organization · Reporting owner
Wells Fargo Municipal Capital Strategies, LLC
Disclosed activity across 27 companies
Sign in to followReported relationships
Latest disclosed role at each company.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
Report date August 06, 2018 · Filed September 05, 2018
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2018-08-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-06 · Other · Disposed 600 · Balance 0 F1: The 600 variable rate munifund term preferred shares reported as disposed of in Table I (the "VMTP Shares") represent shares that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,035.534966667 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $35.534966667 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company. F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 600 variable rate munifund term preferred shares reported as disposed of in Table I (the "VMTP Shares") represent shares that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,035.534966667 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $35.534966667 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company.
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
Report date December 14, 2018 · Filed December 18, 2018
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2018-12-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-12-14 · Other · Disposed 883 · Balance 0 F1: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 883 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange. F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
| Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 883 |
Reported balance
After 2018-12-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-12-14 · Other · Acquired 883 · Balance 883 F1: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 883 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange. F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 883 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange.
F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
Report date March 01, 2017 · Filed March 02, 2017
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2017-03-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-03-01 · Other · Disposed 740 · Balance 0 F1: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014. F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer |
| Variable Rate Demand Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 740 |
Reported balance
After 2017-03-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-03-01 · Other · Acquired 740 · Balance 740 F1: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014. F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer |
Filing footnotes · ownership attribution and instrument terms
F1: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014.
F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.
F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Report date April 27, 2026 · Filed April 30, 2026
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 4,504 |
Reported balance
After 2026-04-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-04-27 · Other · Acquired 4,504 · Balance 4,504 F1: In connection with the reorganization of Nuveen Pennsylvania Quality Municipal Income Fund and Nuveen New Jersey Quality Municipal Income Fund (the "Target Funds") into the Issuer, 4,504 variable rate demand preferred shares (the "VRDP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of the Issuer in a cashless transaction. The 4,504 VRDP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F2: 1,700 Adjustable Rate MuniFund Term Preferred Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on April 12, 2023. F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of Nuveen Pennsylvania Quality Municipal Income Fund and Nuveen New Jersey Quality Municipal Income Fund (the "Target Funds") into the Issuer, 4,504 variable rate demand preferred shares (the "VRDP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of the Issuer in a cashless transaction. The 4,504 VRDP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: 1,700 Adjustable Rate MuniFund Term Preferred Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on April 12, 2023.
F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Nuveen California Quality Municipal Income Fund
Report date July 28, 2025 · Filed July 30, 2025
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| MuniFund Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 2,570 |
Reported balance
After 2025-07-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-07-28 · Other · Disposed 180 · Balance 2,570 F1: The 180 munifund preferred shares reported as disposed of in Table I represent munifund preferred shares of the Issuer (the "MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,302.2657 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $302.2657 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
| Variable Rate Demand Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 1,600 |
Reported balance
Holding disclosure · report date 2025-07-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,600 F2: The 1,600 VRDP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on November 17, 2017. F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 180 munifund preferred shares reported as disposed of in Table I represent munifund preferred shares of the Issuer (the "MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,302.2657 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $302.2657 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: The 1,600 VRDP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on November 17, 2017.
F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Nuveen Municipal Credit Income Fund
Report date September 01, 2023 · Filed September 13, 2023
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C MuniFund Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 3,360 |
Reported balance
After 2023-09-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-09-01 · Other · Acquired 3,360 · Balance 3,360 F1: The 3,360 munifund preferred shares reported as acquired in Table I represent munifund preferred shares, series C (the "MFP Shares") beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") that were purchased in a sale coordinated by Issuer at a price of $100,000 per share. Prior to this filing, Capital Strategies held 2,688 variable rate demand preferred shares, series 1, issued by the Issuer. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
| Series 1 Variable Rate Demand Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 2,688 |
Reported balance
Holding disclosure · report date 2023-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,688 F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 3,360 munifund preferred shares reported as acquired in Table I represent munifund preferred shares, series C (the "MFP Shares") beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") that were purchased in a sale coordinated by Issuer at a price of $100,000 per share. Prior to this filing, Capital Strategies held 2,688 variable rate demand preferred shares, series 1, issued by the Issuer. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Nuveen Quality Municipal Income Fund
Report date September 23, 2026 · Filed September 25, 2026
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| MuniFund Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 1,738 |
Reported balance
After 2026-09-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-23 · Other · Disposed 500 · Balance 1,738 F1: The 500 munifund preferred shares reported as disposed of in Table I represent munifund preferred shares of the Issuer (the "MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,218.68 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $218.677 per share). F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its wholly owned subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 500 munifund preferred shares reported as disposed of in Table I represent munifund preferred shares of the Issuer (the "MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,218.68 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $218.677 per share).
