organization · Reporting owner
LEVIN CAPITAL STRATEGIES, L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FARMER BROTHERS CO
Report date August 21, 2019 · Filed October 03, 2019
Jointly reported with EASTERLY INVESTMENT PARTNERS LLC, LE Partners Holdings LLC, LE Partners Holdings II LLC, LE Partners Holdings III LLC, LE Partners Holdings IV LLC, Crate Darrell W, Kalichstein Avshalom, Murphy John W
Section 16 reporting ended · disclosed 2019-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Managed Accounts of Levin Easterly Partners LLC | 1,566,356 |
Last balance in matching sequence
After 2019-10-01 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2019-08-21 · Other · Disposed 8,533 · Balance 2,251,550 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7: On August 21, 2019, one of the Managed Accounts that held 8,533 shares closed. Accordingly, as of August 21, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Row 2 · 2019-08-27 · Other · Disposed 13,854 · Balance 2,237,696 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8: On August 27, 2019, one of the Managed Accounts that held 13,854 shares closed. Accordingly, as of August 27, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Row 3 · 2019-09-04 · Other · Disposed 104,644 · Balance 2,133,052 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9: On September 4, 2019, one of the Managed Accounts that held 104,644 shares closed. Accordingly, as of September 4, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Row 4 · 2019-09-05 · Other · Disposed 36,408 · Balance 2,096,644 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10: On September 5, 2019, one of the Managed Accounts that held 36,408 shares closed. Accordingly, as of September 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Row 5 · 2019-10-01 · Other · Disposed 530,288 · Balance 1,566,356 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11: On October 1, 2019, one of the Managed Accounts that held 530,288 shares closed. Accordingly, as of October 1, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. |
| Common StockSEC Table I · non-derivative | IndirectBy: A Managed Account of Levin Capital Strategies, L.P. | 1,115 |
Reported balance
Holding disclosure · report date 2019-08-21 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,115 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F5: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account. Amount includes only those Shares of the Issuer held in an account managed by Mr. Murphy for whom LCS acts as investment manager and does not include any other Shares of the Issuer beneficially owned by LCS for which Mr. Murphy does not have investment discretion or voting power. F6: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").
F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.
F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.
F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.
F5: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account. Amount includes only those Shares of the Issuer held in an account managed by Mr. Murphy for whom LCS acts as investment manager and does not include any other Shares of the Issuer beneficially owned by LCS for which Mr. Murphy does not have investment discretion or voting power.
F6: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account.
F7: On August 21, 2019, one of the Managed Accounts that held 8,533 shares closed. Accordingly, as of August 21, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
F8: On August 27, 2019, one of the Managed Accounts that held 13,854 shares closed. Accordingly, as of August 27, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
F9: On September 4, 2019, one of the Managed Accounts that held 104,644 shares closed. Accordingly, as of September 4, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
F10: On September 5, 2019, one of the Managed Accounts that held 36,408 shares closed. Accordingly, as of September 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
F11: On October 1, 2019, one of the Managed Accounts that held 530,288 shares closed. Accordingly, as of October 1, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
STANDARD BIOTOOLS INC.
Report date September 17, 2019 · Filed September 19, 2019
Jointly reported with EASTERLY INVESTMENT PARTNERS LLC, LE Partners Holdings LLC, LE Partners Holdings II LLC, LE Partners Holdings III LLC, LE Partners Holdings IV LLC, Crate Darrell W, Kalichstein Avshalom, Murphy John W
Section 16 reporting ended · disclosed 2019-09-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Managed Accounts of Levin Easterly Partners LLC | 6,909,871 |
Reported balance
After 2019-09-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-09-17 · Sale · Disposed 577,197 · Balance 6,909,871 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. |
| Common StockSEC Table I · non-derivative | IndirectBy: A Managed Account of Levin Capital Strategies, L.P. | 4,996 |
Reported balance
Holding disclosure · report date 2019-09-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,996 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F5: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account F6: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").
