Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BBQ HOLDINGS, INC.DAVE · Entity 123890 | Director | October 05, 2018 | October 10, 2018 |
| BJs RESTAURANTS INCBJRI · Entity 1175 | Director | January 15, 2022 | January 21, 2022 |
| Del Taco Restaurants, Inc.TACO · Entity 129239 | Director | June 05, 2019 | June 07, 2019 |
| TOWN SPORTS INTERNATIONAL HOLDINGS INCCLUB · Entity 135329 | Director · Chief Executive Officer · 10% owner | December 28, 2020 | December 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BBQ HOLDINGS, INC.
Report date October 05, 2018 · Filed October 10, 2018
Jointly reported with PW Partners Atlas Fund LP, PW Partners Atlas Funds, LLC, PW Partners, LLC, PW Partners Capital Management LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy PW Partners Atlas Fund LP | 152,930 |
Reported balance
After 2018-10-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-05 · Other · Disposed 25,124 · Balance 152,930 F1: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Represents a distribution of shares by Atlas Fund I to limited partners. F3: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 61,277 |
Reported balance
Holding disclosure · report date 2018-10-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 61,277 F1: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy PW Partners, LLC | 0 |
Reported balance
Holding disclosure · report date 2018-10-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0 F1: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
F2: Represents a distribution of shares by Atlas Fund I to limited partners.
F3: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I.
BJs RESTAURANTS INC
Report date January 15, 2022 · Filed January 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,077 |
Reported balance
After 2022-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-15 · Grant · Acquired 3,409 · Balance 43,077 F1: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2: Amount includes 3,409 of unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Amount includes 3,409 of unvested Restricted Stock Units.
Del Taco Restaurants, Inc.
Report date June 05, 2019 · Filed June 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 76,203 |
Reported balance
After 2019-06-05 transaction · row 1
1 source rowRow 1 · 2019-06-05 · Grant · Acquired 9,337 · Balance 76,203 F1: Consists of Restricted Stock granted under the 2015 Omnibus Incentive Plan with 9,337 shares vesting on June 5, 2020. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee footnote | 85,092 |
Reported balance
Holding disclosure · report date 2019-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 85,092 F2: The securities are held directly by PW Acquisitions, LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Acquisitions, LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of Restricted Stock granted under the 2015 Omnibus Incentive Plan with 9,337 shares vesting on June 5, 2020.
F2: The securities are held directly by PW Acquisitions, LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Acquisitions, LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.
TOWN SPORTS INTERNATIONAL HOLDINGS INC
Report date December 28, 2020 · Filed December 30, 2020
Jointly reported with PW Partners Capital Management LLC, PW Partners Atlas Fund II, LP, PW Partners Atlas Fund III, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 11,318,581 |
Reported balance
After 2020-12-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-28 · Grant · Acquired 8,144,212 · Balance 11,318,581 F1: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Registrant's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents shares of restricted stock granted on December 28, 2020 pursuant to the Town Sports International Holdings, Inc. 2006 Stock Incentive Plan. Of the 8,144,212 shares of restricted stock granted on December 28, 2020, 2,714,737 shares of Common Stock vested on December 28, 2020, 2,714,737 shares of Common Stock will vest on December 31, 2021 and 2,714,738 shares of Common Stock will vest on December 31, 2022. |
| Common Stock, par value $0.001SEC Table I · non-derivative | IndirectBy PW Partners Atlas Fund III LP | 1,271,182 |
Reported balance
Holding disclosure · report date 2020-12-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,271,182 F1: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Registrant's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. |
| Common Stock, par value $0.001SEC Table I · non-derivative | IndirectBy PW Partners Atlas Fund II LP | 4,300,000 |
Reported balance
Holding disclosure · report date 2020-12-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,300,000 F1: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Registrant's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Registrant's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents shares of restricted stock granted on December 28, 2020 pursuant to the Town Sports International Holdings, Inc. 2006 Stock Incentive Plan. Of the 8,144,212 shares of restricted stock granted on December 28, 2020, 2,714,737 shares of Common Stock vested on December 28, 2020, 2,714,737 shares of Common Stock will vest on December 31, 2021 and 2,714,738 shares of Common Stock will vest on December 31, 2022.