F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its wholly owned subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Report date August 01, 2025 · Filed August 05, 2025
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 499 |
Reported balance
Holding disclosure · report date 2025-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 499 F1: In connection with the reorganization of PIMCO California Municipal Income Fund II and PIMCO California Municipal Income Fund III (the "Target Funds") into the Issuer, 397 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of the Issuer in a cashless transaction. The 397 RVMTP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: The 102 RVMTP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 20, 2018. F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiary, Capital Strategies. F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of PIMCO California Municipal Income Fund II and PIMCO California Municipal Income Fund III (the "Target Funds") into the Issuer, 397 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of the Issuer in a cashless transaction. The 397 RVMTP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: The 102 RVMTP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 20, 2018.
F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiary, Capital Strategies.
F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
PIMCO Flexible Municipal Income Fund
Report date January 24, 2022 · Filed February 02, 2022
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 1,000 |
Reported balance
Holding disclosure · report date 2022-01-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000 F1: The Remarketable Variable Rate MuniFund Term Preferred Shares, Series 2052-A ("Shares") reported in Table I represent Shares of which 1,000 Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiary, Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Remarketable Variable Rate MuniFund Term Preferred Shares, Series 2052-A ("Shares") reported in Table I represent Shares of which 1,000 Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiary, Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
PIMCO MUNICIPAL INCOME FUND II
Report date August 01, 2025 · Filed August 05, 2025
Jointly reported with WELLS FARGO & COMPANY/MN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 998 |
Reported balance
After 2025-08-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-08-01 · Other · Acquired 443 · Balance 998 F1: In connection with the reorganization of PIMCO Municipal Income Fund III and PIMCO Municipal Income Fund (the "Target Funds") into the Issuer, 443 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of the Issuer in a cashless transaction. The 443 RVMTP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F2: The 555 RVMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 20, 2023. F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of PIMCO Municipal Income Fund III and PIMCO Municipal Income Fund (the "Target Funds") into the Issuer, 443 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of the Issuer in a cashless transaction. The 443 RVMTP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: The 555 RVMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 20, 2023.
F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Past disclosures · reporting ended (17)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date October 27, 2025 · Filed October 29, 2025
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2025-10-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2018 Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2025-10-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-10-27 · Other · Disposed 3,531 · Balance 0 F1: The 3,531 preferred shares reported as disposed of in Table I represent 2018 Variable Rate MuniFund Term Preferred Shares (the "Preferred Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Preferred Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $25,068.69428 per share (which includes a liquidation preference of $25,000.00 per share and accrued dividends of $68.69428 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 3,531 preferred shares reported as disposed of in Table I represent 2018 Variable Rate MuniFund Term Preferred Shares (the "Preferred Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Preferred Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $25,068.69428 per share (which includes a liquidation preference of $25,000.00 per share and accrued dividends of $68.69428 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
Report date September 27, 2024 · Filed October 01, 2024
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2024-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series W-7 Variable Rate Muni Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2024-09-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-27 · Other · Disposed 1,713 · Balance 0 F1: The 1,713 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,303.25137 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $303.25137 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 1,713 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,303.25137 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $303.25137 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC.
Report date September 27, 2024 · Filed October 01, 2024
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2024-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series W-7 Variable Rate Muni Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2024-09-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-27 · Other · Disposed 5,264 · Balance 0 F1: The 5,264 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,303.25137 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $303.25137 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 5,264 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,303.25137 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $303.25137 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
BlackRock Municipal 2030 Target Term Trust
Report date August 02, 2024 · Filed August 06, 2024
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2024-08-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Remarketable Variable Rate Muni Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2024-08-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-08-02 · Other · Disposed 150 · Balance 0 F1: The 150 remarketable variable rate muni term preferred shares reported as disposed of in Table I represent remarketable variable rate muni term preferred shares of the Issuer (the "RVMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The RVMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $5,000,622.0765 per share (which includes a liquidation preference of $5,000,000.00 per share and accrued dividends of $622.0765 per share). F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its wholly owned subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 150 remarketable variable rate muni term preferred shares reported as disposed of in Table I represent remarketable variable rate muni term preferred shares of the Issuer (the "RVMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The RVMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $5,000,622.0765 per share (which includes a liquidation preference of $5,000,000.00 per share and accrued dividends of $622.0765 per share).
