person · Reporting owner

SAMUELI HENRY

Disclosed activity across 3 companies

Tapewire entity: 10628
SEC CIK: 0001201633

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Broadcom Inc.AVGO · Entity 2789	Director	September 23, 2026	September 25, 2026
Broadcom LtdAVGO · Entity 167990	Director · Chief Technical Officer	March 15, 2018	March 16, 2018
Faeth Therapeutics, Inc.SNSE · Entity 5029	10% owner	February 08, 2021	February 10, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Broadcom Inc.

Report date September 23, 2026 · Filed September 25, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	29,961,416	Reported balance After 2026-09-23 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2026-09-23 · Sale · Disposed 22,624 · Balance 29,961,416 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	29,938,470	Reported balance After 2026-09-23 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2026-09-23 · Sale · Disposed 22,946 · Balance 29,938,470 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	29,928,412	Reported balance After 2026-09-23 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2026-09-23 · Sale · Disposed 10,058 · Balance 29,928,412 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	29,921,453	Reported balance After 2026-09-23 transaction · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · 2026-09-23 · Sale · Disposed 6,959 · Balance 29,921,453 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	29,916,893	Reported balance After 2026-09-23 transaction · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · 2026-09-23 · Sale · Disposed 4,560 · Balance 29,916,893 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	29,914,731	Reported balance After 2026-09-23 transaction · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · 2026-09-23 · Sale · Disposed 2,162 · Balance 29,914,731 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	29,914,334	Reported balance After 2026-09-23 transaction · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · 2026-09-23 · Sale · Disposed 397 · Balance 29,914,334 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F8: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	29,913,822	Reported balance After 2026-09-23 transaction · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · 2026-09-23 · Sale · Disposed 512 · Balance 29,913,822 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F9: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	36,327,861	Reported balance After 2026-09-23 transaction · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · 2026-09-23 · Sale · Disposed 186,809 · Balance 36,327,861 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F10: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	36,097,830	Reported balance After 2026-09-23 transaction · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · 2026-09-23 · Sale · Disposed 230,031 · Balance 36,097,830 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F11: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	36,012,609	Reported balance After 2026-09-23 transaction · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · 2026-09-23 · Sale · Disposed 85,221 · Balance 36,012,609 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F12: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	35,961,611	Reported balance After 2026-09-23 transaction · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · 2026-09-23 · Sale · Disposed 50,998 · Balance 35,961,611 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F13: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	35,916,993	Reported balance After 2026-09-23 transaction · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · 2026-09-23 · Sale · Disposed 44,618 · Balance 35,916,993 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F14: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	35,894,414	Reported balance After 2026-09-23 transaction · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · 2026-09-23 · Sale · Disposed 22,579 · Balance 35,894,414 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F15: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	35,894,007	Reported balance After 2026-09-23 transaction · row 15 Holding and transaction disclosures are not merged. 1 source row Row 15 · 2026-09-23 · Sale · Disposed 407 · Balance 35,894,007 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F16: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	35,882,698	Reported balance After 2026-09-23 transaction · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · 2026-09-23 · Sale · Disposed 11,309 · Balance 35,882,698 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F17: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	35,810,224	Reported balance After 2026-09-23 transaction · row 17 Holding and transaction disclosures are not merged. 1 source row Row 17 · 2026-09-23 · Gift · Disposed 72,474 · Balance 35,810,224 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	12,272,030	Reported balance Holding disclosure · report date 2026-09-23 · row 19 Holding and transaction disclosures are not merged. 1 source row Row 19 · Balance 12,272,030 F21: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee Footnote	4,596,900	Reported balance Holding disclosure · report date 2026-09-23 · row 20 Holding and transaction disclosures are not merged. 1 source row Row 20 · Balance 4,596,900 F22: Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	864	Reported balance Holding disclosure · report date 2026-09-23 · row 18 Holding and transaction disclosures are not merged. 1 source row Row 18 · Balance 864 F18: Includes 864 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive.

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive.

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive.

F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive.

F8: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive.

F9: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive.

F10: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive.

F11: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive.

F12: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive.

F13: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive.

F14: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive.

F15: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive.

F16: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive.

