Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Director | May 04, 2026 | May 06, 2026 |
| CARNIVAL PLCCUK · Entity 49172 | Director · President & CEO | July 29, 2022 | August 02, 2022 |
| CROWN HOLDINGS, INC.CCK · Entity 3433 | Director | February 15, 2019 | February 19, 2019 |
| Carnival Corp Ltd.CCL · Entity 3136 | Director · President & CEO | July 29, 2022 | August 02, 2022 |
| GE Vernova Inc.GEV · Entity 2830 | Director | May 20, 2026 | May 22, 2026 |
| MP Materials Corp. / DEMP · Entity 3549 | Director | June 09, 2026 | June 11, 2026 |
| Salesforce, Inc.CRM · Entity 2842 | Director | August 22, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date May 04, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,204 |
Reported balance
After 2026-05-04 transaction · row 1
1 source rowRow 1 · 2026-05-04 · Grant · Acquired 5,365 · Balance 131,204 F1: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Equity Plan in transactions exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Equity Plan in transactions exempt under Rule 16b-3.
CARNIVAL PLC
Report date July 29, 2022 · Filed August 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trust Shares (beneficial Interest In Special Voting Share)SEC Table I · non-derivative | Direct | 279,934.36 |
Reported balance
After 2022-07-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-07-29 · Tax withholding · Disposed 14,757 · Balance 279,934.36 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020. |
| Trust Shares (beneficial Interest In Special Voting Share)SEC Table I · non-derivative | IndirectBy The Arnold W. Donald Revocable Trust Uad 5/26/98 | 665,157 |
Reported balance
Holding disclosure · report date 2022-07-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 665,157 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020.
CROWN HOLDINGS, INC.
Report date February 15, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 23,268 |
Reported balance
After 2019-02-15 transaction · row 1
1 source rowRow 1 · 2019-02-15 · Grant · Acquired 633 · Balance 23,268 |
Carnival Corp Ltd.
Report date July 29, 2022 · Filed August 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 279,934.36 |
Reported balance
After 2022-07-29 transaction · row 1
1 source rowRow 1 · 2022-07-29 · Tax withholding · Disposed 14,757 · Balance 279,934.36 F1: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy The Arnold W. Donald Revocable Trust Uad 5/26/98 | 665,157 |
Reported balance
Holding disclosure · report date 2022-07-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 665,157 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020.
GE Vernova Inc.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 173 |
Reported balance
After 2026-05-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 173 · Balance 173 F1: Each restricted stock unit represents the right to receive, at settlement, one share of GE Vernova Inc. ("GE Vernova") common stock. F2: Represents an award of restricted stock units with respect to GE Vernova common stock that will vest at the earliest of the date of the next GE Vernova Annual Meeting of Stockholders or a change in control event. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of GE Vernova Inc. ("GE Vernova") common stock.
F2: Represents an award of restricted stock units with respect to GE Vernova common stock that will vest at the earliest of the date of the next GE Vernova Annual Meeting of Stockholders or a change in control event.
MP Materials Corp. / DE
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,038 |
Reported balance
After 2026-06-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-09 · Grant · Acquired 3,038 · Balance 3,038 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MP Materials Corp. ("Issuer") common stock. These RSUs vest on the earlier of: (i) June 15, 2027; and (ii) the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date, and settled upon the earlier to occur of (x) June 15th following the fifth anniversary of the vesting date; (y) a "change in control event" within the meaning of Section 409A of the Internal Revenue Code; and (z) the date of the director's separation from service. These RSUs fully vest upon a change in control of the Issuer or the director's termination of service due to death or disability. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MP Materials Corp. ("Issuer") common stock. These RSUs vest on the earlier of: (i) June 15, 2027; and (ii) the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service through the applicable vesting date, and settled upon the earlier to occur of (x) June 15th following the fifth anniversary of the vesting date; (y) a "change in control event" within the meaning of Section 409A of the Internal Revenue Code; and (z) the date of the director's separation from service. These RSUs fully vest upon a change in control of the Issuer or the director's termination of service due to death or disability.
Salesforce, Inc.
Report date August 22, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Arnold W. Donald Rev Trust | 5,856 |
Reported balance
After 2026-08-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-22 · Exercise / conversion · Acquired 441 · Balance 5,856 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-11-22 | Direct | 441 |
Reported balance
After 2026-08-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-22 · Exercise / conversion · Disposed 441 · Balance 441 F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis. F2: These restricted stock units vest as to 25% of the original grant on each of February 22, 2026, May 22, 2026, August 22, 2026, and November 22, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 161 |
Reported balance
Holding disclosure · report date 2026-08-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 161 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis.
