Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBK · Entity 2899 | Director · Chairman & CEO | February 15, 2019 | February 20, 2019 |
| MICROSOFT CORPMSFT · Entity 1016 | Director | September 05, 2026 | September 08, 2026 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director · Chairman and CEO | March 05, 2026 | March 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date February 15, 2019 · Filed February 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 304,118 |
Reported balance
After 2019-02-15 transaction · row 1
1 source rowRow 1 · 2019-02-15 · Sale · Disposed 4,674 · Balance 304,118 F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 525 |
Reported balance
Holding disclosure · report date 2019-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 525 F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
MICROSOFT CORP
Report date September 05, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,166 |
Reported balance
After 2026-09-05 transaction · row 1
1 source rowRow 1 · 2026-09-05 · Grant · Acquired 125 · Balance 45,166 F1: Represents stock award which is fully vested on the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 525 |
Reported balance
Holding disclosure · report date 2026-09-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 525 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock award which is fully vested on the date of grant.
WELLS FARGO & COMPANY/MN
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,498,288.353 |
Reported balance
After 2026-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-05 · Exercise / conversion · Acquired 379,767.3882 · Balance 1,498,288.353 F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 5, 2026 upon settlement of a Performance Share award granted on January 24, 2023 for the three-year performance period ended December 31, 2025, as previously disclosed on a Form 4 filed on February 27, 2026 (including reinvested dividend equivalents). F2: Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,288,276.973 |
Reported balance
After 2026-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-05 · Tax withholding · Disposed 210,011.38 · Balance 1,288,276.973 |
| 2023 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-05 · Exercise / conversion · Disposed 379,767.3882 · Balance 0 F4: Each Performance Share represents a contingent right to receive one share of Company common stock. F5: Represents the number of 2023 Performance Shares (including reinvested dividend equivalents) determined based on financial performance for the three-year performance period ended December 31, 2025 pursuant to the terms and conditions of a Performance Share award granted on January 24, 2023, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 418.97 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 418.97 F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 27, 2026, as if investable cash equivalents held by the Plan were fully invested in Company common stock. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Trust | 103 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 103 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 5, 2026 upon settlement of a Performance Share award granted on January 24, 2023 for the three-year performance period ended December 31, 2025, as previously disclosed on a Form 4 filed on February 27, 2026 (including reinvested dividend equivalents).
F2: Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4.
F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 27, 2026, as if investable cash equivalents held by the Plan were fully invested in Company common stock.
F4: Each Performance Share represents a contingent right to receive one share of Company common stock.
F5: Represents the number of 2023 Performance Shares (including reinvested dividend equivalents) determined based on financial performance for the three-year performance period ended December 31, 2025 pursuant to the terms and conditions of a Performance Share award granted on January 24, 2023, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date June 14, 2011 · Filed June 16, 2011
Section 16 reporting ended · disclosed 2011-06-16. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
VISA INC.
Report date November 30, 2016 · Filed December 02, 2016
Section 16 reporting ended · disclosed 2016-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 272,940 |
Ending reported balance
After 2016-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-30 · Exercise / conversion · Acquired 93,850 · Balance 321,912 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. Row 2 · 2016-11-30 · Tax withholding · Disposed 48,972 · Balance 272,940 |
| Performance Share AwardSEC Table II · derivative / convertible security | Direct | 93,850 |
Reported balance
After 2016-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-30 · Grant · Acquired 93,850 · Balance 93,850 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. |
| Performance Share AwardSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-11-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-30 · Exercise / conversion · Disposed 93,850 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.
