Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BITGO HOLDINGS, INC.BTGO · Entity 5106 | 10% owner | January 23, 2026 | January 27, 2026 |
| Harmony Biosciences Holdings, Inc.HRMY · Entity 4381 | Director · 10% owner | August 28, 2025 | September 02, 2025 |
| SPACE EXPLORATION TECHNOLOGIES CORPSPCX · Entity 8884 | Director | September 11, 2026 | September 30, 2026 |
| TELOS CORPTLSRP · Entity 770 | 10% owner · Member of 10% Group | October 06, 2020 | October 19, 2020 |
| Tesla, Inc.TSLA · Entity 2791 | Director | August 18, 2020 | April 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BITGO HOLDINGS, INC.
Report date January 23, 2026 · Filed January 27, 2026
Jointly reported with Valor Digital Investments, LLC, Valor Management L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 9,201,725 |
Reported balance
After 2026-01-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-01-23 · Conversion · Acquired 9,201,725 · Balance 9,201,725 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F2: Shares held of record by Valor Digital Investments, LLC - Series 1. |
| Class A Common StockSEC Table I · non-derivative | Direct | 613,048 |
Reported balance
After 2026-01-23 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-01-23 · Conversion · Acquired 330,277 · Balance 613,048 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F3: Shares held of record by Valor Digital Investments, LLC - Series 2. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,736,377 |
Reported balance
After 2026-01-23 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-01-23 · Conversion · Acquired 1,175,180 · Balance 1,736,377 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F4: Shares held of record by Valor Equity Partners VI L.P. |
| Class A Common StockSEC Table I · non-derivative | Direct | 37,755 |
Reported balance
After 2026-01-23 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-01-23 · Conversion · Acquired 26,140 · Balance 37,755 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F5: Shares held of record by Valor Equity Partners VI-A L.P. |
| Class A Common StockSEC Table I · non-derivative | Direct | 949,703 |
Reported balance
After 2026-01-23 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-01-23 · Conversion · Acquired 649,193 · Balance 949,703 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F6: Shares held of record by Valor Equity Partners VI-B L.P. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-01-23 · Conversion · Disposed 229,502 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F4: Shares held of record by Valor Equity Partners VI L.P. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-01-23 · Conversion · Disposed 4,763 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F5: Shares held of record by Valor Equity Partners VI-A L.P. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-01-23 · Conversion · Disposed 122,878 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F6: Shares held of record by Valor Equity Partners VI-B L.P. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-01-23 · Conversion · Disposed 9,201,725 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F2: Shares held of record by Valor Digital Investments, LLC - Series 1. |
| Series B-3 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-01-23 · Conversion · Disposed 330,277 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F3: Shares held of record by Valor Digital Investments, LLC - Series 2. |
| Series B-3 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-01-23 · Conversion · Disposed 627,672 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F4: Shares held of record by Valor Equity Partners VI L.P. |
| Series B-3 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-01-23 · Conversion · Disposed 12,990 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F5: Shares held of record by Valor Equity Partners VI-A L.P. |
| Series B-3 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-01-23 · Conversion · Disposed 336,107 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F6: Shares held of record by Valor Equity Partners VI-B L.P. |
| Series C-2 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-01-23 · Conversion · Disposed 318,006 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F4: Shares held of record by Valor Equity Partners VI L.P. |
| Series C-2 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-01-23 · Conversion · Disposed 8,387 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F5: Shares held of record by Valor Equity Partners VI-A L.P. |
| Series C-2 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-23 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-01-23 · Conversion · Disposed 190,208 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F6: Shares held of record by Valor Equity Partners VI-B L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date.
F2: Shares held of record by Valor Digital Investments, LLC - Series 1.
F3: Shares held of record by Valor Digital Investments, LLC - Series 2.
F4: Shares held of record by Valor Equity Partners VI L.P.
F5: Shares held of record by Valor Equity Partners VI-A L.P.
F6: Shares held of record by Valor Equity Partners VI-B L.P.
Harmony Biosciences Holdings, Inc.