F2: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.
F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.
F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.
F5: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account
F6: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2018 Filed May 9, 2018 15:56 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 394 | $5.60 | $2,205.02 |
DisclosureSEC source: 0000921895-18-001622 · form410737003_05092018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Bi-Directional Disequilibrium Master Fund, Ltd. Disclosed balance after: 90,597 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.46 to $5.70. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F6 · ownership.nature: Shares owned directly by BDD. LCSL, as the general partner of the domestic feeder fund which owns a controlling interest in BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. LCS, as the investment advisor of BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by BDD. Read SEC document |
| May 07, 2018 Filed May 9, 2018 15:56 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 38,730 | $5.60 | $216,752.45 |
DisclosureSEC source: 0000921895-18-001622 · form410737003_05092018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,196,801 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.46 to $5.70. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| May 04, 2018 Filed May 7, 2018 17:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 8,575 | $5.69 | $48,791.75 |
DisclosureSEC source: 0000921895-18-001590 · form410737003_05072018.xml · nonDerivative · entry 7 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Transamerica Large Cap Value Fund Disclosed balance after: 1,287,450 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F5 · ownership.nature: Shares held by the separate managed account Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica. Read SEC document |
| May 04, 2018 Filed May 7, 2018 17:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 3,746 | $5.67 | $21,248.81 |
DisclosureSEC source: 0000921895-18-001590 · form410737003_05072018.xml · nonDerivative · entry 6 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Transamerica Large Cap Value Fund Disclosed balance after: 1,278,875 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.53 to $5.69. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F5 · ownership.nature: Shares held by the separate managed account Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica. Read SEC document |
| May 04, 2018 Filed May 7, 2018 17:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 585 | $5.69 | $3,328.65 |
DisclosureSEC source: 0000921895-18-001590 · form410737003_05072018.xml · nonDerivative · entry 5 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Bi-Directional Disequilibrium Master Fund, Ltd. Disclosed balance after: 90,203 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F6 · ownership.nature: Shares owned directly by BDD. LCSL, as the general partner of the domestic feeder fund which owns a controlling interest in BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. LCS, as the investment advisor of BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by BDD. Read SEC document |
| May 04, 2018 Filed May 7, 2018 17:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 255 | $5.67 | $1,446.46 |
DisclosureSEC source: 0000921895-18-001590 · form410737003_05072018.xml · nonDerivative · entry 4 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Bi-Directional Disequilibrium Master Fund, Ltd. Disclosed balance after: 89,618 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.53 to $5.69. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F6 · ownership.nature: Shares owned directly by BDD. LCSL, as the general partner of the domestic feeder fund which owns a controlling interest in BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. LCS, as the investment advisor of BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by BDD. Read SEC document |
| May 04, 2018 Filed May 7, 2018 17:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 53,340 | $5.69 | $303,504.60 |
DisclosureSEC source: 0000921895-18-001590 · form410737003_05072018.xml · nonDerivative · entry 3 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,158,071 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| May 04, 2018 Filed May 7, 2018 17:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 23,299 | $5.67 | $132,161.25 |
DisclosureSEC source: 0000921895-18-001590 · form410737003_05072018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,104,731 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.53 to $5.69. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| May 03, 2018 Filed May 7, 2018 17:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 2,405 | $5.85 | $14,069.25 |
DisclosureSEC source: 0000921895-18-001590 · form410737003_05072018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,081,432 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:04 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 4,649 | $5.90 | $27,427.24 |
DisclosureSEC source: 0000921895-18-001546 · form410737003_05022018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,079,027 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.89 to $5.90. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:04 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 2,000 | $5.97 | $11,943.00 |
DisclosureSEC source: 0000921895-18-001546 · form410737003_05022018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,074,378 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.93 to $5.99. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 17:15 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 9,609 | $5.96 | $57,270.60 |
DisclosureSEC source: 0000921895-18-001508 · form410737003_04302018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,072,378 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.94 to $5.97. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 16:24 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 2,400 | $5.92 | $14,205.60 |