F2: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2021 Filed Oct 25, 2021 16:03 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 120,834.2952 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027524 · form4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,502.8853 Underlying: Common Stock, $1 2/3 Par Value · 120,834.2952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F3 · derivative.expiration_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 16:03 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 69,661.2952 | $50.33 | $3,506,052.99 |
DisclosureSEC source: 0001127602-21-027524 · form4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,888 Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 16:03 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 120,834.2952 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027524 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,549.2952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 10/21/2021. Original grant date was 10/21/2019. This vesting represents one-fifth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 23:53 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 69,335.2952 | $50.33 | $3,489,645.41 |
DisclosureSEC source: 0001127602-21-027609 · form4a.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,214 F1 · shares: Amends the amounts reported in the Form 4 that was filed on October 25, 2021, in order to update the number of shares of common stock. As a result of an administrative error with respect to the withholding for tax liability, the initial amount of shares withheld was incorrect. F1 · balance_after: Amends the amounts reported in the Form 4 that was filed on October 25, 2021, in order to update the number of shares of common stock. As a result of an administrative error with respect to the withholding for tax liability, the initial amount of shares withheld was incorrect. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 22:11 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 166 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008273 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,891 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 22:08 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 202 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-005365 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,725 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 23:13 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 216 | $0.00 | $0.00 |
DisclosureSEC source: 0001760862-21-000009 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,523 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 214,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002885 · form4.xml · derivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,867 Underlying: Common Stock, $1 2/3 Par Value · 214,867 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:01 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001760862-20-000013 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,307 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 19:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 119,279.8948 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027443 · form4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,115.397 Underlying: Common Stock, $1 2/3 Par Value · 119,279.8948 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F3 · derivative.expiration_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 19:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 63,480.8948 | $22.70 | $1,441,016.31 |
DisclosureSEC source: 0001127602-20-027443 · form4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,715 Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 19:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 119,279.8948 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027443 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,195.8948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 10/21/2020. Original grant date was 10/21/2019. This vesting represents one-fifth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 22:19 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001819285-20-000026 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,076 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:25 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-20-000042 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,843 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 17:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 Par Value | 173,000 | $28.69 | $4,963,370.00 |
DisclosureSEC source: 0001127602-20-010727 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,916 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.36 to $28.88 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 23:18 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 293 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-20-000006 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,570 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 23:21 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-19-000132 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,277 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| October 21, 2019 Filed Oct 23, 2019 18:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 570,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030946 · form4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,421 Underlying: Common Stock, $1 2/3 Par Value · 570,421 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F2 · derivative.expiration_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| October 21, 2019 Filed Oct 23, 2019 18:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 47 | $50.46 | $2,371.62 |
DisclosureSEC source: 0001127602-19-030946 · form4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,916 Read SEC document |
| October 21, 2019 Filed Oct 23, 2019 18:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030946 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,963 Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 22:40 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-19-000077 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,942 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| May 28, 2019 Filed May 30, 2019 23:04 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 396 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-19-000049 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,573 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 4,674 | $52.99 | $247,675.26 |
DisclosureSEC source: 0001209191-19-011564 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,118 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 02:44 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 85,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009980 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,792 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 23:18 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-19-000009 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,177 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 23:37 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 467 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-18-000137 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,699 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 22:39 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-18-000091 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,232 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| May 29, 2018 Filed May 30, 2018 22:42 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-18-000051 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,786 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 23:08 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 526 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-18-000013 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,276 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 23:05 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-17-000127 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,750 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 22:13 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-17-000070 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,161 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 21:20 UTC | Bank of New York Mellon Corp BK · Entity 2899 | PurchaseCommon Stock | 150,000 | $53.76 | $8,064,000.00 |