F3: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III.
F4: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2018 Filed May 5, 2018 00:54 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock, no par value | 100,000 | $55.63 | $5,562,760.00 |
DisclosureSEC source: 0001193805-18-000623 · form408800005_05042018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 163,936 F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management LLC, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 18, 2018 Filed Apr 23, 2018 18:54 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 386 | $3.50 | $1,351.00 |
DisclosureSEC source: 0000921895-18-001426 · form408800004_04232018.xml · nonDerivative · entry 3 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Fund II, LP · CIK 0001593174 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,277 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his over-subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). The subscription rights issued to Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering were reported in Table II of their Form 4 filed on April 13, 2018. Read SEC document |
| April 18, 2018 Filed Apr 23, 2018 18:54 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 1,802 | $3.50 | $6,307.00 |
DisclosureSEC source: 0000921895-18-001426 · form408800004_04232018.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Fund II, LP · CIK 0001593174 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II, LP Disclosed balance after: 44,266 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his over-subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). The subscription rights issued to Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering were reported in Table II of their Form 4 filed on April 13, 2018. F4 · ownership.nature: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| April 18, 2018 Filed Apr 23, 2018 18:54 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 12,804 | $3.50 | $44,814.00 |
DisclosureSEC source: 0000921895-18-001426 · form408800004_04232018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Fund II, LP · CIK 0001593174 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund LP Disclosed balance after: 315,513 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his over-subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). The subscription rights issued to Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering were reported in Table II of their Form 4 filed on April 13, 2018. F3 · ownership.nature: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherSubscription Rights (right to buy) · Derivative | 8,316 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · derivative · entry 7 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 8,316 shares Expires 2018-04-10 F5 · shares: Subscription rights acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received 0.2132674 subscription rights in connection with the Offering. Each whole subscription right allowed the holder thereof to subscribe to purchase one share of Common Stock and to purchase additional shares pursuant to an over-subscription privilege. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherSubscription Rights (right to buy) · Derivative | 7,464 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · derivative · entry 6 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II, LP Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 7,464 shares Expires 2018-04-10 F5 · shares: Subscription rights acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received 0.2132674 subscription rights in connection with the Offering. Each whole subscription right allowed the holder thereof to subscribe to purchase one share of Common Stock and to purchase additional shares pursuant to an over-subscription privilege. F4 · ownership.nature: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherSubscription Rights (right to buy) · Derivative | 53,034 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · derivative · entry 5 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund LP Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 53,034 shares Expires 2018-04-10 F5 · shares: Subscription rights acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received 0.2132674 subscription rights in connection with the Offering. Each whole subscription right allowed the holder thereof to subscribe to purchase one share of Common Stock and to purchase additional shares pursuant to an over-subscription privilege. F3 · ownership.nature: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 8,316 | $3.50 | $29,106.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · nonDerivative · entry 3 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,891 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares being acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his basic subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). Each of Atlas Fund I, Atlas Fund II and Mr. Walsh has also exercised its/his over-subscription privilege in connection with the Offering. The number of shares each of Atlas Fund I, Atlas Fund II and Mr. Walsh will acquire in connection with its/his over-subscription privilege has not yet been determined by the Issuer. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 7,464 | $3.50 | $26,124.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II, LP Disclosed balance after: 42,464 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares being acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his basic subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). Each of Atlas Fund I, Atlas Fund II and Mr. Walsh has also exercised its/his over-subscription privilege in connection with the Offering. The number of shares each of Atlas Fund I, Atlas Fund II and Mr. Walsh will acquire in connection with its/his over-subscription privilege has not yet been determined by the Issuer. F4 · ownership.nature: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 53,034 | $3.50 | $185,619.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund LP Disclosed balance after: 302,709 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares being acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his basic subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). Each of Atlas Fund I, Atlas Fund II and Mr. Walsh has also exercised its/his over-subscription privilege in connection with the Offering. The number of shares each of Atlas Fund I, Atlas Fund II and Mr. Walsh will acquire in connection with its/his over-subscription privilege has not yet been determined by the Issuer. F3 · ownership.nature: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 18:29 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 2,151 | $7.40 | $15,917.40 |