DisclosureSEC source: 0000921895-18-001470 · form410737003_04262018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,062,769 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.85 to $5.95. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 16:24 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 1,300 | $5.95 | $7,733.05 |
DisclosureSEC source: 0000921895-18-001470 · form410737003_04262018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,060,369 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.935 to $5.95. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 18:17 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 500 | $5.89 | $2,946.50 |
DisclosureSEC source: 0000921895-18-001439 · form410737003_04242018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,059,069 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.84 to $5.9150. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| April 19, 2018 Filed Apr 24, 2018 18:17 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 10,013 | $5.92 | $59,325.02 |
DisclosureSEC source: 0000921895-18-001439 · form410737003_04242018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,058,569 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.9050 to $5.93. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 15:57 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 6,700 | $5.74 | $38,434.55 |
DisclosureSEC source: 0000921895-18-001195 · form410737003_04042018.xml · nonDerivative · entry 3 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,048,556 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.675 to $5.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 15:57 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 540 | $5.67 | $3,061.80 |
DisclosureSEC source: 0000921895-18-001195 · form410737003_04042018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,041,856 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 28, 2018 Filed Apr 4, 2018 15:57 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | OtherCommon Stock | 2,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-001195 · form410737003_04042018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,041,316 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · kind: On March 28, 2018, one of the Managed Accounts that held 2,915 shares closed. Accordingly, as of March 28, 2018, LCS ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account. F10 · price: On March 28, 2018, one of the Managed Accounts that held 2,915 shares closed. Accordingly, as of March 28, 2018, LCS ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 17:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 13,300 | $5.74 | $76,368.60 |
DisclosureSEC source: 0000921895-18-001089 · form410737003_03272018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,044,231 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.70 to $5.845. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 17:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 7,720 | $5.97 | $46,096.12 |
DisclosureSEC source: 0000921895-18-001089 · form410737003_03272018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,030,931 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.87 to $6.00. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 18:37 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 107 | $6.63 | $709.48 |
DisclosureSEC source: 0000921895-18-000948 · form410737003_03122018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,023,211 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.63 to $6.64. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:37 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 40,000 | $6.48 | $259,116.00 |
DisclosureSEC source: 0000921895-18-000948 · form410737003_03122018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 11,023,104 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.25 to $6.60. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:24 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 152 | $6.17 | $937.79 |
DisclosureSEC source: 0000921895-18-000863 · form410737003_03062018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Bi-Directional Disequilibrium Master Fund, Ltd. Disclosed balance after: 89,363 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.10 to $6.20. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F6 · ownership.nature: Shares owned directly by BDD. LCSL, as the general partner of the domestic feeder fund which owns a controlling interest in BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. LCS, as the investment advisor of BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by BDD. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 20:24 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 7,348 | $6.17 | $45,334.96 |
DisclosureSEC source: 0000921895-18-000863 · form410737003_03062018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,983,104 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.10 to $6.20. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 6,327 | $6.24 | $39,475.42 |
DisclosureSEC source: 0000921895-18-000837 · form410737003_03052018.xml · nonDerivative · entry 8 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Bi-Directional Disequilibrium Master Fund, Ltd. Disclosed balance after: 89,211 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F6 · ownership.nature: Shares owned directly by BDD. LCSL, as the general partner of the domestic feeder fund which owns a controlling interest in BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. LCS, as the investment advisor of BDD, may be deemed to share voting and dispositive power over the shares owned directly by BDD. Mr. Levin, as the Chief Executive Officer of LCS, may be deemed to share voting and dispositive power over the shares owned directly by BDD. F14 · ownership.nature: Effective February 28, 2018, Levin Capital Trilogy Master Fund, Ltd. changed its name to Bi-Directional Disequilibrium Master Fund, Ltd. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 415 | $6.25 | $2,593.75 |