DisclosureSEC source: 0001209191-17-048129 · doc4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,640 F2 · price: Represents the weighted average price of shares purchased with actual prices ranging from $53.63 to $53.95. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 21:20 UTC | Bank of New York Mellon Corp BK · Entity 2899 | PurchaseCommon Stock | 36,900 | $54.04 | $1,994,105.52 |
DisclosureSEC source: 0001209191-17-048129 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,640 F1 · price: Represents the weighted average price of shares purchased with actual prices ranging from $54.005 to $54.07. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 23:23 UTC Amendment | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 36,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045760 · doc4a.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,740 F1 · shares: Award of Restricted Stock Units. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 36,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045683 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,740 F1 · shares: Award of Restricted Stock Units. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| May 30, 2017 Filed May 31, 2017 22:10 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 710 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-17-000039 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,486 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 23:08 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 773 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-17-000006 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,776 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:04 UTC | VISA INC. V · Entity 495 | Exercise / conversionPerformance Share Award · Derivative | 93,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-068975 · form4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 93,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2 · derivative.exercise_date: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. F2 · derivative.expiration_date: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:04 UTC | VISA INC. V · Entity 495 | GrantPerformance Share Award · Derivative | 93,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-068975 · form4.xml · derivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,850 Underlying: Class A Common Stock · 93,850 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2 · derivative.exercise_date: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. F2 · derivative.expiration_date: Represents performance share units earned pursuant to the November 19, 2013 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:04 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 48,972 | $77.32 | $3,786,515.04 |
DisclosureSEC source: 0001127602-16-068975 · form4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,940 Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:04 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 93,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-068975 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 23:12 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 819 | $0.00 | $0.00 |
DisclosureSEC source: 0001626431-16-000192 · edgar.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,003 F1 · shares: Represents stock award which is fully vested on the date of grant. Read SEC document |
| November 19, 2016 Filed Nov 23, 2016 02:11 UTC | VISA INC. V · Entity 495 | Exercise / conversionRestricted Stock Units · Derivative | 11,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-068254 · form4.xml · derivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,914 Underlying: Class A Common Stock · 11,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015. Read SEC document |
| November 19, 2016 Filed Nov 23, 2016 02:11 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 17,738 | $80.82 | $1,433,585.16 |
DisclosureSEC source: 0001127602-16-068254 · form4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,062 Read SEC document |
| November 19, 2016 Filed Nov 23, 2016 02:11 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 11,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-068254 · form4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015. Read SEC document |
| October 28, 2016 Filed Oct 29, 2016 00:00 UTC | VISA INC. V · Entity 495 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 62,696 | $0.00 Strike: $62.47 | $0.00 |
DisclosureSEC source: 0001209191-16-147359 · doc4.xml · derivative · entry 7 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,392 Underlying: Class A Common Stock · 62,696 shares Expires 2024-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant (which was in each case ten years prior to the listed expiration date) subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| October 28, 2016 Filed Oct 29, 2016 00:00 UTC | VISA INC. V · Entity 495 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 91,180 | $0.00 Strike: $49.35 | $0.00 |
DisclosureSEC source: 0001209191-16-147359 · doc4.xml · derivative · entry 6 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,596 Underlying: Class A Common Stock · 91,180 shares Expires 2023-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant (which was in each case ten years prior to the listed expiration date) subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| October 28, 2016 Filed Oct 29, 2016 00:00 UTC | VISA INC. V · Entity 495 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 619,036 | $0.00 Strike: $36.41 | $0.00 |
DisclosureSEC source: 0001209191-16-147359 · doc4.xml · derivative · entry 5 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 619,036 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option award immediately vested as of its date of grant (which was ten years prior to the listed expiration date) with respect to that number of stock options having a grant date value of $2,052,632. The remainder of the award vested in three substantially equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
| October 28, 2016 Filed Oct 29, 2016 00:00 UTC | VISA INC. V · Entity 495 | SaleClass A Common Stock | 772,912 | $82.65 | $63,883,109.08 |
DisclosureSEC source: 0001209191-16-147359 · doc4.xml · nonDerivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,844 F1 · price: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $82.1150 - $83.0600, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4. Read SEC document |
| October 28, 2016 Filed Oct 29, 2016 00:00 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 62,696 | $62.47 | $3,916,305.64 |
DisclosureSEC source: 0001209191-16-147359 · doc4.xml · nonDerivative · entry 3 SCHARF CHARLES W · CIK 0001195358 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.