organization · Reporting owner

Stonepeak GP Investors Manager LLC

Disclosed activity across 4 companies

Tapewire entity: 107215
SEC CIK: 0001656524

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AKUMIN INC.AKU · Entity 94621	10% owner	January 01, 2022	January 03, 2022
Evolve Transition Infrastructure LPSNMP · Entity 86728	10% owner · See Remarks	May 04, 2023	May 08, 2023
Nuvve Holding Corp.NVVE · Entity 8585	10% owner	May 17, 2021	May 27, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AKUMIN INC.

Report date January 01, 2022 · Filed January 03, 2022

Jointly reported with Stonepeak Magnet Holdings LP, Stonepeak Associates IV LLC, Stonepeak GP Investors IV LLC, Dorrell Michael B.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	3,500,000	Reported balance Holding disclosure · report date 2022-01-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 3,500,000 F1: These Common Shares and Warrants are owned directly by Stonepeak Magnet Holdings LP ("Stonepeak Magnet"). Stonepeak Associates IV LLC is the sole general partner of Stonepeak Magnet. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Michael Dorrell is the managing member of Stonepeak GP Investors Manager LLC.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.98 · Expires 2031-09-01	Direct	Not disclosed	Reported balance Holding disclosure · report date 2022-01-01 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F2: These warrants are currently exercisable. F1: These Common Shares and Warrants are owned directly by Stonepeak Magnet Holdings LP ("Stonepeak Magnet"). Stonepeak Associates IV LLC is the sole general partner of Stonepeak Magnet. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Michael Dorrell is the managing member of Stonepeak GP Investors Manager LLC.

Filing footnotes · ownership attribution and instrument terms

F1: These Common Shares and Warrants are owned directly by Stonepeak Magnet Holdings LP ("Stonepeak Magnet"). Stonepeak Associates IV LLC is the sole general partner of Stonepeak Magnet. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Michael Dorrell is the managing member of Stonepeak GP Investors Manager LLC.

F2: These warrants are currently exercisable.

Evolve Transition Infrastructure LP

Report date May 04, 2023 · Filed May 08, 2023

Jointly reported with Stonepeak Catarina Holdings LLC, Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Dorrell Michael B., Stonepeak Texas Midstream Holdco LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common UnitsSEC Table I · non-derivative	Direct	191,234,608	Reported balance After 2023-05-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-05-04 · Grant · Acquired 28,403,130 · Balance 191,234,608 F1: Upon the approval of Supplemental Listing Application by the NYSE American on May 4, 2023, there were no further conditions to the payment of the first quarter 2023 distribution of the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") will acquire 28,403,130 Common Units (the "Q1 2023 Distribution"). The Reporting Persons expect the Issuer to issue the Common Units in the Q1 2023 Distribution to Stonepeak Catarina on May 23, 2023. F4: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F5: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose.
Common UnitsSEC Table I · non-derivative	IndirectSee Footnotes	4,509,792	Reported balance Holding disclosure · report date 2023-05-04 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 4,509,792 F2: These Common Units are owned directly by SP Common Equity Subsidiary LLC ("SPCE Sub"). Stonepeak Catarina is the sole member of SPCE Sub. F4: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F5: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose.
Common UnitsSEC Table I · non-derivative	IndirectSee Footnotes	9,000,000	Reported balance Holding disclosure · report date 2023-05-04 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 9,000,000 F3: These Common Units are owned directly by SP Preferred Equity Subsidiary LLC ("SPPE Sub"). Stonepeak Catarina is the sole member of SPPE Sub. F4: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F5: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the approval of Supplemental Listing Application by the NYSE American on May 4, 2023, there were no further conditions to the payment of the first quarter 2023 distribution of the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") will acquire 28,403,130 Common Units (the "Q1 2023 Distribution"). The Reporting Persons expect the Issuer to issue the Common Units in the Q1 2023 Distribution to Stonepeak Catarina on May 23, 2023.

F2: These Common Units are owned directly by SP Common Equity Subsidiary LLC ("SPCE Sub"). Stonepeak Catarina is the sole member of SPCE Sub.

F3: These Common Units are owned directly by SP Preferred Equity Subsidiary LLC ("SPPE Sub"). Stonepeak Catarina is the sole member of SPPE Sub.

F4: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC.

F5: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose.

Nuvve Holding Corp.

