person · Reporting owner

Gracias Antonio J.

Disclosed activity across 6 companies

Tapewire entity: 10690
SEC CIK: 0001495158

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BITGO HOLDINGS, INC.BTGO · Entity 5106	10% owner	January 23, 2026	January 27, 2026
Harmony Biosciences Holdings, Inc.HRMY · Entity 4381	Director · 10% owner	August 28, 2025	September 02, 2025
SPACE EXPLORATION TECHNOLOGIES CORPSPCX · Entity 8884	Director	September 11, 2026	September 30, 2026
TELOS CORPTLSRP · Entity 770	10% owner · Member of 10% Group	October 06, 2020	October 19, 2020
Tesla, Inc.TSLA · Entity 2791	Director	August 18, 2020	April 06, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BITGO HOLDINGS, INC.

Report date January 23, 2026 · Filed January 27, 2026

Jointly reported with Valor Digital Investments, LLC, Valor Management L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	9,201,725	Reported balance After 2026-01-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-01-23 · Conversion · Acquired 9,201,725 · Balance 9,201,725 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F2: Shares held of record by Valor Digital Investments, LLC - Series 1.
Class A Common StockSEC Table I · non-derivative	Direct	613,048	Reported balance After 2026-01-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2026-01-23 · Conversion · Acquired 330,277 · Balance 613,048 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F3: Shares held of record by Valor Digital Investments, LLC - Series 2.
Class A Common StockSEC Table I · non-derivative	Direct	1,736,377	Reported balance After 2026-01-23 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2026-01-23 · Conversion · Acquired 1,175,180 · Balance 1,736,377 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F4: Shares held of record by Valor Equity Partners VI L.P.
Class A Common StockSEC Table I · non-derivative	Direct	37,755	Reported balance After 2026-01-23 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2026-01-23 · Conversion · Acquired 26,140 · Balance 37,755 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F5: Shares held of record by Valor Equity Partners VI-A L.P.
Class A Common StockSEC Table I · non-derivative	Direct	949,703	Reported balance After 2026-01-23 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2026-01-23 · Conversion · Acquired 649,193 · Balance 949,703 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F6: Shares held of record by Valor Equity Partners VI-B L.P.
Series Seed Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2026-01-23 · Conversion · Disposed 229,502 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F4: Shares held of record by Valor Equity Partners VI L.P.
Series Seed Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2026-01-23 · Conversion · Disposed 4,763 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F5: Shares held of record by Valor Equity Partners VI-A L.P.
Series Seed Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2026-01-23 · Conversion · Disposed 122,878 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F6: Shares held of record by Valor Equity Partners VI-B L.P.
Series B Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2026-01-23 · Conversion · Disposed 9,201,725 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F2: Shares held of record by Valor Digital Investments, LLC - Series 1.
Series B-3 Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2026-01-23 · Conversion · Disposed 330,277 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F3: Shares held of record by Valor Digital Investments, LLC - Series 2.
Series B-3 Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2026-01-23 · Conversion · Disposed 627,672 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F4: Shares held of record by Valor Equity Partners VI L.P.
Series B-3 Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2026-01-23 · Conversion · Disposed 12,990 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F5: Shares held of record by Valor Equity Partners VI-A L.P.
Series B-3 Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2026-01-23 · Conversion · Disposed 336,107 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F6: Shares held of record by Valor Equity Partners VI-B L.P.
Series C-2 Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2026-01-23 · Conversion · Disposed 318,006 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F4: Shares held of record by Valor Equity Partners VI L.P.
Series C-2 Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2026-01-23 · Conversion · Disposed 8,387 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F5: Shares held of record by Valor Equity Partners VI-A L.P.
Series C-2 Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-23 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2026-01-23 · Conversion · Disposed 190,208 · Balance 0 F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date. F6: Shares held of record by Valor Equity Partners VI-B L.P.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series Seed Preferred Stock, Series B Preferred Stock, Series B-3 Preferred Stock and Series C-2 Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock immediately upon the closing of the Issuer's initial public offering and had no expiration date.

F2: Shares held of record by Valor Digital Investments, LLC - Series 1.

F3: Shares held of record by Valor Digital Investments, LLC - Series 2.

F4: Shares held of record by Valor Equity Partners VI L.P.

F5: Shares held of record by Valor Equity Partners VI-A L.P.

F6: Shares held of record by Valor Equity Partners VI-B L.P.

