Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hyatt Hotels CorpH · Entity 3345 | 10% owner | December 09, 2016 | December 12, 2016 |
| StubHub Holdings, Inc.STUB · Entity 4383 | 10% owner | September 16, 2025 | September 16, 2025 |
| Walmart Inc.WMT · Entity 783 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hyatt Hotels Corp
Report date December 09, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,822,328 |
Reported balance
After 2016-12-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-09 · Sale · Disposed 1,225,000 · Balance 3,822,328 F1: Represents the unsold portion of the shares of the Issuer's Class A Common Stock issued on November 4, 2016, upon conversion of (i) 5,393,337 shares of the Issuer's Class B Common Stock held of record by Madrone GHC, LLC, (ii) 3,835,647 shares of the Issuer's Class B Common Stock held of record by Lake GHC, LLC and (iii) 958,657 shares of the Issuer's Class B Common Stock held of record by Shimoda GHC, LLC and 30,778 shares held of record by Shimoda Holdings, LLC. The Reporting Person is a manager of Madrone GHC, LLC, Lake GHC, LLC, Shimoda GHC, LLC and Shimoda Holdings, LLC and has voting and investment power with respect to the shares of Class A Common Stock held by such entities. The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock held by Madrone GHC, LLC, Lake GHC, LLC, Shimoda GHC, LLC and Shimoda Holdings, LLC except to the extent of his proportionate pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the unsold portion of the shares of the Issuer's Class A Common Stock issued on November 4, 2016, upon conversion of (i) 5,393,337 shares of the Issuer's Class B Common Stock held of record by Madrone GHC, LLC, (ii) 3,835,647 shares of the Issuer's Class B Common Stock held of record by Lake GHC, LLC and (iii) 958,657 shares of the Issuer's Class B Common Stock held of record by Shimoda GHC, LLC and 30,778 shares held of record by Shimoda Holdings, LLC. The Reporting Person is a manager of Madrone GHC, LLC, Lake GHC, LLC, Shimoda GHC, LLC and Shimoda Holdings, LLC and has voting and investment power with respect to the shares of Class A Common Stock held by such entities. The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock held by Madrone GHC, LLC, Lake GHC, LLC, Shimoda GHC, LLC and Shimoda Holdings, LLC except to the extent of his proportionate pecuniary interest therein, if any.
StubHub Holdings, Inc.
Report date September 16, 2025 · Filed September 16, 2025
Jointly reported with MADRONE CAPITAL PARTNERS, LLC, Madrone Partners, L.P., Madrone SHV Partners, LLC, Madrone Opportunity Fund, L.P., McJunkin Jameson J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Madrone Partners, L.P. | 21,111,915 |
Reported balance
Holding disclosure · report date 2025-09-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 21,111,915 F1: Madrone Capital Partners, LLC ("Madrone Capital") is the general partner of Madrone Partners L.P. ("Madrone Partners") and Madrone Opportunity Fund, L.P. ("Madrone Opportunity") and the manager of Madrone SHV Partners, LLC ("Madrone SHV"). Thomas Patterson, Jameson McJunkin and Gregory Penner are the managing members of Madrone Capital and each may be deemed to have shared voting and investment power with respect to the shares held by each of Madrone Partners, Madrone SHV and Madrone Opportunity and, as a result, may be deemed to have beneficial ownership of such shares. Each of Madrone Capital, Madrone Partners, Madrone Opportunity, Madrone SHV and Messrs. McJunkin and Penner disclaim beneficial ownership of the shares reported herein, except to the extent of his or its respective pecuniary interest therein. Mr. Patterson is a director of the Issuer and files separate Section 16 filings. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Madrone SHV Partners, LLC | 53,279,250 |
Reported balance
Holding disclosure · report date 2025-09-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,279,250 F1: Madrone Capital Partners, LLC ("Madrone Capital") is the general partner of Madrone Partners L.P. ("Madrone Partners") and Madrone Opportunity Fund, L.P. ("Madrone Opportunity") and the manager of Madrone SHV Partners, LLC ("Madrone SHV"). Thomas Patterson, Jameson McJunkin and Gregory Penner are the managing members of Madrone Capital and each may be deemed to have shared voting and investment power with respect to the shares held by each of Madrone Partners, Madrone SHV and Madrone Opportunity and, as a result, may be deemed to have beneficial ownership of such shares. Each of Madrone Capital, Madrone Partners, Madrone Opportunity, Madrone SHV and Messrs. McJunkin and Penner disclaim beneficial ownership of the shares reported herein, except to the extent of his or its respective pecuniary interest therein. Mr. Patterson is a director of the Issuer and files separate Section 16 filings. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Madrone Opportunity Fund, L.P. | 1,388,890 |