DisclosureSEC source: 0000921895-18-000837 · form410737003_03052018.xml · nonDerivative · entry 7 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,975,756 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 170 | $6.25 | $1,062.50 |
DisclosureSEC source: 0000921895-18-000837 · form410737003_03052018.xml · nonDerivative · entry 6 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,975,341 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 13,745 | $6.25 | $85,902.13 |
DisclosureSEC source: 0000921895-18-000837 · form410737003_03052018.xml · nonDerivative · entry 5 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,975,171 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F13 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.24 to $6.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 13. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 221,174 | $6.24 | $1,379,948.82 |
DisclosureSEC source: 0000921895-18-000837 · form410737003_03052018.xml · nonDerivative · entry 4 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,961,426 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F12 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.195 to $6.26. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 12. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 6,824 | $6.37 | $43,492.76 |
DisclosureSEC source: 0000921895-18-000837 · form410737003_03052018.xml · nonDerivative · entry 3 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,740,252 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.3475 to $6.50. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 1,600 | $6.73 | $10,763.04 |
DisclosureSEC source: 0000921895-18-000837 · form410737003_03052018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,733,428 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.68 to $6.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:20 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 100 | $6.63 | $662.50 |
DisclosureSEC source: 0000921895-18-000837 · form410737003_03052018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Bi-Directional Disequilibrium Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,731,828 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Bi-Directional Disequilibrium Master Fund, Ltd. ("BDD")(formerly known as Levin Capital Trilogy Master Fund, Ltd.), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.68 to $6.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, BDD, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 17:38 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 8,950 | $6.80 | $60,833.15 |
DisclosureSEC source: 0000921895-18-000789 · form410737003_03012018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,731,728 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.775 to $6.82. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 17:38 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 5,000 | $6.87 | $34,336.50 |
DisclosureSEC source: 0000921895-18-000789 · form410737003_03012018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,722,778 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.845 to $6.91. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:03 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 5,000 | $7.86 | $39,279.00 |
DisclosureSEC source: 0000921895-18-000715 · form410737003_02202018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,717,778 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $7.48 to $8.00. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 9. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:03 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 5,000 | $7.86 | $39,279.00 |
DisclosureSEC source: 0000921895-18-000715 · form410737003_02202018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Spouse of John A. Levin Disclosed balance after: 5,000 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $7.48 to $8.00. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 9. F10 · ownership.nature: Shares owned directly by the spouse of Mr. Levin. Mr. Levin has investment discretion over such shares. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 18:23 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 12,338 | $5.74 | $70,817.65 |
DisclosureSEC source: 0000921895-18-000518 · form410737003_02122018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,712,778 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.7050 to $5.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 9. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 15:02 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | OtherCommon Stock | 2,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000449 · form410737003_02082018.xml · nonDerivative · entry 3 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,700,440 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · kind: On February 7, 2018, one of the Managed Accounts that held 2,930 shares closed. Accordingly, as of February 7, 2018, LCS ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account. F11 · price: On February 7, 2018, one of the Managed Accounts that held 2,930 shares closed. Accordingly, as of February 7, 2018, LCS ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispositive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 15:02 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 3,100 | $5.61 | $17,386.97 |
DisclosureSEC source: 0000921895-18-000449 · form410737003_02082018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,703,370 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.50 to $5.625. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 15:02 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 50,510 | $5.74 | $289,998.11 |
DisclosureSEC source: 0000921895-18-000449 · form410737003_02082018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,700,270 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.715 to $5.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 9. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 18:47 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 33,887 | $5.92 | $200,465.33 |
