Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Director | June 10, 2026 | June 11, 2026 |
| HUBBELL INCHUBB · Entity 3208 | Director | May 07, 2019 | May 07, 2019 |
| Otis Worldwide CorpOTIS · Entity 3170 | Chair, CEO and President | February 06, 2026 | February 10, 2026 |
| RTX CorpUTX · Entity 2823 | President & CEO, Otis | February 04, 2020 | February 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,938 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 211 · Balance 1,938 F1: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for dividends accrued.
HUBBELL INC
Report date May 07, 2019 · Filed May 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Directors Deferred Restricted Common Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,578.123 |
Reported balance
After 2019-05-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-07 · Grant · Acquired 1,027 · Balance 4,578.123 F1: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F2: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred Restricted Common Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board.
F2: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred Restricted Common Stock Units.
Otis Worldwide Corp
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 244,063 |
Ending reported balance
After 2026-02-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-02-06 · Exercise / conversion · Acquired 11,787 · Balance 242,859 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2026-02-06 · Tax withholding · Disposed 5,306 · Balance 237,553 Row 3 · 2026-02-07 · Exercise / conversion · Acquired 11,828 · Balance 249,381 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 4 · 2026-02-07 · Tax withholding · Disposed 5,318 · Balance 244,063 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,797 |
Reported balance
After 2026-02-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-06 · Exercise / conversion · Disposed 11,787 · Balance 11,797 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-07 · Exercise / conversion · Disposed 11,828 · Balance 0 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. |
| Common StockSEC Table I · non-derivative | IndirectBy 2025 GRAT | 23,000 |
Reported balance
Holding disclosure · report date 2026-02-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 23,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.
F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.
RTX Corp
Report date February 04, 2020 · Filed February 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units RSUSEC Table II · derivative / convertible security | Direct | 16,400 |
Reported balance
After 2020-02-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-04 · Grant · Acquired 16,400 · Balance 16,400 F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $153.00 · Expires 2030-02-03 | Direct | 91,000 |
Reported balance
After 2020-02-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-04 · Grant · Acquired 91,000 · Balance 91,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 93 |
Reported balance
Holding disclosure · report date 2020-02-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 93 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2024 Filed Feb 6, 2024 21:50 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 3,107 | $90.97 | $282,643.79 |
DisclosureSEC source: 0001062993-24-002098 · form4.xml · nonDerivative · entry 2 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,560 Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 21:50 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 10,202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002098 · form4.xml · nonDerivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 15:02 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 698 | $243.32 | $169,837.36 |
DisclosureSEC source: 0001104659-23-071471 · tm2318786-5_4seq1.xml · nonDerivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 698 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:02 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 61,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012804 · form4.xml · derivative · entry 3 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. F2 · derivative.expiration_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:02 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 27,932 | $81.51 | $2,276,737.32 |
DisclosureSEC source: 0001062993-23-012804 · form4.xml · nonDerivative · entry 2 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,965 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:02 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 61,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012804 · form4.xml · nonDerivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 115,353 | $0.00 Strike: $83.63 | $0.00 |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · derivative · entry 11 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,353 Underlying: Common Stock · 115,353 shares Expires 2033-02-06 F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 33,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · derivative · entry 10 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,780 Underlying: Common Stock · 33,780 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F5 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 11,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · derivative · entry 9 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,188 Underlying: Common Stock · 11,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 5,076 | $84.73 | $430,089.48 |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 6 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,305 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 11,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 5 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 32,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · derivative · entry 8 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date. F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 14,391 | $84.73 | $1,219,349.43 |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 4 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,201 Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 32,324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 3 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 10,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · derivative · entry 7 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Underlying: Common Stock · 10,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 3,071 | $84.73 | $260,205.83 |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 2 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,268 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:21 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 10,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 42,188 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002912 · form4.xml · derivative · entry 8 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 11,014 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002912 · form4.xml · derivative · entry 7 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,039 Underlying: Common Stock · 11,014 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 120,366 | $81.85 Strike: $81.85 | $9,851,957.10 |