Harmony Biosciences Holdings, Inc.

Report date August 28, 2025 · Filed September 02, 2025

Jointly reported with Valor IV Pharma Holdings, LLC, Valor Management L.P., Valor Equity Capital IV LLC, Valor Equity Associates IV L.P., VALOR EQUITY PARTNERS IV L.P., VALOR EQUITY PARTNERS IV-A L.P., VALOR EQUITY PARTNERS IV-B L.P., Sabater Juan A.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-08-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-08-28 · Other · Disposed 6,618,033 · Balance 0 F1: In-kind pro rata distribution by Valor IV Pharma Holdings, LLC, without consideration.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	29,497	Reported balance Holding disclosure · report date 2025-08-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 29,497 F2: Shares received in distribution described in footnote 1. F3: Held by Valor Management L.P.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	437,619	Reported balance Holding disclosure · report date 2025-08-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 437,619 F2: Shares received in distribution described in footnote 1. F4: Held by Antonio Gracias.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	50,423	Reported balance Holding disclosure · report date 2025-08-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 50,423 F2: Shares received in distribution described in footnote 1. F5: Held by AJG Growth Fund LLC, an entity controlled by Mr. Gracias.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	38,275	Reported balance Holding disclosure · report date 2025-08-28 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 38,275 F2: Shares received in distribution described in footnote 1. F6: Held by Juan Sabater.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	23,714	Reported balance Holding disclosure · report date 2025-08-28 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 23,714 F2: Shares received in distribution described in footnote 1. F7: Held by Tamal, LLC, an entity controlled by Mr. Sabater.

Filing footnotes · ownership attribution and instrument terms

F1: In-kind pro rata distribution by Valor IV Pharma Holdings, LLC, without consideration.

F2: Shares received in distribution described in footnote 1.

F3: Held by Valor Management L.P.

F4: Held by Antonio Gracias.

F5: Held by AJG Growth Fund LLC, an entity controlled by Mr. Gracias.

F6: Held by Juan Sabater.

F7: Held by Tamal, LLC, an entity controlled by Mr. Sabater.

SPACE EXPLORATION TECHNOLOGIES CORP

Report date September 11, 2026 · Filed September 30, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Valor Entities	460,624,307	Reported balance After 2026-09-11 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2026-09-11 · Other · Disposed 42,790,223 · Balance 460,624,307 F2: Represents pro rata distributions in-kind, without consideration, by Valor IV Space Holdings, LLC, Valor M33 II L.P., Valor M33 L.P., Valor R&D Series LLC and Valor Space Holdings, LLC. These distributions were effected pursuant to a Rule 10b5-1 pre-set in-kind distribution plan adopted on June 12, 2026. F1: This amendment to the original Form 4 filed on September 15, 2026 (the "Original Form") is filed to clarify that the Original Form 4 was filed voluntarily as the distributions in-kind reported and described in footnote 2 below, did not represent a change to the Reporting Person's pecuniary interest. In addition, based on additional information, this amendment reflects continued ownership of a portion of the distributed shares, which were inadvertently omitted from the Original Form. After giving effect to the distributions-in-kind, which represented non-reportable changes in form pursuant to Rule 16a-13, such shares are directly held by the Reporting Person and his children or are indirectly beneficially owned by the Reporting Person through the AJG Growth Fund LLC and the Gracias 2009 Family Trust. F3: The reported securities are held of record by the following entities: (i) CV Consortio A LLC, (ii) CV Consortio F LLC, (iii) CV Consortio G LLC, (iv) CV Consortio M LLC, (v) CV Consortio N LLC, (vi) KVSX I L.P., (vii) TM33 Partner Holdings LLC, (viii) Valor Equity Partners Opportunity Fund I L.P., (ix) Valor Equity Partners Opportunity Fund I-A L.P., (x) Valor Equity Partners Opportunity Fund I-B L.P., (xi) Valor Equity Partners VI L.P., (xii) Valor Equity Partners VI-A L.P., (xiii) Valor Equity Partners VI-B L.P., (xiv) Valor IV Space Holdings, LLC, (xv) Valor M33 II L.P., (xvi) Valor M33 IV L.P., (xvii) Valor M33 V L.P., (xviii) Valor M33 VI L.P., (xix) Valor M33 L.P., (xx) Valor R&D Series LLC, F4: (continue from footnote 3) (xxi) Valor Space Holdings, LLC, (xxii) Valor V Space Holdings, L.P., (xxiii) Valor VII Space Holdings, L.P., (xxiv) VG 1.0 L.P., (xxv) VG 2.0 L.P., (xxvi) VG AI Holdings L.P., (xxvii) VGX 1.0 L.P., (xxviii) VOF Space Holdings L.P., (xxix) VSV II XAI Holdings L.P., and (xxx) VX Holdings L.P. (collectively, "Valor Entities"). F5: By virtue of the Reporting Person's position with the Valor Entities or the general partners of the Valor Entities, the Reporting Person may be deemed to have beneficial ownership of the shares held of record by the Valor Entities. The Reporting Person disclaims beneficial ownership of the shares held of record by each of the Valor Entities, except to the extent of his pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	Direct	1,040,862	Reported balance Holding disclosure · report date 2026-09-11 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance 1,040,862 F6: Includes shares of Class A Common Stock directly held by the Reporting Person and his children.
Class A Common StockSEC Table I · non-derivative	IndirectBy AJG Growth Fund LLC	1,170,344	Reported balance Holding disclosure · report date 2026-09-11 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance 1,170,344 F7: Includes 29,423 shares of Class A Common Stock received as pro rata distributions in kind, without consideration, on various dates from August 5, 2026 to September 9, 2026, from non-affiliated third parties. Such pro rata distributions in-kind were made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
Class A Common StockSEC Table I · non-derivative	IndirectBy Gracias 2009 Family Trust	2,078,622	Reported balance Holding disclosure · report date 2026-09-11 · row 4 Amendment: may correct only part of an earlier disclosure. 1 source row Row 4 · Balance 2,078,622