Report date May 17, 2021 · Filed May 27, 2021

Jointly reported with Stonepeak Rocket Holdings LP, Stonepeak Rocket Upper Holdings LP, Stonepeak Associates IV LLC, Stonepeak GP Investors IV LLC, Dorrell Michael B., Evolve Transition Infrastructure LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series B WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2031-05-17	Direct	Not disclosed	Reported balance Holding disclosure · report date 2021-05-17 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: On May 17, 2021, Nuvve Holding Corp, a Delaware corporation (the "Issuer"), entered into a letter agreement (the "Letter Agreement") with Stonepeak Rocket Holdings LP, a Delaware limited partnership ("Stonepeak"), and Evolve Transition Infrastructure LP, a Delaware limited partnership ("Evolve"), relating to the proposed formation of a joint venture, Levo Mobility LLC ("Levo," and such proposed joint venture, the "Proposed Transaction"). Pursuant to the Letter Agreement, the parties agreed to negotiate in good faith to finalize and enter into definitive agreements for the Proposed Transaction. In connection with the signing of the Letter Agreement, the Issuer issued to Stonepeak and Evolve ten-year warrants (collectively, the "Warrants") to purchase the Issuer's common stock, par value $0.0001 (the "Common Stock") (allocated 90% to Stonepeak and 10% to Evolve), as described in footnote 2. F2: The Warrants issued to Stonepeak and Evolve comprise of (i) Series B warrants to purchase 2,000,000 shares of Common Stock, in the aggregate, (ii) Series C warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iii) Series D warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iv) Series E warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, and (v) Series F warrants to purchase 1,000,000 shares of Common Stock, in the aggregate. The Series B warrants were fully vested upon issuance. Each of the Series C, Series D, Series E and Series F warrants were vested as to 50% of the shares upon issuance and vest as to the remaining 50% when Levo has entered into contracts with third parties for $125 million, $250 million, $375 million and $500 million in aggregate capital expenditures, respectively. F4: The Warrants are exercisable 180 days after the applicable vesting date described in footnote 2 above. F5: Unless the Issuer obtains the approval of its stockholders, the aggregate number of shares of Common Stock that may be issued under the Warrants and the Securities Purchase Agreement may not exceed 3,729,622 shares (such number, the "Stockholder Approval Threshold"), which is the maximum number of shares of Common Stock which the Issuer may issue without stockholder approval under the stockholder approval rules of The Nasdaq Stock Market LLC ("Nasdaq"), including Nasdaq Listing Rules 5635(a) and 5635(d). Until such stockholder approval is obtained, the number of shares of Common Stock issuable pursuant to the Warrants and the Securities Purchase Agreement will be reduced in the manner set forth in the Warrants such that the number of shares of Common Stock issuable does not exceed the Stockholder Approval Threshold. F6: In addition, unless the Issuer obtains the approval of its stockholders, the Warrants may not be exercised, and elections to purchase under the Securities Purchase Agreement may not be made, to the extent that, after giving effect to such exercise or election, Stonepeak or Evolve, together with their affiliates, collectively would beneficially own in excess of 19.99% of the Common Stock. F7: The securities that are the subject of this Form 3 are directly beneficially owned 90% by Stonepeak and 10% by Evolve. Stonepeak Associates IV LLC is the general partner of Stonepeak and Stonepeak Rocket Upper Holdings LP. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Mr. Dorrell serves as the managing member of Stonepeak GP Investors Manager LLC. Affiliates of Stonepeak, including Stonepeak GP Investors Manager LLC and Mr. Dorrell, directly and indirectly beneficially own a majority of the outstanding common units and preferred units of Evolve. F8: Pursuant to Evolve's partnership agreement, its general partner conducts, directs and manages all of Evolve's activities under the authority of the general partner's board of directors. Affiliates of Stonepeak own 100% of the issued and outstanding equity interests in SP Holdings, LLC, which is the sole member of Evolve's general partner. SP Holdings, LLC has the right to appoint all of the members of the board of directors of Evolve's general partner other than two directors which are directly designated by an affiliate of Stonepeak pursuant to an Amended and Restated Board Representation and Standstill Agreement, dated as of August 2, 2019. As a result of the foregoing, affiliates of Stonepeak control Evolve and its general partner and have the ability to appoint all of the members of the board of directors of the general partner of Evolve. F9: Each Reporting Person disclaims beneficial ownership of the securities set forth herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2031-05-17	Direct	Not disclosed	Reported balance Holding disclosure · report date 2021-05-17 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F1: On May 17, 2021, Nuvve Holding Corp, a Delaware corporation (the "Issuer"), entered into a letter agreement (the "Letter Agreement") with Stonepeak Rocket Holdings LP, a Delaware limited partnership ("Stonepeak"), and Evolve Transition Infrastructure LP, a Delaware limited partnership ("Evolve"), relating to the proposed formation of a joint venture, Levo Mobility LLC ("Levo," and such proposed joint venture, the "Proposed Transaction"). Pursuant to the Letter Agreement, the parties agreed to negotiate in good faith to finalize and enter into definitive agreements for the Proposed Transaction. In connection with the signing of the Letter Agreement, the Issuer issued to Stonepeak and Evolve ten-year warrants (collectively, the "Warrants") to purchase the Issuer's common stock, par value $0.0001 (the "Common Stock") (allocated 90% to Stonepeak and 10% to Evolve), as described in footnote 2. F2: The Warrants issued to Stonepeak and Evolve comprise of (i) Series B warrants to purchase 2,000,000 shares of Common Stock, in the aggregate, (ii) Series C warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iii) Series D warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iv) Series E warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, and (v) Series F warrants to purchase 1,000,000 shares of Common Stock, in the aggregate. The Series B warrants were fully vested upon issuance. Each of the Series C, Series D, Series E and Series F warrants were vested as to 50% of the shares upon issuance and vest as to the remaining 50% when Levo has entered into contracts with third parties for $125 million, $250 million, $375 million and $500 million in aggregate capital expenditures, respectively. F4: The Warrants are exercisable 180 days after the applicable vesting date described in footnote 2 above. F5: Unless the Issuer obtains the approval of its stockholders, the aggregate number of shares of Common Stock that may be issued under the Warrants and the Securities Purchase Agreement may not exceed 3,729,622 shares (such number, the "Stockholder Approval Threshold"), which is the maximum number of shares of Common Stock which the Issuer may issue without stockholder approval under the stockholder approval rules of The Nasdaq Stock Market LLC ("Nasdaq"), including Nasdaq Listing Rules 5635(a) and 5635(d). Until such stockholder approval is obtained, the number of shares of Common Stock issuable pursuant to the Warrants and the Securities Purchase Agreement will be reduced in the manner set forth in the Warrants such that the number of shares of Common Stock issuable does not exceed the Stockholder Approval Threshold. F6: In addition, unless the Issuer obtains the approval of its stockholders, the Warrants may not be exercised, and elections to purchase under the Securities Purchase Agreement may not be made, to the extent that, after giving effect to such exercise or election, Stonepeak or Evolve, together with their affiliates, collectively would beneficially own in excess of 19.99% of the Common Stock. F7: The securities that are the subject of this Form 3 are directly beneficially owned 90% by Stonepeak and 10% by Evolve. Stonepeak Associates IV LLC is the general partner of Stonepeak and Stonepeak Rocket Upper Holdings LP. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Mr. Dorrell serves as the managing member of Stonepeak GP Investors Manager LLC. Affiliates of Stonepeak, including Stonepeak GP Investors Manager LLC and Mr. Dorrell, directly and indirectly beneficially own a majority of the outstanding common units and preferred units of Evolve. F8: Pursuant to Evolve's partnership agreement, its general partner conducts, directs and manages all of Evolve's activities under the authority of the general partner's board of directors. Affiliates of Stonepeak own 100% of the issued and outstanding equity interests in SP Holdings, LLC, which is the sole member of Evolve's general partner. SP Holdings, LLC has the right to appoint all of the members of the board of directors of Evolve's general partner other than two directors which are directly designated by an affiliate of Stonepeak pursuant to an Amended and Restated Board Representation and Standstill Agreement, dated as of August 2, 2019. As a result of the foregoing, affiliates of Stonepeak control Evolve and its general partner and have the ability to appoint all of the members of the board of directors of the general partner of Evolve. F9: Each Reporting Person disclaims beneficial ownership of the securities set forth herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
Series D WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2031-05-17	Direct	Not disclosed	Reported balance Holding disclosure · report date 2021-05-17 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F1: On May 17, 2021, Nuvve Holding Corp, a Delaware corporation (the "Issuer"), entered into a letter agreement (the "Letter Agreement") with Stonepeak Rocket Holdings LP, a Delaware limited partnership ("Stonepeak"), and Evolve Transition Infrastructure LP, a Delaware limited partnership ("Evolve"), relating to the proposed formation of a joint venture, Levo Mobility LLC ("Levo," and such proposed joint venture, the "Proposed Transaction"). Pursuant to the Letter Agreement, the parties agreed to negotiate in good faith to finalize and enter into definitive agreements for the Proposed Transaction. In connection with the signing of the Letter Agreement, the Issuer issued to Stonepeak and Evolve ten-year warrants (collectively, the "Warrants") to purchase the Issuer's common stock, par value $0.0001 (the "Common Stock") (allocated 90% to Stonepeak and 10% to Evolve), as described in footnote 2. F2: The Warrants issued to Stonepeak and Evolve comprise of (i) Series B warrants to purchase 2,000,000 shares of Common Stock, in the aggregate, (ii) Series C warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iii) Series D warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iv) Series E warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, and (v) Series F warrants to purchase 1,000,000 shares of Common Stock, in the aggregate. The Series B warrants were fully vested upon issuance. Each of the Series C, Series D, Series E and Series F warrants were vested as to 50% of the shares upon issuance and vest as to the remaining 50% when Levo has entered into contracts with third parties for $125 million, $250 million, $375 million and $500 million in aggregate capital expenditures, respectively. F4: The Warrants are exercisable 180 days after the applicable vesting date described in footnote 2 above. F5: Unless the Issuer obtains the approval of its stockholders, the aggregate number of shares of Common Stock that may be issued under the Warrants and the Securities Purchase Agreement may not exceed 3,729,622 shares (such number, the "Stockholder Approval Threshold"), which is the maximum number of shares of Common Stock which the Issuer may issue without stockholder approval under the stockholder approval rules of The Nasdaq Stock Market LLC ("Nasdaq"), including Nasdaq Listing Rules 5635(a) and 5635(d). Until such stockholder approval is obtained, the number of shares of Common Stock issuable pursuant to the Warrants and the Securities Purchase Agreement will be reduced in the manner set forth in the Warrants such that the number of shares of Common Stock issuable does not exceed the Stockholder Approval Threshold. F6: In addition, unless the Issuer obtains the approval of its stockholders, the Warrants may not be exercised, and elections to purchase under the Securities Purchase Agreement may not be made, to the extent that, after giving effect to such exercise or election, Stonepeak or Evolve, together with their affiliates, collectively would beneficially own in excess of 19.99% of the Common Stock. F7: The securities that are the subject of this Form 3 are directly beneficially owned 90% by Stonepeak and 10% by Evolve. Stonepeak Associates IV LLC is the general partner of Stonepeak and Stonepeak Rocket Upper Holdings LP. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Mr. Dorrell serves as the managing member of Stonepeak GP Investors Manager LLC. Affiliates of Stonepeak, including Stonepeak GP Investors Manager LLC and Mr. Dorrell, directly and indirectly beneficially own a majority of the outstanding common units and preferred units of Evolve. F8: Pursuant to Evolve's partnership agreement, its general partner conducts, directs and manages all of Evolve's activities under the authority of the general partner's board of directors. Affiliates of Stonepeak own 100% of the issued and outstanding equity interests in SP Holdings, LLC, which is the sole member of Evolve's general partner. SP Holdings, LLC has the right to appoint all of the members of the board of directors of Evolve's general partner other than two directors which are directly designated by an affiliate of Stonepeak pursuant to an Amended and Restated Board Representation and Standstill Agreement, dated as of August 2, 2019. As a result of the foregoing, affiliates of Stonepeak control Evolve and its general partner and have the ability to appoint all of the members of the board of directors of the general partner of Evolve. F9: Each Reporting Person disclaims beneficial ownership of the securities set forth herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