F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its wholly owned subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
DTF TAX-FREE INCOME 2028 TERM FUND INC
Report date November 12, 2020 · Filed November 16, 2020
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2020-11-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2020-11-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-11-12 · Other · Disposed 650 · Balance 0 F1: The 650 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,045.4918 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $45.4918 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 650 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,045.4918 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $45.4918 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND
Report date November 18, 2019 · Filed November 20, 2019
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2019-11-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2019-11-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-11-18 · Other · Disposed 1,120 · Balance 0 F1: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund ("NVG"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares, Series 2028, of NVG in a cashless transaction. The 1,120 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. F2: This statement is jointly filed by Wells Fargo & Company and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). Wells Fargo & Company held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund ("NVG"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares, Series 2028, of NVG in a cashless transaction. The 1,120 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies.
F2: This statement is jointly filed by Wells Fargo & Company and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). Wells Fargo & Company held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND
Report date March 29, 2023 · Filed March 31, 2023
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2023-03-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2023-03-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-03-29 · Other · Disposed 585 · Balance 0 F1: The 585 preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares (the "AMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The AMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,290.49315 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $290.49315 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 585 preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares (the "AMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The AMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,290.49315 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $290.49315 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND
Report date February 08, 2021 · Filed February 10, 2021
Jointly reported with WELLS FARGO & COMPANY/MN, WELLS FARGO BANK N A
Section 16 reporting ended · disclosed 2021-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2021-02-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-02-08 · Other · Disposed 1,730 · Balance 0 F1: In connection with the reorganization of Nuveen Michigan Quality Municipal Income Fund into Nuveen AMT-Free Quality Municipal Income Fund ("NEA"), 1,730 adjustable rate munifund term preferred shares, Series 2028, of the Issuer beneficially owned by Wells Fargo Bank, National Association ("WFBNA") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares, Series 2028-1, of NEA in a cashless transaction. The 1,730 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies and WFBNA. F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries, Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of Nuveen Michigan Quality Municipal Income Fund into Nuveen AMT-Free Quality Municipal Income Fund ("NEA"), 1,730 adjustable rate munifund term preferred shares, Series 2028, of the Issuer beneficially owned by Wells Fargo Bank, National Association ("WFBNA") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares, Series 2028-1, of NEA in a cashless transaction. The 1,730 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies and WFBNA.
F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries, Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
Report date April 27, 2026 · Filed April 29, 2026
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2026-04-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2026-04-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-04-27 · Other · Disposed 2,329 · Balance 0 F1: In connection with the reorganization of the Issuer into NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND ("NMZ"), 2,329 variable rate demand preferred shares (the "VRDP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of NMZ in a cashless transaction. The 2,329 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of the Issuer into NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND ("NMZ"), 2,329 variable rate demand preferred shares (the "VRDP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of NMZ in a cashless transaction. The 2,329 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
Report date April 27, 2026 · Filed April 29, 2026
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2026-04-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate Demand Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2026-04-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-04-27 · Other · Disposed 2,175 · Balance 0 F1: In connection with the reorganization of the Issuer into NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND ("NMZ"), 2,175 variable rate demand preferred shares (the "VRDP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of NMZ in a cashless transaction. The 2,175 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of the Issuer into NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND ("NMZ"), 2,175 variable rate demand preferred shares (the "VRDP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of NMZ in a cashless transaction. The 2,175 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Nuveen AMT-Free Municipal Credit Income Fund
Report date November 18, 2019 · Filed November 20, 2019
Jointly reported with WELLS FARGO & COMPANY/MN, WELLS FARGO BANK N A
Section 16 reporting ended · disclosed 2019-11-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 1,120 |
Reported balance
After 2019-11-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-11-18 · Other · Acquired 1,120 · Balance 1,120 F1: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares ("AMTP Shares"), Series 2028, of the Issuer in a cashless transaction. The 1,120 AMTP Shares reported as acquired in Table I represent AMTP Shares beneficially owned by Capital Strategies. F3: This statement is jointly filed by Wells Fargo, Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. Following additional issuances of securities by the Issuer, none of Wells Fargo, WFBNA, or WFMCS currently hold more than 10% of the class of securities of the Issuer. F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
| MuniFund Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 2,054 |
Reported balance
Holding disclosure · report date 2019-11-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,054 F2: In addition to the 1,120 AMTP Shares owned by Capital Strategies, Wells Fargo Bank, National Association ("WFBNA") holds 2,054 munifund preferred shares ("MFP Shares") of the Issuer. The 2,054 MFP Shares were previously acquired by WFBNA as reported in the Form 4 filings filed by Wells Fargo & Company ("Wells Fargo") and WFBNA with the United States Securities and Exchange Commission filed January 31, 2019 and April 5, 2019. F3: This statement is jointly filed by Wells Fargo, Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. Following additional issuances of securities by the Issuer, none of Wells Fargo, WFBNA, or WFMCS currently hold more than 10% of the class of securities of the Issuer. F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares ("AMTP Shares"), Series 2028, of the Issuer in a cashless transaction. The 1,120 AMTP Shares reported as acquired in Table I represent AMTP Shares beneficially owned by Capital Strategies.