Filing footnotes · ownership attribution and instrument terms

F1: This amendment to the original Form 4 filed on September 15, 2026 (the "Original Form") is filed to clarify that the Original Form 4 was filed voluntarily as the distributions in-kind reported and described in footnote 2 below, did not represent a change to the Reporting Person's pecuniary interest. In addition, based on additional information, this amendment reflects continued ownership of a portion of the distributed shares, which were inadvertently omitted from the Original Form. After giving effect to the distributions-in-kind, which represented non-reportable changes in form pursuant to Rule 16a-13, such shares are directly held by the Reporting Person and his children or are indirectly beneficially owned by the Reporting Person through the AJG Growth Fund LLC and the Gracias 2009 Family Trust.

F2: Represents pro rata distributions in-kind, without consideration, by Valor IV Space Holdings, LLC, Valor M33 II L.P., Valor M33 L.P., Valor R&D Series LLC and Valor Space Holdings, LLC. These distributions were effected pursuant to a Rule 10b5-1 pre-set in-kind distribution plan adopted on June 12, 2026.

F3: The reported securities are held of record by the following entities: (i) CV Consortio A LLC, (ii) CV Consortio F LLC, (iii) CV Consortio G LLC, (iv) CV Consortio M LLC, (v) CV Consortio N LLC, (vi) KVSX I L.P., (vii) TM33 Partner Holdings LLC, (viii) Valor Equity Partners Opportunity Fund I L.P., (ix) Valor Equity Partners Opportunity Fund I-A L.P., (x) Valor Equity Partners Opportunity Fund I-B L.P., (xi) Valor Equity Partners VI L.P., (xii) Valor Equity Partners VI-A L.P., (xiii) Valor Equity Partners VI-B L.P., (xiv) Valor IV Space Holdings, LLC, (xv) Valor M33 II L.P., (xvi) Valor M33 IV L.P., (xvii) Valor M33 V L.P., (xviii) Valor M33 VI L.P., (xix) Valor M33 L.P., (xx) Valor R&D Series LLC,

F4: (continue from footnote 3) (xxi) Valor Space Holdings, LLC, (xxii) Valor V Space Holdings, L.P., (xxiii) Valor VII Space Holdings, L.P., (xxiv) VG 1.0 L.P., (xxv) VG 2.0 L.P., (xxvi) VG AI Holdings L.P., (xxvii) VGX 1.0 L.P., (xxviii) VOF Space Holdings L.P., (xxix) VSV II XAI Holdings L.P., and (xxx) VX Holdings L.P. (collectively, "Valor Entities").