Report date August 28, 2025 · Filed September 02, 2025
Jointly reported with Valor IV Pharma Holdings, LLC, Valor Management L.P., Valor Equity Capital IV LLC, Valor Equity Associates IV L.P., VALOR EQUITY PARTNERS IV L.P., VALOR EQUITY PARTNERS IV-A L.P., VALOR EQUITY PARTNERS IV-B L.P., Sabater Juan A.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-08-28 · Other · Disposed 6,618,033 · Balance 0 F1: In-kind pro rata distribution by Valor IV Pharma Holdings, LLC, without consideration. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 29,497 |
Reported balance
Holding disclosure · report date 2025-08-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,497 F2: Shares received in distribution described in footnote 1. F3: Held by Valor Management L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 437,619 |
Reported balance
Holding disclosure · report date 2025-08-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 437,619 F2: Shares received in distribution described in footnote 1. F4: Held by Antonio Gracias. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 50,423 |
Reported balance
Holding disclosure · report date 2025-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 50,423 F2: Shares received in distribution described in footnote 1. F5: Held by AJG Growth Fund LLC, an entity controlled by Mr. Gracias. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 38,275 |
Reported balance
Holding disclosure · report date 2025-08-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 38,275 F2: Shares received in distribution described in footnote 1. F6: Held by Juan Sabater. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 23,714 |
Reported balance
Holding disclosure · report date 2025-08-28 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 23,714 F2: Shares received in distribution described in footnote 1. F7: Held by Tamal, LLC, an entity controlled by Mr. Sabater. |
Filing footnotes · ownership attribution and instrument terms
F1: In-kind pro rata distribution by Valor IV Pharma Holdings, LLC, without consideration.
F2: Shares received in distribution described in footnote 1.
F3: Held by Valor Management L.P.
F4: Held by Antonio Gracias.
F5: Held by AJG Growth Fund LLC, an entity controlled by Mr. Gracias.
F6: Held by Juan Sabater.
F7: Held by Tamal, LLC, an entity controlled by Mr. Sabater.
SPACE EXPLORATION TECHNOLOGIES CORP
Report date September 11, 2026 · Filed September 30, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Valor Entities | 460,624,307 |
Reported balance
After 2026-09-11 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-09-11 · Other · Disposed 42,790,223 · Balance 460,624,307 F2: Represents pro rata distributions in-kind, without consideration, by Valor IV Space Holdings, LLC, Valor M33 II L.P., Valor M33 L.P., Valor R&D Series LLC and Valor Space Holdings, LLC. These distributions were effected pursuant to a Rule 10b5-1 pre-set in-kind distribution plan adopted on June 12, 2026. F1: This amendment to the original Form 4 filed on September 15, 2026 (the "Original Form") is filed to clarify that the Original Form 4 was filed voluntarily as the distributions in-kind reported and described in footnote 2 below, did not represent a change to the Reporting Person's pecuniary interest. In addition, based on additional information, this amendment reflects continued ownership of a portion of the distributed shares, which were inadvertently omitted from the Original Form. After giving effect to the distributions-in-kind, which represented non-reportable changes in form pursuant to Rule 16a-13, such shares are directly held by the Reporting Person and his children or are indirectly beneficially owned by the Reporting Person through the AJG Growth Fund LLC and the Gracias 2009 Family Trust. F3: The reported securities are held of record by the following entities: (i) CV Consortio A LLC, (ii) CV Consortio F LLC, (iii) CV Consortio G LLC, (iv) CV Consortio M LLC, (v) CV Consortio N LLC, (vi) KVSX I L.P., (vii) TM33 Partner Holdings LLC, (viii) Valor Equity Partners Opportunity Fund I L.P., (ix) Valor Equity Partners Opportunity Fund I-A L.P., (x) Valor Equity Partners Opportunity Fund I-B L.P., (xi) Valor Equity Partners VI L.P., (xii) Valor Equity Partners VI-A L.P., (xiii) Valor Equity Partners VI-B L.P., (xiv) Valor IV Space Holdings, LLC, (xv) Valor