DisclosureSEC source: 0000921895-18-000435 · form410737003_02062018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,649,760 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.87 to $6.00. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 18:47 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 17,100 | $6.05 | $103,490.91 |
DisclosureSEC source: 0000921895-18-000435 · form410737003_02062018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,615,873 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $5.99 to $6.10. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 9. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 17:32 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 7,866 | $6.12 | $48,102.16 |
DisclosureSEC source: 0000921895-18-000379 · form410737003_02022018.xml · nonDerivative · entry 3 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,598,773 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.07 to $6.15. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 11. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:32 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 8,175 | $6.27 | $51,252.35 |
DisclosureSEC source: 0000921895-18-000379 · form410737003_02022018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,590,907 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.26 to $6.28. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:32 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 136,850 | $6.18 | $845,322.45 |
DisclosureSEC source: 0000921895-18-000379 · form410737003_02022018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,582,732 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.10 to $6.27. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 9. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 17:00 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 2,995 | $6.69 | $20,024.87 |
DisclosureSEC source: 0000921895-18-000269 · form410737003_01242018.xml · nonDerivative · entry 2 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,445,882 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.65 to $6.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 17:00 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 3,876 | $6.48 | $25,100.59 |
DisclosureSEC source: 0000921895-18-000269 · form410737003_01242018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,442,887 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.665 to $6.70. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 9. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 19:37 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 887 | $6.68 | $5,927.73 |
DisclosureSEC source: 0000921895-18-000205 · form410737003_01182018.xml · nonDerivative · entry 1 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Capital Strategies, L.P. Disclosed balance after: 10,439,011 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.65 to $6.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 9. F3 · ownership.nature: Shares held in certain separately managed accounts (the "Managed Accounts"). LCS, as the investment manager to the Managed Accounts, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the Managed Accounts, as LCS receives an asset-based management fee for serving as investment manager to the Managed Accounts, except that with respect to 127,460 shares held in the Managed Accounts, LCS receives a performance-based incentive fee. The performance-based incentive fee LCS receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute no more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth in footnote 3, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held in the Managed Accounts. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 20:46 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | PurchaseCommon Stock | 35,129 | $6.14 | $215,562.08 |
DisclosureSEC source: 0000921895-18-000136 · form410737003_01112018.xml · nonDerivative · entry 4 LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Levin Capital Strategies GP, LLC · CIK 0001688305 · 10% owner · Passive Investor Levin Capital Trilogy Master Fund, Ltd. · CIK 0001688307 · 10% owner · Passive Investor LCS, LLC · CIK 0001688304 · 10% owner · Passive Investor Levcap Alternative Fund, L.P. · CIK 0001474048 · 10% owner · Passive Investor LCS Event Partners, LLC · CIK 0001688302 · 10% owner · Passive Investor Safinia Partners, L.P. · CIK 0001539456 · 10% owner · Passive Investor LCS L/S, LLC · CIK 0001688301 · 10% owner · Passive Investor LEVIN JOHN A · CIK 0001018093 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Transamerica Large Cap Value Fund Disclosed balance after: 1,275,129 F1 · security: This Form 4 is filed jointly by Levin Capital Strategies, L.P. ("LCS"), Levin Capital Strategies GP, LLC ("LCS GP"), Levin Capital Trilogy Master Fund, Ltd. ("Trilogy"), LCS, LLC ("LCSL"), Levcap Alternative Fund, L.P. ("Levcap"), LCS Event Partners, LLC ("LCSEP"), Safinia Partners, L.P. ("Safinia"), LCS L/S, LLC ("LCSLS"), and John A. Levin (collectively, the "Reporting Persons"). The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 20% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. F2 · security: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $6.085 to $6.15. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 10. F5 · ownership.nature: Shares held by the Transamerica Large Cap Value Fund ("Transamerica"). LCS, as the sub-investment advisor to Transamerica, may be deemed to share voting and dispositive power over the shares held by Transamerica. LCS receives an asset-based management fee for serving as sub-investment advisor to Transamerica. Accordingly, LCS does not have a reportable pecuniary interest in the shares held by Transamerica. In addition, none of LCS GP, Trilogy, LCSL, Levcap, LCSEP, Safinia, LCSLS and Mr. Levin have a reportable pecuniary interest in the shares held by Transamerica. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.