F5: By virtue of the Reporting Person's position with the Valor Entities or the general partners of the Valor Entities, the Reporting Person may be deemed to have beneficial ownership of the shares held of record by the Valor Entities. The Reporting Person disclaims beneficial ownership of the shares held of record by each of the Valor Entities, except to the extent of his pecuniary interest therein.

F6: Includes shares of Class A Common Stock directly held by the Reporting Person and his children.

F7: Includes 29,423 shares of Class A Common Stock received as pro rata distributions in kind, without consideration, on various dates from August 5, 2026 to September 9, 2026, from non-affiliated third parties. Such pro rata distributions in-kind were made in accordance with the exemption afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

TELOS CORP

Report date October 06, 2020 · Filed October 19, 2020

Jointly reported with Morgenstern Faye, Victor Morgenstern Grandchildren Trust

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Preferred Stock, par value $.01 per shareSEC Table I · non-derivative	IndirectBy trust - See note	13,100	Reported balance Holding disclosure · report date 2020-10-06 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 13,100 F1: 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share (the "Preferred Stock"), of Telos Corporation (TLSRP) ("Telos"). F2: The Victor A. Morgenstern Grandchildren Trust directly beneficially owns 13,100 Shares. Faye Morgenstern and Antonio Gracias are the trustees of this trust, and each is deemed to indirectly beneficially own these shares. Each of the trustees disclaims beneficial ownership of these shares except to the extent of his or her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 of the Securities Exchange Act of 1934 as amended or the regulations thereunder ("Section 16") or for any other purpose. This trust disclaims beneficial ownership of the shares of Preferred Stock reported in the other rows of this Table 1, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share (the "Preferred Stock"), of Telos Corporation (TLSRP) ("Telos").

F2: The Victor A. Morgenstern Grandchildren Trust directly beneficially owns 13,100 Shares. Faye Morgenstern and Antonio Gracias are the trustees of this trust, and each is deemed to indirectly beneficially own these shares. Each of the trustees disclaims beneficial ownership of these shares except to the extent of his or her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 of the Securities Exchange Act of 1934 as amended or the regulations thereunder ("Section 16") or for any other purpose. This trust disclaims beneficial ownership of the shares of Preferred Stock reported in the other rows of this Table 1, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose.

Tesla, Inc.

Report date August 18, 2020 · Filed April 06, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby AJG Growth Fund	1,304,390	Last balance in matching sequence After 2020-11-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2020-08-18 · Purchase · Acquired 70 · Balance 1,304,355 F1: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs. F2: As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. F3: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Row 2 · 2020-08-19 · Purchase · Acquired 25 · Balance 1,304,380 F1: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs. F2: As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. F3: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Row 3 · 2020-11-30 · Purchase · Acquired 10 · Balance 1,304,390 F1: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs. F3: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	2,545	Reported balance Holding disclosure · report date 2020-08-18 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,545

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs.

F2: As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020.

F3: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SOLARCITY CORP

Report date November 21, 2016 · Filed November 23, 2016

Section 16 reporting ended · disclosed 2016-11-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2016-11-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-11-21 · Disposition to issuer · Disposed 159,023 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F2: These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2016-11-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2016-11-21 · Disposition to issuer · Disposed 38,665 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F3: Valor Equity Management II, LP is the record owner of these shares. Reporting person indirectly beneficially owns a total of 38,665 shares held of record by Valor Equity Management II, LP.
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51	Direct	Reported balance After 2016-11-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2016-11-21 · Disposition to issuer · Disposed 30,000 · Balance 0 F4: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement.

F2: These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC.

F3: Valor Equity Management II, LP is the record owner of these shares. Reporting person indirectly beneficially owns a total of 38,665 shares held of record by Valor Equity Management II, LP.