F2: In addition to the 1,120 AMTP Shares owned by Capital Strategies, Wells Fargo Bank, National Association ("WFBNA") holds 2,054 munifund preferred shares ("MFP Shares") of the Issuer. The 2,054 MFP Shares were previously acquired by WFBNA as reported in the Form 4 filings filed by Wells Fargo & Company ("Wells Fargo") and WFBNA with the United States Securities and Exchange Commission filed January 31, 2019 and April 5, 2019.
F3: This statement is jointly filed by Wells Fargo, Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. Following additional issuances of securities by the Issuer, none of Wells Fargo, WFBNA, or WFMCS currently hold more than 10% of the class of securities of the Issuer.
F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Nuveen AMT-Free Quality Municipal Income Fund
Report date September 30, 2020 · Filed October 02, 2020
Jointly reported with WELLS FARGO & COMPANY/MN, WELLS FARGO BANK N A
Section 16 reporting ended · disclosed 2020-10-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| MuniFund Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 3,350 |
Reported balance
After 2020-09-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-09-30 · Other · Disposed 2,380 · Balance 3,350 F1: The 2,380 preferred shares reported as disposed of in Table I represent MuniFund Preferred Shares, Series C ("MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a sale of the MFP Shares in an open market transaction for a price of $238,000,000. Wells Fargo Bank, National Association ("WFBNA") continues to own 3,350 MuniFund Preferred Shares, Series B of the Issuer. F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 2,380 preferred shares reported as disposed of in Table I represent MuniFund Preferred Shares, Series C ("MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a sale of the MFP Shares in an open market transaction for a price of $238,000,000. Wells Fargo Bank, National Association ("WFBNA") continues to own 3,350 MuniFund Preferred Shares, Series B of the Issuer.
F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Report date August 01, 2025 · Filed August 05, 2025
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2025-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2025-08-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-08-01 · Other · Disposed 292 · Balance 0 F1: In connection with the reorganization of the Issuer into PIMCO California Municipal Income Fund ("PCQ"), 292 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PCQ in a cashless transaction. The 292 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of the Issuer into PIMCO California Municipal Income Fund ("PCQ"), 292 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PCQ in a cashless transaction. The 292 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
PIMCO MUNICIPAL INCOME FUND
Report date August 01, 2025 · Filed August 05, 2025
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2025-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2025-08-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-08-01 · Other · Disposed 204 · Balance 0 F1: In connection with the reorganization of the Issuer into PIMCO Municipal Income Fund II ("PML"), 204 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PML in a cashless transaction. The 204 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of the Issuer into PIMCO Municipal Income Fund II ("PML"), 204 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PML in a cashless transaction. The 204 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
PIMCO MUNICIPAL INCOME FUND III
Report date August 01, 2025 · Filed August 05, 2025
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2025-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2025-08-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-08-01 · Other · Disposed 239 · Balance 0 F1: In connection with the reorganization of the Issuer into PIMCO Municipal Income Fund II ("PML"), 239 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PML in a cashless transaction. The 239 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reorganization of the Issuer into PIMCO Municipal Income Fund II ("PML"), 239 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PML in a cashless transaction. The 239 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
Report date May 30, 2023 · Filed June 01, 2023
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2023-06-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate MuniFund Term Preferred Shares, Series 2021SEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2023-05-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-05-30 · Other · Disposed 1,400 · Balance 0 F1: The 1,400 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2021 of the Issuer (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares to a new shareholder for a price of $100,443.7608 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $443.7608 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 1,400 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2021 of the Issuer (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares to a new shareholder for a price of $100,443.7608 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $443.7608 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
Report date May 30, 2023 · Filed June 01, 2023
Jointly reported with WELLS FARGO & COMPANY/MN
Section 16 reporting ended · disclosed 2023-06-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Variable Rate MuniFund Term Preferred Shares, Series 2021SEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2023-05-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-05-30 · Other · Disposed 1,290 · Balance 0 F1: The 1,290 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2021 of the Issuer (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares to a new shareholder for a price of $100,443.7608 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $443.7608 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The 1,290 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2021 of the Issuer (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares to a new shareholder for a price of $100,443.7608 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $443.7608 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").