DisclosureSEC source: 0000921895-18-001004 · form411125001wal_03162018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,642 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 18:52 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 13,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000431 · form411125001wal_02052018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498,491 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments commencing on February 1, 2019, the first anniversary of the grant date. Read SEC document |
| January 15, 2018 Filed Jan 18, 2018 02:23 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantNon-Qualified Stock Options · Derivative | 4,652 | $37.70 Strike: $37.70 | $175,380.40 |
DisclosureSEC source: 0001209191-18-004132 · doc4.xml · derivative · entry 3 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,652 Underlying: Common Stock · 4,652 shares Expires 2028-01-15 F3 · shares: These stock options vest 33.3% per year beginning on January 15, 2019. Read SEC document |
| January 15, 2018 Filed Jan 18, 2018 02:23 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 1,327 | $37.70 | $50,027.90 |
DisclosureSEC source: 0001209191-18-004132 · doc4.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,171 F2 · shares: These shares represent a Restricted Stock Unit award vesting in three equal installments beginning on January 15, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 29, 2017 Filed Jan 4, 2018 00:34 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | OtherCommon Stock, no par value | 93,805 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000061 · form408800005_01032018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 218,936 F2 · kind: Represents a distribution of shares by Atlas Fund II to limited partners. F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management LLC, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:28 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 490,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000059 · form411125001clu_01032018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 2,216,436 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| December 04, 2017 Filed Dec 8, 2017 17:01 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002823 · form411125wal_12072017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,485,376 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: These shares of restricted stock vest in three equal annual installments commencing on December 4, 2018, the first anniversary of the grant date. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 23:28 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock, no par value | 75,000 | $35.47 | $2,660,122.50 |
DisclosureSEC source: 0000921895-17-002791 · form408800005_12042017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 312,741 F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management LLC, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 23:28 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock, no par value | 45,000 | $35.38 | $1,592,064.00 |
DisclosureSEC source: 0000921895-17-002791 · form408800005_12042017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 387,741 F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management LLC, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 19:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 94,741 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002682 · form408800007_11142017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 2,707,424 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:37 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | OtherCommon Stock, no par value | 4,036 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002681 · form408800005_11142017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 0 F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund III LP ("Atlas Fund III"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Partners Capital Management LLC ("PW Capital Management"), the Investment Manager of Atlas Fund III, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC ("Atlas Fund GP"), the General Partner of Atlas Fund III, may be deemed to beneficially own the securities owned directly by Atlas Fund III. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:37 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock, no par value | 10,000 | $31.00 | $310,013.00 |
DisclosureSEC source: 0000921895-17-002681 · form408800005_11142017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 432,741 F2 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of Atlas Fund GP, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 16,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002682 · form408800007_11142017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 2,802,165 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| November 01, 2017 Filed Nov 4, 2017 00:51 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock, no par value | 37,764 | $31.59 | $1,192,855.24 |
DisclosureSEC source: 0000921895-17-002539 · form408800005_11032017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 442,741 F2 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of Atlas Fund GP, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 16:54 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 210,082 | $3.60 | $756,295.20 |