F4: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 26, 2020 Filed Oct 29, 2020 00:37 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	27,500	$0.00 Strike: $52.38	$0.00	Disclosure SEC source: 0001495158-20-000001 · edgardoc.xml · derivative · entry 14 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,500 Underlying: Common Stock · 27,500 shares Expires 2022-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018. Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:37 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	127,500	$0.00 Strike: $50.14	$0.00	Disclosure SEC source: 0001495158-20-000001 · edgardoc.xml · derivative · entry 13 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,500 shares Expires 2022-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 12, 2015, such that all shares subject to the Option became fully vested and exercisable by June 12, 2018. Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:37 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionCommon Stock	27,500	$52.38	$1,440,450.00	Disclosure SEC source: 0001495158-20-000001 · edgardoc.xml · nonDerivative · entry 2 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 26, 2020 Filed Oct 29, 2020 00:37 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionCommon Stock	127,500	$50.14	$6,392,850.00	Disclosure SEC source: 0001495158-20-000001 · edgardoc.xml · nonDerivative · entry 1 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amounts of securities reported on this Form 4 have been adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. Read SEC document
August 21, 2020 Filed Aug 25, 2020 23:41 UTC	Harmony Biosciences Holdings, Inc. HRMY · Entity 4381	ConversionSeries C Preferred Stock · Derivative	1,810,126	$0.00	$0.00	Disclosure SEC source: 0000899243-20-023393 · doc4.xml · derivative · entry 4 Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner Valor Management L.P. · CIK 0001822428 · 10% owner Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner Gracias Antonio J. · CIK 0001495158 · Director · 10% owner Sabater Juan A. · CIK 0001821210 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 240,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preffered stock automatically converted on a 8.215-for-1 basis into common stock upon the closing of the Issuer's initial public offering. F4 · shares: Includes 23,141 shares received upon the payment of an in-kind dividend on the Series C Preferred Stock on August 21, 2020. F1 · derivative.exercise_date: Each share of preffered stock automatically converted on a 8.215-for-1 basis into common stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of preffered stock automatically converted on a 8.215-for-1 basis into common stock upon the closing of the Issuer's initial public offering. F4 · derivative.underlying_shares: Includes 23,141 shares received upon the payment of an in-kind dividend on the Series C Preferred Stock on August 21, 2020. F2 · ownership.direct: Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein. Read SEC document
August 21, 2020 Filed Aug 25, 2020 23:41 UTC	Harmony Biosciences Holdings, Inc. HRMY · Entity 4381	ConversionSeries A Preferred Stock · Derivative	77,950,712	$0.00	$0.00	Disclosure SEC source: 0000899243-20-023393 · doc4.xml · derivative · entry 3 Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner Valor Management L.P. · CIK 0001822428 · 10% owner Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner Gracias Antonio J. · CIK 0001495158 · Director · 10% owner Sabater Juan A. · CIK 0001821210 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,080,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preffered stock automatically converted on a 8.215-for-1 basis into common stock upon the closing of the Issuer's initial public offering. F3 · shares: Includes 2,950,712 shares received upon the payment of an in-kind dividend on the Series A Preferred Stock on August 21, 2020. F1 · derivative.exercise_date: Each share of preffered stock automatically converted on a 8.215-for-1 basis into common stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of preffered stock automatically converted on a 8.215-for-1 basis into common stock upon the closing of the Issuer's initial public offering. F3 · derivative.underlying_shares: Includes 2,950,712 shares received upon the payment of an in-kind dividend on the Series A Preferred Stock on August 21, 2020. F2 · ownership.direct: Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein. Read SEC document
August 21, 2020 Filed Aug 25, 2020 23:41 UTC	Harmony Biosciences Holdings, Inc. HRMY · Entity 4381	ConversionCommon Stock	240,668	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-023393 · doc4.xml · nonDerivative · entry 2 Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner Valor Management L.P. · CIK 0001822428 · 10% owner Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner Gracias Antonio J. · CIK 0001495158 · Director · 10% owner Sabater Juan A. · CIK 0001821210 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,166,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preffered stock automatically converted on a 8.215-for-1 basis into common stock upon the closing of the Issuer's initial public offering. F2 · ownership.direct: Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein. Read SEC document
August 21, 2020 Filed Aug 25, 2020 23:41 UTC	Harmony Biosciences Holdings, Inc. HRMY · Entity 4381	ConversionCommon Stock	12,080,352	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-023393 · doc4.xml · nonDerivative · entry 1 Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner Valor Management L.P. · CIK 0001822428 · 10% owner Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner Gracias Antonio J. · CIK 0001495158 · Director · 10% owner Sabater Juan A. · CIK 0001821210 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,925,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preffered stock automatically converted on a 8.215-for-1 basis into common stock upon the closing of the Issuer's initial public offering. F2 · ownership.direct: Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein. Read SEC document