Series E WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2031-05-17	Direct	Not disclosed	Reported balance Holding disclosure · report date 2021-05-17 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance Not disclosed F1: On May 17, 2021, Nuvve Holding Corp, a Delaware corporation (the "Issuer"), entered into a letter agreement (the "Letter Agreement") with Stonepeak Rocket Holdings LP, a Delaware limited partnership ("Stonepeak"), and Evolve Transition Infrastructure LP, a Delaware limited partnership ("Evolve"), relating to the proposed formation of a joint venture, Levo Mobility LLC ("Levo," and such proposed joint venture, the "Proposed Transaction"). Pursuant to the Letter Agreement, the parties agreed to negotiate in good faith to finalize and enter into definitive agreements for the Proposed Transaction. In connection with the signing of the Letter Agreement, the Issuer issued to Stonepeak and Evolve ten-year warrants (collectively, the "Warrants") to purchase the Issuer's common stock, par value $0.0001 (the "Common Stock") (allocated 90% to Stonepeak and 10% to Evolve), as described in footnote 2. F2: The Warrants issued to Stonepeak and Evolve comprise of (i) Series B warrants to purchase 2,000,000 shares of Common Stock, in the aggregate, (ii) Series C warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iii) Series D warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iv) Series E warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, and (v) Series F warrants to purchase 1,000,000 shares of Common Stock, in the aggregate. The Series B warrants were fully vested upon issuance. Each of the Series C, Series D, Series E and Series F warrants were vested as to 50% of the shares upon issuance and vest as to the remaining 50% when Levo has entered into contracts with third parties for $125 million, $250 million, $375 million and $500 million in aggregate capital expenditures, respectively. F4: The Warrants are exercisable 180 days after the applicable vesting date described in footnote 2 above. F5: Unless the Issuer obtains the approval of its stockholders, the aggregate number of shares of Common Stock that may be issued under the Warrants and the Securities Purchase Agreement may not exceed 3,729,622 shares (such number, the "Stockholder Approval Threshold"), which is the maximum number of shares of Common Stock which the Issuer may issue without stockholder approval under the stockholder approval rules of The Nasdaq Stock Market LLC ("Nasdaq"), including Nasdaq Listing Rules 5635(a) and 5635(d). Until such stockholder approval is obtained, the number of shares of Common Stock issuable pursuant to the Warrants and the Securities Purchase Agreement will be reduced in the manner set forth in the Warrants such that the number of shares of Common Stock issuable does not exceed the Stockholder Approval Threshold. F6: In addition, unless the Issuer obtains the approval of its stockholders, the Warrants may not be exercised, and elections to purchase under the Securities Purchase Agreement may not be made, to the extent that, after giving effect to such exercise or election, Stonepeak or Evolve, together with their affiliates, collectively would beneficially own in excess of 19.99% of the Common Stock. F7: The securities that are the subject of this Form 3 are directly beneficially owned 90% by Stonepeak and 10% by Evolve. Stonepeak Associates IV LLC is the general partner of Stonepeak and Stonepeak Rocket Upper Holdings LP. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Mr. Dorrell serves as the managing member of Stonepeak GP Investors Manager LLC. Affiliates of Stonepeak, including Stonepeak GP Investors Manager LLC and Mr. Dorrell, directly and indirectly beneficially own a majority of the outstanding common units and preferred units of Evolve. F8: Pursuant to Evolve's partnership agreement, its general partner conducts, directs and manages all of Evolve's activities under the authority of the general partner's board of directors. Affiliates of Stonepeak own 100% of the issued and outstanding equity interests in SP Holdings, LLC, which is the sole member of Evolve's general partner. SP Holdings, LLC has the right to appoint all of the members of the board of directors of Evolve's general partner other than two directors which are directly designated by an affiliate of Stonepeak pursuant to an Amended and Restated Board Representation and Standstill Agreement, dated as of August 2, 2019. As a result of the foregoing, affiliates of Stonepeak control Evolve and its general partner and have the ability to appoint all of the members of the board of directors of the general partner of Evolve. F9: Each Reporting Person disclaims beneficial ownership of the securities set forth herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
Series F WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 · Expires 2031-05-17	Direct	Not disclosed	Reported balance Holding disclosure · report date 2021-05-17 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance Not disclosed F1: On May 17, 2021, Nuvve Holding Corp, a Delaware corporation (the "Issuer"), entered into a letter agreement (the "Letter Agreement") with Stonepeak Rocket Holdings LP, a Delaware limited partnership ("Stonepeak"), and Evolve Transition Infrastructure LP, a Delaware limited partnership ("Evolve"), relating to the proposed formation of a joint venture, Levo Mobility LLC ("Levo," and such proposed joint venture, the "Proposed Transaction"). Pursuant to the Letter Agreement, the parties agreed to negotiate in good faith to finalize and enter into definitive agreements for the Proposed Transaction. In connection with the signing of the Letter Agreement, the Issuer issued to Stonepeak and Evolve ten-year warrants (collectively, the "Warrants") to purchase the Issuer's common stock, par value $0.0001 (the "Common Stock") (allocated 90% to Stonepeak and 10% to Evolve), as described in footnote 2. F2: The Warrants issued to Stonepeak and Evolve comprise of (i) Series B warrants to purchase 2,000,000 shares of Common Stock, in the aggregate, (ii) Series C warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iii) Series D warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iv) Series E warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, and (v) Series F warrants to purchase 1,000,000 shares of Common Stock, in the aggregate. The Series B warrants were fully vested upon issuance. Each of the Series C, Series D, Series E and Series F warrants were vested as to 50% of the shares upon issuance and vest as to the remaining 50% when Levo has entered into contracts with third parties for $125 million, $250 million, $375 million and $500 million in aggregate capital expenditures, respectively. F4: The Warrants are exercisable 180 days after the applicable vesting date described in footnote 2 above. F5: Unless the Issuer obtains the approval of its stockholders, the aggregate number of shares of Common Stock that may be issued under the Warrants and the Securities Purchase Agreement may not exceed 3,729,622 shares (such number, the "Stockholder Approval Threshold"), which is the maximum number of shares of Common Stock which the Issuer may issue without stockholder approval under the stockholder approval rules of The Nasdaq Stock Market LLC ("Nasdaq"), including Nasdaq Listing Rules 5635(a) and 5635(d). Until such stockholder approval is obtained, the number of shares of Common Stock issuable pursuant to the Warrants and the Securities Purchase Agreement will be reduced in the manner set forth in the Warrants such that the number of shares of Common Stock issuable does not exceed the Stockholder Approval Threshold. F6: In addition, unless the Issuer obtains the approval of its stockholders, the Warrants may not be exercised, and elections to purchase under the Securities Purchase Agreement may not be made, to the extent that, after giving effect to such exercise or election, Stonepeak or Evolve, together with their affiliates, collectively would beneficially own in excess of 19.99% of the Common Stock. F7: The securities that are the subject of this Form 3 are directly beneficially owned 90% by Stonepeak and 10% by Evolve. Stonepeak Associates IV LLC is the general partner of Stonepeak and Stonepeak Rocket Upper Holdings LP. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Mr. Dorrell serves as the managing member of Stonepeak GP Investors Manager LLC. Affiliates of Stonepeak, including Stonepeak GP Investors Manager LLC and Mr. Dorrell, directly and indirectly beneficially own a majority of the outstanding common units and preferred units of Evolve. F8: Pursuant to Evolve's partnership agreement, its general partner conducts, directs and manages all of Evolve's activities under the authority of the general partner's board of directors. Affiliates of Stonepeak own 100% of the issued and outstanding equity interests in SP Holdings, LLC, which is the sole member of Evolve's general partner. SP Holdings, LLC has the right to appoint all of the members of the board of directors of Evolve's general partner other than two directors which are directly designated by an affiliate of Stonepeak pursuant to an Amended and Restated Board Representation and Standstill Agreement, dated as of August 2, 2019. As a result of the foregoing, affiliates of Stonepeak control Evolve and its general partner and have the ability to appoint all of the members of the board of directors of the general partner of Evolve. F9: Each Reporting Person disclaims beneficial ownership of the securities set forth herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $50.00 · Expires 2028-11-17	Direct	Not disclosed	Reported balance Holding disclosure · report date 2021-05-17 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance Not disclosed F3: In connection with the signing of the Letter Agreement, the Issuer also entered into a Securities Purchase Agreement (the "Securities Purchase Agreement") with Stonepeak and Evolve, pursuant to which, from time to time between November 13, 2021 and November 17, 2028, Stonepeak and Evolve may elect, in their sole discretion, to purchase up to an aggregate of $250 million in shares of Common Stock at a purchase price of $50.00 per share (allocated 90% to Stonepeak and 10% to Evolve). F5: Unless the Issuer obtains the approval of its stockholders, the aggregate number of shares of Common Stock that may be issued under the Warrants and the Securities Purchase Agreement may not exceed 3,729,622 shares (such number, the "Stockholder Approval Threshold"), which is the maximum number of shares of Common Stock which the Issuer may issue without stockholder approval under the stockholder approval rules of The Nasdaq Stock Market LLC ("Nasdaq"), including Nasdaq Listing Rules 5635(a) and 5635(d). Until such stockholder approval is obtained, the number of shares of Common Stock issuable pursuant to the Warrants and the Securities Purchase Agreement will be reduced in the manner set forth in the Warrants such that the number of shares of Common Stock issuable does not exceed the Stockholder Approval Threshold. F6: In addition, unless the Issuer obtains the approval of its stockholders, the Warrants may not be exercised, and elections to purchase under the Securities Purchase Agreement may not be made, to the extent that, after giving effect to such exercise or election, Stonepeak or Evolve, together with their affiliates, collectively would beneficially own in excess of 19.99% of the Common Stock. F7: The securities that are the subject of this Form 3 are directly beneficially owned 90% by Stonepeak and 10% by Evolve. Stonepeak Associates IV LLC is the general partner of Stonepeak and Stonepeak Rocket Upper Holdings LP. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Mr. Dorrell serves as the managing member of Stonepeak GP Investors Manager LLC. Affiliates of Stonepeak, including Stonepeak GP Investors Manager LLC and Mr. Dorrell, directly and indirectly beneficially own a majority of the outstanding common units and preferred units of Evolve. F8: Pursuant to Evolve's partnership agreement, its general partner conducts, directs and manages all of Evolve's activities under the authority of the general partner's board of directors. Affiliates of Stonepeak own 100% of the issued and outstanding equity interests in SP Holdings, LLC, which is the sole member of Evolve's general partner. SP Holdings, LLC has the right to appoint all of the members of the board of directors of Evolve's general partner other than two directors which are directly designated by an affiliate of Stonepeak pursuant to an Amended and Restated Board Representation and Standstill Agreement, dated as of August 2, 2019. As a result of the foregoing, affiliates of Stonepeak control Evolve and its general partner and have the ability to appoint all of the members of the board of directors of the general partner of Evolve. F9: Each Reporting Person disclaims beneficial ownership of the securities set forth herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On May 17, 2021, Nuvve Holding Corp, a Delaware corporation (the "Issuer"), entered into a letter agreement (the "Letter Agreement") with Stonepeak Rocket Holdings LP, a Delaware limited partnership ("Stonepeak"), and Evolve Transition Infrastructure LP, a Delaware limited partnership ("Evolve"), relating to the proposed formation of a joint venture, Levo Mobility LLC ("Levo," and such proposed joint venture, the "Proposed Transaction"). Pursuant to the Letter Agreement, the parties agreed to negotiate in good faith to finalize and enter into definitive agreements for the Proposed Transaction. In connection with the signing of the Letter Agreement, the Issuer issued to Stonepeak and Evolve ten-year warrants (collectively, the "Warrants") to purchase the Issuer's common stock, par value $0.0001 (the "Common Stock") (allocated 90% to Stonepeak and 10% to Evolve), as described in footnote 2.

