Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director · Executive Chairman | December 10, 2020 | December 14, 2020 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,716.5107 |
Reported balance
After 2020-12-10 transaction · row 1
1 source rowRow 1 · 2020-12-10 · Gift · Disposed 210 · Balance 12,716.5107 |
| Common StockSEC Table I · non-derivative | Indirecttrust 1 | 53,133 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,133 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirecttrust 2 | 268,971.6661 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 268,971.6661 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
JPMORGAN CHASE & CO
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,218.6756 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 120.908 · Balance 15,218.6756 F1: Deferral of quarterly retainer, payable in common stock following termination of service as director. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferral of quarterly retainer, payable in common stock following termination of service as director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2020 Filed Feb 4, 2020 23:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 44,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000868 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,525.2959 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2017-2019) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 22:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005415 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,930 Underlying: Common Stock · 429 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 416 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004223 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,510 Underlying: Common Stock · 416 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 7,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · derivative · entry 12 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,821 Underlying: Common Stock · 7,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 6,650 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · derivative · entry 11 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,300 Underlying: Common Stock · 6,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · derivative · entry 10 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,026 Underlying: Common Stock · 8,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,562 | $133.47 | $475,420.14 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · nonDerivative · entry 6 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,995.9605 Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 7,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · nonDerivative · entry 5 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,557.9605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,257 | $133.47 | $434,711.79 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,284.9605 Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 6,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,541.9605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,931 | $133.47 | $524,670.57 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,891.9605 Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,822.9605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 34,501 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003472 · primarydocument.xml · derivative · entry 9 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,501 Underlying: Common Stock · 34,501 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,625 of these units on 06/07/2020, 8,625 of these units on 06/07/2021, 8,625 of these units on 06/07/2022, and 8,626 of these units on 06/07/2023. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,625 of these units on 06/07/2020, 8,625 of these units on 06/07/2021, 8,625 of these units on 06/07/2022, and 8,626 of these units on 06/07/2023. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,625 of these units on 06/07/2020, 8,625 of these units on 06/07/2021, 8,625 of these units on 06/07/2022, and 8,626 of these units on 06/07/2023. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,625 of these units on 06/07/2020, 8,625 of these units on 06/07/2021, 8,625 of these units on 06/07/2022, and 8,626 of these units on 06/07/2023. Read SEC document |
| May 09, 2019 Filed May 10, 2019 17:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 426 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002745 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,085 Underlying: Common Stock · 426 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 19:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 415 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000834 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,668 Underlying: Common Stock · 415 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 27,784 | $134.27 | $3,730,418.76 |
DisclosureSEC source: 0001562180-19-000748 · primarydocument.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,755.334 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 59,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000748 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,539.334 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 21:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 441 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004474 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,237 Underlying: Common Stock · 441 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 13:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 17,291 | $115.67 Strike: $0.00 | $2,000,049.97 |
DisclosureSEC source: 0001562180-18-004391 · primarydocument.xml · derivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,804 Underlying: Common Stock · 17,291 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 13:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 8,500 | $117.51 | $998,835.00 |
DisclosureSEC source: 0001562180-18-004391 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust 2 Disclosed balance after: 174,030.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 15:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 188 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003564 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,505 Underlying: Common Stock · 188 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002956 · primarydocument.xml · derivative · entry 9 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,052 Underlying: Common Stock · 8,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 6,650 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002956 · primarydocument.xml · derivative · entry 8 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,950 Underlying: Common Stock · 6,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 29,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002956 · primarydocument.xml · derivative · entry 7 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,094 Underlying: Common Stock · 29,094 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 7,273 of these units on 06/08/2019, 7,273 of these units on 06/08/2020, 7,273 of these units on 06/08/2021, and 7,275 of these units on 06/08/2022. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 7,273 of these units on 06/08/2019, 7,273 of these units on 06/08/2020, 7,273 of these units on 06/08/2021, and 7,275 of these units on 06/08/2022. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 7,273 of these units on 06/08/2019, 7,273 of these units on 06/08/2020, 7,273 of these units on 06/08/2021, and 7,275 of these units on 06/08/2022. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 7,273 of these units on 06/08/2019, 7,273 of these units on 06/08/2020, 7,273 of these units on 06/08/2021, and 7,275 of these units on 06/08/2022. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,931 | $145.41 | $571,587.06 |