August 21, 2020 Filed Sep 4, 2020 21:19 UTC Amendment	Harmony Biosciences Holdings, Inc. HRMY · Entity 4381	ConversionSeries C Preferred Stock · Derivative	1,786,985	$0.00	$0.00	Disclosure SEC source: 0000899243-20-024369 · doc4a.xml · derivative · entry 4 Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner Valor Management L.P. · CIK 0001822428 · 10% owner Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner Gracias Antonio J. · CIK 0001495158 · Director · 10% owner Sabater Juan A. · CIK 0001821210 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 233,052.23 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted on a 8.215-for-one basis into common stock upon the closing of the Issuer's initial public offering, with any fractional shares resulting from the conversion of the aggregate preferred stock held by the reporting person canceled in exchange for cash. F1 · derivative.exercise_date: Each share of preferred stock automatically converted on a 8.215-for-one basis into common stock upon the closing of the Issuer's initial public offering, with any fractional shares resulting from the conversion of the aggregate preferred stock held by the reporting person canceled in exchange for cash. F1 · derivative.expiration_date: Each share of preferred stock automatically converted on a 8.215-for-one basis into common stock upon the closing of the Issuer's initial public offering, with any fractional shares resulting from the conversion of the aggregate preferred stock held by the reporting person canceled in exchange for cash. F4 · derivative.underlying_shares: Includes 15,525.15 shares of common stock received upon the payment of an in-kind dividend on the Series C Preferred Stock on August 21, 2020. F2 · ownership.direct: Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein. Read SEC document
August 21, 2020 Filed Sep 4, 2020 21:19 UTC Amendment	Harmony Biosciences Holdings, Inc. HRMY · Entity 4381	ConversionSeries A Preferred Stock · Derivative	75,000,000	$0.00	$0.00	Disclosure SEC source: 0000899243-20-024369 · doc4a.xml · derivative · entry 3 Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner Valor Management L.P. · CIK 0001822428 · 10% owner Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner Gracias Antonio J. · CIK 0001495158 · Director · 10% owner Sabater Juan A. · CIK 0001821210 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,139,645.04 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted on a 8.215-for-one basis into common stock upon the closing of the Issuer's initial public offering, with any fractional shares resulting from the conversion of the aggregate preferred stock held by the reporting person canceled in exchange for cash. F1 · derivative.exercise_date: Each share of preferred stock automatically converted on a 8.215-for-one basis into common stock upon the closing of the Issuer's initial public offering, with any fractional shares resulting from the conversion of the aggregate preferred stock held by the reporting person canceled in exchange for cash. F1 · derivative.expiration_date: Each share of preferred stock automatically converted on a 8.215-for-one basis into common stock upon the closing of the Issuer's initial public offering, with any fractional shares resulting from the conversion of the aggregate preferred stock held by the reporting person canceled in exchange for cash. F3 · derivative.underlying_shares: Includes 1,010,004.14 shares of common stock received upon the payment of an in-kind dividend on the Series A Preferred Stock on August 21, 2020. F2 · ownership.direct: Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein. Read SEC document
August 21, 2020 Filed Sep 4, 2020 21:19 UTC Amendment	Harmony Biosciences Holdings, Inc. HRMY · Entity 4381	ConversionCommon Stock	233,052	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-024369 · doc4a.xml · nonDerivative · entry 2 Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner Valor Management L.P. · CIK 0001822428 · 10% owner Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner Gracias Antonio J. · CIK 0001495158 · Director · 10% owner Sabater Juan A. · CIK 0001821210 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,218,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock automatically converted on a 8.215-for-one basis into common stock upon the closing of the Issuer's initial public offering, with any fractional shares resulting from the conversion of the aggregate preferred stock held by the reporting person canceled in exchange for cash. F2 · ownership.direct: Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein. Read SEC document
August 21, 2020 Filed Sep 4, 2020 21:19 UTC Amendment	Harmony Biosciences Holdings, Inc. HRMY · Entity 4381	ConversionCommon Stock	10,139,645	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-024369 · doc4a.xml · nonDerivative · entry 1 Valor IV Pharma Holdings, LLC · CIK 0001821186 · 10% owner Valor Management L.P. · CIK 0001822428 · 10% owner Valor Equity Capital IV LLC · CIK 0001821936 · 10% owner Valor Equity Associates IV L.P. · CIK 0001822427 · 10% owner VALOR EQUITY PARTNERS IV L.P. · CIK 0001705506 · 10% owner VALOR EQUITY PARTNERS IV-A L.P. · CIK 0001705542 · 10% owner VALOR EQUITY PARTNERS IV-B L.P. · CIK 0001705512 · 10% owner Gracias Antonio J. · CIK 0001495158 · Director · 10% owner Sabater Juan A. · CIK 0001821210 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,984,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock automatically converted on a 8.215-for-one basis into common stock upon the closing of the Issuer's initial public offering, with any fractional shares resulting from the conversion of the aggregate preferred stock held by the reporting person canceled in exchange for cash. F2 · ownership.direct: Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein. Read SEC document
August 19, 2020 Filed Apr 6, 2021 00:06 UTC	Tesla, Inc. TSLA · Entity 2791	PurchaseCommon Stock	25	$375.71	$9,392.75	Disclosure SEC source: 0001495158-21-000003 · primary_doc.xml · nonDerivative · entry 2 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by AJG Growth Fund Disclosed balance after: 1,304,380 F1 · kind: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs. F2 · shares: As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. F3 · ownership.nature: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Read SEC document