DisclosureSEC source: 0000921895-17-001794 · form408800007_06162017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,376 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 02, 2017 Filed Jun 7, 2017 00:00 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | OtherCommon Stock, no par value | 14,695 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-001725 · form408800005_06062017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 480,505 F3 · kind: Represents a distribution of shares by Atlas Fund II to limited partners. F2 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of Atlas Fund GP, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2017 Filed May 30, 2017 18:07 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | GrantCOMMON STOCK | 7,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001585583-17-000024 · wf-form4_149618205646336.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,048 F1 · shares: Consists of Restricted Stock granted under the 2015 Omnibus Incentive Plan with 7,740 shares vesting on May 25, 2018. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 23:42 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | OtherCommon Stock, no par value | 5,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-000975 · from408800005_04072017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 4,036 F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund III LP ("Atlas Fund III"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Partners Capital Management LLC ("PW Capital Management"), the Investment Manager of Atlas Fund III, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC ("Atlas Fund GP"), the General Partner of Atlas Fund III, may be deemed to beneficially own the securities owned directly by Atlas Fund III. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 19:37 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 632,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-000974 · form408800007_04072017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 2,818,476 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:21 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | Disposition to issuerWarrants (Right to Buy) · Derivative | 400,000 | $3.73 Strike: $11.50 | $1,492,000.00 |
DisclosureSEC source: 0000921895-17-000862 · form408800009_03282017.xml · derivative · entry 3 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 36,000 Underlying: Common Stock · 400,000 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · kind: Represents a disposition of warrants to the Issuer approved in advance by the Board of Directors of the Issuer. Such transaction is exempt under Rule 16b-3. F3 · derivative.exercise_date: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events. F3 · derivative.expiration_date: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 17:26 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | SaleCommon Stock | 257,314 | $11.84 | $3,046,031.67 |
DisclosureSEC source: 0000921895-17-000743 · form408800009_03162017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 85,092 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 17:26 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | SaleCommon Stock | 574,000 | $11.40 | $6,543,600.00 |
DisclosureSEC source: 0000921895-17-000743 · form408800009_03162017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 342,406 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 19:52 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | SaleCommon Stock, $0.01 par value | 35,000 | $4.52 | $158,228.00 |
DisclosureSEC source: 0000921895-17-000720 · form408800004_03152017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: PW Partners Atlas Fund LP Disclosed balance after: 249,675 F3 · security: Atlas Fund, Atlas Fund II, PW Capital Management and Atlas Fund GP do not, individually or collectively, beneficially own more than 10% of the Issuer's outstanding shares of common stock and therefore none of such entities are subject to Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer. F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund LP ("Atlas Fund"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Partners Capital Management LLC ("PW Capital Management"), the Investment Manager of Atlas Fund, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC ("Atlas Fund GP"), the General Partner of Atlas Fund, may be deemed to beneficially own the securities owned directly by Atlas Fund. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 20:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 26,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-000649 · form408800007_03092017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,294 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · shares: Represents 26,000 shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments commencing on March 8, 2018, the first anniversary of the grant date. Read SEC document |
| March 02, 2017 Filed Mar 4, 2017 00:27 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock, no par value | 19,966 | $37.26 | $743,987.07 |
DisclosureSEC source: 0000921895-17-000580 · form408800005_03032017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 495,200 F2 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of Atlas Fund GP, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:27 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock, no par value | 10,000 | $36.88 | $368,772.00 |
DisclosureSEC source: 0000921895-17-000580 · form408800005_03032017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 515,166 F2 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of Atlas Fund GP, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 23:13 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantNon-Qualified Stock Options · Derivative | 4,153 | $35.95 Strike: $35.95 | $149,300.35 |
DisclosureSEC source: 0001209191-17-004278 · doc4.xml · derivative · entry 4 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,153 shares Expires 2027-01-15 F5 · security: These stock options vest 33.3% per year beginning on January 15, 2018. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 23:13 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock, no par value | 1,391 | $35.95 | $50,006.45 |