Reported balance
Holding disclosure · report date 2025-09-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,388,890 F1: Madrone Capital Partners, LLC ("Madrone Capital") is the general partner of Madrone Partners L.P. ("Madrone Partners") and Madrone Opportunity Fund, L.P. ("Madrone Opportunity") and the manager of Madrone SHV Partners, LLC ("Madrone SHV"). Thomas Patterson, Jameson McJunkin and Gregory Penner are the managing members of Madrone Capital and each may be deemed to have shared voting and investment power with respect to the shares held by each of Madrone Partners, Madrone SHV and Madrone Opportunity and, as a result, may be deemed to have beneficial ownership of such shares. Each of Madrone Capital, Madrone Partners, Madrone Opportunity, Madrone SHV and Messrs. McJunkin and Penner disclaim beneficial ownership of the shares reported herein, except to the extent of his or its respective pecuniary interest therein. Mr. Patterson is a director of the Issuer and files separate Section 16 filings. |
| Series L Preferred StockSEC Table I · non-derivative | IndirectHeld by Madrone Partners, L.P. | 38,333 |
Reported balance
Holding disclosure · report date 2025-09-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 38,333 F1: Madrone Capital Partners, LLC ("Madrone Capital") is the general partner of Madrone Partners L.P. ("Madrone Partners") and Madrone Opportunity Fund, L.P. ("Madrone Opportunity") and the manager of Madrone SHV Partners, LLC ("Madrone SHV"). Thomas Patterson, Jameson McJunkin and Gregory Penner are the managing members of Madrone Capital and each may be deemed to have shared voting and investment power with respect to the shares held by each of Madrone Partners, Madrone SHV and Madrone Opportunity and, as a result, may be deemed to have beneficial ownership of such shares. Each of Madrone Capital, Madrone Partners, Madrone Opportunity, Madrone SHV and Messrs. McJunkin and Penner disclaim beneficial ownership of the shares reported herein, except to the extent of his or its respective pecuniary interest therein. Mr. Patterson is a director of the Issuer and files separate Section 16 filings. |
| Series L Preferred StockSEC Table I · non-derivative | IndirectHeld by Madrone Opportunity Fund, L.P. | 12,778 |
Reported balance
Holding disclosure · report date 2025-09-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,778 F1: Madrone Capital Partners, LLC ("Madrone Capital") is the general partner of Madrone Partners L.P. ("Madrone Partners") and Madrone Opportunity Fund, L.P. ("Madrone Opportunity") and the manager of Madrone SHV Partners, LLC ("Madrone SHV"). Thomas Patterson, Jameson McJunkin and Gregory Penner are the managing members of Madrone Capital and each may be deemed to have shared voting and investment power with respect to the shares held by each of Madrone Partners, Madrone SHV and Madrone Opportunity and, as a result, may be deemed to have beneficial ownership of such shares. Each of Madrone Capital, Madrone Partners, Madrone Opportunity, Madrone SHV and Messrs. McJunkin and Penner disclaim beneficial ownership of the shares reported herein, except to the extent of his or its respective pecuniary interest therein. Mr. Patterson is a director of the Issuer and files separate Section 16 filings. |
Filing footnotes · ownership attribution and instrument terms
F1: Madrone Capital Partners, LLC ("Madrone Capital") is the general partner of Madrone Partners L.P. ("Madrone Partners") and Madrone Opportunity Fund, L.P. ("Madrone Opportunity") and the manager of Madrone SHV Partners, LLC ("Madrone SHV"). Thomas Patterson, Jameson McJunkin and Gregory Penner are the managing members of Madrone Capital and each may be deemed to have shared voting and investment power with respect to the shares held by each of Madrone Partners, Madrone SHV and Madrone Opportunity and, as a result, may be deemed to have beneficial ownership of such shares. Each of Madrone Capital, Madrone Partners, Madrone Opportunity, Madrone SHV and Messrs. McJunkin and Penner disclaim beneficial ownership of the shares reported herein, except to the extent of his or its respective pecuniary interest therein. Mr. Patterson is a director of the Issuer and files separate Section 16 filings.