F2: The Warrants issued to Stonepeak and Evolve comprise of (i) Series B warrants to purchase 2,000,000 shares of Common Stock, in the aggregate, (ii) Series C warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iii) Series D warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, (iv) Series E warrants to purchase 1,000,000 shares of Common Stock, in the aggregate, and (v) Series F warrants to purchase 1,000,000 shares of Common Stock, in the aggregate. The Series B warrants were fully vested upon issuance. Each of the Series C, Series D, Series E and Series F warrants were vested as to 50% of the shares upon issuance and vest as to the remaining 50% when Levo has entered into contracts with third parties for $125 million, $250 million, $375 million and $500 million in aggregate capital expenditures, respectively.

F3: In connection with the signing of the Letter Agreement, the Issuer also entered into a Securities Purchase Agreement (the "Securities Purchase Agreement") with Stonepeak and Evolve, pursuant to which, from time to time between November 13, 2021 and November 17, 2028, Stonepeak and Evolve may elect, in their sole discretion, to purchase up to an aggregate of $250 million in shares of Common Stock at a purchase price of $50.00 per share (allocated 90% to Stonepeak and 10% to Evolve).

F4: The Warrants are exercisable 180 days after the applicable vesting date described in footnote 2 above.

F5: Unless the Issuer obtains the approval of its stockholders, the aggregate number of shares of Common Stock that may be issued under the Warrants and the Securities Purchase Agreement may not exceed 3,729,622 shares (such number, the "Stockholder Approval Threshold"), which is the maximum number of shares of Common Stock which the Issuer may issue without stockholder approval under the stockholder approval rules of The Nasdaq Stock Market LLC ("Nasdaq"), including Nasdaq Listing Rules 5635(a) and 5635(d). Until such stockholder approval is obtained, the number of shares of Common Stock issuable pursuant to the Warrants and the Securities Purchase Agreement will be reduced in the manner set forth in the Warrants such that the number of shares of Common Stock issuable does not exceed the Stockholder Approval Threshold.

F6: In addition, unless the Issuer obtains the approval of its stockholders, the Warrants may not be exercised, and elections to purchase under the Securities Purchase Agreement may not be made, to the extent that, after giving effect to such exercise or election, Stonepeak or Evolve, together with their affiliates, collectively would beneficially own in excess of 19.99% of the Common Stock.

F7: The securities that are the subject of this Form 3 are directly beneficially owned 90% by Stonepeak and 10% by Evolve. Stonepeak Associates IV LLC is the general partner of Stonepeak and Stonepeak Rocket Upper Holdings LP. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors IV LLC. Mr. Dorrell serves as the managing member of Stonepeak GP Investors Manager LLC. Affiliates of Stonepeak, including Stonepeak GP Investors Manager LLC and Mr. Dorrell, directly and indirectly beneficially own a majority of the outstanding common units and preferred units of Evolve.

F8: Pursuant to Evolve's partnership agreement, its general partner conducts, directs and manages all of Evolve's activities under the authority of the general partner's board of directors. Affiliates of Stonepeak own 100% of the issued and outstanding equity interests in SP Holdings, LLC, which is the sole member of Evolve's general partner. SP Holdings, LLC has the right to appoint all of the members of the board of directors of Evolve's general partner other than two directors which are directly designated by an affiliate of Stonepeak pursuant to an Amended and Restated Board Representation and Standstill Agreement, dated as of August 2, 2019. As a result of the foregoing, affiliates of Stonepeak control Evolve and its general partner and have the ability to appoint all of the members of the board of directors of the general partner of Evolve.

F9: Each Reporting Person disclaims beneficial ownership of the securities set forth herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Dominion Energy Midstream Partners, LP

Report date January 28, 2019 · Filed January 30, 2019

Jointly reported with Stonepeak Commonwealth Holdings LLC, Stonepeak Commonwealth Upper Holdings LLC, Stonepeak Infrastructure Fund II (AIV) LP, Stonepeak Associates II LLC, Stonepeak GP Holdings II LP, Stonepeak GP Investors II LLC, Dorrell Michael B., Vichie Trent D

Section 16 reporting ended · disclosed 2019-01-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common UnitsSEC Table I · non-derivative	Direct	0	Last balance in matching sequence After 2019-01-28 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2019-01-28 · Conversion · Acquired 16,417,018 · Balance 16,417,018 F1: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions. F5: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F6: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger. F2: These Preferred Units and Common Units are owned directly by Stonepeak Commonwealth Holdings LLC, and indirectly by Stonepeak Commonwealth Upper Holdings LLC, Stonepeak Infrastructure Fund II (AIV) LP, Stonepeak Associates II LLC, Stonepeak GP Holdings II LP, Stonepeak GP Investors II LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. F3: Stonepeak Commonwealth Upper Holdings LLC is the managing member of Stonepeak Commonwealth Holdings LLC. Stonepeak Infrastructure Fund II (AIV) LP is the managing member of Stonepeak Commonwealth Upper Holdings LLC. Stonepeak Associates II LLC is the general partner of Stonepeak Infrastructure Fund II (AIV) LP. Stonepeak GP Holdings II LP is the sole member of Stonepeak Associates II LLC. Stonepeak GP Investors II LLC is the general partner of Stonepeak GP Holdings II LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors II LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F4: Each Reporting Person disclaims beneficial ownership of the Preferred Units and the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units or the Common Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 2 · 2019-01-28 · Other · Disposed 16,417,018 · Balance 0 F5: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F7: Under the terms of the Merger Agreement, at the effective time of the Merger before markets opened on January 28, 2019, these Common Units were cancelled and converted into the right to receive 0.2492 shares of Dominion Energy, Inc. common stock for each Common Unit. The closing price of Dominion Energy, Inc. common stock on January 25, 2019 was $69.16. F2: These Preferred Units and Common Units are owned directly by Stonepeak Commonwealth Holdings LLC, and indirectly by Stonepeak Commonwealth Upper Holdings LLC, Stonepeak Infrastructure Fund II (AIV) LP, Stonepeak Associates II LLC, Stonepeak GP Holdings II LP, Stonepeak GP Investors II LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. F3: Stonepeak Commonwealth Upper Holdings LLC is the managing member of Stonepeak Commonwealth Holdings LLC. Stonepeak Infrastructure Fund II (AIV) LP is the managing member of Stonepeak Commonwealth Upper Holdings LLC. Stonepeak Associates II LLC is the general partner of Stonepeak Infrastructure Fund II (AIV) LP. Stonepeak GP Holdings II LP is the sole member of Stonepeak Associates II LLC. Stonepeak GP Investors II LLC is the general partner of Stonepeak GP Holdings II LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors II LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F4: Each Reporting Person disclaims beneficial ownership of the Preferred Units and the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units or the Common Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Series A Convertible Preferred UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-01-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-01-28 · Conversion · Disposed 16,417,018 · Balance 0 F1: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions. F5: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F6: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger. F2: These Preferred Units and Common Units are owned directly by Stonepeak Commonwealth Holdings LLC, and indirectly by Stonepeak Commonwealth Upper Holdings LLC, Stonepeak Infrastructure Fund II (AIV) LP, Stonepeak Associates II LLC, Stonepeak GP Holdings II LP, Stonepeak GP Investors II LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. F3: Stonepeak Commonwealth Upper Holdings LLC is the managing member of Stonepeak Commonwealth Holdings LLC. Stonepeak Infrastructure Fund II (AIV) LP is the managing member of Stonepeak Commonwealth Upper Holdings LLC. Stonepeak Associates II LLC is the general partner of Stonepeak Infrastructure Fund II (AIV) LP. Stonepeak GP Holdings II LP is the sole member of Stonepeak Associates II LLC. Stonepeak GP Investors II LLC is the general partner of Stonepeak GP Holdings II LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors II LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F4: Each Reporting Person disclaims beneficial ownership of the Preferred Units and the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units or the Common Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions.

F2: These Preferred Units and Common Units are owned directly by Stonepeak Commonwealth Holdings LLC, and indirectly by Stonepeak Commonwealth Upper Holdings LLC, Stonepeak Infrastructure Fund II (AIV) LP, Stonepeak Associates II LLC, Stonepeak GP Holdings II LP, Stonepeak GP Investors II LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie.

F3: Stonepeak Commonwealth Upper Holdings LLC is the managing member of Stonepeak Commonwealth Holdings LLC. Stonepeak Infrastructure Fund II (AIV) LP is the managing member of Stonepeak Commonwealth Upper Holdings LLC. Stonepeak Associates II LLC is the general partner of Stonepeak Infrastructure Fund II (AIV) LP. Stonepeak GP Holdings II LP is the sole member of Stonepeak Associates II LLC. Stonepeak GP Investors II LLC is the general partner of Stonepeak GP Holdings II LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors II LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC.

F4: Each Reporting Person disclaims beneficial ownership of the Preferred Units and the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units or the Common Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F5: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger").

F6: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger.