F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.
F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2018 Filed Dec 18, 2018 16:01 UTC | NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND NKG · Entity 11523 | OtherVariable Rate MuniFund Term Preferred Shares | 585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-031287 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 585 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange. F2 · kind: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F1 · price: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 585 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 16:04 UTC | NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND NTC · Entity 11938 | OtherAdjustable Rate MuniFund Term Preferred Shares | 1,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-031290 · doc4.xml · nonDerivative · entry 2 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,120 F1 · kind: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,120 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange. F2 · kind: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F1 · price: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,120 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 16:04 UTC | NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND NTC · Entity 11938 | OtherVariable Rate MuniFund Term Preferred Shares | 1,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-031290 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,120 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange. F2 · kind: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F1 · price: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,120 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 15:58 UTC | NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND NQP · Entity 10916 | OtherVariable Rate MuniFund Term Preferred Shares | 435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-030216 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 435 F1 · kind: The 435 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $109,367.40 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of 9,367.40 per share). In addition to the VMTP Shares, Capital Strategies also holds 2,175 variable rate demand preferred shares of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · kind: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F1 · price: The 435 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $109,367.40 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of 9,367.40 per share). In addition to the VMTP Shares, Capital Strategies also holds 2,175 variable rate demand preferred shares of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| August 06, 2018 Filed Sep 5, 2018 14:54 UTC | MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND MZF · Entity 12091 | OtherVariable Rate MuniFund Term Preferred Shares | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-023804 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The 600 variable rate munifund term preferred shares reported as disposed of in Table I (the "VMTP Shares") represent shares that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,035.534966667 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $35.534966667 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company. F2 · kind: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F1 · price: The 600 variable rate munifund term preferred shares reported as disposed of in Table I (the "VMTP Shares") represent shares that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,035.534966667 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $35.534966667 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company. F2 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 14:38 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | OtherMuniFund Preferred Shares | 7,730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008963 · doc4.xml · nonDerivative · entry 2 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner WELLS FARGO BANK N A · CIK 0000740906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,730 F1 · kind: The disposition of shares occurred pursuant to: (i) the Series B Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Bank, National Association ("WFBNA") pursuant to which WFBNA exchanged 5,350 existing Variable Rate MuniFund Term Preferred Shares ("VMTP Shares"), Series 2018, of the Issuer for an equal number of newly issued MuniFund Preferred Shares ("MFP Shares"), Series B, of the Issuer in a cashless exchange and (ii) the Series C Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 2,380 VMTP Shares, Series 2019, of the Issuer for an equal number of newly issued MFP Shares, Series C, of the Issuer in a cashless exchange. F2 · kind: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. F1 · price: The disposition of shares occurred pursuant to: (i) the Series B Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Bank, National Association ("WFBNA") pursuant to which WFBNA exchanged 5,350 existing Variable Rate MuniFund Term Preferred Shares ("VMTP Shares"), Series 2018, of the Issuer for an equal number of newly issued MuniFund Preferred Shares ("MFP Shares"), Series B, of the Issuer in a cashless exchange and (ii) the Series C Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 2,380 VMTP Shares, Series 2019, of the Issuer for an equal number of newly issued MFP Shares, Series C, of the Issuer in a cashless exchange. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 14:38 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | OtherVariable Rate MuniFund Term Preferred Shares | 7,730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008963 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner WELLS FARGO BANK N A · CIK 0000740906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The disposition of shares occurred pursuant to: (i) the Series B Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Bank, National Association ("WFBNA") pursuant to which WFBNA exchanged 5,350 existing Variable Rate MuniFund Term Preferred Shares ("VMTP Shares"), Series 2018, of the Issuer for an equal number of newly issued MuniFund Preferred Shares ("MFP Shares"), Series B, of the Issuer in a cashless exchange and (ii) the Series C Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 2,380 VMTP Shares, Series 2019, of the Issuer for an equal number of newly issued MFP Shares, Series C, of the Issuer in a cashless exchange. F2 · kind: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. F1 · price: The disposition of shares occurred pursuant to: (i) the Series B Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Bank, National Association ("WFBNA") pursuant to which WFBNA exchanged 5,350 existing Variable Rate MuniFund Term Preferred Shares ("VMTP Shares"), Series 2018, of the Issuer for an equal number of newly issued MuniFund Preferred Shares ("MFP Shares"), Series B, of the Issuer in a cashless exchange and (ii) the Series C Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 2,380 VMTP Shares, Series 2019, of the Issuer for an equal number of newly issued MFP Shares, Series C, of the Issuer in a cashless exchange. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:45 UTC | Nuveen California Quality Municipal Income Fund NAC · Entity 1396 | OtherMuniFund Preferred Shares | 3,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002423 · doc4.xml · nonDerivative · entry 2 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,200 F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen California Quality Municipal Income Fund (the "Issuer") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Captial Strategies exchanged 1,450 existing Variable Rate MuniFund Term Preferred Shares of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,750 newly issued MFP Shares, for a purchase price of $100,000 per share. In addition to the MFP Shares, Capital Strategies also holds 1,600 variable rate demand preferred shares, Series 8 of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · kind: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen California Quality Municipal Income Fund (the "Issuer") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Captial Strategies exchanged 1,450 existing Variable Rate MuniFund Term Preferred Shares of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,750 newly issued MFP Shares, for a purchase price of $100,000 per share. In addition to the MFP Shares, Capital Strategies also holds 1,600 variable rate demand preferred shares, Series 8 of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:45 UTC | Nuveen California Quality Municipal Income Fund NAC · Entity 1396 | OtherVariable Rate MuniFund Term Preferred Shares | 1,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002423 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen California Quality Municipal Income Fund (the "Issuer") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Captial Strategies exchanged 1,450 existing Variable Rate MuniFund Term Preferred Shares of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,750 newly issued MFP Shares, for a purchase price of $100,000 per share. In addition to the MFP Shares, Capital Strategies also holds 1,600 variable rate demand preferred shares, Series 8 of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · kind: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen California Quality Municipal Income Fund (the "Issuer") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Captial Strategies exchanged 1,450 existing Variable Rate MuniFund Term Preferred Shares of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,750 newly issued MFP Shares, for a purchase price of $100,000 per share. In addition to the MFP Shares, Capital Strategies also holds 1,600 variable rate demand preferred shares, Series 8 of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:24 UTC | Nuveen California Quality Municipal Income Fund NAC · Entity 1396 | GrantVariable Rate Demand Preferred Shares | 1,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026827 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,600 F1 · kind: The 1,600 variable rate demand preferred shares ("Shares") reported as acquired in Table I consist of 1,600 variable rate demand preferred shares, Series 8 of Nuveen California Quality Municipal Income Fund (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were purchased by Capital Strategies from the remarketing agent for the Shares. The Shares were acquired for a purchase price of $100,000 per share. In addition to the Shares, Capital Strategies also holds 1,450 variable rate munifund term preferred shares of the Issuer ("VMTP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F1 · price: The 1,600 variable rate demand preferred shares ("Shares") reported as acquired in Table I consist of 1,600 variable rate demand preferred shares, Series 8 of Nuveen California Quality Municipal Income Fund (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were purchased by Capital Strategies from the remarketing agent for the Shares. The Shares were acquired for a purchase price of $100,000 per share. In addition to the Shares, Capital Strategies also holds 1,450 variable rate munifund term preferred shares of the Issuer ("VMTP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| October 19, 2017 Filed Mar 13, 2018 16:08 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | OtherPreferred Shares | 1,000 | $100,000.00 | $100,000,000.00 |
DisclosureSEC source: 0000899243-18-007206 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner WELLS FARGO BANK N A · CIK 0000740906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,730 F1 · kind: The 1,000 preferred shares reported as disposed of in Table I represent variable rate demand preferred shares (the "VRDP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VRDP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,000 per share. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · kind: This statement is jointly filed by Wells Fargo, Capital Strategies and Wells Fargo Bank, National Association ("WFBNA"). Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 2,380 of the Securities are beneficially owned by Capital Strategies (comprised of 2,380 variable rate munifund term preferred shares of the Issuer), and 5,350 of the Securities are beneficially owned by WFBNA (comprised of 5,350 variable rate munifund term preferred shares of the Issuer). Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. F1 · price: The 1,000 preferred shares reported as disposed of in Table I represent variable rate demand preferred shares (the "VRDP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VRDP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,000 per share. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · ownership.nature: This statement is jointly filed by Wells Fargo, Capital Strategies and Wells Fargo Bank, National Association ("WFBNA"). Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 2,380 of the Securities are beneficially owned by Capital Strategies (comprised of 2,380 variable rate munifund term preferred shares of the Issuer), and 5,350 of the Securities are beneficially owned by WFBNA (comprised of 5,350 variable rate munifund term preferred shares of the Issuer). Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 19:45 UTC | NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND NMT · Entity 1373 | OtherVariable Rate Demand Preferred Shares | 740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005986 · doc4.xml · nonDerivative · entry 2 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 740 F1 · kind: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · kind: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014. F1 · price: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 19:45 UTC | NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND NMT · Entity 1373 | OtherVariable Rate MuniFund Term Preferred Shares | 740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005986 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · kind: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014. F1 · price: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:56 UTC | NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND NQP · Entity 10916 | OtherVariable Rate Demand Preferred Shares | 2,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-034020 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,175 F1 · kind: The 2,175 variable rate demand preferred shares ("Shares") reported as acquired in Table I consist of (a) 1,125 variable rate demand preferred shares, Series 2 and (b) 1,050 variable rate demand preferred shares, Series 3, of Nuveen Pennsylvania Investment Quality Municipal Fund (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were purchased by Capital Strategies from the remarketing agent for the Shares. The Shares were acquired for a purchase price of $100,000 per share. In addition to the Shares, Capital Strategies also holds 870 variable rate munifund term preferred shares of the Issuer ("VMTP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · kind: The 870 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 2, 2016. F1 · price: The 2,175 variable rate demand preferred shares ("Shares") reported as acquired in Table I consist of (a) 1,125 variable rate demand preferred shares, Series 2 and (b) 1,050 variable rate demand preferred shares, Series 3, of Nuveen Pennsylvania Investment Quality Municipal Fund (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were purchased by Capital Strategies from the remarketing agent for the Shares. The Shares were acquired for a purchase price of $100,000 per share. In addition to the Shares, Capital Strategies also holds 870 variable rate munifund term preferred shares of the Issuer ("VMTP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 15:37 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | OtherVariable Rate Demand Preferred Shares | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-032127 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner WELLS FARGO BANK N A · CIK 0000740906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 8,730 F1 · kind: The 1,000 Variable Rate Demand Preferred Shares ("Shares") reported as acquired in Table I represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired for a purchase price of $100,000 per share. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · kind: This statement is jointly filed by Wells Fargo & Company, Capital Strategies, LLC and Wells Fargo Bank, National Association ("WFBNA"). Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 3,380 of the Securities are beneficially owned by Capital Strategies (comprised of 1,000 Shares and 2,380 Variable Rate MuniFund Term Preferred Shares), and 5,350 of the Securities are beneficially owned by WFBNA (all of which are Variable Rate MuniFund Term Preferred Shares). Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo & Company. F1 · price: The 1,000 Variable Rate Demand Preferred Shares ("Shares") reported as acquired in Table I represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired for a purchase price of $100,000 per share. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company, Capital Strategies, LLC and Wells Fargo Bank, National Association ("WFBNA"). Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 3,380 of the Securities are beneficially owned by Capital Strategies (comprised of 1,000 Shares and 2,380 Variable Rate MuniFund Term Preferred Shares), and 5,350 of the Securities are beneficially owned by WFBNA (all of which are Variable Rate MuniFund Term Preferred Shares). Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo & Company. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 19:53 UTC | Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 | OtherVariable Rate MuniFund Term Preferred Shares | 5,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-028957 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner WELLS FARGO BANK N A · CIK 0000740906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,730 F1 · kind: In connection with the reorganization of the Nuveen Performance Plus Municipal Fund, Inc. into NEA, the disposition occurred in exchange for an equal number of shares of NEA, Series 2018, held by Wells Fargo Bank, National Association ("WFBNA") of equivalent value in a cashless transaction. F2 · kind: This statement is jointly filed by Wells Fargo & Company, Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") and WFBNA. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 2,380 of the Securities are beneficially owned by Capital Strategies, and 5,350 of the Securities are beneficially owned by WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo & Company. F1 · price: In connection with the reorganization of the Nuveen Performance Plus Municipal Fund, Inc. into NEA, the disposition occurred in exchange for an equal number of shares of NEA, Series 2018, held by Wells Fargo Bank, National Association ("WFBNA") of equivalent value in a cashless transaction. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company, Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") and WFBNA. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 2,380 of the Securities are beneficially owned by Capital Strategies, and 5,350 of the Securities are beneficially owned by WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo & Company. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| September 01, 2016 Filed Sep 2, 2016 19:35 UTC | NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND NKG · Entity 11523 | OtherVariable Rate MuniFund Term Preferred Shares | 820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-028457 · doc4.xml · nonDerivative · entry 2 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 820 F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 750 existing Variable Rate MuniFund Term Preferred Shares of NKG for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, and purchased 70 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, for a purchase price of $100,000 per share. F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 750 existing Variable Rate MuniFund Term Preferred Shares of NKG for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, and purchased 70 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, for a purchase price of $100,000 per share. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| September 01, 2016 Filed Sep 2, 2016 19:35 UTC | NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND NKG · Entity 11523 | OtherVariable Rate MuniFund Term Preferred Shares | 750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-028457 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 750 existing Variable Rate MuniFund Term Preferred Shares of NKG for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, and purchased 70 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, for a purchase price of $100,000 per share. F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 750 existing Variable Rate MuniFund Term Preferred Shares of NKG for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, and purchased 70 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, for a purchase price of $100,000 per share. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| September 01, 2016 Filed Sep 2, 2016 19:37 UTC | NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND NTC · Entity 11938 | OtherVariable Rate MuniFund Term Preferred Shares | 1,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-028459 · doc4.xml · nonDerivative · entry 2 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,120 F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,060 existing Variable Rate MuniFund Term Preferred Shares of NTC for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, and purchased 60 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, for a purchase price of $100,000 per share. F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,060 existing Variable Rate MuniFund Term Preferred Shares of NTC for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, and purchased 60 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, for a purchase price of $100,000 per share. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| September 01, 2016 Filed Sep 2, 2016 19:37 UTC | NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND NTC · Entity 11938 | OtherVariable Rate MuniFund Term Preferred Shares | 1,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-028459 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,060 existing Variable Rate MuniFund Term Preferred Shares of NTC for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, and purchased 60 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, for a purchase price of $100,000 per share. F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,060 existing Variable Rate MuniFund Term Preferred Shares of NTC for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, and purchased 60 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, for a purchase price of $100,000 per share. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| September 01, 2016 Filed Sep 2, 2016 19:41 UTC | NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND NQP · Entity 10916 | OtherVariable Rate MuniFund Term Preferred Shares | 870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-028462 · doc4.xml · nonDerivative · entry 2 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 870 F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 480 existing Variable Rate MuniFund Term Preferred Shares of NQP for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, and purchased 390 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, for a purchase price of $100,000 per share. F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 480 existing Variable Rate MuniFund Term Preferred Shares of NQP for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, and purchased 390 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, for a purchase price of $100,000 per share. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
| September 01, 2016 Filed Sep 2, 2016 19:41 UTC | NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND NQP · Entity 10916 | OtherVariable Rate MuniFund Term Preferred Shares | 480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-028462 · doc4.xml · nonDerivative · entry 1 WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 480 existing Variable Rate MuniFund Term Preferred Shares of NQP for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, and purchased 390 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, for a purchase price of $100,000 per share. F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 480 existing Variable Rate MuniFund Term Preferred Shares of NQP for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, and purchased 390 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, for a purchase price of $100,000 per share. F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.