organization · Reporting owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P.

Disclosed activity across 6 companies

Tapewire entity: 106246
SEC CIK: 0001611355

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Amplitude, Inc.AMPL · Entity 4566	10% owner	June 06, 2023	June 08, 2023
DROPBOX, INC.DBX · Entity 1121	10% owner	June 07, 2019	June 12, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amplitude, Inc.

Report date June 06, 2023 · Filed June 08, 2023

Jointly reported with SC US (TTGP), LTD., SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P., SC U.S. Growth IX Management, L.P., Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., Sequoia Capital U.S. Growth IX Principals Fund, L.P., SC U.S. Growth VIII Management, L.P., Sequoia Capital U.S. Growth Fund VIII, L.P., Sequoia Grove Manager, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	0	Last balance in matching sequence After 2023-06-08 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 6 source rows Row 1 · 2023-06-06 · Conversion · Acquired 51,876 · Balance 51,876 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 3 · 2023-06-06 · Sale · Disposed 51,876 · Balance 0 F4: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 5 · 2023-06-07 · Conversion · Acquired 237,330 · Balance 237,330 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 7 · 2023-06-07 · Sale · Disposed 237,330 · Balance 0 F5: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 9 · 2023-06-08 · Conversion · Acquired 7,708 · Balance 7,708 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 11 · 2023-06-08 · Sale · Disposed 7,708 · Balance 0 F6: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Grove II, LLC	0	Last balance in matching sequence After 2023-06-08 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 6 source rows Row 2 · 2023-06-06 · Conversion · Acquired 4,711 · Balance 4,711 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2023-06-06 · Sale · Disposed 4,711 · Balance 0 F4: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2023-06-07 · Conversion · Acquired 21,552 · Balance 21,552 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 8 · 2023-06-07 · Sale · Disposed 21,552 · Balance 0 F5: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 10 · 2023-06-08 · Conversion · Acquired 700 · Balance 700 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 12 · 2023-06-08 · Sale · Disposed 700 · Balance 0 F6: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	5,114,497	Reported balance After 2023-06-06 transaction · row 17 Instrument identity requires review; Table II rows are not merged. 1 source row Row 17 · 2023-06-06 · Conversion · Disposed 51,876 · Balance 5,114,497 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	4,877,167	Reported balance After 2023-06-07 transaction · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · 2023-06-07 · Conversion · Disposed 237,330 · Balance 4,877,167 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	4,869,459	Reported balance After 2023-06-08 transaction · row 21 Instrument identity requires review; Table II rows are not merged. 1 source row Row 21 · 2023-06-08 · Conversion · Disposed 7,708 · Balance 4,869,459 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Grove II, LLC	398,113	Reported balance After 2023-06-06 transaction · row 18 Instrument identity requires review; Table II rows are not merged. 1 source row Row 18 · 2023-06-06 · Conversion · Disposed 4,711 · Balance 398,113 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Grove II, LLC	376,561	Reported balance After 2023-06-07 transaction · row 20 Instrument identity requires review; Table II rows are not merged. 1 source row Row 20 · 2023-06-07 · Conversion · Disposed 21,552 · Balance 376,561 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Grove II, LLC	375,861	Reported balance After 2023-06-08 transaction · row 22 Instrument identity requires review; Table II rows are not merged. 1 source row Row 22 · 2023-06-08 · Conversion · Disposed 700 · Balance 375,861 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Fund IX, L.P.	2,225,077	Reported balance Holding disclosure · report date 2023-06-06 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance 2,225,077 F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth IX Principals Fund, L.P.	242,788	Reported balance Holding disclosure · report date 2023-06-06 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 242,788 F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Partners Fund IX, L.P.	95,885	Reported balance Holding disclosure · report date 2023-06-06 · row 15 Holding and transaction disclosures are not merged. 1 source row Row 15 · Balance 95,885 F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Venture 2010-Seed Fund, L.P	235,201	Reported balance Holding disclosure · report date 2023-06-06 · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · Balance 235,201 F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds").

F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F5: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F6: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

DROPBOX, INC.

