Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBK · Entity 2899 | Director · Chairman & CEO | February 15, 2019 | February 20, 2019 |
| MICROSOFT CORPMSFT · Entity 1016 | Director | September 05, 2026 | September 08, 2026 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director · Chairman and CEO | March 05, 2026 | March 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date February 15, 2019 · Filed February 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 304,118 |
Reported balance
After 2019-02-15 transaction · row 1
1 source rowRow 1 · 2019-02-15 · Sale · Disposed 4,674 · Balance 304,118 F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 525 |
Reported balance
Holding disclosure · report date 2019-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 525 F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
MICROSOFT CORP
Report date September 05, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,166 |
Reported balance
After 2026-09-05 transaction · row 1
1 source rowRow 1 · 2026-09-05 · Grant · Acquired 125 · Balance 45,166 F1: Represents stock award which is fully vested on the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 525 |
Reported balance
Holding disclosure · report date 2026-09-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 525 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock award which is fully vested on the date of grant.
WELLS FARGO & COMPANY/MN
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,498,288.353 |
Reported balance
After 2026-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-05 · Exercise / conversion · Acquired 379,767.3882 · Balance 1,498,288.353 F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 5, 2026 upon settlement of a Performance Share award granted on January 24, 2023 for the three-year performance period ended December 31, 2025, as previously disclosed on a Form 4 filed on February 27, 2026 (including reinvested dividend equivalents). F2: Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,288,276.973 |
Reported balance
After 2026-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-05 · Tax withholding · Disposed 210,011.38 · Balance 1,288,276.973 |
| 2023 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-05 · Exercise / conversion · Disposed 379,767.3882 · Balance 0 F4: Each Performance Share represents a contingent right to receive one share of Company common stock. F5: Represents the number of 2023 Performance Shares (including reinvested dividend equivalents) determined based on financial performance for the three-year performance period ended December 31, 2025 pursuant to the terms and conditions of a Performance Share award granted on January 24, 2023, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 418.97 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 418.97 F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 27, 2026, as if investable cash equivalents held by the Plan were fully invested in Company common stock. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Trust | 103 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 103 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 5, 2026 upon settlement of a Performance Share award granted on January 24, 2023 for the three-year performance period ended December 31, 2025, as previously disclosed on a Form 4 filed on February 27, 2026 (including reinvested dividend equivalents).
F2: Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4.
F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 27, 2026, as if investable cash equivalents held by the Plan were fully invested in Company common stock.
F4: Each Performance Share represents a contingent right to receive one share of Company common stock.
F5: Represents the number of 2023 Performance Shares (including reinvested dividend equivalents) determined based on financial performance for the three-year performance period ended December 31, 2025 pursuant to the terms and conditions of a Performance Share award granted on January 24, 2023, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date June 14, 2011 · Filed June 16, 2011
Section 16 reporting ended · disclosed 2011-06-16. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
VISA INC.
Report date November 30, 2016 · Filed December 02, 2016
Section 16 reporting ended · disclosed 2016-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 272,940 |
Ending reported balance
After 2016-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-30 · Exercise / conversion · Acquired 93,850 · Balance 321,912 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. Row 2 · 2016-11-30 · Tax withholding · Disposed 48,972 · Balance 272,940 |
| Performance Share AwardSEC Table II · derivative / convertible security | Direct | 93,850 |
Reported balance
After 2016-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-30 · Grant · Acquired 93,850 · Balance 93,850 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. |
| Performance Share AwardSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-11-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-30 · Exercise / conversion · Disposed 93,850 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.