F17: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive.

F18: Includes 864 RSUs.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F21: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F22: Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Broadcom Ltd

Report date March 15, 2018 · Filed March 16, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary Shares, no par valueSEC Table I · non-derivative	Direct	200,689	Last balance in matching sequence After 2018-03-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2018-03-15 · Exercise / conversion · Acquired 2,897 · Balance 199,964 F1: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan (the "Broadcom Corporation Plan") on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested. F2: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3: Includes 77,118 Restricted Share Units. Row 2 · 2018-03-15 · Grant · Acquired 725 · Balance 200,689 F4: On March 15, 2018, the Compensation Committee of the Issuer determined that the number of ordinary shares vested for the first of four performance periods pursuant to a performance share unit award granted on March 15, 2017 under the Broadcom Corporation Plan upon the attainment of certain performance criteria based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index. F3: Includes 77,118 Restricted Share Units.
Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-15	Direct	5,794	Reported balance After 2018-03-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-03-15 · Exercise / conversion · Disposed 2,897 · Balance 5,794 F1: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan (the "Broadcom Corporation Plan") on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested.

Filing footnotes · ownership attribution and instrument terms

F1: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan (the "Broadcom Corporation Plan") on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested.

F2: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date.

F3: Includes 77,118 Restricted Share Units.

F4: On March 15, 2018, the Compensation Committee of the Issuer determined that the number of ordinary shares vested for the first of four performance periods pursuant to a performance share unit award granted on March 15, 2017 under the Broadcom Corporation Plan upon the attainment of certain performance criteria based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index.

Faeth Therapeutics, Inc.

Report date February 08, 2021 · Filed February 10, 2021

Jointly reported with H&S INVESTMENTS I LP, H&S VENTURES LLC, SCHULMAN MICHAEL, SAMUELI SUSAN

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,425,998	Reported balance After 2021-02-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-02-08 · Conversion · Acquired 4,361,835 · Balance 4,425,998 F1: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date. F2: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments.
Series AA Convertible Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-02-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-02-08 · Conversion · Disposed 209,368,245 · Balance 0 F1: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date. F2: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date.