Report date June 07, 2019 · Filed June 12, 2019

Jointly reported with SC XII MANAGEMENT LLC, SEQUOIA CAPITAL XII A DELAWARE L P, SEQUOIA CAPITAL XII PRINCIPALS FUND LLC, SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P, SC US (TTGP), LTD., SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital XII, LP	0	Last balance in matching sequence After 2019-06-07 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2019-06-07 · Conversion · Acquired 7,617,915 · Balance 7,617,915 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2019-06-07 · Other · Disposed 7,617,915 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Technology Partners XII, LP	0	Last balance in matching sequence After 2019-06-07 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2019-06-07 · Conversion · Acquired 285,049 · Balance 285,049 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 5 · 2019-06-07 · Other · Disposed 285,049 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital XII Principals Fund, LLC	0	Last balance in matching sequence After 2019-06-07 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2019-06-07 · Conversion · Acquired 814,181 · Balance 814,181 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2019-06-07 · Other · Disposed 814,181 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Venture 2010-Seed Fund, L.P.	0	Reported balance After 2019-06-07 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2019-06-07 · Other · Disposed 14,104 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital XII, LP	41,898,530	Reported balance After 2019-06-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-06-07 · Conversion · Disposed 7,617,915 · Balance 41,898,530 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Technology Partners XII, LP	1,567,770	Reported balance After 2019-06-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-06-07 · Conversion · Disposed 285,049 · Balance 1,567,770 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital XII Principals Fund, LLC	4,477,994	Reported balance After 2019-06-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-06-07 · Conversion · Disposed 814,181 · Balance 4,477,994 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Airbnb, Inc.

Report date May 18, 2023 · Filed May 22, 2023

Jointly reported with SC US (TTGP), LTD., Sequoia Capital Fund Management, L.P., Sequoia Capital Fund Parallel, LLC, Sequoia Capital Fund, L.P., SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P.

Section 16 reporting ended · disclosed 2023-05-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital Fund, LP	468,272	Last balance in matching sequence After 2023-05-18 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2023-05-18 · Conversion · Acquired 3,819,552 · Balance 4,405,300 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"), and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF, SCFP and USV 2010-Seed. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF, SCFP and USV 2010-Seed, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 2 · 2023-05-18 · Other · Disposed 3,937,028 · Balance 468,272 F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"), and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF, SCFP and USV 2010-Seed. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF, SCFP and USV 2010-Seed, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital Fund Parallel, LLC	60,996	Last balance in matching sequence After 2023-05-18 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2023-05-18 · Conversion · Acquired 706,868 · Balance 787,641 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"), and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF, SCFP and USV 2010-Seed. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF, SCFP and USV 2010-Seed, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2023-05-18 · Other · Disposed 726,645 · Balance 60,996 F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"), and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF, SCFP and USV 2010-Seed. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF, SCFP and USV 2010-Seed, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital Fund, LP	31,027,954	Reported balance After 2023-05-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2023-05-18 · Conversion · Disposed 3,819,552 · Balance 31,027,954 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"), and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF, SCFP and USV 2010-Seed. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF, SCFP and USV 2010-Seed, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital Fund Parallel, LLC	5,752,168	Reported balance After 2023-05-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2023-05-18 · Conversion · Disposed 706,868 · Balance 5,752,168 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"), and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF, SCFP and USV 2010-Seed. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF, SCFP and USV 2010-Seed, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Venture 2010-Seed Fund, L.P.	8,153	Reported balance Holding disclosure · report date 2023-05-18 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 8,153 F3: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"), and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF, SCFP and USV 2010-Seed. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF, SCFP and USV 2010-Seed, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date.

F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F3: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"), and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF, SCFP and USV 2010-Seed. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF, SCFP and USV 2010-Seed, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Eventbrite, Inc.

Report date August 07, 2023 · Filed August 09, 2023

Jointly reported with SC US (TTGP), LTD., SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P., SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P., SC U.S. Growth VII Management, L.P., SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P.