Walmart Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 264,191.067 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 547 · Balance 264,191.067 F1: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. F2: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock units. |
| CommonSEC Table I · non-derivative | IndirectBy spouse | 1,448,634 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,448,634 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant.
F2: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
View, Inc.
Report date November 30, 2023 · Filed December 04, 2023
Jointly reported with MADRONE CAPITAL PARTNERS, LLC, Madrone Partners, L.P., McJunkin Jameson J, PATTERSON THOMAS
Section 16 reporting ended · disclosed 2023-12-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Madrone Partners, L.P. | 60,954 |
Reported balance
After 2023-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-11-30 · Sale · Disposed 266,368 · Balance 60,954 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.62 to $1.10 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.62 to $1.10 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 21:35 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 547 | $0.00 | $0.00 |
DisclosureSEC source: 0000104169-26-000161 · wk-form4_1790976925.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,191.067 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock units. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:26 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 502 | $113.26 | $56,856.52 |
DisclosureSEC source: 0000104169-26-000127 · wk-form4_1783023964.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,109.78 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 22:40 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 2,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000104169-26-000113 · wk-form4_1780958455.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,607.78 F1 · shares: Represents an annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election made by the Reporting Person. F2 · balance_after: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock units. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 22:09 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 458 | $124.28 | $56,920.24 |
DisclosureSEC source: 0000104169-26-000074 · wk-form4_1775167745.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,819.331 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:39 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 511 | $111.41 | $56,930.51 |
DisclosureSEC source: 0000104169-26-000002 · wk-form4_1767652760.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,895.941 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 21:03 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 552 | $103.06 | $56,889.12 |
DisclosureSEC source: 0000104169-25-000162 · wk-form4_1759439003.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,384.941 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock units. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 22:20 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-018404 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,299.481 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 23:54 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 3,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017159 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,745.481 F1 · shares: Represents an annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election made by the Reporting Person. F2 · balance_after: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 23:33 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010854 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,116.271 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock. Read SEC document |
| March 28, 2025 Filed Mar 28, 2025 21:19 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010589 · form4.xml · nonDerivative · entry 2 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,448,634 F2 · price: On March 28, 2025, the Reporting Person's spouse made a charitable gift of 27,000 shares of Common Stock. Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 21:19 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010589 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,475,634 F1 · kind: The transaction is the receipt by the Reporting Person's spouse of 27,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · shares: The transaction is the receipt by the Reporting Person's spouse of 27,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · price: The transaction is the receipt by the Reporting Person's spouse of 27,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:45 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 588 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-000471 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,022.736 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:42 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024927 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,434.736 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 21:10 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019923 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,201.242 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the last trading day before the date of grant. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:26 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 4,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-018184 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,416.242 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election made by the Reporting Person. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 20:43 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 883 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011853 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,385.332 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the last trading day before the date of grant. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock and also adjusted for the 3-for-1 stock split effective February 23, 2024. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 21:33 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000457 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,923.415 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:42 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-029634 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 482,878 F1 · price: On December 12, 2023, the reporting person's spouse made a charitable gift of 2,500 shares of Common Stock. Read SEC document |