M33 II L.P., (xvi) Valor M33 IV L.P., (xvii) Valor M33 V L.P., (xviii) Valor M33 VI L.P., (xix) Valor M33 L.P., (xx) Valor R&D Series LLC, F4: (continue from footnote 3) (xxi) Valor Space Holdings, LLC, (xxii) Valor V Space Holdings, L.P., (xxiii) Valor VII Space Holdings, L.P., (xxiv) VG 1.0 L.P., (xxv) VG 2.0 L.P., (xxvi) VG AI Holdings L.P., (xxvii) VGX 1.0 L.P., (xxviii) VOF Space Holdings L.P., (xxix) VSV II XAI Holdings L.P., and (xxx) VX Holdings L.P. (collectively, "Valor Entities"). F5: By virtue of the Reporting Person's position with the Valor Entities or the general partners of the Valor Entities, the Reporting Person may be deemed to have beneficial ownership of the shares held of record by the Valor Entities. The Reporting Person disclaims beneficial ownership of the shares held of record by each of the Valor Entities, except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,040,862 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 1,040,862 F6: Includes shares of Class A Common Stock directly held by the Reporting Person and his children. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy AJG Growth Fund LLC | 1,170,344 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 1,170,344 F7: Includes 29,423 shares of Class A Common Stock received as pro rata distributions in kind, without consideration, on various dates from August 5, 2026 to September 9, 2026, from non-affiliated third parties. Such pro rata distributions in-kind were made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Gracias 2009 Family Trust | 2,078,622 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 2,078,622 |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment to the original Form 4 filed on September 15, 2026 (the "Original Form") is filed to clarify that the Original Form 4 was filed voluntarily as the distributions in-kind reported and described in footnote 2 below, did not represent a change to the Reporting Person's pecuniary interest. In addition, based on additional information, this amendment reflects continued ownership of a portion of the distributed shares, which were inadvertently omitted from the Original Form. After giving effect to the distributions-in-kind, which represented non-reportable changes in form pursuant to Rule 16a-13, such shares are directly held by the Reporting Person and his children or are indirectly beneficially owned by the Reporting Person through the AJG Growth Fund LLC and the Gracias 2009 Family Trust.
F2: Represents pro rata distributions in-kind, without consideration, by Valor IV Space Holdings, LLC, Valor M33 II L.P., Valor M33 L.P., Valor R&D Series LLC and Valor Space Holdings, LLC. These distributions were effected pursuant to a Rule 10b5-1 pre-set in-kind distribution plan adopted on June 12, 2026.
F3: The reported securities are held of record by the following entities: (i) CV Consortio A LLC, (ii) CV Consortio F LLC, (iii) CV Consortio G LLC, (iv) CV Consortio M LLC, (v) CV Consortio N LLC, (vi) KVSX I L.P., (vii) TM33 Partner Holdings LLC, (viii) Valor Equity Partners Opportunity Fund I L.P., (ix) Valor Equity Partners Opportunity Fund I-A L.P., (x) Valor Equity Partners Opportunity Fund I-B L.P., (xi) Valor Equity Partners VI L.P., (xii) Valor Equity Partners VI-A L.P., (xiii) Valor Equity Partners VI-B L.P., (xiv) Valor IV Space Holdings, LLC, (xv) Valor M33 II L.P., (xvi) Valor M33 IV L.P., (xvii) Valor M33 V L.P., (xviii) Valor M33 VI L.P., (xix) Valor M33 L.P., (xx) Valor R&D Series LLC,
F4: (continue from footnote 3) (xxi) Valor Space Holdings, LLC, (xxii) Valor V Space Holdings, L.P., (xxiii) Valor VII Space Holdings, L.P., (xxiv) VG 1.0 L.P., (xxv) VG 2.0 L.P., (xxvi) VG AI Holdings L.P., (xxvii) VGX 1.0 L.P., (xxviii) VOF Space Holdings L.P., (xxix) VSV II XAI Holdings L.P., and (xxx) VX Holdings L.P. (collectively, "Valor Entities").
F5: By virtue of the Reporting Person's position with the Valor Entities or the general partners of the Valor Entities, the Reporting Person may be deemed to have beneficial ownership of the shares held of record by the Valor Entities. The Reporting Person disclaims beneficial ownership of the shares held of record by each of the Valor Entities, except to the extent of his pecuniary interest therein.
F6: Includes shares of Class A Common Stock directly held by the Reporting Person and his children.