F2: These restricted stock units vest as to 25% of the original grant on each of February 22, 2026, May 22, 2026, August 22, 2026, and November 22, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2022 Filed Apr 28, 2022 20:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 6,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-012690 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,127 F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Equity Plan in transactions exempt under Rule 16b-3. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:17 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 3,490 | $22.33 | $77,929.26 |
DisclosureSEC source: 0001127602-22-005437 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,906.36 F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:17 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 8,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005437 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,396.36 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in January 2019 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:20 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 3,490 | $22.33 | $77,929.26 |
DisclosureSEC source: 0001127602-22-005439 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,906.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:20 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 8,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005439 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,396.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in January 2019 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 17:04 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 47,150 | $19.08 | $899,711.59 |
DisclosureSEC source: 0001127602-22-002673 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,527.36 F2 · shares: Represents a sale of shares to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F1 · price: This transaction was executed in multiple trades at prices ranging from $19.005 to $19.18. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 17:04 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 48,646 | $19.08 | $928,258.11 |
DisclosureSEC source: 0001127602-22-002673 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,677.36 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.005 to $19.18. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 17:05 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 47,150 | $19.08 | $899,711.59 |
DisclosureSEC source: 0001127602-22-002675 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,527.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F3 · shares: Represents a sale of shares to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $19.005 to $19.18. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 17:05 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 48,646 | $19.08 | $928,258.11 |
DisclosureSEC source: 0001127602-22-002675 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,677.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades at prices ranging from $19.005 to $19.18. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 16:59 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 14,757 | $23.03 | $339,926.02 |
DisclosureSEC source: 0001127602-21-022067 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,758.36 F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 17:05 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 14,757 | $23.03 | $339,926.02 |
DisclosureSEC source: 0001127602-21-022073 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,758.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 20:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 6,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014299 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,269 F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Equity Plan in transactions exempt under Rule 16b-3. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 17:56 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 44,386 | $20.24 | $898,310.50 |
DisclosureSEC source: 0001127602-21-006092 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,515.36 F3 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 17:56 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 16,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006092 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,901.36 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:02 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 44,386 | $20.24 | $898,310.50 |
DisclosureSEC source: 0001127602-21-006096 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,515.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:02 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 16,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006096 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,901.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 18:12 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 356,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002226 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,330.36 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 18:19 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 356,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002231 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,330.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:31 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 62,639 | $21.12 | $1,322,935.68 |
DisclosureSEC source: 0001127602-21-001913 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,371.36 F1 · price: This transaction was executed in multiple trades at prices ranging from $20.71 to $21.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes dividend equivalent shares associated with the release of restricted stock units. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:36 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 62,639 | $21.12 | $1,322,935.68 |
DisclosureSEC source: 0001127602-21-001916 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,371.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.71 to $21.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes dividend equivalent shares associated with the release of restricted stock units. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:38 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024538 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,328.36 F1 · kind: Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. The RSUs may only be settled in shares. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:46 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-024545 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,328.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021. The RSUs may only be settled in shares. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 20:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 11,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014431 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,704 F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Key Employee Equity Plan in transactions exempt under Rule 16b-3. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 20:11 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 27,815 | $12.42 | $345,462.30 |
DisclosureSEC source: 0001127602-20-013620 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,328.36 F1 · kind: The grant, which reflects the reporting person voluntarily deferring their salary for April to June 2020 in the form of restricted stock units ("RSUs") as described in FN2, was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. F2 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the RSUs lapses on February 12, 2021. F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan or brokerage account. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 20:10 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 27,815 | $12.42 | $345,462.30 |
DisclosureSEC source: 0001127602-20-013619 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,328.36 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: The grant, which reflects the reporting person voluntarily deferring their salary for April to June 2020 in the form of restricted stock units ("RSUs") as described in FN3, was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. F3 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the RSUs lapses on February 12, 2021. F4 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan or brokerage account. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:44 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 24,699 | $42.93 | $1,060,429.34 |
DisclosureSEC source: 0001127602-20-006327 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,536.675 F3 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:44 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 57,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006327 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,235.675 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 5, 2017 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2017-2019 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:56 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 24,699 | $42.93 | $1,060,429.34 |
