Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Director | May 04, 2026 | May 06, 2026 |
| CARNIVAL PLCCUK · Entity 49172 | Director · President & CEO | July 29, 2022 | August 02, 2022 |
| CROWN HOLDINGS, INC.CCK · Entity 3433 | Director | February 15, 2019 | February 19, 2019 |
| Carnival Corp Ltd.CCL · Entity 3136 | Director · President & CEO | July 29, 2022 | August 02, 2022 |
| GE Vernova Inc.GEV · Entity 2830 | Director | May 20, 2026 | May 22, 2026 |
| MP Materials Corp. / DEMP · Entity 3549 | Director | June 09, 2026 | June 11, 2026 |
| Salesforce, Inc.CRM · Entity 2842 | Director | August 22, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date May 04, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,204 |
Reported balance
After 2026-05-04 transaction · row 1
1 source rowRow 1 · 2026-05-04 · Grant · Acquired 5,365 · Balance 131,204 F1: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Equity Plan in transactions exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Equity Plan in transactions exempt under Rule 16b-3.
CARNIVAL PLC
Report date July 29, 2022 · Filed August 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trust Shares (beneficial Interest In Special Voting Share)SEC Table I · non-derivative | Direct | 279,934.36 |
Reported balance
After 2022-07-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-07-29 · Tax withholding · Disposed 14,757 · Balance 279,934.36 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020. |
| Trust Shares (beneficial Interest In Special Voting Share)SEC Table I · non-derivative | IndirectBy The Arnold W. Donald Revocable Trust Uad 5/26/98 | 665,157 |
Reported balance
Holding disclosure · report date 2022-07-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 665,157 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020.
CROWN HOLDINGS, INC.
Report date February 15, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 23,268 |
Reported balance
After 2019-02-15 transaction · row 1
1 source rowRow 1 · 2019-02-15 · Grant · Acquired 633 · Balance 23,268 |
Carnival Corp Ltd.
Report date July 29, 2022 · Filed August 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 279,934.36 |
Reported balance
After 2022-07-29 transaction · row 1
1 source rowRow 1 · 2022-07-29 · Tax withholding · Disposed 14,757 · Balance 279,934.36 F1: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy The Arnold W. Donald Revocable Trust Uad 5/26/98 | 665,157 |
Reported balance
Holding disclosure · report date 2022-07-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 665,157 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020.
GE Vernova Inc.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 173 |
Reported balance
After 2026-05-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 173 · Balance 173 F1: Each restricted stock unit represents the right to receive, at settlement, one share of GE Vernova Inc. ("GE Vernova") common stock. F2: Represents an award of restricted stock units with respect to GE Vernova common stock that will vest at the earliest of the date of the next GE Vernova Annual Meeting of Stockholders or a change in control event. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of GE Vernova Inc. ("GE Vernova") common stock.
F2: Represents an award of restricted stock units with respect to GE Vernova common stock that will vest at the earliest of the date of the next GE Vernova Annual Meeting of Stockholders or a change in control event.
MP Materials Corp. / DE
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,038 |
Reported balance
After 2026-06-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-09 · Grant · Acquired 3,038 · Balance 3,038 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MP Materials Corp. ("Issuer") common stock. These RSUs vest on the earlier of: (i) June 15, 2027; and (ii) the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date, and settled upon the earlier to occur of (x) June 15th following the fifth anniversary of the vesting date; (y) a "change in control event" within the meaning of Section 409A of the Internal Revenue Code; and (z) the date of the director's separation from service. These RSUs fully vest upon a change in control of the Issuer or the director's termination of service due to death or disability. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MP Materials Corp. ("Issuer") common stock. These RSUs vest on the earlier of: (i) June 15, 2027; and (ii) the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date, and settled upon the earlier to occur of (x) June 15th following the fifth anniversary of the vesting date; (y) a "change in control event" within the meaning of Section 409A of the Internal Revenue Code; and (z) the date of the director's separation from service. These RSUs fully vest upon a change in control of the Issuer or the director's termination of service due to death or disability.
Salesforce, Inc.
Report date August 22, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Arnold W. Donald Rev Trust | 5,856 |
Reported balance
After 2026-08-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-22 · Exercise / conversion · Acquired 441 · Balance 5,856 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-11-22 | Direct | 441 |
Reported balance
After 2026-08-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-22 · Exercise / conversion · Disposed 441 · Balance 441 F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis. F2: These restricted stock units vest as to 25% of the original grant on each of February 22, 2026, May 22, 2026, August 22, 2026, and November 22, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 161 |
Reported balance
Holding disclosure · report date 2026-08-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 161 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis.