DisclosureSEC source: 0001562180-18-002956 · primarydocument.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,732.4814 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002956 · primarydocument.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,663.4814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,257 | $145.41 | $473,584.09 |
DisclosureSEC source: 0001562180-18-002956 · primarydocument.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,637.4814 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 6,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002956 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,894.4814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2018 Filed May 10, 2018 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 189 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002440 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,322 Underlying: Common Stock · 189 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000703 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,151 Underlying: Common Stock · 173 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 26,695 | $163.02 | $4,351,818.90 |
DisclosureSEC source: 0001562180-18-000605 · primarydocument.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,721.8814 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 56,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000605 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,416.8814 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 16:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 168 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003536 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,982 Underlying: Common Stock · 168 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 19:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 176 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002633 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,813 Underlying: Common Stock · 176 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002247 · primarydocument.xml · derivative · entry 5 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,078 Underlying: Common Stock · 8,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 26,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002247 · primarydocument.xml · derivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,600 Underlying: Common Stock · 26,600 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,650 of these units on 06/08/2018, 6,650 of these units on 06/08/2019, 6,650 of these units on 06/08/2020, and 6,650 of these units on 06/08/2021. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,650 of these units on 06/08/2018, 6,650 of these units on 06/08/2019, 6,650 of these units on 06/08/2020, and 6,650 of these units on 06/08/2021. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,650 of these units on 06/08/2018, 6,650 of these units on 06/08/2019, 6,650 of these units on 06/08/2020, and 6,650 of these units on 06/08/2021. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,650 of these units on 06/08/2018, 6,650 of these units on 06/08/2019, 6,650 of these units on 06/08/2020, and 6,650 of these units on 06/08/2021. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,140 | $151.87 | $628,721.10 |
DisclosureSEC source: 0001562180-17-002247 · primarydocument.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,685.9323 Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002247 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,825.9323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 18:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 162 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001892 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,639 Underlying: Common Stock · 162 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 18:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000586 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,477 Underlying: Common Stock · 130 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 00:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 10,849 | $174.26 | $1,890,492.50 |
DisclosureSEC source: 0001562180-17-000502 · primarydocument.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,428.8675 Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 00:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 22,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000502 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,277.8675 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2014-2016) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 147 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003435 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,361 Underlying: Common Stock · 147 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002940 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,212 Underlying: Common Stock · 139 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 00:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 32,104 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002603 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,104 Underlying: Common Stock · 32,104 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,026 of these units on 06/08/2017, 8,026 of these units on 06/08/2018, 8,026 of these units on 06/08/2019, and 8,026 of these units on 06/08/2020. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,026 of these units on 06/08/2017, 8,026 of these units on 06/08/2018, 8,026 of these units on 06/08/2019, and 8,026 of these units on 06/08/2020. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,026 of these units on 06/08/2017, 8,026 of these units on 06/08/2018, 8,026 of these units on 06/08/2019, and 8,026 of these units on 06/08/2020. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,026 of these units on 06/08/2017, 8,026 of these units on 06/08/2018, 8,026 of these units on 06/08/2019, and 8,026 of these units on 06/08/2020. Read SEC document |
| May 06, 2016 Filed May 9, 2016 19:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002223 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,084 Underlying: Common Stock · 151 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2016 Filed Feb 9, 2016 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 162 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001545 · primarydocument.xml · derivative · entry 23 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,958 Underlying: Common Stock · 162 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 21,456 | $0.00 Strike: $91.04 | $0.00 |
DisclosureSEC source: 0001562180-16-001545 · primarydocument.xml · derivative · entry 22 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,456 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 3,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001545 · primarydocument.xml · nonDerivative · entry 21 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 176,264.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $126.08 | $100,864.00 |
DisclosureSEC source: 0001562180-16-001545 · primarydocument.xml · nonDerivative · entry 20 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,939.1413 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.