Section 16 reporting ended · disclosed 2023-08-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Growth Fund VII, L.P.	0	Last balance in matching sequence After 2023-08-07 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2023-08-07 · Conversion · Acquired 172,543 · Balance 172,543 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Row 6 · 2023-08-07 · Other · Disposed 172,543 · Balance 0 F1: Represents a pro rata in-kind distribution for no consideration of Class A Common Stock of the Issuer to partners or members of the applicable fund and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Growth VII Principals Fund, L.P.	0	Last balance in matching sequence After 2023-08-07 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2023-08-07 · Conversion · Acquired 16,037 · Balance 16,037 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Row 7 · 2023-08-07 · Other · Disposed 16,037 · Balance 0 F1: Represents a pro rata in-kind distribution for no consideration of Class A Common Stock of the Issuer to partners or members of the applicable fund and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Venture 2010 Fund, L.P.	0	Last balance in matching sequence After 2023-08-07 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2023-08-07 · Conversion · Acquired 1,502,245 · Balance 1,502,245 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Row 8 · 2023-08-07 · Other · Disposed 1,502,245 · Balance 0 F1: Represents a pro rata in-kind distribution for no consideration of Class A Common Stock of the Issuer to partners or members of the applicable fund and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P.	0	Last balance in matching sequence After 2023-08-07 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 4 · 2023-08-07 · Conversion · Acquired 235,707 · Balance 235,707 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Row 9 · 2023-08-07 · Other · Disposed 235,707 · Balance 0 F1: Represents a pro rata in-kind distribution for no consideration of Class A Common Stock of the Issuer to partners or members of the applicable fund and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund, L.P.	0	Last balance in matching sequence After 2023-08-07 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 5 · 2023-08-07 · Conversion · Acquired 47,589 · Balance 47,589 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Row 10 · 2023-08-07 · Other · Disposed 47,589 · Balance 0 F1: Represents a pro rata in-kind distribution for no consideration of Class A Common Stock of the Issuer to partners or members of the applicable fund and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Grove II, LLC	367,417	Reported balance After 2023-08-07 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2023-08-07 · Other · Disposed 146,968 · Balance 367,417 F1: Represents a pro rata in-kind distribution for no consideration of Class A Common Stock of the Issuer to partners or members of the applicable fund and includes subsequent distributions by general partners or managing members to their respective partners or members. F5: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Growth Fund VII, L.P.	431,359	Reported balance After 2023-08-07 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2023-08-07 · Conversion · Disposed 172,543 · Balance 431,359 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Growth VII Principals Fund, L.P.	40,093	Reported balance After 2023-08-07 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2023-08-07 · Conversion · Disposed 16,037 · Balance 40,093 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Venture 2010 Fund, L.P.	3,755,613	Reported balance After 2023-08-07 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2023-08-07 · Conversion · Disposed 1,502,245 · Balance 3,755,613 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P.	589,268	Reported balance After 2023-08-07 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2023-08-07 · Conversion · Disposed 235,707 · Balance 589,268 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund, L.P.	118,972	Reported balance After 2023-08-07 transaction · row 17 Instrument identity requires review; Table II rows are not merged. 1 source row Row 17 · 2023-08-07 · Conversion · Disposed 47,589 · Balance 118,972 F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Venture 2010-Seed Fund, L.P.	32,746	Reported balance Holding disclosure · report date 2023-08-07 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 32,746 F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in-kind distribution for no consideration of Class A Common Stock of the Issuer to partners or members of the applicable fund and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds.

F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share beneficial ownership with respect to the shares held by SC 2010 Funds and the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

F5: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Guardant Health, Inc.

Report date October 09, 2018 · Filed October 11, 2018 · Amendment

Jointly reported with SC US (TTGP), LTD., SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P., SEQUOIA CAPITAL SCOUT FUND II, L.L.C., Sandscape, LLC, SC U.S. VENTURE XIV MANAGEMENT, L.P., SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P., SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P., SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P., SEQUOIA CAPITAL USV XIV HOLDCO, LTD.

Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	IndirectBy Sandscape, LLC	29,162	Reported balance After 2018-10-09 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2018-10-09 · Conversion · Acquired 13,264 · Balance 29,162 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: This Form 4 is being amended to reflect the correct total number of shares of the Issuer's Common Stock held by Sandscape, LLC following the transactions reported herein. F3: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
COMMON STOCKSEC Table I · non-derivative	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	5,564,701	Reported balance After 2018-10-09 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2018-10-09 · Conversion · Acquired 5,564,701 · Balance 5,564,701 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
COMMON STOCKSEC Table I · non-derivative	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	1,402,994	Reported balance After 2018-10-09 transaction · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · 2018-10-09 · Conversion · Acquired 1,402,994 · Balance 1,402,994 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
COMMON STOCKSEC Table I · non-derivative	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	233,832	Reported balance After 2018-10-09 transaction · row 4 Amendment: may correct only part of an earlier disclosure. 1 source row Row 4 · 2018-10-09 · Conversion · Acquired 233,832 · Balance 233,832 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
COMMON STOCKSEC Table I · non-derivative	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	508,497	Reported balance After 2018-10-09 transaction · row 5 Amendment: may correct only part of an earlier disclosure. 1 source row Row 5 · 2018-10-09 · Conversion · Acquired 508,497 · Balance 508,497 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
COMMON STOCKSEC Table I · non-derivative	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	44,866	Reported balance After 2018-10-09 transaction · row 6 Amendment: may correct only part of an earlier disclosure. 1 source row Row 6 · 2018-10-09 · Conversion · Acquired 44,866 · Balance 44,866 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SERIES A PREFERRED STOCKSEC Table II · derivative / convertible security	IndirectBy Sandscape, LLC	0	Reported balance After 2018-10-09 transaction · row 7 Amendment: may correct only part of an earlier disclosure. 1 source row Row 7 · 2018-10-09 · Conversion · Disposed 13,264 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SERIES A PREFERRED STOCKSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	0	Reported balance After 2018-10-09 transaction · row 8 Amendment: may correct only part of an earlier disclosure. 1 source row Row 8 · 2018-10-09 · Conversion · Disposed 5,564,701 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SERIES B PREFERRED STOCKSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	0	Reported balance After 2018-10-09 transaction · row 9 Amendment: may correct only part of an earlier disclosure. 1 source row Row 9 · 2018-10-09 · Conversion · Disposed 1,402,994 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	0	Reported balance After 2018-10-09 transaction · row 10 Amendment: may correct only part of an earlier disclosure. 1 source row Row 10 · 2018-10-09 · Conversion · Disposed 233,832 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SERIES D PREFERRED STOCKSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	0	Reported balance After 2018-10-09 transaction · row 11 Amendment: may correct only part of an earlier disclosure. 1 source row Row 11 · 2018-10-09 · Conversion · Disposed 508,497 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SERIES E PREFERRED STOCKSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital USV XIV Holdco, Ltd.	0	Reported balance After 2018-10-09 transaction · row 12 Amendment: may correct only part of an earlier disclosure. 1 source row Row 12 · 2018-10-09 · Conversion · Disposed 44,866 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.

F2: This Form 4 is being amended to reflect the correct total number of shares of the Issuer's Common Stock held by Sandscape, LLC following the transactions reported herein.

F3: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

MongoDB, Inc.

Report date June 10, 2019 · Filed June 13, 2019

Jointly reported with SC US (TTGP), LTD., SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P., Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., SCGF IV MANAGEMENT LP, SEQUOIA CAPITAL US GROWTH FUND IV LP, SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP

Section 16 reporting ended · disclosed 2019-06-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Growth Fund IV, L.P.	0	Last balance in matching sequence After 2019-06-10 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2019-06-10 · Conversion · Acquired 846,821 · Balance 846,821 F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2019-06-10 · Other · Disposed 846,821 · Balance 0 F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital USGF Principals Fund IV, L.P.	0	Last balance in matching sequence After 2019-06-10 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2019-06-10 · Conversion · Acquired 37,310 · Balance 37,310 F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 7 · 2019-06-10 · Other · Disposed 37,310 · Balance 0 F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Venture 2010 Fund, LP	0	Last balance in matching sequence After 2019-06-10 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2019-06-10 · Conversion · Acquired 744,271 · Balance 744,271 F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 8 · 2019-06-10 · Other · Disposed 744,271 · Balance 0 F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP	0	Last balance in matching sequence After 2019-06-10 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 4 · 2019-06-10 · Conversion · Acquired 81,790 · Balance 81,790 F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 9 · 2019-06-10 · Other · Disposed 81,790 · Balance 0 F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund, LP	0	Last balance in matching sequence After 2019-06-10 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 5 · 2019-06-10 · Conversion · Acquired 16,514 · Balance 16,514 F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 10 · 2019-06-10 · Other · Disposed 16,514 · Balance 0 F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Growth Fund IV, L.P.	1,693,640	Reported balance After 2019-06-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2019-06-10 · Conversion · Disposed 846,821 · Balance 1,693,640 F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital USGF Principals Fund IV, L.P.	74,620	Reported balance After 2019-06-10 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2019-06-10 · Conversion · Disposed 37,310 · Balance 74,620 F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Venture 2010 Fund, LP	1,488,543	Reported balance After 2019-06-10 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2019-06-10 · Conversion · Disposed 744,271 · Balance 1,488,543 F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP	163,578	Reported balance After 2019-06-10 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2019-06-10 · Conversion · Disposed 81,790 · Balance 163,578 F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund, LP	33,029	Reported balance After 2019-06-10 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2019-06-10 · Conversion · Disposed 16,514 · Balance 33,029 F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	233,832	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 233,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	1,402,994	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 1,402,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	5,564,701	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 5,564,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	13,264	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sandscape, LLC Disclosed balance after: 29,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · balance_after: This Form 4 is being amended to reflect the correct total number of shares of the Issuer's Common Stock held by Sandscape, LLC following the transactions reported herein. F3 · ownership.nature: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES E PREFERRED STOCK · Derivative	44,866	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 44,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES D PREFERRED STOCK · Derivative	508,497	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 508,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES C PREFERRED STOCK · Derivative	233,832	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 233,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES B PREFERRED STOCK · Derivative	1,402,994	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 1,402,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES A PREFERRED STOCK · Derivative	5,564,701	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 5,564,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionSERIES A PREFERRED STOCK · Derivative	13,264	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sandscape, LLC Disclosed balance after: 0 Underlying: COMMON STOCK · 13,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	44,866	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 44,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	508,497	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 508,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	233,832	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 233,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	1,402,994	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 1,402,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	5,564,701	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 5,564,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 09, 2018 Filed Oct 11, 2018 17:22 UTC	Guardant Health, Inc. GH · Entity 3238	ConversionCOMMON STOCK	13,264	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sandscape, LLC Disclosed balance after: 13,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	OtherClass B Common Stock · Derivative	80,186	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 17 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 80,186 Underlying: Class A Common Stock · 80,186 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F2 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F2 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	OtherClass B Common Stock · Derivative	1,232,186	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 16 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 1,232,186 Underlying: Class A Common Stock · 1,232,186 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F2 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F2 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	OtherClass B Common Stock · Derivative	237,945	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 15 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. Disclosed balance after: 237,945 Underlying: Class A Common Stock · 237,945 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F2 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	OtherClass B Common Stock · Derivative	1,178,536	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 14 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. Disclosed balance after: 1,178,536 Underlying: Class A Common Stock · 1,178,536 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F2 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	OtherClass B Common Stock · Derivative	10,723,565	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 13 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, L.P. Disclosed balance after: 10,723,565 Underlying: Class A Common Stock · 10,723,565 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F2 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries G Convertible Preferred Stock · Derivative	11,963	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 12,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series G preferred stock automatically converted into common stock on a 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date. Immediately following the conversion of the Issuer's Series G preferred stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock F4 · derivative.exercise_date: The Series G preferred stock automatically converted into common stock on a 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date. Immediately following the conversion of the Issuer's Series G preferred stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock F4 · derivative.expiration_date: The Series G preferred stock automatically converted into common stock on a 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date. Immediately following the conversion of the Issuer's Series G preferred stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries G Convertible Preferred Stock · Derivative	59,022	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. ( Disclosed balance after: 0 Underlying: Class B Common Stock · 63,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series G preferred stock automatically converted into common stock on a 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date. Immediately following the conversion of the Issuer's Series G preferred stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock F4 · derivative.exercise_date: The Series G preferred stock automatically converted into common stock on a 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date. Immediately following the conversion of the Issuer's Series G preferred stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock F4 · derivative.expiration_date: The Series G preferred