F7: Under the terms of the Merger Agreement, at the effective time of the Merger before markets opened on January 28, 2019, these Common Units were cancelled and converted into the right to receive 0.2492 shares of Dominion Energy, Inc. common stock for each Common Unit. The closing price of Dominion Energy, Inc. common stock on January 25, 2019 was $69.16.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 04, 2023 Filed May 8, 2023 16:15 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	28,403,130	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-23-023505 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,234,608 F1 · price: Upon the approval of Supplemental Listing Application by the NYSE American on May 4, 2023, there were no further conditions to the payment of the first quarter 2023 distribution of the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") will acquire 28,403,130 Common Units (the "Q1 2023 Distribution"). The Reporting Persons expect the Issuer to issue the Common Units in the Q1 2023 Distribution to Stonepeak Catarina on May 23, 2023. F4 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
January 31, 2023 Filed Feb 2, 2023 16:32 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantClass C Preferred Units	1,276,605	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-23-004182 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,751,040 F1 · kind: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer in satisfaction of the fourth quarter 2022 distribution of the Class C Preferred Units. The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F1 · price: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer in satisfaction of the fourth quarter 2022 distribution of the Class C Preferred Units. The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F2 · ownership.direct: These Class C Preferred Units are owned directly by Stonepeak Catarina Holdings LLC ("Stonepeak Catarina"). Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Class C Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Class C Preferred Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
November 22, 2022 Filed Nov 22, 2022 16:39 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	27,442,638	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-22-042787 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,831,478 F1 · kind: Upon filing of the Schedule 13E-3 by the Issuer and the Reporting Persons on November 22, 2022, there were no further conditions to the payment of the third quarter 2022 distribution of the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") will acquire 27,442,638 Common Units. The Reporting Persons expect the Issuer to issue the Common Units in the Q3 2022 Distribution to Stonepeak Catarina promptly after the passage of 30 days from the filing of the Schedule 13E-3. F1 · shares: Upon filing of the Schedule 13E-3 by the Issuer and the Reporting Persons on November 22, 2022, there were no further conditions to the payment of the third quarter 2022 distribution of the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") will acquire 27,442,638 Common Units. The Reporting Persons expect the Issuer to issue the Common Units in the Q3 2022 Distribution to Stonepeak Catarina promptly after the passage of 30 days from the filing of the Schedule 13E-3. F1 · price: Upon filing of the Schedule 13E-3 by the Issuer and the Reporting Persons on November 22, 2022, there were no further conditions to the payment of the third quarter 2022 distribution of the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") will acquire 27,442,638 Common Units. The Reporting Persons expect the Issuer to issue the Common Units in the Q3 2022 Distribution to Stonepeak Catarina promptly after the passage of 30 days from the filing of the Schedule 13E-3. F4 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:30 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	27,442,638	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-22-027830 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,388,840 F1 · price: On July 29, 2022, the Reporting Persons provided notice of their election to receive the second quarter 2022 quarterly distribution on the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") will acquire 27,442,638 Common Units on August 22, 2022. F4 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
April 29, 2022 Filed May 3, 2022 16:45 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	24,721,910	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-22-017527 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,946,202 F1 · price: On April 29, 2022, the Reporting Persons provided notice of their election to receive the first quarter 2022 quarterly distribution on the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") will acquire 24,721,910 Common Units on May 20, 2022. F4 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	24,502,356	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-22-003620 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,224,292 F1 · price: On January 31, 2022, the Reporting Persons provided notice of its election to receive the fourth quarter 2021 quarterly distribution on the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") will acquire 24,502,356 Common Units on February 22, 2022. F3 · ownership.direct: On November 9, 2021, Stonepeak Catarina transferred 9,000,000 Common Units to SP Preferred Equity Subsidiary LLC ("SPPE Sub") at no cost in a transaction exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. Stonepeak Catarina is the sole member of SPPE Sub. F4 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. Read SEC document
October 29, 2021 Filed Nov 2, 2021 16:30 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	10,832,186	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-21-000695 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,721,936 F1 · price: On October 29, 2021, the Reporting Persons provided notice of its election to receive the third quarter 2021 quarterly distribution on the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina will acquire 10,832,186 Common Units on November 22, 2021. F3 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
July 30, 2021 Filed Aug 3, 2021 17:24 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	8,012,850	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-21-026660 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,889,750 F1 · price: On July 30, 2021, the Reporting Persons provided notice of its election to receive the second quarter 2021 quarterly distribution on the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina will acquire 8,012,850 Common Units on August 20, 2021. F3 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
April 30, 2021 Filed May 4, 2021 16:35 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	13,763,249	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-21-015731 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,876,900 F1 · price: On April 30, 2021, the Reporting Persons provided notice of its election to receive the first quarter 2021 quarterly distribution on the Class C Preferred Units in the form of Common Units, pursuant to which Stonepeak Catarina will acquire 13,763,249 Common Units on May 20, 2021. F3 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
March 01, 2021 Filed Mar 2, 2021 18:57 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	Disposition to issuerCommon Units	140,647	$0.00	$0.00	Disclosure SEC source: 0001140361-21-006990 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,509,792 F1 · shares: Represents the forfeiture of the 140,647 Common Units granted by the Issuer pursuant to the terms of the restricted award agreement to Antonio R. Sanchez, III under the Issuer's Long Term Incentive Plan, which he was obligated to convey upon vesting and have been forfeited. F2 · ownership.direct: These Common Units are owned directly by SP Common Equity Subsidiary LLC ("SPCE Sub"). Stonepeak Catarina is the sole member of SPCE Sub. F3 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These Common Units are owned directly by SP Common Equity Subsidiary LLC ("SPCE Sub"). Stonepeak Catarina is the sole member of SPCE Sub. F3 · ownership.nature: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
January 28, 2021 Filed Feb 1, 2021 17:29 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	12,445,491	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-21-000105 · form4.xml · nonDerivative · entry 2 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,113,651 F2 · price: On January 28, 2021, Stonepeak Catarina provided its notice of election to receive the fourth quarter 2020 distribution of the Class C Preferred Units in Common Units, pursuant to which Stonepeak Catarina will acquire 12,445,491 Common Units within 60 days. F5 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F6 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
January 28, 2021 Filed Feb 1, 2021 17:29 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantCommon Units	22,274,869	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-21-000105 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Stonepeak Texas Midstream Holdco LLC · CIK 0001833393 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,668,160 F1 · price: As of January 28, 2021, there were no further conditions to the payment of the third quarter 2020 distribution of the Class C Preferred Units. Additionally, on February 1, 2021, the Issuer paid Stonepeak Catarina Holdings LLC ("Stonepeak Catarina") the third quarter 2020 distribution of the Class C Preferred Units in the form of 22,274,869 Common Units. F5 · ownership.direct: Stonepeak Texas Midstream Holdco LLC is the managing member of Stonepeak Catarina. Stonepeak Catarina Upper Holdings LLC is the majority owner member of Stonepeak Texas Midstream Holdco LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the managing member of Stonepeak Texas Midstream Holdco LLC and the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Mr. Dorrell serves as the sole controlling managing member of Stonepeak GP Investors Manager LLC. F6 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
September 07, 2020 Filed Sep 9, 2020 08:50 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	PurchaseCommon Units	4,650,439	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-20-001005 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,650,439 F1 · shares: This amount includes 140,647 Common Units that are subject to vesting F2 · price: On September 7, 2020, each of Stonepeak Catarina Holdings LLC ("Stonepeak Catarina"), SP Capital Holdings, LLC ("SP Capital") and SP Common Equity LLC ("SPCE") entered into a Contribution and Exchange Agreement (the "Agreement"), pursuant to which Stonepeak Catarina issued (i) to SP Capital 10,000 Class B Units in Stonepeak Catarina in exchange for SP Capital contributing to Stonepeak Catarina 100% of the membership interests in SP Holdings, LLC, the sole member of Sanchez Midstream Partners GP LLC, the general partner of the Issuer, and (ii) to SPCE 5,000 Class C Units in Stonepeak Catarina in exchange for SPCE contributing to Stonepeak Catarina 100% of the membership interests in SP Common Equity Subsidiary LLC ("SPCE Sub") (the "Transaction"). F3 · price: In connection with the Transaction, Antonio R. Sanchez, Jr. and certain affiliates of Antonio R. Sanchez, Jr. irrevocably committed to contribute 4,650,439 Common Units to SPCE Sub as partial consideration for units representing membership interests in SPCE. This amount includes 140,647 Common Units that are subject to vesting. Upon completion of this contribution, Stonepeak Catarina will become the sole member of SPCE Sub and will exercise voting and dispositive power over all of the Common Units held by SPCE Sub; however, SP Capital and SPCE each has the right to certain cash receipts from the Class C Preferred Units and Common Units beneficially owned by Stonepeak Catarina (including Common Units that will be contributed to SPCE Sub). F4 · ownership.direct: These Common Units have been irrevocably committed to SPCE Sub. Upon completion of this contribution, Stonepeak Catarina will become the sole member of SPCE Sub. F5 · ownership.direct: Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F6 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. F4 · ownership.nature: These Common Units have been irrevocably committed to SPCE Sub. Upon completion of this contribution, Stonepeak Catarina will become the sole member of SPCE Sub. F5 · ownership.nature: Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:16 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantClass C Preferred Units	1,105,286	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-20-000910 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,474,436 F1 · kind: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer on August 31, 2020, to Class C Preferred Unit holders of record on August 20, 2020, in satisfaction of the second quarter 2020 distribution of the Class C Preferred Units (as authorized on July 31, 2020 by the Board of Directors of the general partner of the Issuer). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F1 · price: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer on August 31, 2020, to Class C Preferred Unit holders of record on August 20, 2020, in satisfaction of the second quarter 2020 distribution of the Class C Preferred Units (as authorized on July 31, 2020 by the Board of Directors of the general partner of the Issuer). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F2 · ownership.direct: These Class C Preferred Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Class C Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Class C Preferred Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
