC source: 0001628280-20-003286 · wf-form4_158386341036467.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,818 F1 · date: The transaction reported on this form reflects the award of shares in lieu of cash retainer and meeting fees. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 23:59 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | PurchaseCommon Stock | 3,600 | $27.73 | $99,828.00 |
DisclosureSEC source: 0001628280-20-003002 · wf-form4_158336635595330.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,239 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.67 to $27.74, inclusive. Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 21:49 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 432 | $47.38 | $20,468.16 |
DisclosureSEC source: 0001628280-20-000323 · wf-form4_157895215691488.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,639 F1 · date: The transaction reported on this form reflects the award of shares in lieu of cash retainer and meeting fees. Read SEC document |
| October 11, 2019 Filed Oct 11, 2019 20:28 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 505 | $45.52 | $22,987.60 |
DisclosureSEC source: 0001628280-19-012266 · wf-form4_157082567998318.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,207 F1 · date: The transaction reported on this form reflects the award of shares in lieu of cash retainer and meeting fees. Read SEC document |
| May 24, 2019 Filed May 29, 2019 21:48 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 1,345 | $63.52 | $85,434.40 |
DisclosureSEC source: 0001628280-19-007339 · wf-form4_155916649416503.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,702 F1 · shares: Represents annual award of unrestricted shares and additional award of unrestricted shares in lieu of retainer and meeting fees. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 22:15 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 292 | $78.73 | $22,989.16 |
DisclosureSEC source: 0001628280-19-004073 · wf-form4_155484812348290.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 F1 · date: The transaction reported on this form reflects the award of shares in lieu of cash retainer and meeting fees. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:53 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008597 · doc4.xml · derivative · entry 6 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Shares · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F4 · derivative.exercise_date: On March 9, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:53 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008597 · doc4.xml · derivative · entry 5 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Shares · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: On February 6, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:53 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 5,775 | $4.32 | $24,948.00 |
DisclosureSEC source: 0001209191-19-008597 · doc4.xml · nonDerivative · entry 4 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,171 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:53 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-008597 · doc4.xml · nonDerivative · entry 3 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:53 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 5,616 | $4.32 | $24,261.12 |
DisclosureSEC source: 0001209191-19-008597 · doc4.xml · nonDerivative · entry 2 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,280 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:53 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-008597 · doc4.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| January 07, 2019 Filed Jan 8, 2019 23:06 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 352 | $58.16 | $20,472.32 |
DisclosureSEC source: 0001628280-19-000183 · wf-form4_154698878538143.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,065 F1 · date: The transaction reported on this form reflects the award of shares in lieu of cash retainer and meeting fees. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 20:00 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 285 | $76.97 | $21,936.45 |
DisclosureSEC source: 0001628280-18-012520 · wf-form4_153937443853174.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,713 F1 · date: The transaction reported on this form reflects the award of shares in lieu of cash retainer and meeting fees. Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:52 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 555 | $88.03 | $48,856.65 |
DisclosureSEC source: 0001628280-18-007311 · wf-form4_152763076047171.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,428 F1 · shares: Represents award of 340 shares for annual award and award of 215 shares in lieu of cash retainer and meeting fees. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 21:48 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 233 | $81.39 | $18,963.87 |
DisclosureSEC source: 0001628280-18-003451 · wf-form4_152166890382787.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,873 F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:25 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008552 · doc4.xml · derivative · entry 6 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Shares · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On March 9, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018. F3 · derivative.expiration_date: On March 9, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:25 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008552 · doc4.xml · derivative · entry 5 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Shares · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 6, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On February 6, 2017 the reporting person was granted 50,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:25 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 5,225 | $6.90 | $36,052.50 |
DisclosureSEC source: 0001209191-18-008552 · doc4.xml · nonDerivative · entry 4 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,230 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:25 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-008552 · doc4.xml · nonDerivative · entry 3 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common shares on a one-for-one basis. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:25 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 4,879 | $6.90 | $33,665.10 |
DisclosureSEC source: 0001209191-18-008552 · doc4.xml · nonDerivative · entry 2 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,788 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 23:25 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-008552 · doc4.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common shares on a one-for-one basis. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 22:31 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 265 | $77.14 | $20,442.10 |
DisclosureSEC source: 0001628280-18-000334 · wf-form4_151579626787906.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,640 F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 16:28 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 331 | $61.85 | $20,472.35 |
DisclosureSEC source: 0001628280-17-009717 · wf-form4_150722087385633.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,375 F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:16 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 415 | $49.35 | $20,480.25 |
DisclosureSEC source: 0001628280-17-006484 · wf-form4_149756136016728.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,044 F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 16:17 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 591 | $50.71 | $29,969.61 |
DisclosureSEC source: 0001628280-17-006230 · wf-form4_149676582122435.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,629 F1 · shares: Represents annual award of unrestricted shares. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:50 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 372 | $50.98 | $18,964.56 |
DisclosureSEC source: 0001628280-17-002660 · wf-form4_148970823622797.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,038 F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 22:55 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019939 · doc4.xml · derivative · entry 1 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: common shares · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on February 6, 2018. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:28 UTC | SunOpta Inc. STKL · Entity 49798 | Purchasecommon shares | 71,000 | $7.29 | $517,235.00 |
DisclosureSEC source: 0001209191-17-019529 · doc4.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.075 to $7.44, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:29 UTC | SunOpta Inc. STKL · Entity 49798 | Purchasecommon shares | 74,000 | $6.85 | $506,900.00 |
DisclosureSEC source: 0001209191-17-019346 · doc4.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.80 to $6.90, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:14 UTC | SunOpta Inc. STKL · Entity 49798 | GrantPerformance Stock Units · Derivative | 277,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008896 · doc4.xml · derivative · entry 3 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,720 Underlying: common shares · 277,780 shares Expires not disclosed F5 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F6 · derivative.exercise_date: The Performance Stock Units will vest, if at all, on February 6, 2020 based upon (i) the reporting person's continued employment with SunOpta Inc. and (ii) meeting the following stock performance conditions for 20 consecutive trading days: one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $11.00, one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $14.00, and one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $18.00. F7 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:14 UTC | SunOpta Inc. STKL · Entity 49798 | GrantStock Option (Right to Buy) · Derivative | 473,940 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008896 · doc4.xml · derivative · entry 2 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,940 Underlying: common shares · 473,940 shares Expires 2027-02-06 F4 · derivative.exercise_date: The Stock Options will vest, if at all, on February 6, 2020 based upon (i) the reporting person's continued employment with SunOpta Inc. and (ii) meeting the following stock performance conditions for 20 consecutive trading days: one-third of the Stock Options eligible to vest upon achieving a stock price of $11.00, one-third of the Stock Options eligible to vest upon achieving a stock price of $14.00, and one-third of the Stock Options eligible to vest upon achieving a stock price of $18.00. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:14 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008896 · doc4.xml · derivative · entry 1 COLO DAVID · CIK 0001563683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common shares · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on February 6, 2018. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 22:56 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 492 | $44.65 | $21,967.80 |
DisclosureSEC source: 0001628280-17-000347 · wf-form4_148521215420273.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,666 F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 22:03 UTC | MGP INGREDIENTS INC MGPI · Entity 5779 | GrantCommon Stock | 545 | $37.60 | $20,492.00 |
DisclosureSEC source: 0001628280-16-020400 · wf-form4_147760581308621.xml · nonDerivative · entry 1 COLO DAVID · CIK 0001563683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174 F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.