Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director · Executive Chairman | December 10, 2020 | December 14, 2020 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,716.5107 |
Reported balance
After 2020-12-10 transaction · row 1
1 source rowRow 1 · 2020-12-10 · Gift · Disposed 210 · Balance 12,716.5107 |
| Common StockSEC Table I · non-derivative | Indirecttrust 1 | 53,133 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,133 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirecttrust 2 | 268,971.6661 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 268,971.6661 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
JPMORGAN CHASE & CO
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,218.6756 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 120.908 · Balance 15,218.6756 F1: Deferral of quarterly retainer, payable in common stock following termination of service as director. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferral of quarterly retainer, payable in common stock following termination of service as director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 00:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 120.908 | $330.83 | $39,999.99 |
DisclosureSEC source: 0001225208-26-008053 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,218.6756 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 122.2008 | $327.33 | $39,999.99 |
DisclosureSEC source: 0001225208-26-006278 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,032.2448 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 135.9804 | $294.16 | $39,999.99 |
DisclosureSEC source: 0001225208-26-004125 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,836.1425 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 913.5251 | $306.51 | $280,000.01 |
DisclosureSEC source: 0001225208-26-000744 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,700.1621 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 21:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 112.6694 | $322.22 | $36,304.33 |
DisclosureSEC source: 0001225208-26-000024 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,726.3592 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 20:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 110.9596 | $315.43 | $34,999.99 |
DisclosureSEC source: 0001225208-25-008178 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,549.3132 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 120.7271 | $289.91 | $34,999.99 |
DisclosureSEC source: 0001225208-25-006340 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,376.4111 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 142.6824 | $245.30 | $34,999.99 |
DisclosureSEC source: 0001225208-25-003875 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,169.866 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:27 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,011.9262 | $261.88 | $265,000.00 |
DisclosureSEC source: 0001225208-25-000777 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,027.1836 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 146.0098 | $239.71 | $35,000.01 |
DisclosureSEC source: 0001225208-25-000044 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,954.6665 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 177.8431 | $210.86 | $37,500.00 |
DisclosureSEC source: 0001225208-24-008939 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,740.8315 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2024 Filed Jul 1, 2024 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 173.0446 | $202.26 | $35,000.00 |
DisclosureSEC source: 0001225208-24-007096 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,499.9825 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 20:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 199.7004 | $200.30 | $39,999.99 |
DisclosureSEC source: 0001225208-24-004813 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,262.9702 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:33 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,594.5125 | $166.20 | $265,000.00 |
DisclosureSEC source: 0001225208-24-001013 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,063.2698 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 21:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 213.1099 | $170.10 | $36,249.99 |
DisclosureSEC source: 0001225208-24-000218 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,413.0904 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 20:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 232.7265 | $145.02 | $33,750.00 |
DisclosureSEC source: 0001225208-23-009120 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,135.8958 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 232.0545 | $145.44 | $33,750.01 |
DisclosureSEC source: 0001225208-23-007125 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,843.3734 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 258.9978 | $130.31 | $33,750.00 |
DisclosureSEC source: 0001225208-23-004364 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,546.4686 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:33 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,780.8488 | $140.38 | $250,000.01 |
DisclosureSEC source: 0001225208-23-000776 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,287.4708 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 251.6779 | $134.10 | $33,750.01 |
DisclosureSEC source: 0001225208-23-000180 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,461.8067 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 299.0431 | $104.50 | $31,250.00 |
DisclosureSEC source: 0001225208-22-010589 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,155.7938 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 255.3059 | $112.61 | $28,750.00 |
DisclosureSEC source: 0001225208-22-008389 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,807.3509 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 229.24 | $136.32 | $31,250.00 |
DisclosureSEC source: 0001225208-22-005304 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,512.2529 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,632.28 | $153.16 | $250,000.00 |
DisclosureSEC source: 0001225208-22-000939 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,283.0129 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 197.3476 | $158.35 | $31,249.99 |
DisclosureSEC source: 0001225208-22-000178 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,630.4907 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 221.4552 | $163.69 | $36,250.00 |
DisclosureSEC source: 0001225208-21-012648 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,414.5974 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 216.986 | $155.54 | $33,750.00 |
DisclosureSEC source: 0001225208-21-009948 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,176.1515 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 188.859 | $152.23 | $28,750.01 |
DisclosureSEC source: 0001225208-21-006198 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,943.451 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 1,795.2032 | $139.26 | $250,000.00 |
DisclosureSEC source: 0001225208-21-001015 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,749.9755 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 226.2532 | $127.07 | $28,749.99 |
DisclosureSEC source: 0001225208-21-000053 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954.7723 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007261 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,716.5107 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 541 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006647 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,974 Underlying: Common Stock · 541 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:22 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 298.6392 | $96.27 | $28,750.00 |
DisclosureSEC source: 0001225208-20-011993 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724.4383 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005378 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,409 Underlying: Common Stock · 494 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:30 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 144.4308 | $94.06 | $13,585.16 |
DisclosureSEC source: 0001225208-20-009504 · doc4.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424.4308 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 7,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · derivative · entry 14 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,548 Underlying: Common Stock · 7,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 6,650 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · derivative · entry 13 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,650 Underlying: Common Stock · 6,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,026 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · derivative · entry 12 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,931 | $134.08 | $527,048.83 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 8 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,993.9393 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 7 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,924.9393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,562 | $134.08 | $477,575.15 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 6 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,898.9393 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 7,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 5 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,460.9393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,257 | $134.08 | $436,682.28 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,187.9393 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 6,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,444.9393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · derivative · entry 11 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,876 Underlying: Common Stock · 8,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,224 | $132.99 | $561,728.64 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,794.9393 Read SEC document |
| June 07, 2020 Filed Jun 10, 2020 01:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,018.9393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003500 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,964 Underlying: Common Stock · 504 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 21:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001057 · primarydocument.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,324 Underlying: Common Stock · 390 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 23:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 20,716 | $142.42 | $2,950,372.72 |
DisclosureSEC source: 0001562180-20-000868 · primarydocument.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,809.2959 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.