Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Director | June 10, 2026 | June 11, 2026 |
| Eaton Corp plcETN · Entity 2604 | Director | August 12, 2026 | August 14, 2026 |
| General Motors CoGM · Entity 2958 | Executive Vice President | August 16, 2024 | August 20, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,907 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 211 · Balance 3,907 F1: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
Eaton Corp plc
Report date August 12, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,829 |
Ending reported balance
After 2026-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-12 · Purchase · Acquired 70 · Balance 1,699 Row 2 · 2026-08-13 · Purchase · Acquired 130 · Balance 1,829 |
General Motors Co
Report date August 16, 2024 · Filed August 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,477 |
Reported balance
After 2024-08-16 transaction · row 1
1 source rowRow 1 · 2024-08-16 · Gift · Disposed 8,029 · Balance 63,477 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2026 Filed Aug 14, 2026 20:15 UTC | Eaton Corp plc ETN · Entity 2604 | PurchaseOrdinary Shares | 130 | $455.90 | $59,267.00 |
DisclosureSEC source: 0001104659-26-097160 · tm2623280-1_4seq1.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,829 Read SEC document |
| August 12, 2026 Filed Aug 14, 2026 20:15 UTC | Eaton Corp plc ETN · Entity 2604 | PurchaseOrdinary Shares | 70 | $469.93 | $32,895.10 |
DisclosureSEC source: 0001104659-26-097160 · tm2623280-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,699 Read SEC document |
| June 10, 2026 Filed Jun 11, 2026 19:46 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-072894 · tm2617695-2_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,907 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 11, 2026 Filed May 12, 2026 20:35 UTC | Eaton Corp plc ETN · Entity 2604 | PurchaseOrdinary Shares | 215 | $419.02 | $90,089.30 |
DisclosureSEC source: 0001104659-26-059459 · tm2614249-1_4seq1.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,629 Read SEC document |
| May 08, 2026 Filed May 12, 2026 20:35 UTC | Eaton Corp plc ETN · Entity 2604 | PurchaseOrdinary Shares | 746 | $402.29 | $300,108.19 |
DisclosureSEC source: 0001104659-26-059459 · tm2614249-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,414 F1 · price: Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $402.09 - $402.29. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 06, 2026 Filed May 8, 2026 22:18 UTC | Eaton Corp plc ETN · Entity 2604 | GrantRestricted Stock Units · Derivative | 470 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-058084 · tm2614083-9_4seq1.xml · derivative · entry 4 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470 Underlying: Ordinary Shares · 470 shares Expires not disclosed F4 · derivative.exercise_date: The restricted stock units were granted to the reporting person as compensation for the reporting person's service as a member of the Issuer's Board of Directors. These restricted stock units will vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. F2 · derivative.expiration_date: This field is not applicable. Read SEC document |
| May 06, 2026 Filed May 8, 2026 22:18 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-058084 · tm2614083-9_4seq1.xml · derivative · entry 3 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person as compensation for the reporting person's service as a member of the Issuer's Board of Directors. These restricted stock units vested in their entirety on May 6, 2026. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. F2 · derivative.expiration_date: This field is not applicable. Read SEC document |
| May 06, 2026 Filed May 8, 2026 22:18 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 85 | $416.50 | $35,402.50 |
DisclosureSEC source: 0001104659-26-058084 · tm2614083-9_4seq1.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668 Read SEC document |
| May 06, 2026 Filed May 8, 2026 22:18 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 353 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-058084 · tm2614083-9_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2025 Filed Nov 19, 2025 21:30 UTC | Eaton Corp plc ETN · Entity 2604 | PurchaseOrdinary Shares | 200 | $339.89 | $67,978.00 |
DisclosureSEC source: 0001104659-25-114121 · tm2531750-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400 Read SEC document |
| October 31, 2025 Filed Nov 5, 2025 01:30 UTC | Eaton Corp plc ETN · Entity 2604 | PurchaseOrdinary Shares | 100 | $384.34 | $38,433.50 |
DisclosureSEC source: 0001104659-25-106527 · tm2530098-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200 Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 20:15 UTC | Eaton Corp plc ETN · Entity 2604 | PurchaseOrdinary Shares | 100 | $361.00 | $36,100.00 |
DisclosureSEC source: 0001104659-25-076843 · tm2523267-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 Read SEC document |
| August 07, 2025 Filed Aug 8, 2025 20:15 UTC | Eaton Corp plc ETN · Entity 2604 | GrantRestricted Stock Units · Derivative | 350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-075701 · tm2522969-2_4seq1.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350 Underlying: Ordinary Shares · 350 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person as compensation for the reporting person's service as a member of the Issuer's Board of Directors. These restricted stock units will vest in their entirety on May 6, 2026. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. F2 · derivative.expiration_date: This field is not applicable. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 19:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 482 | $352.53 | $169,919.46 |
DisclosureSEC source: 0001104659-25-059316 · tm2517984-2_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,659 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 02, 2025 Filed May 5, 2025 20:27 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 100 | $318.48 | $31,848.00 |
DisclosureSEC source: 0001104659-25-044528 · tm2514008-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,165 F1 · balance_after: Includes dividends accrued. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 17:37 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 100 | $365.57 | $36,557.00 |
