Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Director | June 10, 2026 | June 11, 2026 |
| Eaton Corp plcETN · Entity 2604 | Director | August 12, 2026 | August 14, 2026 |
| General Motors CoGM · Entity 2958 | Executive Vice President | August 16, 2024 | August 20, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,907 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 211 · Balance 3,907 F1: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
Eaton Corp plc
Report date August 12, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,829 |
Ending reported balance
After 2026-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-12 · Purchase · Acquired 70 · Balance 1,699 Row 2 · 2026-08-13 · Purchase · Acquired 130 · Balance 1,829 |
General Motors Co
Report date August 16, 2024 · Filed August 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,477 |
Reported balance
After 2024-08-16 transaction · row 1
1 source rowRow 1 · 2024-08-16 · Gift · Disposed 8,029 · Balance 63,477 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2021 Filed Feb 22, 2021 22:23 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 46,960 | $0.00 Strike: $52.16 | $0.00 |
DisclosureSEC source: 0001467858-21-000062 · wf-form4_161403261929187.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,960 Underlying: Common Stock · 46,960 shares Expires 2031-02-18 F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024. F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:14 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 7,414 | $53.60 | $397,390.40 |
DisclosureSEC source: 0001467858-21-000040 · wf-form4_161360007601882.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,208 Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:14 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 21,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000040 · wf-form4_161360007601882.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,622 F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:39 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 31,627 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-21-000024 · wf-form4_161057758000630.xml · derivative · entry 3 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,627 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: These stock options were granted on June 7, 2017, under the Company's 2017 Long-Term Incentive Plan. The stock options vested in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:39 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 31,627 | $44.51 | $1,407,717.77 |
DisclosureSEC source: 0001467858-21-000024 · wf-form4_161057758000630.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,277 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $44.50 to $44.58, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:39 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 31,627 | $34.34 | $1,086,071.18 |
DisclosureSEC source: 0001467858-21-000024 · wf-form4_161057758000630.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 22:29 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,776 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000154 · wf-form4_160807135733069.xml · derivative · entry 3 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,776 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 22:29 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 22,776 | $42.40 | $965,702.40 |
DisclosureSEC source: 0001467858-20-000154 · wf-form4_160807135733069.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,277 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $42.27 to $42.50, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 22:29 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 22,776 | $31.32 | $713,344.32 |
DisclosureSEC source: 0001467858-20-000154 · wf-form4_160807135733069.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:31 UTC | General Motors Co GM · Entity 2958 | GrantRestricted Stock Units · Derivative | 1,616 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-20-000086 · wf-form4_158897349845809.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,616 Underlying: Common Stock · 1,616 shares Expires 2021-04-01 F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021. F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:10 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 22,776 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001628280-20-001819 · wf-form4_158215380000198.xml · derivative · entry 3 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,776 Underlying: Common Stock · 22,776 shares Expires 2025-07-28 F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 23:10 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 6,440 | $34.76 | $223,854.40 |
DisclosureSEC source: 0001628280-20-001819 · wf-form4_158215380000198.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,277 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 23:10 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 22,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-001819 · wf-form4_158215380000198.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,717 F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:41 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 80,293 | $0.00 Strike: $35.49 | $0.00 |
DisclosureSEC source: 0001467858-20-000039 · wf-form4_158171644402900.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,293 Underlying: Common Stock · 80,293 shares Expires 2030-02-12 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:22 UTC | General Motors Co GM · Entity 2958 | GiftCommon Stock | 3,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000088 · wf-form4_155751971670149.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,386 F1 · shares: On May 9, 2019, the Reporting Person made a charitable gift of 3,164 shares. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:05 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,655 | $0.00 Strike: $37.76 | $0.00 |
DisclosureSEC source: 0001467858-19-000072 · wf-form4_155432549031438.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,655 Underlying: Common Stock · 19,655 shares Expires 2029-02-13 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: These Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.