F7: Includes 29,423 shares of Class A Common Stock received as pro rata distributions in kind, without consideration, on various dates from August 5, 2026 to September 9, 2026, from non-affiliated third parties. Such pro rata distributions in-kind were made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
TELOS CORP
Report date October 06, 2020 · Filed October 19, 2020
Jointly reported with Morgenstern Faye, Victor Morgenstern Grandchildren Trust
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Preferred Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectBy trust - See note | 13,100 |
Reported balance
Holding disclosure · report date 2020-10-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,100 F1: 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share (the "Preferred Stock"), of Telos Corporation (TLSRP) ("Telos"). F2: The Victor A. Morgenstern Grandchildren Trust directly beneficially owns 13,100 Shares. Faye Morgenstern and Antonio Gracias are the trustees of this trust, and each is deemed to indirectly beneficially own these shares. Each of the trustees disclaims beneficial ownership of these shares except to the extent of his or her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 of the Securities Exchange Act of 1934 as amended or the regulations thereunder ("Section 16") or for any other purpose. This trust disclaims beneficial ownership of the shares of Preferred Stock reported in the other rows of this Table 1, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share (the "Preferred Stock"), of Telos Corporation (TLSRP) ("Telos").
F2: The Victor A. Morgenstern Grandchildren Trust directly beneficially owns 13,100 Shares. Faye Morgenstern and Antonio Gracias are the trustees of this trust, and each is deemed to indirectly beneficially own these shares. Each of the trustees disclaims beneficial ownership of these shares except to the extent of his or her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 of the Securities Exchange Act of 1934 as amended or the regulations thereunder ("Section 16") or for any other purpose. This trust disclaims beneficial ownership of the shares of Preferred Stock reported in the other rows of this Table 1, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose.
Tesla, Inc.
Report date August 18, 2020 · Filed April 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby AJG Growth Fund | 1,304,390 |
Last balance in matching sequence
After 2020-11-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-08-18 · Purchase · Acquired 70 · Balance 1,304,355 F1: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs. F2: As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. F3: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Row 2 · 2020-08-19 · Purchase · Acquired 25 · Balance 1,304,380 F1: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs. F2: As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. F3: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Row 3 · 2020-11-30 · Purchase · Acquired 10 · Balance 1,304,390 F1: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs. F3: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 2,545 |
Reported balance
Holding disclosure · report date 2020-08-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,545 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs.
F2: As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020.
F3: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SOLARCITY CORP
Report date November 21, 2016 · Filed November 23, 2016
Section 16 reporting ended · disclosed 2016-11-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-11-21 · Disposition to issuer · Disposed 159,023 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F2: These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-11-21 · Disposition to issuer · Disposed 38,665 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F3: Valor Equity Management II, LP is the record owner of these shares. Reporting person indirectly beneficially owns a total of 38,665 shares held of record by Valor Equity Management II, LP. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-21 · Disposition to issuer · Disposed 30,000 · Balance 0 F4: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement.
F2: These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC.
F3: Valor Equity Management II, LP is the record owner of these shares. Reporting person indirectly beneficially owns a total of 38,665 shares held of record by Valor Equity Management II, LP.
F4: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2019 Filed Jun 6, 2019 01:38 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 4,300 | $181.68 | $781,232.60 |
DisclosureSEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 9 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,965 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.210 to $182.190, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:38 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 2,400 | $180.39 | $432,943.20 |
DisclosureSEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 8 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,265 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.120 to $181.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:38 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 4,800 | $179.47 | $861,441.60 |
DisclosureSEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 7 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,665 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.120 to $180.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:38 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 7,710 | $178.62 | $1,377,183.33 |
DisclosureSEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 6 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,465 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.110 to $179.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:38 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 5,057 | $177.70 | $898,649.13 |
DisclosureSEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 5 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,175 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.110 to $178.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:38 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 6,000 | $29.66 | $177,960.00 |
DisclosureSEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 4 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:38 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 2,000 | $29.66 | $59,320.00 |
DisclosureSEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 3 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:38 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 12,000 | $29.66 | $355,920.00 |
DisclosureSEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 2 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:38 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 9,000 | $29.66 | $266,940.00 |
DisclosureSEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 1 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 01:32 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,284 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001495158-19-000004 · edgardoc.xml · derivative · entry 11 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,000 Underlying: Common Stock · 13,284 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 01:32 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 500 | $277.40 | $138,702.00 |
DisclosureSEC source: 0001495158-19-000004 · edgardoc.xml · nonDerivative · entry 7 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,232 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $277.32 to $277.50, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 01:32 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 8,928 | $276.56 | $2,469,118.75 |
DisclosureSEC source: 0001495158-19-000004 · edgardoc.xml · nonDerivative · entry 6 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,732 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $276.08 to $277.07, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 01:32 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 3,552 | $275.72 | $979,346.78 |
DisclosureSEC source: 0001495158-19-000004 · edgardoc.xml · nonDerivative · entry 5 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,660 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $275.05 to $276.00, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 01:32 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 2,500 | $274.54 | $686,352.50 |
DisclosureSEC source: 0001495158-19-000004 · edgardoc.xml · nonDerivative · entry 4 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,212 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.05 to $275.02, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 01:32 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 13,284 | $29.66 | $394,003.44 |
DisclosureSEC source: 0001495158-19-000004 · edgardoc.xml · nonDerivative · entry 3 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| April 09, 2019 Filed Apr 12, 2019 01:32 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,116 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001495158-19-000004 · edgardoc.xml · derivative · entry 10 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,284 Underlying: Common Stock · 1,116 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015. Read SEC document |