F2: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 26, 2025 Filed Mar 28, 2025 21:00 UTC	Broadcom Inc. AVGO · Entity 2789	SaleCommon Stock, $0.001 par value	35,888	$183.88	$6,599,085.44	Disclosure SEC source: 0001104659-25-029438 · tm2510695-1_4seq1.xml · nonDerivative · entry 7 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 38,932,751 F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $183.64 to $184.62 inclusive. F13 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 26, 2025 Filed Mar 28, 2025 21:00 UTC	Broadcom Inc. AVGO · Entity 2789	SaleCommon Stock, $0.001 par value	104,041	$183.18	$19,058,230.38	Disclosure SEC source: 0001104659-25-029438 · tm2510695-1_4seq1.xml · nonDerivative · entry 6 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 38,968,639 F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $182.64 to $183.63 inclusive. F13 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 26, 2025 Filed Mar 28, 2025 21:00 UTC	Broadcom Inc. AVGO · Entity 2789	SaleCommon Stock, $0.001 par value	8,713	$181.98	$1,585,591.74	Disclosure SEC source: 0001104659-25-029438 · tm2510695-1_4seq1.xml · nonDerivative · entry 5 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 39,072,680 F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $181.64 to $182.51 inclusive. F13 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 26, 2025 Filed Mar 28, 2025 21:00 UTC	Broadcom Inc. AVGO · Entity 2789	SaleCommon Stock, $0.001 par value	19,599	$181.02	$3,547,810.98	Disclosure SEC source: 0001104659-25-029438 · tm2510695-1_4seq1.xml · nonDerivative · entry 4 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 39,081,393 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $180.61 to $181.49 inclusive. F13 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 26, 2025 Filed Mar 28, 2025 21:00 UTC	Broadcom Inc. AVGO · Entity 2789	SaleCommon Stock, $0.001 par value	56,756	$180.03	$10,217,782.68	Disclosure SEC source: 0001104659-25-029438 · tm2510695-1_4seq1.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 39,100,992 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $179.61 to $180.60 inclusive. F13 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 26, 2025 Filed Mar 28, 2025 21:00 UTC	Broadcom Inc. AVGO · Entity 2789	SaleCommon Stock, $0.001 par value	272,050	$179.18	$48,745,919.00	Disclosure SEC source: 0001104659-25-029438 · tm2510695-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 39,157,748 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $178.61 to $179.60 inclusive. F13 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 26, 2025 Filed Mar 28, 2025 21:00 UTC	Broadcom Inc. AVGO · Entity 2789	SaleCommon Stock, $0.001 par value	32,899	$178.36	$5,867,865.64	Disclosure SEC source: 0001104659-25-029438 · tm2510695-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 39,429,798 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $177.61 to $178.60 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 1 to 11. F13 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 16, 2024 Filed Dec 18, 2024 14:56 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	137,795	$0.00	$0.00	Disclosure SEC source: 0001104659-24-129647 · tm2431213-3_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 39,462,697 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
September 25, 2024 Filed Sep 27, 2024 21:00 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	142,988	$0.00	$0.00	Disclosure SEC source: 0001104659-24-103762 · tm2425065-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 39,600,492 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
June 26, 2024 Filed Jun 27, 2024 21:00 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	15,815	$0.00	$0.00	Disclosure SEC source: 0001104659-24-075725 · tm2418371-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,974,348 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
April 22, 2024 Filed Apr 24, 2024 22:47 UTC	Broadcom Inc. AVGO · Entity 2789	GrantCommon Stock, $0.001 par value	189	$0.00	$0.00	Disclosure SEC source: 0001730168-24-000067 · wk-form4_1713998841.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Represents 189 RSUs. Read SEC document
April 15, 2024 Filed Apr 17, 2024 20:47 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	18,601	$0.00	$0.00	Disclosure SEC source: 0001104659-24-048357 · tm2412068-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,990,163 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 18, 2023 Filed Dec 19, 2023 21:15 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	1,800	$0.00	$0.00	Disclosure SEC source: 0001104659-23-127325 · tm2333085-2_4seq1.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,157,399 F2 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 18, 2023 Filed Dec 19, 2023 21:15 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	1,800	$0.00	$0.00	Disclosure SEC source: 0001104659-23-127325 · tm2333085-2_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,008,764 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:15 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	14,385	$0.00	$0.00	Disclosure SEC source: 0001104659-23-127325 · tm2333085-2_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,010,564 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 14, 2023 Filed Dec 15, 2023 22:50 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	14,549	$0.00	$0.00	Disclosure SEC source: 0001104659-23-126484 · tm2332920-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,024,949 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 13, 2023 Filed Dec 15, 2023 22:50 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	14,823	$0.00	$0.00	Disclosure SEC source: 0001104659-23-126484 · tm2332920-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,039,498 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
October 04, 2023 Filed Oct 6, 2023 23:53 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	3,520	$0.00	$0.00	Disclosure SEC source: 0001104659-23-107624 · tm2326965-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,159,199 F2 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
September 26, 2023 Filed Sep 26, 2023 22:46 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	12,476	$0.00	$0.00	Disclosure SEC source: 0001104659-23-103979 · tm2326965-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,054,321 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
