Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JPMORGAN CHASE & COJPM · Entity 2795 | CEO Asset & Wealth Management | June 24, 2026 | June 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JPMORGAN CHASE & CO
Report date June 24, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-06-24 | Direct | 60,214 |
Reported balance
After 2026-06-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-24 · Grant · Acquired 60,214 · Balance 60,214 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock. F2: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial results. In addition, all equity awards granted in 2026 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which portions of awards may be cancelled by the CEO, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F3: The Retention and Continuity Award cliff-vests on June 24, 2029. Vesting is subject to achievement of a Performance Condition; continuous employment with the Firm, with certain limited exceptions; and the other terms and conditions as set forth in the award agreement. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, resulting in a total combined vesting and holding period of five years from the date of grant. Shares are subject to the Firm's stock ownership guideline and retention requirements applicable to the Firm's Operating Committee members. The Firm also reported this Retention and Continuity Award in a Current Report on Form 8-K filed on June 25, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of JPMC common stock.
F2: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial results. In addition, all equity awards granted in 2026 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, equity awards granted to Operating Committee members are also subject to additional Protection-based Vesting provisions under which portions of awards may be cancelled by the CEO, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.
F3: The Retention and Continuity Award cliff-vests on June 24, 2029. Vesting is subject to achievement of a Performance Condition; continuous employment with the Firm, with certain limited exceptions; and the other terms and conditions as set forth in the award agreement. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, resulting in a total combined vesting and holding period of five years from the date of grant. Shares are subject to the Firm's stock ownership guideline and retention requirements applicable to the Firm's Operating Committee members. The Firm also reported this Retention and Continuity Award in a Current Report on Form 8-K filed on June 25, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2019 Filed Nov 12, 2019 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 104,063 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-19-014376 · doc4.xml · derivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,143 Underlying: Common Stock · 104,063 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 72,849 | $129.83 | $9,457,621.43 |
DisclosureSEC source: 0001225208-19-014376 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,273 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 104,063 | $46.58 | $4,847,254.54 |
DisclosureSEC source: 0001225208-19-014376 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 19,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014202 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,059 Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 2,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013820 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,459 Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:26 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 13,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007572 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,475 Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 21:41 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 72,340 | $109.92 | $7,951,620.03 |
DisclosureSEC source: 0001225208-19-006853 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,320 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 13, 2019. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionPerformance Share Units · Derivative | 145,932.2581 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005834 · doc4.xml · derivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 145,932.2581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F3 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F3 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 77,665.2581 | $99.33 | $7,714,490.09 |
DisclosureSEC source: 0001225208-19-005834 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,660 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 20:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 145,932.2581 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005834 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,325.2581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantPerformance Share Units · Derivative | 145,932.2581 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005674 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset & Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,932.2581 Underlying: Common Stock · 145,932.2581 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019 which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that certain Executive Officers' compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned. F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 58,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000947 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,935 Underlying: Common Stock · 58,935 shares Expires 2022-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022. Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 32,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000886 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,493 Underlying: Common Stock · 32,493 shares Expires 2020-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 45,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000886 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,205 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 39,893 | $99.56 | $3,971,747.08 |
DisclosureSEC source: 0001225208-19-000886 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,393 Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 32,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000886 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 45,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000886 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-18-015459 · doc4.xml · derivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 61,391 | $111.60 | $6,850,928.65 |
DisclosureSEC source: 0001225208-18-015459 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,588 Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $19.49 | $1,949,000.00 |
DisclosureSEC source: 0001225208-18-015459 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 65,101 | $112.25 | $7,307,437.52 |
DisclosureSEC source: 0001225208-18-001139 · doc4.xml · nonDerivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,979 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 13, 2017. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 50,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001247 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,112 Underlying: Common Stock · 50,112 shares Expires 2021-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2017, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2018 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 45,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001139 · doc4.xml · derivative · entry 6 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,205 Underlying: Common Stock · 45,204 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 84,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001139 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,516 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 68,006 | $111.85 | $7,606,131.07 |
DisclosureSEC source: 0001225208-18-001139 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,080 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 45,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001139 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 84,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001139 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 230,770 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 230,770 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 44,995 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,995 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 207,277 | $97.92 | $20,296,563.84 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,366 Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 44,995 | $35.61 | $1,602,271.95 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 230,770 | $44.29 | $10,220,803.30 |
DisclosureSEC source: 0001225208-17-017212 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 35,799 | $84.15 | $3,012,593.25 |
DisclosureSEC source: 0001225208-17-001315 · doc4.xml · nonDerivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,878 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2016. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 21:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 64,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001358 · doc4.xml · derivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,986 Underlying: Common Stock · 64,986 shares Expires 2020-01-13 F1 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 84,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001315 · doc4.xml · derivative · entry 6 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,516 Underlying: Common Stock · 84,516 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 73,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001315 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,867 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 86,786 | $87.14 | $7,562,098.11 |
DisclosureSEC source: 0001225208-17-001315 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,677 Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 73,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001315 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 84,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001315 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 20:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 25,542 | $67.26 | $1,717,893.62 |
DisclosureSEC source: 0001225208-16-040565 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,080 F1 · kind: Sale pursuant to 10b5-1 Plan dated August 12, 2016. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 99,453 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,453 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 179,977 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,995 Underlying: Common Stock · 179,977 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 228,347 | $65.36 | $14,923,618.19 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,622 Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 99,453 | $43.20 | $4,296,369.60 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 179,977 | $35.61 | $6,408,980.97 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2016 Filed Jan 21, 2016 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 49,349 | $55.27 | $2,727,667.28 |
DisclosureSEC source: 0001225208-16-024623 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,539 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 13, 2015. Read SEC document |
| January 19, 2016 Filed Jan 21, 2016 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 90,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024623 · doc4.xml · derivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,409 Underlying: Common Stock · 90,409 shares Expires 2019-01-13 F2 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 73,866 | $58.29 | $4,305,833.81 |
DisclosureSEC source: 0001225208-16-024266 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,867 Underlying: Common Stock · 73,866 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 78,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024266 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,897 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 82,837 | $58.29 | $4,828,775.82 |
DisclosureSEC source: 0001225208-16-024266 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,888 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.