May 20, 2020 Filed May 22, 2020 16:20 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantClass C Preferred Units	1,071,793	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-20-000650 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,369,150 F1 · kind: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer on May 29, 2020, to Class C Preferred Unit holders of record on May 20, 2020, in satisfaction of the first quarter 2020 distribution of the Class C Preferred Units (as authorized on April 29, 2020 by the Board of Directors of the general partner of the Issuer). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F1 · price: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer on May 29, 2020, to Class C Preferred Unit holders of record on May 20, 2020, in satisfaction of the first quarter 2020 distribution of the Class C Preferred Units (as authorized on April 29, 2020 by the Board of Directors of the general partner of the Issuer). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F2 · ownership.direct: These Class C Preferred Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Class C Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Class C Preferred Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
February 20, 2020 Filed Mar 16, 2020 17:20 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantClass C Preferred Units	1,039,314	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-20-005904 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,297,357 F1 · kind: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") were payable by the Issuer on February 28, 2020, to Class C Preferred Unit holders of record on February 20, 2020, in satisfaction of the fourth quarter 2019 distribution of the Class C Preferred Units (as authorized on February 13, 2020 by the Board of Directors of the general partner of the Issuer, and publicly disclosed in the Form 10-K filed by the Issuer on March 13, 2020). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F1 · price: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") were payable by the Issuer on February 28, 2020, to Class C Preferred Unit holders of record on February 20, 2020, in satisfaction of the fourth quarter 2019 distribution of the Class C Preferred Units (as authorized on February 13, 2020 by the Board of Directors of the general partner of the Issuer, and publicly disclosed in the Form 10-K filed by the Issuer on March 13, 2020). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F2 · ownership.direct: These Class C Preferred Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Class C Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Class C Preferred Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:15 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantClass C Preferred Units	1,007,820	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-19-001013 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,258,043 F1 · kind: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer on November 29, 2019, to Class C Preferred Unit holders of record on November 20, 2019, in satisfaction of the third quarter 2019 distribution of the Class C Preferred Units (as authorized on October 30, 2019 by the Board of Directors of the general partner of the Issuer). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F1 · price: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer on November 29, 2019, to Class C Preferred Unit holders of record on November 20, 2019, in satisfaction of the third quarter 2019 distribution of the Class C Preferred Units (as authorized on October 30, 2019 by the Board of Directors of the general partner of the Issuer). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F2 · ownership.direct: These Class C Preferred Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Class C Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Class C Preferred Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
August 20, 2019 Filed Aug 28, 2019 06:07 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantClass C Preferred Units	939,327	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-19-015673 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,250,223 F1 · kind: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer on August 30, 2019, to Class C Preferred Unit holders of record on August 20, 2019, in satisfaction of the second quarter 2019 distribution on the Class C Preferred Units (as authorized on August 6, 2019 by the Board of Directors of the general partner of the Issuer). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F1 · price: These Class C Preferred Units of the Issuer (the "Class C Preferred Units") are payable by the Issuer on August 30, 2019, to Class C Preferred Unit holders of record on August 20, 2019, in satisfaction of the second quarter 2019 distribution on the Class C Preferred Units (as authorized on August 6, 2019 by the Board of Directors of the general partner of the Issuer). The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. F2 · ownership.direct: These Class C Preferred Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Class C Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Class C Preferred Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
August 02, 2019 Filed Aug 6, 2019 16:34 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantWarrant · Derivative	1,918,809	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000905148-19-000767 · form4.xml · derivative · entry 3 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918,809 Underlying: Common Units · 1,918,809 shares Expires not disclosed F4 · derivative.exercise_price: No purchase price will be payable in connection with the exercise of the Warrant F2 · kind: On August 2, 2019, Stonepeak Catarina Holdings LLC exchanged all of the issued and outstanding Class B Preferred Units for newly issued Class C Preferred Units of the Issuer (the "Class C Preferred Units") and a warrant exercisable for Junior Securities (as defined in the Third Amended and Restated Agreement of Limited Partnership of the Issuer filed as Exhibit 3.1 to the current report on Form 8-K filed by the Issuer on August 5, 2019) (the "Warrant") in a privately negotiated transaction. The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. The Issuer's board of directors approved each transaction in a manner consistent with Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). No additional monetary consideration was paid by or to Stonepeak Catarina Holdings LLC in connection with these transactions. F3 · shares: The Warrant may be exercised at any time and from time to time during the period beginning on August 2, 2019 and ending on the later of the seventh anniversary of such date and the date thirty days after the date on which all of the Class C Preferred Units have been redeemed for a number of Junior Securities (which includes equity interests of the Issuer and its general partner that rank junior to the Class C Preferred Units, including, but not limited to, Common Units) equal to 10% of the then-outstanding applicable class of Junior Securities as of the exercise date. F2 · price: On August 2, 2019, Stonepeak Catarina Holdings LLC exchanged all of the issued and outstanding Class B Preferred Units for newly issued Class C Preferred Units of the Issuer (the "Class C Preferred Units") and a warrant exercisable for Junior Securities (as defined in the Third Amended and Restated Agreement of Limited Partnership of the Issuer filed as Exhibit 3.1 to the current report on Form 8-K filed by the Issuer on August 5, 2019) (the "Warrant") in a privately negotiated transaction. The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. The Issuer's board of directors approved each transaction in a manner consistent with Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). No additional monetary consideration was paid by or to Stonepeak Catarina Holdings LLC in connection with these transactions. F3 · derivative.exercise_date: The Warrant may be exercised at any time and from time to time during the period beginning on August 2, 2019 and ending on the later of the seventh anniversary of such date and the date thirty days after the date on which all of the Class C Preferred Units have been redeemed for a number of Junior Securities (which includes equity interests of the Issuer and its general partner that rank junior to the Class C Preferred Units, including, but not limited to, Common Units) equal to 10% of the then-outstanding applicable class of Junior Securities as of the exercise date. F3 · derivative.expiration_date: The Warrant may be exercised at any time and from time to time during the period beginning on August 2, 2019 and ending on the later of the seventh anniversary of such date and the date thirty days after the date on which all of the Class C Preferred Units have been redeemed for a number of Junior Securities (which includes equity interests of the Issuer and its general partner that rank junior to the Class C Preferred Units, including, but not limited to, Common Units) equal to 10% of the then-outstanding applicable class of Junior Securities as of the exercise date. F3 · derivative.underlying_shares: The Warrant may be exercised at any time and from time to time during the period beginning on August 2, 2019 and ending on the later of the seventh anniversary of such date and the date thirty days after the date on which all of the Class C Preferred Units have been redeemed for a number of Junior Securities (which includes equity interests of the Issuer and its general partner that rank junior to the Class C Preferred Units, including, but not limited to, Common Units) equal to 10% of the then-outstanding applicable class of Junior Securities as of the exercise date. F3 · balance_after: The Warrant may be exercised at any time and from time to time during the period beginning on August 2, 2019 and ending on the later of the seventh anniversary of such date and the date thirty days after the date on which all of the Class C Preferred Units have been redeemed for a number of Junior Securities (which includes equity interests of the Issuer and its general partner that rank junior to the Class C Preferred Units, including, but not limited to, Common Units) equal to 10% of the then-outstanding applicable class of Junior Securities as of the exercise date. F5 · ownership.direct: These Preferred Units and Warrants are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F6 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