DisclosureSEC source: 0001062993-22-002912 · form4.xml · derivative · entry 6 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,336 Underlying: Common Stock · 120,366 shares Expires 2032-02-02 F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 29,702 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002912 · form4.xml · derivative · entry 5 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,702 Underlying: Common Stock · 29,702 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:31 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 144,264 | $63.93 Strike: $63.93 | $9,222,797.52 |
DisclosureSEC source: 0001062993-21-001087 · form4.xml · derivative · entry 2 Marks Judith Fran · CIK 0001665490 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,264 Underlying: Common Stock · 144,264 shares Expires 2031-02-04 F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:31 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 32,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-001087 · form4.xml · derivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,678 Underlying: Common Stock · 32,678 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock. F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant. F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 17,433 | $82.44 | $1,437,176.52 |
DisclosureSEC source: 0001062993-22-002912 · form4.xml · nonDerivative · entry 4 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,294 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 42,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002912 · form4.xml · nonDerivative · entry 3 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 5,001 | $82.44 | $412,282.44 |
DisclosureSEC source: 0001062993-22-002912 · form4.xml · nonDerivative · entry 2 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,539 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 11,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002912 · form4.xml · nonDerivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 13,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-000130 · form4.xml · derivative · entry 6 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting. F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 36,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-000130 · form4.xml · derivative · entry 5 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting. F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 4,071 | $65.59 | $267,016.89 |
DisclosureSEC source: 0001062993-21-000130 · form4.xml · nonDerivative · entry 4 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,526 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 13,042 | $65.59 | $855,424.78 |
DisclosureSEC source: 0001062993-21-000130 · form4.xml · nonDerivative · entry 3 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 14,627 | $65.59 | $959,384.93 |
DisclosureSEC source: 0001062993-21-000130 · form4.xml · nonDerivative · entry 2 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,555 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 36,203 | $65.59 | $2,374,554.77 |
DisclosureSEC source: 0001062993-21-000130 · form4.xml · nonDerivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 16,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-005367 · form4.xml · derivative · entry 4 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,757 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person was originally granted RSUs by our former parent company on November 1, 2017. These fully vested and were converted into Otis common stock. F3 · derivative.expiration_date: The reporting person was originally granted RSUs by our former parent company on November 1, 2017. These fully vested and were converted into Otis common stock. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 7,778 | $62.14 | $483,324.92 |
DisclosureSEC source: 0001062993-20-005367 · form4.xml · nonDerivative · entry 2 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,979 Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 16,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-20-005367 · form4.xml · nonDerivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 22:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 47.3211 | $61.28 | $2,899.84 |
DisclosureSEC source: 0001062993-20-005367 · form4.xml · nonDerivative · entry 3 Marks Judith Fran · CIK 0001665490 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 F2 · shares: As a result of the spin-off of the issuer by our former parent, certain Otis insiders hold Otis shares in our former parent's 401(k) plan. This plan has advised participants that starting approximately one-year after the spin-off it will mandatorily start to sell the Otis shares held in it. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:02 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Disposition to issuerRestricted Stock Units (RSUs) · Derivative | 59,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008555 · doc4.xml · derivative · entry 1 Marks Judith Fran · CIK 0001665490 · President and CEO · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,200 Underlying: Common Stock · 59,200 shares Expires not disclosed F1 · derivative.exercise_price: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.exercise_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. F1 · derivative.expiration_date: Each Founders Grant RSU represents the contingent right to receive one share of Otis common stock upon the vesting date of June 1, 2023. RSUs accumulate dividend equivalents that are payable in common stock upon vesting. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:28 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 91,000 | $153.00 Strike: $153.00 | $13,923,000.00 |