August 18, 2020 Filed Aug 21, 2020 00:06 UTC	Harmony Biosciences Holdings, Inc. HRMY · Entity 4381	GrantStock Option · Derivative	12,617	$0.00 Strike: $24.00	$0.00	Disclosure SEC source: 0000899243-20-023133 · doc4.xml · derivative · entry 1 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,617 Underlying: Common Stock · 12,617 shares Expires 2030-08-18 F1 · derivative.exercise_date: The stock option shall vest in three equal annual installments beginning on August 21, 2021. Read SEC document
August 18, 2020 Filed Apr 6, 2021 00:06 UTC	Tesla, Inc. TSLA · Entity 2791	PurchaseCommon Stock	70	$377.42	$26,419.40	Disclosure SEC source: 0001495158-21-000003 · primary_doc.xml · nonDerivative · entry 1 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by AJG Growth Fund Disclosed balance after: 1,304,355 F1 · kind: These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs. F2 · shares: As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. F3 · ownership.nature: The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Read SEC document
March 06, 2020 Filed Mar 10, 2020 01:41 UTC	Tesla, Inc. TSLA · Entity 2791	GrantNon-Qualified Stock Option (right to buy) · Derivative	4,000	$0.00 Strike: $703.48	$0.00	Disclosure SEC source: 0001771340-20-000004 · edgardoc.xml · derivative · entry 1 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2027-03-06 F1 · derivative.exercise_date: This stock option award is an automatic annual equity award related to future Board committee service granted pursuant to the Issuer's Outside Director Compensation Policy. 1/12th of the shares granted shall become vested and exercisable as of each monthly anniversary from March 6, 2020, such that all shares subject to the Option shall be fully vested and exercisable by March 6, 2021. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	13,194	$0.00 Strike: $370.83	$0.00	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · derivative · entry 26 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,806 Underlying: Common Stock · 13,194 shares Expires 2025-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 18, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2021. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	13,458	$0.00 Strike: $342.77	$0.00	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · derivative · entry 25 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,542 Underlying: Common Stock · 13,458 shares Expires 2025-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F21 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 12, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 12, 2021. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	25,000	$0.00 Strike: $261.89	$0.00	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · derivative · entry 24 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F20 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	25,500	$0.00 Strike: $250.69	$0.00	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · derivative · entry 23 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: Common Stock · 25,500 shares Expires 2022-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 12, 2015, such that all shares subject to the Option became fully vested and exercisable by June 12, 2018. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	100	$900.05	$90,005.00	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 21 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509 Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	4,922	$899.43	$4,426,999.38	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 20 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609 F17 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $899.000 to $899.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	10,997	$898.39	$9,879,539.85	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 19 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,531 F16 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $898.000 to $898.985, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	4,915	$897.56	$4,411,512.32	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 18 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,528 F15 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $897.000 to $897.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	2,651	$896.46	$2,376,526.06	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 17 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,443 F14 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $896.000 to $896.970, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	1,215	$895.30	$1,087,785.86	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 16 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,094 F13 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $894.880 to $895.630, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	700	$894.11	$625,879.10	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 15 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,309 F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $893.790 to $894.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	3,404	$893.27	$3,040,694.48	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 14 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,009 F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $892.760 to $893.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	9,621	$892.21	$8,583,981.27	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 13 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,413 F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $891.760 to $892.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	11,608	$891.25	$10,345,571.96	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 12 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,034 F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $890.755 to $891.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	7,677	$890.19	$6,834,003.98	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 11 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,642 F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $889.750 to $890.730, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	4,417	$889.22	$3,927,684.74	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 10 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,319 F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $888.745 to $889.