F2: These restricted stock units vest as to 25% of the original grant on each of February 22, 2026, May 22, 2026, August 22, 2026, and November 22, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2019 Filed Jan 16, 2019 19:45 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 44,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002105 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,721.037 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 17:59 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 12,515 | $52.27 | $654,103.98 |
DisclosureSEC source: 0001127602-19-001952 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,808.037 F1 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of a Restricted Stock Award. This transaction is exempt under Rule 16b-3(e). F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 18:06 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 12,515 | $52.27 | $654,103.98 |
DisclosureSEC source: 0001127602-19-001956 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,808.037 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of a Restricted Stock Award. This transaction is exempt under Rule 16b-3(e). F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 16:06 UTC | Carnival Corp Ltd. CCL · Entity 3136 | PurchaseCommon Stock | 8,645 | $46.31 | $400,307.59 |
DisclosureSEC source: 0001127602-18-037485 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,311.248 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.28 to $46.31. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 16:06 UTC | Carnival Corp Ltd. CCL · Entity 3136 | PurchaseCommon Stock | 12,950 | $46.51 | $602,304.50 |
DisclosureSEC source: 0001127602-18-037485 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 363,675 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.75 to $46.67. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 16:09 UTC | CARNIVAL PLC CUK · Entity 49172 | PurchaseTrust Shares (beneficial Interest In Special Voting Share) | 8,645 | $46.31 | $400,307.59 |
DisclosureSEC source: 0001127602-18-037486 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,311.248 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F3 · price: This transaction was executed in multiple trades at prices ranging from $46.28 to $46.31. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 16:09 UTC | CARNIVAL PLC CUK · Entity 49172 | PurchaseTrust Shares (beneficial Interest In Special Voting Share) | 12,950 | $46.51 | $602,304.50 |
DisclosureSEC source: 0001127602-18-037486 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 363,675 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.75 to $46.67. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 19:07 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 771 | $43.82 | $33,783.68 |
DisclosureSEC source: 0001246360-18-002411 · form.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,635 Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 18:42 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 786 | $42.95 | $33,761.84 |
DisclosureSEC source: 0001246360-18-001919 · form.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,864 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:51 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 5,000 | $62.91 | $314,564.00 |
DisclosureSEC source: 0001127602-18-019912 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 350,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $62.65 to $63.16. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:53 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 5,000 | $62.91 | $314,564.00 |
DisclosureSEC source: 0001127602-18-019914 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 350,725 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $62.65 to $63.16. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:27 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 200 | $64.01 | $12,802.00 |
DisclosureSEC source: 0001127602-18-016143 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 355,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:27 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 4,800 | $63.37 | $304,162.08 |
DisclosureSEC source: 0001127602-18-016143 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 355,925 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $62.97 to $63.89. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:28 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 200 | $64.01 | $12,802.00 |
DisclosureSEC source: 0001127602-18-016144 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 355,725 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:28 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 4,800 | $63.37 | $304,162.08 |
DisclosureSEC source: 0001127602-18-016144 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 355,925 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · shares: This transaction was executed in multiple trades at prices ranging from $62.97 to $63.89. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 19:07 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 674 | $50.12 | $33,778.18 |
DisclosureSEC source: 0001246360-18-001362 · form.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,078 Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 20:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 8,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015420 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,910 F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Directors' Stock Plan in transactions exempt under Rule 16b-3. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:41 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 2,000 | $65.07 | $130,140.00 |
DisclosureSEC source: 0001127602-18-013982 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 360,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $64.70 to $65.69. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:41 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 3,000 | $64.10 | $192,311.40 |
DisclosureSEC source: 0001127602-18-013982 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 362,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $63.67 to $64.46. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:42 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 2,000 | $65.07 | $130,140.00 |
DisclosureSEC source: 0001127602-18-013984 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 360,725 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F4 · price: This transaction was executed in multiple trades at prices ranging from $64.70 to $65.69. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:42 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 3,000 | $64.10 | $192,311.40 |
DisclosureSEC source: 0001127602-18-013984 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 362,725 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $63.67 to $64.46. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 19:45 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 3,000 | $68.00 | $204,000.00 |
DisclosureSEC source: 0001127602-18-011690 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 365,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 19:46 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 3,000 | $68.00 | $204,000.00 |
DisclosureSEC source: 0001127602-18-011691 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 365,725 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:36 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 1,300 | $66.89 | $86,951.54 |
DisclosureSEC source: 0001127602-18-009873 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 368,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $66.71 to $67.26. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:36 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 3,700 | $66.25 | $245,121.30 |