stock automatically converted into common stock on a 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date. Immediately following the conversion of the Issuer's Series G preferred stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries G Convertible Preferred Stock · Derivative	539,380	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 576,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series G preferred stock automatically converted into common stock on a 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date. Immediately following the conversion of the Issuer's Series G preferred stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock F4 · derivative.exercise_date: The Series G preferred stock automatically converted into common stock on a 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date. Immediately following the conversion of the Issuer's Series G preferred stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock F4 · derivative.expiration_date: The Series G preferred stock automatically converted into common stock on a 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date. Immediately following the conversion of the Issuer's Series G preferred stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries D Convertible Preferred Stock · Derivative	11,440	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 11,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.exercise_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.expiration_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries D Convertible Preferred Stock · Derivative	56,673	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 56,673 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.exercise_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.expiration_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries D Convertible Preferred Stock · Derivative	515,545	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 515,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.exercise_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.expiration_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries C Convertible Preferred Stock · Derivative	168,187	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 168,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.exercise_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.expiration_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries C Convertible Preferred Stock · Derivative	833,209	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 833,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.exercise_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.expiration_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries C Convertible Preferred Stock · Derivative	7,579,548	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 7,579,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.exercise_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.expiration_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries B Convertible Preferred Stock · Derivative	45,536	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 45,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.exercise_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.expiration_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries B Convertible Preferred Stock · Derivative	225,590	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 225,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.exercise_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.expiration_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
September 24, 2018 Filed Sep 26, 2018 00:49 UTC	Eventbrite, Inc. EB · Entity 61230	ConversionSeries B Convertible Preferred Stock · Derivative	2,052,147	$0.00	$0.00	Disclosure SEC source: 0000899243-18-025240 · doc4.xml · derivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 2,052,147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.exercise_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F3 · derivative.expiration_date: Each share of Series B preferred stock, Series C preferred stock and Series D preferred stock automatically converted into common stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Immediately following the conversion of the Issuer's convertible preferred common stock into common stock and immediately prior to the closing of the Issuer's initial public offering, each such share of common stock issued upon conversion thereof was reclassified into one share of Class B common stock. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, L.P., Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. and Sequoia Capital U.S. Venture 2010 Partners Fund, L.P., or collectively, the SC 2010 Funds. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P., or collectively, the SC USGF VII Funds. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
August 23, 2018 Filed Aug 28, 2018 01:44 UTC	DROPBOX, INC. DBX · Entity 1121	OtherClass A Common Stock	17,628	$0.00	$0.00	Disclosure SEC source: 0000899243-18-023330 · doc4.xml · nonDerivative · entry 1 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. Disclosed balance after: 17,628 F1 · shares: These shares were received by Sequoia Capital U.S. Venture 2010-Seed Fund L.P. as part of a pro rata distribution-in-kind to the limited partners of an investment fund. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	OtherClass B Common Stock · Derivative	149,240	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 17 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 149,240 Underlying: Class A Common Stock · 149,240 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	OtherClass B Common Stock · Derivative	3,387,282	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 16 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP Disclosed balance after: 3,387,282 Underlying: Class A Common Stock · 3,387,282 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	OtherClass B Common Stock · Derivative	66,057	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 15 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP Disclosed balance after: 66,057 Underlying: Class A Common Stock · 66,057 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	OtherClass B Common Stock · Derivative	327,158	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 14 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP Disclosed balance after: 327,158 Underlying: Class A Common Stock · 327,158 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	OtherClass B Common Stock · Derivative	2,977,085	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 13 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, LP Disclosed balance after: 2,977,085 Underlying: Class A Common Stock · 2,977,085 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries F Redeemable Convertible Preferred Stock · Derivative	25,233	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 12,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries F Redeemable Convertible Preferred Stock · Derivative	572,704	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 286,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries E Redeemable Convertible Preferred Stock · Derivative	37,024	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 27,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.exercise_date: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.expiration_date: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries E Redeemable Convertible Preferred Stock · Derivative	840,325	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 630,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.exercise_date: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.expiration_date: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries D Redeemable Convertible Preferred Stock · Derivative	145,142	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 108,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries D Redeemable Convertible Preferred Stock · Derivative	3,294,250	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 2,470,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries D Redeemable Convertible Preferred Stock · Derivative	6,378	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 4,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries D Redeemable Convertible Preferred Stock · Derivative	31,468	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP Disclosed balance after: 0 Underlying: Class B Common Stock · 23,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries D Redeemable Convertible Preferred Stock · Derivative	287,575	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 215,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries C Redeemable Convertible Preferred Stock · Derivative	81,699	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 61,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC	MongoDB, Inc. MDB · Entity 3107	ConversionSeries C Redeemable Convertible Preferred Stock · Derivative	404,743	$0.00	$0.00	Disclosure SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP Disclosed balance after: 0 Underlying: Class B Common Stock · 303,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.