| December 08, 2023 Filed Dec 8, 2023 22:26 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-029169 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 485,378 F1 · kind: The transaction is the receipt by the reporting person's spouse of 2,500 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · shares: The transaction is the receipt by the reporting person's spouse of 2,500 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · price: The transaction is the receipt by the reporting person's spouse of 2,500 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 22:15 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028623 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 482,878 F1 · price: On December 1, 2023, the reporting person's spouse made a charitable gift of 60,000 shares of Common Stock. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:20 UTC | View, Inc. VIEW · Entity 91225 | SaleClass A Common Stock | 266,368 | $0.77 | $205,103.36 |
DisclosureSEC source: 0001209191-23-057209 · doc4.xml · nonDerivative · entry 1 MADRONE CAPITAL PARTNERS, LLC · CIK 0001789147 · 10% owner Madrone Partners, L.P. · CIK 0001545458 · 10% owner McJunkin Jameson J · CIK 0001293780 · 10% owner PATTERSON THOMAS · CIK 0001214954 · 10% owner Penner Gregory Boyd · CIK 0001353165 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Madrone Partners, L.P. Disclosed balance after: 60,954 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.62 to $1.10 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 00:22 UTC | View, Inc. VIEW · Entity 91225 | SaleClass A Common Stock | 95,503 | $1.23 | $117,468.69 |
DisclosureSEC source: 0001209191-23-056935 · doc4.xml · nonDerivative · entry 3 MADRONE CAPITAL PARTNERS, LLC · CIK 0001789147 · 10% owner Madrone Partners, L.P. · CIK 0001545458 · 10% owner McJunkin Jameson J · CIK 0001293780 · 10% owner PATTERSON THOMAS · CIK 0001214954 · 10% owner Penner Gregory Boyd · CIK 0001353165 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Madrone Partners, L.P. Disclosed balance after: 327,322 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 23:04 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028432 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 542,878 F1 · kind: The transaction is the receipt by the reporting person's spouse of 60,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · shares: The transaction is the receipt by the reporting person's spouse of 60,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · price: The transaction is the receipt by the reporting person's spouse of 60,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 00:22 UTC | View, Inc. VIEW · Entity 91225 | SaleClass A Common Stock | 36,832 | $1.56 | $57,457.92 |
DisclosureSEC source: 0001209191-23-056935 · doc4.xml · nonDerivative · entry 2 MADRONE CAPITAL PARTNERS, LLC · CIK 0001789147 · 10% owner Madrone Partners, L.P. · CIK 0001545458 · 10% owner McJunkin Jameson J · CIK 0001293780 · 10% owner PATTERSON THOMAS · CIK 0001214954 · 10% owner Penner Gregory Boyd · CIK 0001353165 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Madrone Partners, L.P. Disclosed balance after: 422,825 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.70 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 27, 2023 Filed Nov 30, 2023 00:22 UTC | View, Inc. VIEW · Entity 91225 | SaleClass A Common Stock | 19,313 | $1.73 | $33,411.49 |
DisclosureSEC source: 0001209191-23-056935 · doc4.xml · nonDerivative · entry 1 MADRONE CAPITAL PARTNERS, LLC · CIK 0001789147 · 10% owner Madrone Partners, L.P. · CIK 0001545458 · 10% owner McJunkin Jameson J · CIK 0001293780 · 10% owner PATTERSON THOMAS · CIK 0001214954 · 10% owner Penner Gregory Boyd · CIK 0001353165 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Madrone Partners, L.P. Disclosed balance after: 459,657 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $1.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 22, 2023 Filed Nov 24, 2023 21:45 UTC | View, Inc. VIEW · Entity 91225 | SaleClass A Common Stock | 28,306 | $1.91 | $54,064.46 |
DisclosureSEC source: 0001209191-23-056592 · doc4.xml · nonDerivative · entry 2 MADRONE CAPITAL PARTNERS, LLC · CIK 0001789147 · 10% owner Madrone Partners, L.P. · CIK 0001545458 · 10% owner McJunkin Jameson J · CIK 0001293780 · 10% owner PATTERSON THOMAS · CIK 0001214954 · 10% owner Penner Gregory Boyd · CIK 0001353165 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Madrone Partners, L.P. Disclosed balance after: 478,970 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $2.07 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:45 UTC | View, Inc. VIEW · Entity 91225 | SaleClass A Common Stock | 9,331 | $2.05 | $19,128.55 |
DisclosureSEC source: 0001209191-23-056592 · doc4.xml · nonDerivative · entry 1 MADRONE CAPITAL PARTNERS, LLC · CIK 0001789147 · 10% owner Madrone Partners, L.P. · CIK 0001545458 · 10% owner McJunkin Jameson J · CIK 0001293780 · 10% owner PATTERSON THOMAS · CIK 0001214954 · 10% owner Penner Gregory Boyd · CIK 0001353165 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Madrone Partners, L.P. Disclosed balance after: 507,276 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: On July 23, 2023, the Issuer effected a one-for-60 reverse split of its Class A Common Stock (the "Reverse Stock Split"). The number of securities reported herein reflects the Reverse Stock Split. F3 · ownership.nature: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 20:45 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-025266 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,586.415 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:21 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020049 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,013.914 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:50 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 2,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017590 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,176.084 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election made by the Reporting Person. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:30 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-012385 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,056.084 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the last trading day before the date of grant. F2 · balance_after: Balance adjusted to reflect dividend equivalents on deferred stock. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:08 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000670 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,447.743 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the last trading day before the date of grant. F2 · balance_after: Balance adjusted to reflect dividend equivalents on deferred stock. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:30 UTC | View, Inc. VIEW · Entity 91225 | SaleClass A Common Stock | 100,000 | $0.91 | $91,000.00 |