August 02, 2019 Filed Aug 6, 2019 16:34 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	Disposition to issuerClass B Preferred Units · Derivative	31,310,896	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-19-000767 · form4.xml · derivative · entry 2 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 31,310,896 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Preferred Units were convertible into Common Units at any time, at the holder's election, subject to the requirement to convert a minimum of $17.5 million of Class B Preferred Units. Each Preferred Unit was convertible into one Common Unit. The Class B Preferred Units had no expiration date. F2 · kind: On August 2, 2019, Stonepeak Catarina Holdings LLC exchanged all of the issued and outstanding Class B Preferred Units for newly issued Class C Preferred Units of the Issuer (the "Class C Preferred Units") and a warrant exercisable for Junior Securities (as defined in the Third Amended and Restated Agreement of Limited Partnership of the Issuer filed as Exhibit 3.1 to the current report on Form 8-K filed by the Issuer on August 5, 2019) (the "Warrant") in a privately negotiated transaction. The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. The Issuer's board of directors approved each transaction in a manner consistent with Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). No additional monetary consideration was paid by or to Stonepeak Catarina Holdings LLC in connection with these transactions. F2 · price: On August 2, 2019, Stonepeak Catarina Holdings LLC exchanged all of the issued and outstanding Class B Preferred Units for newly issued Class C Preferred Units of the Issuer (the "Class C Preferred Units") and a warrant exercisable for Junior Securities (as defined in the Third Amended and Restated Agreement of Limited Partnership of the Issuer filed as Exhibit 3.1 to the current report on Form 8-K filed by the Issuer on August 5, 2019) (the "Warrant") in a privately negotiated transaction. The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. The Issuer's board of directors approved each transaction in a manner consistent with Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). No additional monetary consideration was paid by or to Stonepeak Catarina Holdings LLC in connection with these transactions. F1 · derivative.exercise_date: The Class B Preferred Units were convertible into Common Units at any time, at the holder's election, subject to the requirement to convert a minimum of $17.5 million of Class B Preferred Units. Each Preferred Unit was convertible into one Common Unit. The Class B Preferred Units had no expiration date. F1 · derivative.expiration_date: The Class B Preferred Units were convertible into Common Units at any time, at the holder's election, subject to the requirement to convert a minimum of $17.5 million of Class B Preferred Units. Each Preferred Unit was convertible into one Common Unit. The Class B Preferred Units had no expiration date. F5 · ownership.direct: These Preferred Units and Warrants are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F6 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
August 02, 2019 Filed Aug 6, 2019 16:34 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantClass C Preferred Units	31,310,896	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-19-000767 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,310,896 F2 · kind: On August 2, 2019, Stonepeak Catarina Holdings LLC exchanged all of the issued and outstanding Class B Preferred Units for newly issued Class C Preferred Units of the Issuer (the "Class C Preferred Units") and a warrant exercisable for Junior Securities (as defined in the Third Amended and Restated Agreement of Limited Partnership of the Issuer filed as Exhibit 3.1 to the current report on Form 8-K filed by the Issuer on August 5, 2019) (the "Warrant") in a privately negotiated transaction. The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. The Issuer's board of directors approved each transaction in a manner consistent with Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). No additional monetary consideration was paid by or to Stonepeak Catarina Holdings LLC in connection with these transactions. F2 · price: On August 2, 2019, Stonepeak Catarina Holdings LLC exchanged all of the issued and outstanding Class B Preferred Units for newly issued Class C Preferred Units of the Issuer (the "Class C Preferred Units") and a warrant exercisable for Junior Securities (as defined in the Third Amended and Restated Agreement of Limited Partnership of the Issuer filed as Exhibit 3.1 to the current report on Form 8-K filed by the Issuer on August 5, 2019) (the "Warrant") in a privately negotiated transaction. The Class C Preferred Units have the same voting rights as the holders of the Common Units but are not convertible into Common Units. The Issuer's board of directors approved each transaction in a manner consistent with Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). No additional monetary consideration was paid by or to Stonepeak Catarina Holdings LLC in connection with these transactions. F5 · ownership.direct: These Preferred Units and Warrants are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F6 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document
January 28, 2019 Filed Jan 30, 2019 17:20 UTC	Dominion Energy Midstream Partners, LP DM · Entity 160776	ConversionSeries A Convertible Preferred Units · Derivative	16,417,018	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-19-000182 · form4.xml · derivative · entry 3 Stonepeak Commonwealth Holdings LLC · CIK 0001755376 · 10% owner Stonepeak Commonwealth Upper Holdings LLC · CIK 0001755385 · 10% owner Stonepeak Infrastructure Fund II (AIV) LP · CIK 0001755375 · 10% owner Stonepeak Associates II LLC · CIK 0001667701 · 10% owner Stonepeak GP Holdings II LP · CIK 0001667700 · 10% owner Stonepeak GP Investors II LLC · CIK 0001667687 · 10% owner Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner Dorrell Michael B. · CIK 0001550758 · 10% owner Vichie Trent D · CIK 0001550764 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 16,417,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions. F5 · derivative.exercise_price: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F6 · derivative.exercise_price: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger. F1 · kind: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions. F5 · kind: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F6 · kind: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger. F1 · price: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions. F5 · price: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F6 · price: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger. F1 · derivative.exercise_date: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions. F5 · derivative.exercise_date: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F6 · derivative.exercise_date: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger. F1 · derivative.expiration_date: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions. F5 · derivative.expiration_date: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F6 · derivative.expiration_date: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger. F2 · ownership.direct: These Preferred Units and Common Units are owned directly by Stonepeak Commonwealth Holdings LLC, and indirectly by Stonepeak Commonwealth Upper Holdings LLC, Stonepeak Infrastructure Fund II (AIV) LP, Stonepeak Associates II LLC, Stonepeak GP Holdings II LP, Stonepeak GP Investors II LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. F3 · ownership.direct: Stonepeak Commonwealth Upper Holdings LLC is the managing member of Stonepeak Commonwealth Holdings LLC. Stonepeak Infrastructure Fund II (AIV) LP is the managing member of Stonepeak Commonwealth Upper Holdings LLC. Stonepeak Associates II LLC is the general partner of Stonepeak Infrastructure Fund II (AIV) LP. Stonepeak GP Holdings II LP is the sole member of Stonepeak Associates II LLC. Stonepeak GP Investors II LLC is the general partner of Stonepeak GP Holdings II LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors II LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Preferred Units and the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units or the Common Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
January 28, 2019 Filed Jan 30, 2019 17:20 UTC	Dominion Energy Midstream Partners, LP DM · Entity 160776	OtherCommon Units	16,417,018	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-19-000182 · form4.xml · nonDerivative · entry 2 Stonepeak Commonwealth Holdings LLC · CIK 0001755376 · 10% owner Stonepeak Commonwealth Upper Holdings LLC · CIK 0001755385 · 10% owner Stonepeak Infrastructure Fund II (AIV) LP · CIK 0001755375 · 10% owner Stonepeak Associates II LLC · CIK 0001667701 · 10% owner Stonepeak GP Holdings II LP · CIK 0001667700 · 10% owner Stonepeak GP Investors II LLC · CIK 0001667687 · 10% owner Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner Dorrell Michael B. · CIK 0001550758 · 10% owner Vichie Trent D · CIK 0001550764 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F7 · kind: Under the terms of the Merger Agreement, at the effective time of the Merger before markets opened on January 28, 2019, these Common Units were cancelled and converted into the right to receive 0.2492 shares of Dominion Energy, Inc. common stock for each Common Unit. The closing price of Dominion Energy, Inc. common stock on January 25, 2019 was $69.16. F5 · price: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F7 · price: Under the terms of the Merger Agreement, at the effective time of the Merger before markets opened on January 28, 2019, these Common Units were cancelled and converted into the right to receive 0.2492 shares of Dominion Energy, Inc. common stock for each Common Unit. The closing price of Dominion Energy, Inc. common stock on January 25, 2019 was $69.16. F2 · ownership.direct: These Preferred Units and Common Units are owned directly by Stonepeak Commonwealth Holdings LLC, and indirectly by Stonepeak Commonwealth Upper Holdings LLC, Stonepeak Infrastructure Fund II (AIV) LP, Stonepeak Associates II LLC, Stonepeak GP Holdings II LP, Stonepeak GP Investors II LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. F3 · ownership.direct: Stonepeak Commonwealth Upper Holdings LLC is the managing member of Stonepeak Commonwealth Holdings LLC. Stonepeak Infrastructure Fund II (AIV) LP is the managing member of Stonepeak Commonwealth Upper Holdings LLC. Stonepeak Associates II LLC is the general partner of Stonepeak Infrastructure Fund II (AIV) LP. Stonepeak GP Holdings II LP is the sole member of Stonepeak Associates II LLC. Stonepeak GP Investors II LLC is the general partner of Stonepeak GP Holdings II LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors II LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Preferred Units and the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units or the Common Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
January 28, 2019 Filed Jan 30, 2019 17:20 UTC	Dominion Energy Midstream Partners, LP DM · Entity 160776	ConversionCommon Units	16,417,018	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-19-000182 · form4.xml · nonDerivative · entry 1 Stonepeak Commonwealth Holdings LLC · CIK 0001755376 · 10% owner Stonepeak Commonwealth Upper Holdings LLC · CIK 0001755385 · 10% owner Stonepeak Infrastructure Fund II (AIV) LP · CIK 0001755375 · 10% owner Stonepeak Associates II LLC · CIK 0001667701 · 10% owner Stonepeak GP Holdings II LP · CIK 0001667700 · 10% owner Stonepeak GP Investors II LLC · CIK 0001667687 · 10% owner Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner Dorrell Michael B. · CIK 0001550758 · 10% owner Vichie Trent D · CIK 0001550764 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,417,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions. F5 · kind: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F6 · kind: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger. F1 · price: The Series A Convertible Preferred Units representing partner interests in the Issuer (the "Preferred Units") are convertible into Common Units representing limited partner interests in the Issuer (the "Common Units"), on a one-to-one basis (subject to customary anti-dilution adjustments) (i) at the holder's election, following the second anniversary of the December 1, 2016 issue date (the "Issue Date"), and (ii) by the Issuer, following the third anniversary of the Issue Date, subject to certain conditions. F5 · price: On November 26, 2018, the Issuer and its general partner, Dominion Energy Midstream GP, LLC, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Dominion Energy, Inc. and its indirect wholly owned subsidiary, Tredegar Street Merger Sub, LLC. Pursuant to the Merger Agreement, on January 28, 2019, Tredegar Street Merger Sub, LLC merged with and into the Issuer, with the Issuer surviving as an indirect, wholly owned subsidiary of Dominion Energy, Inc. (the "Merger"). F6 · price: Under the terms of the Fourth Amended and Restated Agreement of Limited Partnership of the Issuer, the Reporting Persons elected to have their Preferred Units converted into Common Units immediately before the effective time of the Merger. F2 · ownership.direct: These Preferred Units and Common Units are owned directly by Stonepeak Commonwealth Holdings LLC, and indirectly by Stonepeak Commonwealth Upper Holdings LLC, Stonepeak Infrastructure Fund II (AIV) LP, Stonepeak