DisclosureSEC source: 0001209191-17-004278 · doc4.xml · nonDerivative · entry 3 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,844 F3 · shares: These restricted stock units vest 33.3% per year beginning on January 15, 2018. F4 · balance_after: Amount includes 2,788 of unvested Restricted Stock Units. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:11 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-16-006333 · form408800007_12142016.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,294 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · shares: Represents 500,000 shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments commencing on December 12, 2017, the first anniversary of the grant date. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 20:26 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | SaleCommon Stock | 1,665,482 | $14.50 | $24,149,489.00 |
DisclosureSEC source: 0000921895-16-006317 · form408800009_12092016.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 916,406 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| November 25, 2016 Filed Nov 25, 2016 21:45 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | OtherCommon Stock | 806,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004312 · e615598_4-walshpatrick.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 2,581,888 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares from PW Acquisitions. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 18:53 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | SaleCommon Stock, $0.01 par value | 31,899 | $4.57 | $145,877.32 |
DisclosureSEC source: 0000921895-16-006221 · form408800004_11212016.xml · nonDerivative · entry 3 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: PW Partners Atlas Fund LP Disclosed balance after: 284,675 F3 · security: Atlas Fund, Atlas Fund II, PW Capital Management and Atlas Fund GP do not, individually or collectively, beneficially own more than 10% of the Issuer's outstanding shares of common stock and therefore none of such entities are subject to Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer. F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund LP ("Atlas Fund"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Partners Capital Management LLC ("PW Capital Management"), the Investment Manager of Atlas Fund, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC ("Atlas Fund GP"), the General Partner of Atlas Fund, may be deemed to beneficially own the securities owned directly by Atlas Fund. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 18:53 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | SaleCommon Stock, $0.01 par value | 13,203 | $4.74 | $62,554.49 |
DisclosureSEC source: 0000921895-16-006221 · form408800004_11212016.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: PW Partners Atlas Fund LP Disclosed balance after: 316,574 F3 · security: Atlas Fund, Atlas Fund II, PW Capital Management and Atlas Fund GP do not, individually or collectively, beneficially own more than 10% of the Issuer's outstanding shares of common stock and therefore none of such entities are subject to Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer. F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund LP ("Atlas Fund"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Partners Capital Management LLC ("PW Capital Management"), the Investment Manager of Atlas Fund, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC ("Atlas Fund GP"), the General Partner of Atlas Fund, may be deemed to beneficially own the securities owned directly by Atlas Fund. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:53 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | SaleCommon Stock, $0.01 par value | 17,400 | $4.80 | $83,587.86 |
DisclosureSEC source: 0000921895-16-006221 · form408800004_11212016.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: PW Partners Atlas Fund LP Disclosed balance after: 329,777 F3 · security: Atlas Fund, Atlas Fund II, PW Capital Management and Atlas Fund GP do not, individually or collectively, beneficially own more than 10% of the Issuer's outstanding shares of common stock and therefore none of such entities are subject to Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer. F1 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund LP ("Atlas Fund"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Partners Capital Management LLC ("PW Capital Management"), the Investment Manager of Atlas Fund, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC ("Atlas Fund GP"), the General Partner of Atlas Fund, may be deemed to beneficially own the securities owned directly by Atlas Fund. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 20:12 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 42,985 | $2.35 | $101,014.75 |
DisclosureSEC source: 0000921895-16-006192 · form408800007_11152016.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 3,450,536 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 20:12 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 110 | $2.35 | $258.50 |
DisclosureSEC source: 0000921895-16-006192 · form408800007_11152016.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 3,407,551 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| October 31, 2016 Filed Nov 3, 2016 01:06 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | OtherCommon Stock, no par value | 130,611 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-16-005989 · form408800005_10312016.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 525,166 F3 · kind: Represents a pro rata distribution of shares from Atlas Fund II to its limited partners. F2 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of Atlas Fund GP, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:00 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-16-005807 · form408800007_10042016.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,294 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · shares: Represents 200,000 shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.