DisclosureSEC source: 0001209191-22-062938 · doc4.xml · nonDerivative · entry 1 MADRONE CAPITAL PARTNERS, LLC · CIK 0001789147 · 10% owner Madrone Partners, L.P. · CIK 0001545458 · 10% owner McJunkin Jameson J · CIK 0001293780 · 10% owner PATTERSON THOMAS · CIK 0001214954 · 10% owner Penner Gregory Boyd · CIK 0001353165 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Madrone Partners, L.P. Disclosed balance after: 30,996,469 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8501 to $0.9429 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 27, 2022 Filed Dec 27, 2022 23:39 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 541,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-028297 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 482,878 F1 · price: On December 27, 2022, the reporting person's spouse made charitable gifts of 541,000 shares of Common Stock. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 22:38 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 541,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-028094 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,023,878 F1 · kind: The transaction is the receipt by the reporting person's spouse of 541,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · shares: The transaction is the receipt by the reporting person's spouse of 541,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · price: The transaction is the receipt by the reporting person's spouse of 541,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. Read SEC document |
| October 25, 2022 Filed Nov 13, 2023 22:29 UTC | View, Inc. VIEW · Entity 91225 | Purchase6.0% / 9.0% Convertible Senior PIK Toggle Notes due 2027 · Derivative | Not disclosed | $16,773,000.00 Strike: $80.25 | $16,773,000.00 |
DisclosureSEC source: 0001209191-23-055048 · doc4.xml · derivative · entry 1 MADRONE CAPITAL PARTNERS, LLC · CIK 0001789147 · 10% owner Madrone Partners, L.P. · CIK 0001545458 · 10% owner McJunkin Jameson J · CIK 0001293780 · 10% owner PATTERSON THOMAS · CIK 0001214954 · 10% owner Penner Gregory Boyd · CIK 0001353165 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Madrone Partners, L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 209,009 shares Expires 2027-10-01 F1 · derivative.exercise_price: On October 26, 2022, the Reporting Person purchased $16,773,000 aggregate principal amount of the Issuers 6.00% / 9.00% Convertible Senior PIK Toggle Notes due 2027 (the "Note"). The principal amount of the Note was initially convertible into an aggregate of 209,009 shares of Class A Common Stock, based on an initial conversion rate of 12.46106 shares of Class A Common Stock per $1,000 principal amount of the Note (equivalent to a conversion price of approximately $80.25 per share), subject to certain adjustments as provided in the Indenture (in each, case after giving effect to the reverse stock split described in footnote 2). All conversions are subject to the potential increase in the conversion rate in accordance with the indenture governing the notes. F2 · derivative.exercise_price: On July 23, 2023, the Issuer effected a one-for-60 reverse split of its Class A Common Stock (the "Reverse Stock Split"). The number of securities reported herein reflects the Reverse Stock Split. F1 · kind: On October 26, 2022, the Reporting Person purchased $16,773,000 aggregate principal amount of the Issuers 6.00% / 9.00% Convertible Senior PIK Toggle Notes due 2027 (the "Note"). The principal amount of the Note was initially convertible into an aggregate of 209,009 shares of Class A Common Stock, based on an initial conversion rate of 12.46106 shares of Class A Common Stock per $1,000 principal amount of the Note (equivalent to a conversion price of approximately $80.25 per share), subject to certain adjustments as provided in the Indenture (in each, case after giving effect to the reverse stock split described in footnote 2). All conversions are subject to the potential increase in the conversion rate in accordance with the indenture governing the notes. F1 · reported_value: On October 26, 2022, the Reporting Person purchased $16,773,000 aggregate principal amount of the Issuers 6.00% / 9.00% Convertible Senior PIK Toggle Notes due 2027 (the "Note"). The principal amount of the Note was initially convertible into an aggregate of 209,009 shares of Class A Common Stock, based on an initial conversion rate of 12.46106 shares of Class A Common Stock per $1,000 principal amount of the Note (equivalent to a conversion price of approximately $80.25 per share), subject to certain adjustments as provided in the Indenture (in each, case after giving effect to the reverse stock split described in footnote 2). All conversions are subject to the potential increase in the conversion rate in accordance with the indenture governing the notes. F1 · price: On October 26, 2022, the Reporting Person purchased $16,773,000 aggregate principal amount of the Issuers 6.00% / 9.00% Convertible Senior PIK Toggle Notes due 2027 (the "Note"). The principal amount of the Note was initially convertible into an aggregate of 209,009 shares of Class A Common Stock, based on an initial conversion rate of 12.46106 shares of Class A Common Stock per $1,000 principal amount of the Note (equivalent to a conversion price of approximately $80.25 per share), subject to certain adjustments as provided in the Indenture (in each, case after giving effect to the