Associates II LLC, Stonepeak GP Holdings II LP, Stonepeak GP Investors II LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. F3 · ownership.direct: Stonepeak Commonwealth Upper Holdings LLC is the managing member of Stonepeak Commonwealth Holdings LLC. Stonepeak Infrastructure Fund II (AIV) LP is the managing member of Stonepeak Commonwealth Upper Holdings LLC. Stonepeak Associates II LLC is the general partner of Stonepeak Infrastructure Fund II (AIV) LP. Stonepeak GP Holdings II LP is the sole member of Stonepeak Associates II LLC. Stonepeak GP Investors II LLC is the general partner of Stonepeak GP Holdings II LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors II LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Preferred Units and the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units or the Common Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 21, 2018 Filed Feb 4, 2019 16:17 UTC	Evolve Transition Infrastructure LP SNMP · Entity 86728	GrantClass B Preferred Units · Derivative	310,009	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-19-000195 · form4.xml · derivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,310,896 Underlying: Common Units · 310,009 shares Expires not disclosed F2 · derivative.exercise_price: The Preferred Units are convertible into Common Units at any time, at the holder's election, subject to the requirement to convert a minimum of $17.5 million of Preferred Units. The Preferred Units have no expiration date. Each Preferred Unit is currently convertible into one Common Unit. F1 · kind: These Class B Preferred Units (the "Preferred Units") were payable by the Issuer on August 31, 2018, to Preferred Unit holders of record on August 21, 2018, in satisfaction of the non-cash component of the second quarter 2018 distribution on the Preferred Units. F1 · shares: These Class B Preferred Units (the "Preferred Units") were payable by the Issuer on August 31, 2018, to Preferred Unit holders of record on August 21, 2018, in satisfaction of the non-cash component of the second quarter 2018 distribution on the Preferred Units. F1 · price: These Class B Preferred Units (the "Preferred Units") were payable by the Issuer on August 31, 2018, to Preferred Unit holders of record on August 21, 2018, in satisfaction of the non-cash component of the second quarter 2018 distribution on the Preferred Units. F2 · derivative.exercise_date: The Preferred Units are convertible into Common Units at any time, at the holder's election, subject to the requirement to convert a minimum of $17.5 million of Preferred Units. The Preferred Units have no expiration date. Each Preferred Unit is currently convertible into one Common Unit. F2 · derivative.expiration_date: The Preferred Units are convertible into Common Units at any time, at the holder's election, subject to the requirement to convert a minimum of $17.5 million of Preferred Units. The Preferred Units have no expiration date. Each Preferred Unit is currently convertible into one Common Unit. F3 · ownership.direct: These Preferred Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document
May 26, 2017 Filed May 31, 2017 16:48 UTC	Evolve Transition Infrastructure LP SPP · Entity 86728	GrantCommon Units	184,697	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-17-000567 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,291 F1 · price: These Common Units are payable by the Issuer on May 31, 2017, to Class B Preferred Unit holders of record on May 22, 2017, in satisfaction of the non-cash component of the first quarter 2017 distribution on the Class B Preferred Units. F2 · ownership.direct: These Common Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 20, 2017 Filed Feb 22, 2017 16:11 UTC	Evolve Transition Infrastructure LP SPP · Entity 86728	GrantCommon Units	208,594	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-17-000374 · form4.xml · nonDerivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,594 F1 · price: These Common Units are payable by the Issuer on February 28, 2017, to Class B Preferred Unit holders of record on February 20, 2017, in satisfaction of the non-cash component of the fourth quarter 2016 distribution on the Class B Preferred Units. F2 · ownership.direct: These Common Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Common Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Common Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:08 UTC	Evolve Transition Infrastructure LP SPP · Entity 86728	OtherClass B Preferred Units · Derivative	1,704,446	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-17-000121 · form4.xml · derivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner Stonepeak Associates LLC · CIK 0001656527 · 10% owner Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner Dorrell Michael B. · CIK 0001550758 · 10% owner Vichie Trent D · CIK 0001550764 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000,887 Underlying: Common Units · 1,704,446 shares Expires not disclosed F2 · derivative.exercise_price: The Preferred Units are convertible into Common Units at any time, at the holder's election, and have no expiration date. Each Preferred Unit is currently convertible into one Common Unit. F1 · kind: These Class B Preferred Units (the "Preferred Units") were issued as partial consideration for the Settlement Agreement entered into by and between Stonepeak Catarina Holdings LLC and the Issuer, effective January 25, 2017, as described in the current report on Form 8-K filed by the Issuer on January 27, 2017, and pursuant to which it was agreed that the "Class B Preferred Purchase Price" (as defined in the Second Amended and Restated Agreement of Limited Partnership of the Issuer) for the Preferred Units would be $11.29. F1 · shares: These Class B Preferred Units (the "Preferred Units") were issued as partial consideration for the Settlement Agreement entered into by and between Stonepeak Catarina Holdings LLC and the Issuer, effective January 25, 2017, as described in the current report on Form 8-K filed by the Issuer on January 27, 2017, and pursuant to which it was agreed that the "Class B Preferred Purchase Price" (as defined in the Second Amended and Restated Agreement of Limited Partnership of the Issuer) for the Preferred Units would be $11.29. F1 · price: These Class B Preferred Units (the "Preferred Units") were issued as partial consideration for the Settlement Agreement entered into by and between Stonepeak Catarina Holdings LLC and the Issuer, effective January 25, 2017, as described in the current report on Form 8-K filed by the Issuer on January 27, 2017, and pursuant to which it was agreed that the "Class B Preferred Purchase Price" (as defined in the Second Amended and Restated Agreement of Limited Partnership of the Issuer) for the Preferred Units would be $11.29. F2 · derivative.exercise_date: The Preferred Units are convertible into Common Units at any time, at the holder's election, and have no expiration date. Each Preferred Unit is currently convertible into one Common Unit. F2 · derivative.expiration_date: The Preferred Units are convertible into Common Units at any time, at the holder's election, and have no expiration date. Each Preferred Unit is currently convertible into one Common Unit. F3 · balance_after: On December 6, 2016, pursuant to Section 5.10(g) of the Second Amended and Restated Agreement of Limited Partnership of the Partnership (the "Partnership Agreement"), the Issuer effected a split of the Preferred Units, resulting in Stonepeak Catarina Holdings LLC holding an additional 9,851,996 Preferred Units. F4 · ownership.direct: These Preferred Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
January 25, 2017 Filed Feb 14, 2017 17:42 UTC Amendment	Evolve Transition Infrastructure LP SPP · Entity 86728	GrantClass B Preferred Units · Derivative	1,704,446	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-17-000352 · form4.xml · derivative · entry 1 Stonepeak Catarina Holdings LLC · CIK 0001656530 · 10% owner · See Remarks Stonepeak Catarina Upper Holdings LLC · CIK 0001656529 · 10% owner · See Remarks Stonepeak Infrastructure Fund (Orion AIV) LP · CIK 0001656528 · 10% owner · See Remarks Stonepeak Associates LLC · CIK 0001656527 · 10% owner · See Remarks Stonepeak GP Holdings LP · CIK 0001656526 · 10% owner · See Remarks Stonepeak GP Investors LLC · CIK 0001656525 · 10% owner · See Remarks Stonepeak GP Investors Manager LLC · CIK 0001656524 · 10% owner · See Remarks Dorrell Michael B. · CIK 0001550758 · 10% owner · See Remarks Vichie Trent D · CIK 0001550764 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000,887 Underlying: Common Units · 1,704,446 shares Expires not disclosed F2 · derivative.exercise_price: The Preferred Units are convertible into Common Units at any time, at the holder's election, and have no expiration date. Each Preferred Unit is currently convertible into one Common Unit. F1 · kind: These Class B Preferred Units (the "Preferred Units") were issued as partial consideration for the Settlement Agreement entered into by and between Stonepeak Catarina Holdings LLC and the Issuer, effective January 25, 2017, as described in the current report on Form 8-K filed by the Issuer on January 27, 2017, and pursuant to which it was agreed that the "Class B Preferred Purchase Price" (as defined in the Second Amended and Restated Agreement of Limited Partnership of the Issuer) for the Preferred Units would be $11.29. F6 · kind: This amendment to Form 4 is being filed to adjust the Transaction Code to make it clear that the transaction was exempt from Section 16(b) under Rule 16b-3(d) under the Exchange Act. See Remarks. F1 · shares: These Class B Preferred Units (the "Preferred Units") were issued as partial consideration for the Settlement Agreement entered into by and between Stonepeak Catarina Holdings LLC and the Issuer, effective January 25, 2017, as described in the current report on Form 8-K filed by the Issuer on January 27, 2017, and pursuant to which it was agreed that the "Class B Preferred Purchase Price" (as defined in the Second Amended and Restated Agreement of Limited Partnership of the Issuer) for the Preferred Units would be $11.29. F1 · price: These Class B Preferred Units (the "Preferred Units") were issued as partial consideration for the Settlement Agreement entered into by and between Stonepeak Catarina Holdings LLC and the Issuer, effective January 25, 2017, as described in the current report on Form 8-K filed by the Issuer on January 27, 2017, and pursuant to which it was agreed that the "Class B Preferred Purchase Price" (as defined in the Second Amended and Restated Agreement of Limited Partnership of the Issuer) for the Preferred Units would be $11.29. F2 · derivative.exercise_date: The Preferred Units are convertible into Common Units at any time, at the holder's election, and have no expiration date. Each Preferred Unit is currently convertible into one Common Unit. F2 · derivative.expiration_date: The Preferred Units are convertible into Common Units at any time, at the holder's election, and have no expiration date. Each Preferred Unit is currently convertible into one Common Unit. F3 · balance_after: On December 6, 2016, pursuant to Section 5.10(g) of the Second Amended and Restated Agreement of Limited Partnership of the Partnership (the "Partnership Agreement"), the Issuer effected a split of the Preferred Units, resulting in Stonepeak Catarina Holdings LLC holding an additional 9,851,996 Preferred Units. F4 · ownership.direct: These Preferred Units are owned directly by Stonepeak Catarina Holdings LLC, and indirectly by Stonepeak Catarina Upper Holdings LLC, Stonepeak Infrastructure Fund (Orion AIV) LP, Stonepeak Associates LLC, Stonepeak GP Holdings LP, Stonepeak GP Investors LLC, Stonepeak GP Investors Manager LLC, Michael Dorrell and Trent Vichie. Stonepeak Catarina Upper Holdings LLC is the managing member of Stonepeak Catarina Holdings LLC. Stonepeak Infrastructure Fund (Orion AIV) LP is the managing member of Stonepeak Catarina Upper Holdings LLC. Stonepeak Associates LLC is the general partner of Stonepeak Infrastructure Fund (Orion AIV) LP. Stonepeak GP Holdings LP is the sole member of Stonepeak Associates LLC. Stonepeak GP Investors LLC is the general partner of Stonepeak GP Holdings LP. Stonepeak GP Investors Manager LLC is the managing member of Stonepeak GP Investors LLC. Each of Michael Dorrell and Trent Vichie serve as a managing member of Stonepeak GP Investors Manager LLC. F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Preferred Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Preferred Units for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.