Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JPMORGAN CHASE & COJPM · Entity 2795 | CEO Asset & Wealth Management | June 24, 2026 | June 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JPMORGAN CHASE & CO
Report date June 24, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-06-24 | Direct | 60,214 |
Reported balance
After 2026-06-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-24 · Grant · Acquired 60,214 · Balance 60,214 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock. F2: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial results. In addition, all equity awards granted in 2026 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which portions of awards may be cancelled by the CEO, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F3: The Retention and Continuity Award cliff-vests on June 24, 2029. Vesting is subject to achievement of a Performance Condition; continuous employment with the Firm, with certain limited exceptions; and the other terms and conditions as set forth in the award agreement. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, resulting in a total combined vesting and holding period of five years from the date of grant. Shares are subject to the Firm's stock ownership guideline and retention requirements applicable to the Firm's Operating Committee members. The Firm also reported this Retention and Continuity Award in a Current Report on Form 8-K filed on June 25, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock.
F2: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial results. In addition, all equity awards granted in 2026 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which portions of awards may be cancelled by the CEO, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.
F3: The Retention and Continuity Award cliff-vests on June 24, 2029. Vesting is subject to achievement of a Performance Condition; continuous employment with the Firm, with certain limited exceptions; and the other terms and conditions as set forth in the award agreement. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, resulting in a total combined vesting and holding period of five years from the date of grant. Shares are subject to the Firm's stock ownership guideline and retention requirements applicable to the Firm's Operating Committee members. The Firm also reported this Retention and Continuity Award in a Current Report on Form 8-K filed on June 25, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 73,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024266 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 78,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024266 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 21:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001225208-15-020660 · doc4.xml · derivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 21:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 171,228 | $67.90 | $11,626,381.20 |
DisclosureSEC source: 0001225208-15-020660 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,962 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 21:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 200,000 | $45.79 | $9,158,000.00 |
DisclosureSEC source: 0001225208-15-020660 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| July 15, 2015 Filed Jul 15, 2015 21:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 13,022 | $69.07 | $899,425.63 |
DisclosureSEC source: 0001225208-15-015535 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,190 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 22, 2015. Read SEC document |
| May 21, 2015 Filed May 22, 2015 19:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $46.79 | $0.00 |
DisclosureSEC source: 0001225208-15-012680 · doc4.xml · derivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2016-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 19, 2009. Read SEC document |
| May 21, 2015 Filed May 22, 2015 19:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 173,957 | $66.35 | $11,541,177.17 |
DisclosureSEC source: 0001225208-15-012680 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,212 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised. Read SEC document |
| May 21, 2015 Filed May 22, 2015 19:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 200,000 | $46.79 | $9,358,000.00 |
DisclosureSEC source: 0001225208-15-012680 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| January 22, 2015 Filed Jan 23, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 77,842 | $56.92 | $4,430,813.35 |
DisclosureSEC source: 0001225208-15-001874 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,169 F1 · kind: Sale pursuant to 10b5-1 Plan dated August 13, 2014. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 169,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001769 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,032 Underlying: Common Stock · 169,032 shares Expires 2018-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $55.9066 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on January 20, 2015, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 78,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001450 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,897 Underlying: Common Stock · 78,897 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 99,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001450 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,004 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 96,900 | $59.04 | $5,720,491.50 |
DisclosureSEC source: 0001225208-15-001450 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,011 Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 78,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001450 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 99,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001450 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 20:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 60,000 | $54.89 | $3,293,220.00 |
DisclosureSEC source: 0001225208-14-010757 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,010 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 7, 2014. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 21:27 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 1,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004337 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,010 Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 63,802 | $55.25 | $3,524,818.05 |
DisclosureSEC source: 0001225208-14-002691 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,536 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 147,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002236 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,733 Underlying: Common Stock · 147,733 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 99,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001806 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,004 Underlying: Common Stock · 99,002 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 77,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001806 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77,905 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 96,304 | $58.10 | $5,595,262.40 |
DisclosureSEC source: 0001225208-14-001806 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,338 Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 77,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001806 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 99,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001806 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-023814 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,735 Read SEC document |
| July 19, 2013 Filed Jul 19, 2013 20:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 29,000 | $56.31 | $1,633,100.20 |
DisclosureSEC source: 0001225208-13-016357 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,735 Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0001225208-13-012392 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2015-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 400,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-13-012392 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 400,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 378,639 | $50.04 | $18,947,095.56 |
DisclosureSEC source: 0001225208-13-012392 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,735 Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $34.78 | $3,478,000.00 |
DisclosureSEC source: 0001225208-13-012392 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 400,000 | $19.49 | $7,796,000.00 |
DisclosureSEC source: 0001225208-13-012392 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2013 Filed Apr 25, 2013 23:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 5,000 | $49.08 | $245,415.50 |
DisclosureSEC source: 0001225208-13-010410 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,374 Read SEC document |
| January 31, 2013 Filed Jan 31, 2013 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 15,000 | $47.02 | $705,300.00 |
DisclosureSEC source: 0001225208-13-002631 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,374 Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 209,206 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-13-001718 · doc4.xml · derivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,206 Underlying: Common Stock · 209,206 shares Expires 2023-01-17 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 157,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001718 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,794 Underlying: Common Stock · 157,794 shares Expires 2016-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRight to Receive Stock · Derivative | 57,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001598 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,560 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 77,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001598 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,905 Underlying: Common Stock · 77,904 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 72,510 | $45.81 | $3,321,683.10 |
DisclosureSEC source: 0001225208-13-001598 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,374 Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 57,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001598 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 77,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001598 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 22, 2012 Filed Oct 23, 2012 19:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 594 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-021655 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,420 Read SEC document |
| October 19, 2012 Filed Oct 23, 2012 19:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-021655 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,014 Read SEC document |
| October 19, 2012 Filed Oct 23, 2012 19:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 40,000 | $42.46 | $1,698,548.00 |
DisclosureSEC source: 0001225208-12-021655 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,616 Read SEC document |
| February 17, 2012 Filed Feb 22, 2012 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-005032 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,616 Read SEC document |
| February 15, 2012 Filed Feb 16, 2012 16:27 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 5,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004405 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,606 Read SEC document |
| February 15, 2012 Filed Feb 22, 2012 21:16 UTC Amendment | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 4,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-005033 · doc4a.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,267 Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 224,972 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-12-001775 · doc4.xml · derivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,972 Underlying: Common Stock · 224,972 shares Expires 2022-01-18 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 198,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001775 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,006 Underlying: Common Stock · 198,006 shares Expires 2015-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRight to Receive Stock · Derivative | 57,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001582 · doc4.xml · derivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,560 Underlying: Common Stock · 57,560 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.