DisclosureSEC source: 0001104659-25-009475 · tm255527-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,053 F1 · price: This transaction was executed in multiple trades, all executed at the price reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 20:35 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 100 | $398.57 | $39,857.00 |
DisclosureSEC source: 0001104659-24-125879 · tm2430279-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,953 F1 · price: This transaction was executed in multiple trades, all executed at the price reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes dividends accrued. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 16:44 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 100 | $338.59 | $33,859.00 |
DisclosureSEC source: 0001104659-24-097270 · tm2423441-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,842 F1 · price: This transaction was entered as multiple trades, all executed at the price reported above. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 21:06 UTC | General Motors Co GM · Entity 2958 | GiftCommon Stock | 8,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-24-000108 · wk-form4_1724187966.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,477 Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 17:11 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 517 | $328.73 | $169,953.41 |
DisclosureSEC source: 0001104659-24-071182 · tm2417161-3_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,730 Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:26 UTC | CATERPILLAR INC CAT · Entity 2808 | PurchaseCommon Stock | 100 | $356.40 | $35,640.00 |
DisclosureSEC source: 0001104659-24-064287 · tm2415319-1_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,213 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:05 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 27,122 | $45.26 | $1,227,541.72 |
DisclosureSEC source: 0001467858-24-000068 · wk-form4_1712005528.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,506 F1 · shares: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $45.00 to $45.54, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:05 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 15,190 | $40.03 | $608,055.70 |
DisclosureSEC source: 0001467858-24-000059 · wk-form4_1709157913.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,628 F1 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $40.00 to $40.09, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| February 18, 2024 Filed Feb 21, 2024 22:16 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 15,014 | $38.70 | $581,041.80 |
DisclosureSEC source: 0001467858-24-000054 · wk-form4_1708553747.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,818 Read SEC document |
| February 18, 2024 Filed Feb 21, 2024 22:16 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 43,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-24-000054 · wk-form4_1708553747.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,832 F1 · security: On February 18, 2021, and July 1, 2021, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grants, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 18, 2024, and were awarded in shares of common stock. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:07 UTC | General Motors Co GM · Entity 2958 | GrantRestricted Stock Units · Derivative | 36,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-24-000042 · wk-form4_1707430060.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,731 Underlying: Common Stock · 36,731 shares Expires not disclosed F1 · security: These Restricted Stock Units ("RSUs") are awarded pursuant to the Company's 2020 Long-Term Incentive Plan. F2 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-basis. F3 · derivative.exercise_date: Of these RSUs, one-third will vest on February 6, 2025, one-third will vest on February 6, 2026, and one-third will vest on February 6, 2027. F4 · derivative.expiration_date: The RSUs do not have a date on which they will expire. They will be fully settled on February 6, 2027. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 20:33 UTC | General Motors Co GM · Entity 2958 | GiftCommon Stock | 15,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-23-000100 · wf-form4_169178602221146.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,698 Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 14:58 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 698 | $243.32 | $169,837.36 |
DisclosureSEC source: 0001104659-23-071467 · tm2318786-3_4seq1.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,101 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 12, 2023 Filed Feb 14, 2023 22:36 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 17,170 | $41.35 | $709,979.50 |
DisclosureSEC source: 0001467858-23-000069 · wf-form4_167641414774635.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,589 Read SEC document |
| February 12, 2023 Filed Feb 14, 2023 22:36 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 47,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-23-000069 · wf-form4_167641414774635.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,759 F1 · security: On February 12, 2020, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 12, 2023, and were awarded in shares of common stock. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 22:26 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 15,743 | $42.65 | $671,438.95 |
DisclosureSEC source: 0001467858-23-000051 · wf-form4_167632716077591.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,209 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $42.50 to $42.75, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:13 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 105,266 | $0.00 Strike: $41.40 | $0.00 |