DisclosureSEC source: 0001225208-20-001784 · doc4.xml · derivative · entry 3 Marks Judith Fran · CIK 0001665490 · President & CEO, Otis 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,000 Underlying: Common Stock · 91,000 shares Expires 2030-02-03 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:28 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 16,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001784 · doc4.xml · derivative · entry 2 Marks Judith Fran · CIK 0001665490 · President & CEO, Otis 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,400 Underlying: Common Stock · 16,400 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| May 07, 2019 Filed May 7, 2019 23:03 UTC | HUBBELL INC HUBB · Entity 3208 | GrantDirectors Deferred Restricted Common Stock Units · Derivative | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-006169 · wf-form4_155727019948761.xml · derivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,578.123 Underlying: Common Stock · 1,027 shares Expires not disclosed F1 · security: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · derivative.exercise_price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · derivative.exercise_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · derivative.expiration_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F2 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred Restricted Common Stock Units. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:33 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 101,500 | $120.77 Strike: $120.77 | $12,258,155.00 |
DisclosureSEC source: 0001225208-19-001966 · doc4.xml · derivative · entry 1 Marks Judith Fran · CIK 0001665490 · President, Otis 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,500 Underlying: Common Stock · 101,500 shares Expires 2029-02-04 F1 · balance_after: The reporting person was also awarded 18,300 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| May 03, 2018 Filed May 3, 2018 21:01 UTC | HUBBELL INC HUBB · Entity 3208 | GrantDirectors Deferred Restricted Common Stock Units · Derivative | 1,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-005874 · wf-form4_152538122692265.xml · derivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,455.106 Underlying: Common Stock · 1,172 shares Expires not disclosed F1 · security: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · derivative.exercise_price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · derivative.exercise_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · derivative.expiration_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F2 · balance_after: This total includes reinvested dividend equivalents that have been paid on the individual's Directors Deferred Restricted Common Stock Units. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:33 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 53,500 | $128.16 Strike: $128.16 | $6,856,560.00 |
DisclosureSEC source: 0001225208-18-000667 · doc4.xml · derivative · entry 2 Marks Judith Fran · CIK 0001665490 · President, Otis 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,500 Underlying: Common Stock · 53,500 shares Expires 2028-01-01 F2 · balance_after: The reporting person was also awarded 16,100 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:33 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 6,500 | $128.16 | $833,040.00 |
DisclosureSEC source: 0001225208-18-000667 · doc4.xml · derivative · entry 1 Marks Judith Fran · CIK 0001665490 · President, Otis 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:33 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 8,330 | $120.12 | $1,000,599.60 |
DisclosureSEC source: 0001225208-17-016941 · doc4.xml · derivative · entry 2 Marks Judith Fran · CIK 0001665490 · President, Otis 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,330 Underlying: Common Stock · 8,330 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including accumulated dividend equivalents, represents a contingent right to receive one share of UTC common stock. F2 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including accumulated dividend equivalents, represents a contingent right to receive one share of UTC common stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:33 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 16,660 | $120.12 | $2,001,199.20 |
DisclosureSEC source: 0001225208-17-016941 · doc4.xml · derivative · entry 1 Marks Judith Fran · CIK 0001665490 · President, Otis 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,660 Underlying: Common Stock · 16,660 shares Expires not disclosed F1 · derivative.exercise_price: The RSUs were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group. Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC common stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2016 Form 10-K). F1 · derivative.exercise_date: The RSUs were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group. Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC common stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2016 Form 10-K). F1 · derivative.expiration_date: The RSUs were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group. Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC common stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2016 Form 10-K). Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:20 UTC | HUBBELL INC HUBB · Entity 3208 | GrantDirectors Deferred Restricted Common Stock Units · Derivative | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-004966 · wf-form4_149393279761783.xml · derivative · entry 1 Marks Judith Fran · CIK 0001665490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,228.731 Underlying: Common Stock · 1,060 shares Expires not disclosed F1 · security: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · derivative.exercise_price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · price: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · derivative.exercise_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. F1 · derivative.expiration_date: Each Directors Deferred Restricted Common Stock Unit ("RSU") consists of the right to receive one share of Common Stock held under the Company's Deferred Plan for Directors. RSUs are payable commencing six months following the reporting person's retirement or separation from the Board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.