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	5,307	$888.21	$4,713,719.86	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 9 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,736 F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $887.730 to $888.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	5,218	$887.16	$4,629,211.32	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 8 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,043 F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $886.660 to $887.650, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	2,516	$886.05	$2,229,311.86	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 7 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,261 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $885.605 to $886.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	1,584	$885.16	$1,402,095.02	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 6 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,777 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $884.580 to $885.560, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	300	$883.83	$265,148.10	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 5 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,361 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $883.790 to $883.880, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionCommon Stock	13,194	$370.83	$4,892,731.02	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 4 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionCommon Stock	13,458	$342.77	$4,612,998.66	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 3 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionCommon Stock	25,500	$250.69	$6,392,595.00	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 2 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:50 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionCommon Stock	25,000	$261.89	$6,547,250.00	Disclosure SEC source: 0001790565-20-000002 · edgardoc.xml · nonDerivative · entry 1 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The shares shown in this Form 4 as held by the reporting person and AJG Growth Fund LLC reflect the transfer of certain shares previously held by Valor Equity Management II, LP, of which the reporting person is the manager, and which shares were also previously attributed to the reporting person. Read SEC document
December 23, 2019 Filed Dec 27, 2019 02:10 UTC	Tesla, Inc. TSLA · Entity 2791	GiftCommon Stock	7,129	$0.00	$0.00	Disclosure SEC source: 0001495158-19-000006 · edgardoc.xml · nonDerivative · entry 1 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by AJG Growth Fund Disclosed balance after: 264,649 F1 · kind: The reporting person gifted an aggregate 7,129 shares of Tesla common stock to charity. F2 · ownership.nature: These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Read SEC document
June 03, 2019 Filed Jun 6, 2019 01:38 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	6,000	$0.00 Strike: $29.66	$0.00	Disclosure SEC source: 0001495158-19-000005 · edgardoc.xml · derivative · entry 19 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015. F14 · balance_after: Reflects sequential exercises of the same stock option award, such that following these exercises, there remained 0 shares subject to this option. Read SEC document
June 03, 2019 Filed Jun 6, 2019 01:38 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	2,000	$0.00 Strike: $29.66	$0.00	Disclosure SEC source: 0001495158-19-000005 · edgardoc.xml · derivative · entry 18 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015. F14 · balance_after: Reflects sequential exercises of the same stock option award, such that following these exercises, there remained 0 shares subject to this option. Read SEC document
June 03, 2019 Filed Jun 6, 2019 01:38 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	12,000	$0.00 Strike: $29.66	$0.00	Disclosure SEC source: 0001495158-19-000005 · edgardoc.xml · derivative · entry 17 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 12,000 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015. F14 · balance_after: Reflects sequential exercises of the same stock option award, such that following these exercises, there remained 0 shares subject to this option. Read SEC document
June 03, 2019 Filed Jun 6, 2019 01:38 UTC	Tesla, Inc. TSLA · Entity 2791	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	9,000	$0.00 Strike: $29.66	$0.00	Disclosure SEC source: 0001495158-19-000005 · edgardoc.xml · derivative · entry 16 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 9,000 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015. F14 · balance_after: Reflects sequential exercises of the same stock option award, such that following these exercises, there remained 0 shares subject to this option. Read SEC document
June 03, 2019 Filed Jun 6, 2019 01:38 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	300	$185.71	$55,711.80	Disclosure SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 13 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.440 to $185.905 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
June 03, 2019 Filed Jun 6, 2019 01:38 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	600	$184.75	$110,850.00	Disclosure SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 12 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.350 to $185.150 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
June 03, 2019 Filed Jun 6, 2019 01:38 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	2,000	$183.58	$367,156.00	Disclosure SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 11 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,366 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.240 to $184.010, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
June 03, 2019 Filed Jun 6, 2019 01:38 UTC	Tesla, Inc. TSLA · Entity 2791	SaleCommon Stock	6,599	$182.53	$1,204,522.07	Disclosure SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 10 Gracias Antonio J. · CIK 0001495158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,366 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.210 to $183.090, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.