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Herzog Carolyn

Disclosed activity across 1 company

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1065
SEC CIK
0001927549

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Elastic N.V.ESTC · Entity 1064Chief Legal OfficerSeptember 09, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Elastic N.V.

Report date September 09, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect112,954 Reported balance After 2026-09-09 transaction · row 1
1 source row

Row 1 · 2026-09-09 · Sale · Disposed 5,485 · Balance 112,954

F1: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units ("RSUs") and performance-based RSUs. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units ("RSUs") and performance-based RSUs. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2026 Filed Sep 10, 2026 21:35 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 5,485 $87.78 $481,473.30
Disclosure

SEC source: 0001123292-26-001280 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,954

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units ("RSUs") and performance-based RSUs. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 22:34 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 10,000 $93.67 $936,700.00
Disclosure

SEC source: 0001123292-26-001217 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,439

F1 · price: The price reported in Column 4 represents a weighted average sales price of $93.6691. These shares were sold in multiple transactions at prices ranging from $93.63 to $93.73, inclusive. The reporting person undertakes to provide to Elastic N.V., any security holder of Elastic N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:49 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 9,485 $60.61 $574,885.85
Disclosure

SEC source: 0001123292-26-000866 · form4.xml · nonDerivative · entry 3

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,439

F4 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of PSUs and RSUs. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:49 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 32,185 $0.00 $0.00
Disclosure

SEC source: 0001123292-26-000866 · form4.xml · nonDerivative · entry 2

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,924

F3 · shares: The ordinary shares are represented by restricted stock units ("RSUs"), which vest in sixteen equal quarterly installments beginning on September 8, 2026.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:49 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 20,140 $0.00 $0.00
Disclosure

SEC source: 0001123292-26-000866 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,739

F1 · shares: Represents ordinary shares earned with respect to an award of performance-based RSUs ("PSUs") granted on June 8, 2025, as determined based on the Issuer's achievement of specified performance goals. One-third of the PSUs vest on the determination date, and thereafter one-eighth of the remaining PSUs vest in quarterly installments beginning on September 8, 2026, contingent on the Reporting Person's continued service on such vesting date.

F2 · balance_after: Includes 264 ordinary shares purchased under the Issuer's Employee Stock Purchase Plan on March 15, 2026.

Read SEC document
March 09, 2026 Filed Mar 10, 2026 23:17 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 3,989 $52.28 $208,544.92
Disclosure

SEC source: 0001123292-26-000385 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,335

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of performance-based restricted stock units and restricted stock units. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 09, 2025 Filed Dec 10, 2025 21:48 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 5,353 $75.05 $401,742.65
Disclosure

SEC source: 0001123292-25-000741 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,324

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of performance-based restricted stock units and restricted stock units. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 09, 2025 Filed Sep 10, 2025 20:40 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 5,143 $90.12 $463,487.16
Disclosure

SEC source: 0001062993-25-015514 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,677

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of performance-based restricted stock units and restricted stock units. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 22:37 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 5,702 $86.91 $495,560.82
Disclosure

SEC source: 0001062993-25-011345 · form4.xml · nonDerivative · entry 3

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,985

F4 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of PSUs and RSUs. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 09, 2025 Filed Jun 12, 2025 20:28 UTC Amendment Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 5,702 $86.91 $495,560.82
Disclosure

SEC source: 0001062993-25-011541 · form4a.xml · nonDerivative · entry 3

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,820

Read SEC document
June 08, 2025 Filed Jun 10, 2025 22:37 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 16,784 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011345 · form4.xml · nonDerivative · entry 2

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,687

F3 · shares: The ordinary shares are represented by restricted stock units ("RSUs"), which vest in sixteen equal quarterly installments beginning on September 8, 2025.

Read SEC document
June 08, 2025 Filed Jun 10, 2025 22:37 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 2,918 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011345 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,903

F1 · shares: Represents ordinary shares earned with respect to an award of performance-based RSUs ("PSUs") granted on June 8, 2024, as determined based on the Issuer's achievement of specified performance goals. One-third of the PSUs vest on the determination date, and thereafter one-eighth of the remaining PSUs vest in quarterly installments beginning on September 8, 2025, contingent on the Reporting Person's continued service on such vesting date.

F2 · balance_after: Includes 333 ordinary shares purchased under the Issuer's Employee Stock Purchase Plan on March 15, 2025.

Read SEC document
June 08, 2025 Filed Jun 12, 2025 20:28 UTC Amendment Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 16,784 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011541 · form4a.xml · nonDerivative · entry 2

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,522

Read SEC document
June 08, 2025 Filed Jun 12, 2025 20:28 UTC Amendment Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 8,753 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011541 · form4a.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,738

F1 · shares: This Form 4 is being amended to correct and restate the total number of ordinary shares earned with respect to PSUs granted on June 8, 2024 and to correct and restate the number of securities beneficially owned following each of the reported transactions. All other information reported in the original Form 4 is correct.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 22:05 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 4,500 $97.88 $440,437.50
Disclosure

SEC source: 0001062993-25-005276 · form4.xml · nonDerivative · entry 2

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,652

Read SEC document
March 10, 2025 Filed Mar 12, 2025 22:05 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 3,334 $90.78 $302,660.52
Disclosure

SEC source: 0001062993-25-005276 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,152

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units ("RSUs") and performance-based RSUs. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 21:40 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 4,525 $108.71 $491,912.75
Disclosure

SEC source: 0001062993-24-020445 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,486

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units ("RSUs") and performance-based RSUs. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:15 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 11,145 $111.34 $1,240,884.30
Disclosure

SEC source: 0001062993-24-019755 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,011

F1 · balance_after: Includes 197 ordinary shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2024.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 22:28 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 4,489 $70.25 $315,352.25
Disclosure