September 22, 2023 Filed Sep 26, 2023 22:46 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	14,125	$0.00	$0.00	Disclosure SEC source: 0001104659-23-103979 · tm2326965-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,066,797 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 29, 2022 Filed Jan 6, 2023 15:19 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	51,135	$0.00	$0.00	Disclosure SEC source: 0001104659-23-001744 · tm232282-1_4.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,080,922 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 28, 2022 Filed Jan 6, 2023 15:19 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	57,551	$0.00	$0.00	Disclosure SEC source: 0001104659-23-001744 · tm232282-1_4.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,132,057 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 25, 2022 Filed Apr 1, 2022 22:06 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	269,207	$0.00	$0.00	Disclosure SEC source: 0001104659-22-041855 · tm2211144-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,162,719 F1 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 25, 2022 Filed Apr 1, 2022 22:06 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	269,207	$0.00	$0.00	Disclosure SEC source: 0001104659-22-041855 · tm2211144-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:05 UTC	Broadcom Inc. AVGO · Entity 2789	GrantCommon Stock, $0.001 par value	2,500	$0.00	$0.00	Disclosure SEC source: 0001730168-22-000023 · wf-form4_164643151310466.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,207 F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award granted on March 15, 2018, under the Broadcom Corporation 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 3,000 RSUs. Read SEC document
January 04, 2022 Filed Jan 11, 2022 22:44 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	19,859	$0.00	$0.00	Disclosure SEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 8 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,189,608 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 03, 2022 Filed Jan 11, 2022 22:44 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	22,466	$0.00	$0.00	Disclosure SEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 7 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,209,467 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 30, 2021 Filed Jan 11, 2022 22:44 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	39,237	$0.00	$0.00	Disclosure SEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 6 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,231,933 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 29, 2021 Filed Jan 11, 2022 22:44 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	43,850	$0.00	$0.00	Disclosure SEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 5 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,271,170 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 28, 2021 Filed Jan 11, 2022 22:44 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	40,970	$0.00	$0.00	Disclosure SEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 4 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,315,020 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 27, 2021 Filed Jan 11, 2022 22:44 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	44,249	$0.00	$0.00	Disclosure SEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,355,990 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 23, 2021 Filed Jan 11, 2022 22:44 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	44,245	$0.00	$0.00	Disclosure SEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,400,239 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:53 UTC	Broadcom Inc. AVGO · Entity 2789	GrantCommon Stock, $0.001 par value	3,625	$0.00	$0.00	Disclosure SEC source: 0001730168-21-000055 · wf-form4_161601798428965.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,707 F1 · shares: On March 15, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vests with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the Broadcom Corporation 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and fully vested on March 15, 2021, subject to the Reporting Person's continued service through such date. The Reporting Person is entitled to one (1) share of common stock of the Issuer for each one (1) RSU. F2 · balance_after: Includes 500 RSUs. Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:22 UTC	Broadcom Inc. AVGO · Entity 2789	GrantCommon Stock, $0.001 par value	500	$0.00	$0.00	Disclosure SEC source: 0001730168-21-000034 · wf-form4_161489649018818.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,082 F1 · shares: On March 2, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the third of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2018 under the Broadcom Corporation 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 2,225 RSUs. Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:44 UTC	Faeth Therapeutics, Inc. SNSE · Entity 5029	ConversionSeries AA Convertible Preferred Stock · Derivative	209,368,245	$0.00	$0.00	Disclosure SEC source: 0001209191-21-009411 · doc4.xml · derivative · entry 2 H&S INVESTMENTS I LP · CIK 0001219243 · 10% owner H&S VENTURES LLC · CIK 0001219242 · 10% owner SCHULMAN MICHAEL · CIK 0001219244 · 10% owner SAMUELI HENRY · CIK 0001201633 · 10% owner SAMUELI SUSAN · CIK 0001219241 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,361,835 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date. F1 · derivative.exercise_date: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date. F1 · derivative.expiration_date: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date. F2 · ownership.direct: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments. Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:44 UTC	Faeth Therapeutics, Inc. SNSE · Entity 5029	ConversionCommon Stock	4,361,835	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-009411 · doc4.xml · nonDerivative · entry 1 H&S INVESTMENTS I LP · CIK 0001219243 · 10% owner H&S VENTURES LLC · CIK 0001219242 · 10% owner SCHULMAN MICHAEL · CIK 0001219244 · 10% owner SAMUELI HENRY · CIK 0001201633 · 10% owner SAMUELI SUSAN · CIK 0001219241 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,425,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date. F2 · ownership.direct: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments. Read SEC document