F2: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2016 Filed Oct 29, 2016 00:00 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 91,180 | $49.35 | $4,499,505.05 |
DisclosureSEC source: 0001209191-16-147359 · doc4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Oct 29, 2016 00:00 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 619,036 | $36.41 | $22,540,648.35 |
DisclosureSEC source: 0001209191-16-147359 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:16 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 867 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-16-000165 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,184 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| June 02, 2016 Filed Jun 3, 2016 22:15 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 952 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-16-000122 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,317 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| January 29, 2016 Filed Feb 1, 2016 23:10 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 908 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-16-000095 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,365 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 23:04 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-15-000079 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,457 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:11 UTC | VISA INC. V · Entity 495 | GrantRestricted Stock Units · Derivative | 35,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-032337 · form4.xml · derivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,870 Underlying: Class A Common Stock · 35,870 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:11 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (Right to Buy) · Derivative | 190,531 | $0.00 Strike: $80.15 | $0.00 |
DisclosureSEC source: 0001127602-15-032337 · form4.xml · derivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,531 Underlying: Class A Common Stock · 190,531 shares Expires 2025-11-19 F1 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:11 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 52,352 | $80.15 | $4,196,012.80 |
DisclosureSEC source: 0001127602-15-032337 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,844 Read SEC document |
| September 03, 2015 Filed Sep 4, 2015 22:06 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-15-000056 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,778 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| June 03, 2015 Filed Jun 5, 2015 00:04 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-15-000027 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,916 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| January 30, 2015 Filed Feb 2, 2015 23:24 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-15-000007 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,807 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| January 28, 2015 Filed Jan 29, 2015 23:02 UTC | MICROSOFT CORP MSFT · Entity 1016 | PurchaseCommon Stock | 23,612 | $42.34 | $999,654.16 |
DisclosureSEC source: 0001626431-15-000002 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,188 F1 · price: This transaction was executed in multiple trades at prices ranging from $42.315 to 42.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 02, 2014 Filed Dec 3, 2014 23:42 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 464 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-14-000011 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,576 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:28 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (Right to Buy) · Derivative | 47,022 | $0.00 Strike: $249.86 | $0.00 |
DisclosureSEC source: 0001127602-14-033191 · form4.xml · derivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,022 Underlying: Common Stock · 47,022 shares Expires 2024-11-19 F2 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:28 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 9,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-033191 · form4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,549 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:28 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 10,990 | $249.86 | $2,745,961.40 |
DisclosureSEC source: 0001127602-14-033191 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,544 Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:23 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (Right to Buy) · Derivative | 34,194 | $0.00 Strike: $197.39 | $0.00 |
DisclosureSEC source: 0001127602-13-032536 · form4.xml · derivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,194 Underlying: Common Stock · 34,194 shares Expires 2023-11-19 F2 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:23 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 9,649 | $197.39 | $1,904,616.11 |
DisclosureSEC source: 0001127602-13-032536 · form4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,534 Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:23 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 7,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-032536 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,183 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 19, 2012 Filed Nov 22, 2012 01:33 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (Right to Buy) · Derivative | 154,759 | $0.00 Strike: $145.65 | $0.00 |
DisclosureSEC source: 0001127602-12-031914 · form4.xml · derivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,759 Underlying: Common Stock · 154,759 shares Expires 2022-11-19 F2 · derivative.exercise_date: This option award immediately vested as of its date of grant with respect to that number of stock options having a grant date value of $2,052,632. The remainder of the award shall vest in three substantially equal installments on each of the three anniversaries of the date of grant. Read SEC document |
| November 19, 2012 Filed Nov 22, 2012 01:33 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 13,592 | $145.65 | $1,979,674.80 |
DisclosureSEC source: 0001127602-12-031914 · form4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,663 Read SEC document |
| November 19, 2012 Filed Nov 22, 2012 01:33 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 89,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031914 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,255 F1 · shares: This stock award immediately vested as of its date of grant with respect to that number of shares of restricted stock having a grant date value of $4,447,368. The remainder of the award shall vest in three substantially equal installments on each of the three anniversaries of the date of grant. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 22:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 140,730 | $0.00 Strike: $42.22 | $0.00 |
DisclosureSEC source: 0001225208-11-003823 · doc4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,730 shares Expires 2011-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 22:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 136,301 | $44.85 | $6,112,418.35 |
DisclosureSEC source: 0001225208-11-003823 · doc4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,015,930.1093 Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 22:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 140,730 | $42.22 | $5,941,620.60 |