DisclosureSEC source: 0001127602-18-009873 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 370,025 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.70 to $66.69. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:40 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 1,300 | $66.89 | $86,951.54 |
DisclosureSEC source: 0001127602-18-009876 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 368,725 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F4 · price: This transaction was executed in multiple trades at prices ranging from $66.71 to $67.26. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:40 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 3,700 | $66.25 | $245,121.30 |
DisclosureSEC source: 0001127602-18-009876 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 370,025 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $65.70 to $66.69. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 19:28 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 663 | $50.98 | $33,798.41 |
DisclosureSEC source: 0001246360-18-000744 · form.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,404 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:48 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 19,759 | $68.73 | $1,358,132.89 |
DisclosureSEC source: 0001127602-18-006327 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,375.814 F3 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:48 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 49,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006327 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,134.814 F1 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:46 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 19,759 | $68.73 | $1,358,132.89 |
DisclosureSEC source: 0001127602-18-006326 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,375.814 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance RSUs. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:46 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 49,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006326 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,134.814 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 14, 2015 pursuant to the Carnival Corporation 2011 Stock Plan. Each Performance RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes and exchange rate impact, and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 14:00 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 700 | $72.18 | $50,524.81 |
DisclosureSEC source: 0001127602-18-003875 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 373,725 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $72.13 to $72.24. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 14:00 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 7,300 | $71.61 | $522,753.00 |
DisclosureSEC source: 0001127602-18-003875 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 374,425 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.09 to $72.08. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 14:02 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 700 | $72.18 | $50,524.81 |
DisclosureSEC source: 0001127602-18-003876 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 373,725 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F4 · price: This transaction was executed in multiple trades at prices ranging from $72.13 to $72.24. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 14:02 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 7,300 | $71.61 | $522,753.00 |
DisclosureSEC source: 0001127602-18-003876 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 374,425 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $71.09 to $72.08. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:11 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 31,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002030 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,289.814 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 17:20 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 31,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002035 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,289.814 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 19:19 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 16,226 | $69.11 | $1,121,453.50 |
DisclosureSEC source: 0001127602-18-001795 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,350.814 F1 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported. F2 · price: This transaction was executed in multiple trades at prices ranging from $68.810 to $69.581. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 19:26 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 16,226 | $69.11 | $1,121,453.50 |
DisclosureSEC source: 0001127602-18-001799 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,350.814 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported. F3 · price: This transaction was executed in multiple trades at prices ranging from $68.810 to $69.581. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 16:30 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 3,000 | $68.00 | $204,000.00 |
DisclosureSEC source: 0001127602-18-001590 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 352,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 16:31 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 3,000 | $68.00 | $204,000.00 |
DisclosureSEC source: 0001127602-18-001591 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 352,585 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:20 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 5,000 | $66.90 | $334,518.00 |
DisclosureSEC source: 0001127602-18-000937 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 355,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $66.61 to $67.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:22 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 5,000 | $66.90 | $334,518.00 |
DisclosureSEC source: 0001127602-18-000939 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 355,585 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $66.61 to $67.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 17:25 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 6,000 | $68.00 | $408,000.00 |
DisclosureSEC source: 0001127602-17-035301 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 360,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 17:26 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 6,000 | $68.00 | $408,000.00 |
DisclosureSEC source: 0001127602-17-035302 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 360,585 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:44 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 5,000 | $65.57 | $327,871.50 |
DisclosureSEC source: 0001127602-17-033896 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 366,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.09 to $65.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:46 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 5,000 | $65.57 | $327,871.50 |
DisclosureSEC source: 0001127602-17-033897 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 366,585 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $65.09 to $65.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:42 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 5,000 | $65.43 | $327,155.50 |
DisclosureSEC source: 0001127602-17-031448 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 371,585 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.22 to $65.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 18:44 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 5,000 | $65.43 | $327,155.50 |
DisclosureSEC source: 0001127602-17-031450 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 371,585 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $65.22 to $65.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.