| April 09, 2019 Filed Apr 12, 2019 01:32 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 1,300 | $274.22 | $356,484.70 |
DisclosureSEC source: 0001495158-19-000004 · edgardoc.xml · nonDerivative · entry 2 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,428 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.00 to $274.68, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 09, 2019 Filed Apr 12, 2019 01:32 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 1,116 | $29.66 | $33,100.56 |
DisclosureSEC source: 0001495158-19-000004 · edgardoc.xml · nonDerivative · entry 1 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,200 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · derivative · entry 21 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,400 Underlying: Common Stock · 7,200 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 100 | $291.67 | $29,166.50 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 16 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,612 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 700 | $291.06 | $203,742.70 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 15 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,712 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.520 to $291.320, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 700 | $289.79 | $202,853.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 14 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,412 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $289.400 to $290.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 1,500 | $288.60 | $432,900.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 13 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,112 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $288.200 to $288.995, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 2,800 | $287.41 | $804,742.40 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 12 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,612 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.000 to $287.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 1,400 | $286.45 | $401,024.40 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 11 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,412 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.000 to $286.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 1,190 | $283.47 | $337,326.92 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 10 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,812 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.200 to $283.640, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 7,200 | $29.66 | $213,552.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 9 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 400 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · derivative · entry 20 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,600 Underlying: Common Stock · 400 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,800 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · derivative · entry 19 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,000 Underlying: Common Stock · 6,800 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 8, 2013, such that all shares subject to the Option were fully vested and exercisable by June 8, 2015. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 100 | $287.03 | $28,703.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 8 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,802 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 400 | $285.87 | $114,346.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 7 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,902 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.400 to $286.090, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 1,410 | $284.67 | $401,377.65 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 6 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,302 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.390 to $285.125, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 2,080 | $283.69 | $590,079.36 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 5 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,712 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.360 to $284.255, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 3,110 | $283.01 | $880,145.55 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 4 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,792 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.340 to $283.330, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 1,290 | $281.82 | $363,543.93 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 3 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,902 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.310 to $282.250, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 400 | $29.66 | $11,864.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 2 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 6,800 | $29.66 | $201,688.00 |
DisclosureSEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 1 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,200 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · derivative · entry 16 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,800 Underlying: Common Stock · 7,200 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F14 · derivative.exercise_date: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 8, 2013, such that all shares subject to the Option were fully vested and exercisable by June 8, 2015. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 700 | $305.57 | $213,901.80 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 12 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,992 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.21 to $305.88, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 4,061 | $304.63 | $1,237,090.25 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 11 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,692 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.06 to $305.04, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 2,629 | $303.56 | $798,067.13 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 10 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,753 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.055 to $304.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 803 | $302.66 | $243,037.59 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 9 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,382 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.05 to $303.00, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 197 | $301.52 | $59,399.44 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 8 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,185 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.03 to $302.01, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 7,200 | $29.66 | $213,552.00 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 7 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,200 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · derivative · entry 15 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 7,200 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F14 · derivative.exercise_date: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 8, 2013, such that all shares subject to the Option were fully vested and exercisable by June 8, 2015. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 500 | $310.23 | $155,112.50 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 6 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,182 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.75 to $310.475, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 891 | $309.21 | $275,504.33 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 5 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,682 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.05 to $309.40, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 1,797 | $308.48 | $554,338.56 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 4 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,573 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.03 to $309.00, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 3,602 | $307.59 | $1,107,953.59 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 3 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,370 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.02 to $308.01, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 02:45 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 1,600 | $306.57 | $490,512.00 |
DisclosureSEC source: 0001495158-19-000002 · edgardoc.xml · nonDerivative · entry 2 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,972 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.01 to $306.935, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.