DisclosureSEC source: 0001225208-11-003823 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,231.1093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 21:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 153,847 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-11-003588 · doc4.xml · derivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,847 Underlying: Common Stock · 153,847 shares Expires 2021-01-19 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 21:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 128,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003588 · doc4.xml · derivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,712 Underlying: Common Stock · 128,712 shares Expires 2014-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2011 Filed Jan 19, 2011 00:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 51,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003235 · doc4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,322 Underlying: Common Stock · 51,322 shares Expires 2012-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012. Read SEC document |
| January 13, 2011 Filed Jan 19, 2011 00:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 54,923 | $44.57 | $2,447,918.11 |
DisclosureSEC source: 0001225208-11-003235 · doc4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011,501.1093 Read SEC document |
| January 13, 2011 Filed Jan 19, 2011 00:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 51,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003235 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066,424.1093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| November 05, 2010 Filed Nov 10, 2010 01:07 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass C Common Stock | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054557 · rrd290047.xml · nonDerivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares of Class A Common Stock acquired by the reporting person automatically became Class C Common Stock due to the reporting person's status as an affiliate of a financial institution that beneficially owned shares of Visa Inc. immediately after the closing of Visa Inc.'s 2007 reorganization. Read SEC document |
| November 05, 2010 Filed Nov 10, 2010 01:07 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054557 · rrd290047.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares of Class A Common Stock acquired by the reporting person automatically became Class C Common Stock due to the reporting person's status as an affiliate of a financial institution that beneficially owned shares of Visa Inc. immediately after the closing of Visa Inc.'s 2007 reorganization. Read SEC document |
| November 05, 2010 Filed Nov 10, 2010 01:07 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054557 · rrd290047.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 15:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $24.95 | $0.00 |
DisclosureSEC source: 0001225208-10-010791 · doc4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 15:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 75,590 | $45.70 | $3,454,085.05 |
DisclosureSEC source: 0001225208-10-010791 · doc4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,952.7854 Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 15:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $24.95 | $2,495,000.00 |
DisclosureSEC source: 0001225208-10-010791 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090,542.7854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2010 Filed Apr 19, 2010 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-010516 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,542.7854 Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 13:45 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 198,905 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-10-003579 · doc4.xml · derivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,905 Underlying: Common Stock · 198,905 shares Expires 2020-01-20 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 13:45 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 115,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003579 · doc4.xml · derivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,120 Underlying: Common Stock · 115,120 shares Expires 2013-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 21:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 50,118 | $39.37 | $1,972,905.09 |
DisclosureSEC source: 0001225208-10-002387 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,015,493.3216 Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 01:06 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass C Common Stock | 2,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050701 · rrd256524.xml · nonDerivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares of Class A Common Stock acquired by the reporting person automatically became Class C Common Stock due to the reporting person's status as an affiliate of a financial institution that beneficially owned shares of Visa Inc. immediately after the closing of Visa Inc.'s 2007 reorganization. Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 01:06 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 2,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050701 · rrd256524.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares of Class A Common Stock acquired by the reporting person automatically became Class C Common Stock due to the reporting person's status as an affiliate of a financial institution that beneficially owned shares of Visa Inc. immediately after the closing of Visa Inc.'s 2007 reorganization. Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 01:06 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 2,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050701 · rrd256524.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| July 23, 2009 Filed Jul 24, 2009 18:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 196,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-09-016012 · doc4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 196,000 shares Expires 2009-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2009 Filed Jul 24, 2009 18:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 175,265 | $37.52 | $6,575,942.80 |
DisclosureSEC source: 0001225208-09-016012 · doc4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,565.1227 Read SEC document |
| July 23, 2009 Filed Jul 24, 2009 18:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 196,000 | $29.96 | $5,872,160.00 |
DisclosureSEC source: 0001225208-09-016012 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240,830.1227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 18:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-09-015812 · doc4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,000 Underlying: Common Stock · 200,000 shares Expires 2009-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 18:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 180,739 | $36.69 | $6,631,313.91 |
DisclosureSEC source: 0001225208-09-015812 · doc4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,830.1227 Read SEC document |
| July 17, 2009 Filed Jul 21, 2009 18:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 200,000 | $29.96 | $5,992,000.00 |
DisclosureSEC source: 0001225208-09-015812 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,569.1227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.