Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PERMA FIX ENVIRONMENTAL SERVICES INCPESI · Entity 5704 | EVP of Nuclear & Technical Svc | December 05, 2023 | December 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PERMA FIX ENVIRONMENTAL SERVICES INC
Report date December 05, 2023 · Filed December 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,448 |
Reported balance
After 2023-12-05 transaction · row 1
1 source rowRow 1 · 2023-12-05 · Purchase · Acquired 2,150 · Balance 17,448 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.15 · Expires 2025-01-17 | Direct | 8,000 |
Reported balance
Holding disclosure · report date 2023-12-05 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 8,000 F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase remaining 2,000 shares will vest on anniversary date of 1/17/2024. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.01 · Expires 2027-10-14 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2023-12-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 25,000 F2: Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.95 · Expires 2029-01-19 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2023-12-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 30,000 F3: Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year. |
Filing footnotes · ownership attribution and instrument terms
F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase remaining 2,000 shares will vest on anniversary date of 1/17/2024.
F2: Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3: Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2023 Filed Dec 6, 2023 13:30 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 2,150 | $7.63 | $16,404.50 |
DisclosureSEC source: 0001493152-23-043787 · ownership.xml · nonDerivative · entry 1 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,448 Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:00 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | Exercise / conversionStock Option · Derivative | 12,000 | $0.00 Strike: $3.60 | $0.00 |
DisclosureSEC source: 0001493152-23-009695 · ownership.xml · derivative · entry 3 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2023-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 28, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 12,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $43,200. Since the fair market value of the Company's Common Stock on March 28, 2023 (as determined in accordance with the 2017 Plan) was $11.995 per share, the Company withheld 3,602 shares of Common Stock ($43,200 divided by $11.995) to pay the aggregate exercise price of the option. F2 · derivative.exercise_date: Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan, which is fully vested. F1 · balance_after: On March 28, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 12,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $43,200. Since the fair market value of the Company's Common Stock on March 28, 2023 (as determined in accordance with the 2017 Plan) was $11.995 per share, the Company withheld 3,602 shares of Common Stock ($43,200 divided by $11.995) to pay the aggregate exercise price of the option. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:00 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | Tax withholdingCommon Stock | 3,602 | $12.00 | $43,205.99 |
DisclosureSEC source: 0001493152-23-009695 · ownership.xml · nonDerivative · entry 2 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,298 F1 · shares: On March 28, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 12,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $43,200. Since the fair market value of the Company's Common Stock on March 28, 2023 (as determined in accordance with the 2017 Plan) was $11.995 per share, the Company withheld 3,602 shares of Common Stock ($43,200 divided by $11.995) to pay the aggregate exercise price of the option. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:00 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | Exercise / conversionCommon Stock | 12,000 | $3.60 | $43,200.00 |
DisclosureSEC source: 0001493152-23-009695 · ownership.xml · nonDerivative · entry 1 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 28, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 12,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $43,200. Since the fair market value of the Company's Common Stock on March 28, 2023 (as determined in accordance with the 2017 Plan) was $11.995 per share, the Company withheld 3,602 shares of Common Stock ($43,200 divided by $11.995) to pay the aggregate exercise price of the option. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 18:30 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | GrantStock Option · Derivative | 30,000 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001493152-23-002162 · ownership.xml · derivative · entry 5 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-01-19 F4 · derivative.exercise_date: Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year. Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 13:30 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 100 | $4.71 | $471.00 |
DisclosureSEC source: 0001493152-22-025328 · ownership.xml · nonDerivative · entry 4 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 13:30 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 500 | $4.73 | $2,365.00 |
DisclosureSEC source: 0001493152-22-025328 · ownership.xml · nonDerivative · entry 3 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 13:30 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 200 | $4.72 | $944.00 |
DisclosureSEC source: 0001493152-22-025328 · ownership.xml · nonDerivative · entry 2 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 13:30 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 200 | $4.73 | $945.20 |
DisclosureSEC source: 0001493152-22-025328 · ownership.xml · nonDerivative · entry 1 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,100 Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 15:23 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | GrantStock Option · Derivative | 25,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0001493152-21-025657 · ownership.xml · derivative · entry 4 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-10-14 F3 · derivative.exercise_date: Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year. Read SEC document |
| March 24, 2020 Filed Mar 24, 2020 19:19 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 67 | $4.75 | $318.04 |
DisclosureSEC source: 0001493152-20-004609 · ownership.xml · nonDerivative · entry 6 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Read SEC document |
| March 24, 2020 Filed Mar 24, 2020 19:19 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 2,000 | $4.78 | $9,553.80 |
DisclosureSEC source: 0001493152-20-004609 · ownership.xml · nonDerivative · entry 5 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,833 Read SEC document |
| March 24, 2020 Filed Mar 24, 2020 19:19 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 1 | $4.81 | $4.81 |
DisclosureSEC source: 0001493152-20-004609 · ownership.xml · nonDerivative · entry 4 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833 Read SEC document |
| March 24, 2020 Filed Mar 24, 2020 19:19 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 221 | $4.83 | $1,066.74 |
DisclosureSEC source: 0001493152-20-004609 · ownership.xml · nonDerivative · entry 3 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,832 Read SEC document |
| March 24, 2020 Filed Mar 24, 2020 19:19 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 111 | $4.90 | $543.54 |
DisclosureSEC source: 0001493152-20-004609 · ownership.xml · nonDerivative · entry 2 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,611 Read SEC document |
| March 24, 2020 Filed Mar 24, 2020 19:19 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | PurchaseCommon Stock | 100 | $4.89 | $488.68 |
DisclosureSEC source: 0001493152-20-004609 · ownership.xml · nonDerivative · entry 1 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 16:39 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | Exercise / conversionStock Option · Derivative | 2,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001493152-20-001683 · ownership.xml · derivative · entry 2 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 2,000 shares Expires 2025-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 16:39 UTC | PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 | Exercise / conversionCommon Stock | 2,000 | $3.15 | $6,300.00 |
DisclosureSEC source: 0001493152-20-001683 · ownership.xml · nonDerivative · entry 1 Lombardo Andy · CIK 0001801064 · EVP of Nuclear & Technical Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.