DisclosureSEC source: 0001127602-20-006339 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,536.675 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 19:56 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 62,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006339 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,235.675 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 5, 2017 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2017-2019 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:11 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 8,530 | $51.90 | $442,707.00 |
DisclosureSEC source: 0001127602-20-002062 · form4.xml · nonDerivative · entry 4 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,212.675 F5 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of RSUs referenced in FN(3). F6 · balance_after: Includes shares acquired pursuant to purchases made under the Carnival Corporation Employee Stock Purchase Plan (ESPP), dividend reinvestments under the ESPP or the reporting person's brokerage account and/or dividend equivalent shares associated with the release of RSU grants. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:11 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 21,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002062 · form4.xml · nonDerivative · entry 3 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,742.675 F3 · kind: Grant of RSUs made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest 50% as of January 17, 2020 due to the Reporting Person becoming eligible for retirement due to his age and 50% as of January 17, 2022. The RSUs will accumulate dividend equivalents and may only be settled in shares. F4 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:11 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 13,264 | $51.81 | $687,271.51 |
DisclosureSEC source: 0001127602-20-002062 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,066.675 F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of RSUs granted January 17, 2017, and settlement of dividend equivalents. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:18 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 8,530 | $51.90 | $442,707.00 |
DisclosureSEC source: 0001127602-20-002065 · form4.xml · nonDerivative · entry 4 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,212.675 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F6 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of RSUs referenced in FN(4). F7 · balance_after: Includes shares acquired pursuant to purchases made under the Carnival Corporation Employee Stock Purchase Plan (ESPP), dividend reinvestments under the ESPP or the reporting person's brokerage account and/or dividend equivalent shares associated with the release of RSU grants. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:18 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 21,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002065 · form4.xml · nonDerivative · entry 3 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,742.675 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: Grant of RSUs made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest 50% as of January 17, 2020 due to the Reporting Person becoming eligible for retirement due to his age and 50% as of January 17, 2022. The RSUs will accumulate dividend equivalents and may only be settled in shares. F5 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:18 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 13,264 | $51.81 | $687,271.51 |
DisclosureSEC source: 0001127602-20-002065 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,066.675 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F3 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of RSUs, and settlement of dividend equivalents granted January 17, 2017. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 20:11 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 13,620 | $50.91 | $693,375.13 |
DisclosureSEC source: 0001127602-20-002062 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,784.675 F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units ("RSUs") granted January 16, 2018, and settlement of dividend equivalents. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 20:18 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 13,620 | $50.91 | $693,375.13 |
DisclosureSEC source: 0001127602-20-002065 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,784.675 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units ("RSUs"), and settlement of dividend equivalents granted January 16, 2018. Read SEC document |
| December 24, 2019 Filed Dec 27, 2019 17:13 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 18,020 | $50.94 | $917,938.80 |
DisclosureSEC source: 0001127602-19-035877 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,049.675 F1 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units released on December 24, 2019 as a result of the Reporting Person becoming eligible for retirement due to his age. F2 · balance_after: Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested and includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| December 24, 2019 Filed Dec 27, 2019 17:11 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 18,020 | $50.94 | $917,938.80 |
DisclosureSEC source: 0001127602-19-035876 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,049.675 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units released on December 24, 2019 as a result of the Reporting Person becoming eligible for retirement due to his age. F3 · balance_after: Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested and includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 15:31 UTC | Carnival Corp Ltd. CCL · Entity 3136 | PurchaseCommon Stock | 8,750 | $45.39 | $397,171.25 |
DisclosureSEC source: 0001127602-19-022875 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,938.711 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.39 to $45.395. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 15:31 UTC | Carnival Corp Ltd. CCL · Entity 3136 | PurchaseCommon Stock | 13,300 | $45.12 | $600,096.00 |
DisclosureSEC source: 0001127602-19-022875 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 376,975 Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 15:34 UTC | CARNIVAL PLC CUK · Entity 49172 | PurchaseTrust Shares (beneficial Interest In Special Voting Share) | 8,750 | $45.39 | $397,171.25 |
DisclosureSEC source: 0001127602-19-022876 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,938.711 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.39 to $45.395. The price reported reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 15:34 UTC | CARNIVAL PLC CUK · Entity 49172 | PurchaseTrust Shares (beneficial Interest In Special Voting Share) | 13,300 | $45.12 | $600,096.00 |
DisclosureSEC source: 0001127602-19-022876 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Arnold W. Donald Revocable Trust Uad 5/26/98 Disclosed balance after: 376,975 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:08 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 8,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016305 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,237 F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Key Employee Equity Plan in transactions exempt under Rule 16b-3. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 18:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 633 | $53.40 | $33,802.20 |
DisclosureSEC source: 0001246360-19-000642 · form.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,268 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:09 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 28,846 | $57.08 | $1,646,636.41 |
DisclosureSEC source: 0001127602-19-007069 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,177.037 F3 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:09 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 73,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007069 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,023.037 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:14 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 28,846 | $57.08 | $1,646,636.41 |
DisclosureSEC source: 0001127602-19-007075 · form4.xml · nonDerivative · entry 2 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,177.037 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: Represents a surrender of shares to satisfy the tax obligation on the vesting of PBS RSUs. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:14 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 73,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007075 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,023.037 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted on April 13, 2016 pursuant to the Carnival Corporation 2011 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2016-2018 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 19:40 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 44,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002101 · form4.xml · nonDerivative · entry 1 DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,721.037 F1 · kind: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.