reverse stock split described in footnote 2). All conversions are subject to the potential increase in the conversion rate in accordance with the indenture governing the notes. F1 · derivative.underlying_shares: On October 26, 2022, the Reporting Person purchased $16,773,000 aggregate principal amount of the Issuers 6.00% / 9.00% Convertible Senior PIK Toggle Notes due 2027 (the "Note"). The principal amount of the Note was initially convertible into an aggregate of 209,009 shares of Class A Common Stock, based on an initial conversion rate of 12.46106 shares of Class A Common Stock per $1,000 principal amount of the Note (equivalent to a conversion price of approximately $80.25 per share), subject to certain adjustments as provided in the Indenture (in each, case after giving effect to the reverse stock split described in footnote 2). All conversions are subject to the potential increase in the conversion rate in accordance with the indenture governing the notes. F2 · derivative.underlying_shares: On July 23, 2023, the Issuer effected a one-for-60 reverse split of its Class A Common Stock (the "Reverse Stock Split"). The number of securities reported herein reflects the Reverse Stock Split. F1 · valueOwnedAfter: On October 26, 2022, the Reporting Person purchased $16,773,000 aggregate principal amount of the Issuers 6.00% / 9.00% Convertible Senior PIK Toggle Notes due 2027 (the "Note"). The principal amount of the Note was initially convertible into an aggregate of 209,009 shares of Class A Common Stock, based on an initial conversion rate of 12.46106 shares of Class A Common Stock per $1,000 principal amount of the Note (equivalent to a conversion price of approximately $80.25 per share), subject to certain adjustments as provided in the Indenture (in each, case after giving effect to the reverse stock split described in footnote 2). All conversions are subject to the potential increase in the conversion rate in accordance with the indenture governing the notes. F3 · ownership.nature: The securities are directly held by Madrone Partners, L.P. ("Madrone"). Madrone Capital Partners, LLC ("Madrone GP") is the general partner of Madrone. Greg Penner, Jameson McJunkin and Thomas Patterson are the managers of Madrone GP and may be deemed to share voting and dispositive power over the securities held by Madrone. Each of Madrone GP and Messrs. Penner, McJunkin and Patterson disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:38 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-023569 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,806.135 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:17 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018563 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,396.135 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:51 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 2,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016732 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,959.135 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election previously made by the Reporting Person. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:50 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010949 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,029.305 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:31 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000675 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,449.155 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 22:06 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 73,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-032073 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 482,878 F1 · price: On December 29, 2021, the reporting person's spouse made a charitable gift of 73,000 shares of Common Stock. Read SEC document |
| December 28, 2021 Filed Dec 28, 2021 22:08 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 73,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-031965 · form4.xml · nonDerivative · entry 2 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 555,878 F2 · price: On December 28, 2021, the reporting person's spouse made a charitable gift of 73,000 shares of Common Stock. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 22:08 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 146,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-031965 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 628,878 F1 · kind: The transaction is the receipt by the reporting person's spouse of 146,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · shares: The transaction is the receipt by the reporting person's spouse of 146,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. F1 · price: The transaction is the receipt by the reporting person's spouse of 146,000 shares of Common Stock, for no consideration, in a distribution from the Walton Family Holdings Trust. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 21:51 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 381 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026347 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,082.155 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:24 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-021326 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,484.204 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 21:31 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019282 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,891.842 F1 · shares: Represents the annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election previously made by the Reporting Person. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:04 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 391 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012705 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,645.432 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 23:31 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000822 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,254.432 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:18 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-026389 · form4.xml · nonDerivative · entry 1 Penner Gregory Boyd · CIK 0001353165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,685.35 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.