January 04, 2021 Filed Jan 7, 2021 16:57 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, par value $0.001k	183,600	$0.00	$0.00	Disclosure SEC source: 0001104659-21-001916 · tm211951-1_4.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,444,484 F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
September 18, 2020 Filed Sep 21, 2020 20:33 UTC	Broadcom Inc. AVGO · Entity 2789	PurchaseCommon Stock, $0.001 par value	101,740	$361.45	$36,773,923.00	Disclosure SEC source: 0001104659-20-107002 · tm2031404d1_form4.xml · nonDerivative · entry 6 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,832,299 F7 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
September 18, 2020 Filed Sep 21, 2020 20:33 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock. $0.001 par value	131,062	$0.00	$0.00	Disclosure SEC source: 0001104659-20-107002 · tm2031404d1_form4.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,227,203 F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F3 · ownership.nature: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
September 18, 2020 Filed Sep 21, 2020 20:33 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, par value $0.001k	38,850	$0.00	$0.00	Disclosure SEC source: 0001104659-20-107002 · tm2031404d1_form4.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,628,084 F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
June 11, 2020 Filed Jun 15, 2020 22:17 UTC	Broadcom Inc. AVGO · Entity 2789	OtherCommon Stock, $0.001 par value	222,668	$0.00	$0.00	Disclosure SEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 5 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 175,001 F3 · kind: Pro rata distribution for no consideration of shares, in which the Reporting Person held no pecuniary interest, to partners other than the Reporting Person. F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F6 · ownership.nature: Directly held by HS Management, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
June 11, 2020 Filed Jun 15, 2020 22:17 UTC	Broadcom Inc. AVGO · Entity 2789	OtherCommon Stock, $0.001 par value	152,140	$0.00	$0.00	Disclosure SEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,567,802 F3 · kind: Pro rata distribution for no consideration of shares, in which the Reporting Person held no pecuniary interest, to partners other than the Reporting Person. F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F2 · ownership.nature: Directly held by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
June 09, 2020 Filed Jun 15, 2020 22:17 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	1,860	$0.00	$0.00	Disclosure SEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 7 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,785 F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F8 · ownership.nature: Directly held by H & S Ventures LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
June 09, 2020 Filed Jun 15, 2020 22:17 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	85,200	$0.00	$0.00	Disclosure SEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 4 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,730,559 F5 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein Read SEC document
June 09, 2020 Filed Jun 15, 2020 22:17 UTC	Broadcom Inc. AVGO · Entity 2789	GiftCommon Stock, $0.001 par value	31,500	$0.00	$0.00	Disclosure SEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,721,478 F2 · ownership.nature: Directly held by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:39 UTC	Broadcom Inc. AVGO · Entity 2789	Exercise / conversionPerformance Based Restricted Stock Units · Derivative	2,897	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001730168-20-000053 · wf-form4_158448114337380.xml · derivative · entry 8 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 2,897 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan ("2012 Broadcom Plan") on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2020, the fourth and final 25% of the Performance RSU vested. F1 · derivative.expiration_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan ("2012 Broadcom Plan") on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2020, the fourth and final 25% of the Performance RSU vested. Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:39 UTC	Broadcom Inc. AVGO · Entity 2789	GrantCommon Stock, $0.001 par value	725	$0.00	$0.00	Disclosure SEC source: 0001730168-20-000053 · wf-form4_158448114337380.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,582 F4 · shares: On March 15, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of RSUs that vested on March 15, 2020 with respect to the third of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the 2012 Broadcom Plan. The Reporting Person received one (1) share of common stock for each one (1) RSU. F3 · balance_after: Includes 3,556 restricted stock units ("RSU"). Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:39 UTC	Broadcom Inc. AVGO · Entity 2789	Exercise / conversionCommon Stock, $0.001 par value	2,897	$0.00	$0.00	Disclosure SEC source: 0001730168-20-000053 · wf-form4_158448114337380.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan ("2012 Broadcom Plan") on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2020, the fourth and final 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date. F3 · balance_after: Includes 3,556 restricted stock units ("RSU"). Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:24 UTC	Broadcom Inc. AVGO · Entity 2789	GrantCommon Stock, $0.001 par value	500	$0.00	$0.00	Disclosure SEC source: 0001730168-20-000036 · wf-form4_158405183859167.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,960 F1 · shares: On March 10, 2020, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the second of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2018 under the Broadcom Corporation 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2019, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 7,678 RSUs. Read SEC document
March 18, 2019 Filed Mar 20, 2019 22:13 UTC	Broadcom Inc. AVGO · Entity 2789	GrantCommon Stock, $0.001 par value	725	$0.00	$0.00	Disclosure SEC source: 0001730168-19-000060 · wf-form4_155312000775808.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,460 F1 · shares: On March 18, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vested on March 15, 2019 with respect to the second of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the Broadcom Corporation 2012 Stock Incentive Plan. The Reporting Person received one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 26,255 RSUs. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.