SEC source: 0001062993-24-016432 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,959

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units ("RSUs") and performance-based RSUs. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 21:17 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 4,820 $109.90 $529,718.00
Disclosure

SEC source: 0001062993-24-012398 · form4.xml · nonDerivative · entry 4

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,448

F3 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of PSUs and RSUs. The sales were mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 21:17 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 1,000 $109.71 $109,710.00
Disclosure

SEC source: 0001062993-24-012398 · form4.xml · nonDerivative · entry 3

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,268

Read SEC document
June 08, 2024 Filed Jun 11, 2024 21:17 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 16,257 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012398 · form4.xml · nonDerivative · entry 2

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,268

F2 · shares: The ordinary shares are represented by restricted stock units ("RSUs"), which vest in sixteen equal quarterly installments beginning on September 8, 2024.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 21:17 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 9,212 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012398 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,011

F1 · shares: Represents ordinary shares earned with respect to an award of performance-based RSUs ("PSUs") granted on June 8, 2023, as determined based on the Issuer's achievement of specified performance goals. One-third of the PSUs vest on the determination date, and thereafter one-eighth of the remaining PSUs vest in quarterly installments beginning on September 8, 2024, contingent on the Reporting Person's continued service on such vesting date.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 17:02 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 192 $99.95 $19,190.40
Disclosure

SEC source: 0001062993-24-007435 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,799

F1 · balance_after: The ordinary shares sold were acquired on March 15, 2024 under the Issuer's Employee Stock Purchase Plan in a transaction exempt from reporting under SEC Rule 16a-3(f)(1)(i)(B).

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:11 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 2,591 $103.28 $267,598.48
Disclosure

SEC source: 0001062993-24-006361 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,799

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 00:40 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 14,000 $0.00 Strike: $78.30 $0.00
Disclosure

SEC source: 0001062993-23-022473 · form4.xml · derivative · entry 7

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,620

Underlying: Ordinary Shares · 14,000 shares

Expires 2032-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest in 48 equal monthly installments beginning on July 8, 2022. As of the transaction date 14,107 ordinary shares underlying the options had vested.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 00:40 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 14,000 $115.43 $1,616,020.00
Disclosure

SEC source: 0001062993-23-022473 · form4.xml · nonDerivative · entry 6

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,390

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.38 to $115.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 00:40 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 4,914 $115.54 $567,748.82
Disclosure

SEC source: 0001062993-23-022473 · form4.xml · nonDerivative · entry 5

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,390

Read SEC document
December 12, 2023 Filed Dec 13, 2023 00:40 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 1,320 $116.00 $153,120.00
Disclosure

SEC source: 0001062993-23-022473 · form4.xml · nonDerivative · entry 4

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,304

F4 · kind: The sale of 1,320 ordinary shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2023.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 00:40 UTC Elastic N.V. ESTC · Entity 1064 Exercise / conversionOrdinary Shares 14,000 $78.30 $1,096,200.00
Disclosure

SEC source: 0001062993-23-022473 · form4.xml · nonDerivative · entry 3

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 00:40 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 2,913 $114.97 $334,907.61
Disclosure

SEC source: 0001062993-23-022473 · form4.xml · nonDerivative · entry 2

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,624

F3 · kind: The ordinary shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:40 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 18,564 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022473 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,537

F1 · shares: The ordinary shares are represented by restricted stock units ("RSUs"), which vest in sixteen equal quarterly installments beginning on March 8, 2024.

F2 · balance_after: Includes 271 ordinary shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 20:56 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 1,320 $78.25 $103,290.00
Disclosure

SEC source: 0001062993-23-017994 · form4.xml · nonDerivative · entry 2

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,702

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2023.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:56 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 2,621 $77.83 $204,002.91
Disclosure

SEC source: 0001062993-23-017994 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,022

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:33 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 1,320 $64.20 $84,744.00
Disclosure

SEC source: 0001062993-23-014642 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,643

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2023.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 21:06 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 2,032 $70.41 $143,072.51
Disclosure

SEC source: 0001062993-23-013427 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,963

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:59 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 2,153 $58.28 $125,481.79
Disclosure

SEC source: 0001062993-23-006748 · form4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,995

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 00:28 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 1,324 $53.60 $70,968.52
Disclosure

SEC source: 0001209191-22-060786 · doc4.xml · nonDerivative · entry 2

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,148

F2 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of RSUs. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 00:28 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 32,311 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060786 · doc4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,472

F1 · shares: The ordinary shares are represented by restricted stock units, or RSUs, which vest in sixteen equal quarterly installments beginning on March 8, 2023.

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September 09, 2022 Filed Sep 13, 2022 20:53 UTC Elastic N.V. ESTC · Entity 1064 SaleOrdinary Shares 1,322 $88.55 $117,065.35
Disclosure

SEC source: 0001209191-22-049711 · doc4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,161

F1 · kind: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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June 08, 2022 Filed Jun 9, 2022 22:01 UTC Elastic N.V. ESTC · Entity 1064 GrantEmployee Stock Option (right to buy) · Derivative 37,620 $0.00 Strike: $78.30 $0.00
Disclosure

SEC source: 0001209191-22-035568 · doc4.xml · derivative · entry 2

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,620

Underlying: Ordinary Shares · 37,620 shares

Expires 2032-06-07

F2 · derivative.exercise_date: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on July 8, 2022.

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June 08, 2022 Filed Jun 9, 2022 22:01 UTC Elastic N.V. ESTC · Entity 1064 GrantOrdinary Shares 60,483 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035568 · doc4.xml · nonDerivative · entry 1

Herzog Carolyn · CIK 0001927549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,483

F1 · shares: The ordinary shares are represented by restricted stock units, or RSUs, which vest in sixteen equal quarterly installments beginning on September 8, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.