DisclosureSEC source: 0001467858-23-000046 · wf-form4_167598077352761.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,266 Underlying: Common Stock · 105,266 shares Expires 2033-02-07 F1 · security: These Stock Options were granted on February 7, 2023. One-third will vest on February 7, 2024; one-third will vest on February 7, 2025; and one-third will vest on February 7, 2026. F1 · derivative.exercise_date: These Stock Options were granted on February 7, 2023. One-third will vest on February 7, 2024; one-third will vest on February 7, 2025; and one-third will vest on February 7, 2026. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:05 UTC | General Motors Co GM · Entity 2958 | GiftCommon Stock | 10,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-22-000116 · wf-form4_166975954352875.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,952 Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:10 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionPerformance Stock Units · Derivative | 65,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-22-000106 · wf-form4_166491782611700.xml · derivative · entry 3 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,833 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:10 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 28,704 | $32.09 | $921,111.36 |
DisclosureSEC source: 0001467858-22-000106 · wf-form4_166491782611700.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,847 Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:10 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 65,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-22-000106 · wf-form4_166491782611700.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person acquired these shares following the achievement of certain financial targets and a service-based vesting requirement. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:22 UTC | General Motors Co GM · Entity 2958 | GrantPerformance Stock Units · Derivative | 65,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-22-000098 · wf-form4_166060078134677.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,833 Underlying: Common Stock · 65,833 shares Expires 2022-10-01 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 16:24 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 816 | $229.80 | $187,516.80 |
DisclosureSEC source: 0000018230-22-000137 · wf-form4_165487826928271.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 13, 2022 Filed Feb 15, 2022 22:11 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 8,055 | $48.83 | $393,325.65 |
DisclosureSEC source: 0001467858-22-000063 · wf-form4_164496307375873.xml · nonDerivative · entry 4 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,718 Read SEC document |
| February 13, 2022 Filed Feb 15, 2022 22:11 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 18,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-22-000063 · wf-form4_164496307375873.xml · nonDerivative · entry 3 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,773 F2 · security: On April 1, 2019, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2022, and were awarded in shares of common stock. Read SEC document |
| February 13, 2022 Filed Feb 15, 2022 22:11 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 6,793 | $48.83 | $331,702.19 |
DisclosureSEC source: 0001467858-22-000063 · wf-form4_164496307375873.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,299 Read SEC document |
| February 13, 2022 Filed Feb 15, 2022 22:11 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 22,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-22-000063 · wf-form4_164496307375873.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,092 F1 · security: On February 13, 2019, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2022, and were awarded in shares of common stock. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 22:04 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 69,742 | $0.00 Strike: $49.46 | $0.00 |
DisclosureSEC source: 0001467858-22-000045 · wf-form4_164453062934860.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,742 Underlying: Common Stock · 69,742 shares Expires 2032-02-08 F1 · security: These Stock Options were granted on February 8, 2022. One-third will vest on February 8, 2023; one-third will vest on February 8, 2024; and one-third will vest on February 8, 2025. F1 · derivative.exercise_date: These Stock Options were granted on February 8, 2022. One-third will vest on February 8, 2023; one-third will vest on February 8, 2024; and one-third will vest on February 8, 2025. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:06 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 14,880 | $65.01 | $967,348.80 |
DisclosureSEC source: 0001467858-22-000029 · wf-form4_164150680280931.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,556 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $65.00 to $65.09, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:18 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,590 | $0.00 Strike: $59.11 | $0.00 |
DisclosureSEC source: 0001467858-21-000135 · wf-form4_162526067440047.xml · derivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,590 Underlying: Common Stock · 4,590 shares Expires 2031-02-18 F1 · shares: These Stock Options were granted on July 1, 2021. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024. F1 · derivative.exercise_date: These Stock Options were granted on July 1, 2021. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:08 UTC | General Motors Co GM · Entity 2958 | GiftCommon Stock | 6,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000131 · wf-form4_162526011342783.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,436 F1 · shares: Transferred pursuant to 10b5-1 Plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:36 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 1,616 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000101 · wf-form4_161765849109182.xml · derivative · entry 3 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,616 shares Expires 2021-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:36 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 667 | $57.80 | $38,552.60 |
DisclosureSEC source: 0001467858-21-000101 · wf-form4_161765849109182.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,157 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:36 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 1,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000101 · wf-form4_161765849109182.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:08 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 557 | $224.25 | $124,907.25 |
DisclosureSEC source: 0000018230-21-000125 · wf-form4_161678931646705.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.