Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Block, Inc.SQ · Entity 3041 | Chief Financial Officer | October 25, 2018 | October 29, 2018 |
| Dragoneer Growth Opportunities Corp. IIIDGNU · Entity 132744 | Director | March 22, 2021 | March 23, 2021 |
| NEW RELIC, INC.NEWR · Entity 108347 | Director | August 22, 2017 | August 23, 2017 |
| Nextdoor Holdings, Inc.KIND · Entity 5074 | Director · CEO and President · 10% owner | April 15, 2024 | April 17, 2024 |
| Walmart Inc.WMT · Entity 783 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Block, Inc.
Report date October 25, 2018 · Filed October 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 349,482 |
Reported balance
After 2018-10-25 transaction · row 1
1 source rowRow 1 · 2018-10-25 · Tax withholding · Disposed 3,547 · Balance 349,482 F1: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 399,449 |
Reported balance
Holding disclosure · report date 2018-10-25 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 399,449 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3: The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust.
Dragoneer Growth Opportunities Corp. III
Report date March 22, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-22 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-253796) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-253796) and have no expiration date.
NEW RELIC, INC.
Report date August 22, 2017 · Filed August 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.00 · Expires 2027-08-21 | Direct | 4,015 |
Reported balance
After 2017-08-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-08-22 · Grant · Acquired 4,015 · Balance 4,015 F1: All of the shares subject to the award shall vest in one installment on August 15, 2018, subject to continuous service to the Company through such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,667 |
Reported balance
After 2017-08-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-22 · Grant · Acquired 1,667 · Balance 1,667 F1: All of the shares subject to the award shall vest in one installment on August 15, 2018, subject to continuous service to the Company through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: All of the shares subject to the award shall vest in one installment on August 15, 2018, subject to continuous service to the Company through such date.
Nextdoor Holdings, Inc.
Report date April 15, 2024 · Filed April 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 550,806 |
Reported balance
After 2024-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-15 · Exercise / conversion · Acquired 40,806 · Balance 550,806 F1: The reported total includes 2,500 shares that were acquired pursuant to the Issuer's Employee Stock Purchase Plan in one or more transactions exempt pursuant to Rules 16b-3(c) and 16b-3(d). |
| Class A Common StockSEC Table I · non-derivative | Direct | 536,005 |
Reported balance
After 2024-04-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-04-15 · Tax withholding · Disposed 14,801 · Balance 536,005 |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 204,029 |
Reported balance
After 2024-04-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-15 · Exercise / conversion · Acquired 40,806 · Balance 204,029 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3: The RSU award vests in four equal quarterly installments on each of: (i) April 15, 2024; (ii) July 15, 2024; (iii) October 15, 2024; and (iv) January 15, 2025, subject to the reporting person's continued service to the Issuer on each vesting date. F4: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported total includes 2,500 shares that were acquired pursuant to the Issuer's Employee Stock Purchase Plan in one or more transactions exempt pursuant to Rules 16b-3(c) and 16b-3(d).
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: The RSU award vests in four equal quarterly installments on each of: (i) April 15, 2024; (ii) July 15, 2024; (iii) October 15, 2024; and (iv) January 15, 2025, subject to the reporting person's continued service to the Issuer on each vesting date.
F4: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
Walmart Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 62,858.705 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 337 · Balance 62,858.705 F1: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. F2: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant.
F2: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock units.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CCC Intelligent Solutions Holdings Inc.
Report date July 30, 2021 · Filed August 02, 2021
Section 16 reporting ended · disclosed 2021-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,000 |
Reported balance
After 2021-07-30 transaction · row 1
1 source rowRow 1 · 2021-07-30 · Conversion · Acquired 75,000 · Balance 75,000 F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, as amended, dated February 2, 2021, by and among Dragoneer Growth Opportunities Corp. ("Dragoneer"), Chariot Opportunity Merger Sub, Inc., a wholly owned subsidiary of Dragoneer ("Merger Sub"), and Cypress Holdings, Inc. ("CCC"), the shares of Class B Ordinary Shares automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to CCC Intelligent Solutions Holdings Inc. (the "Issuer") on July 30, 2021. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-30 · Conversion · Disposed 75,000 · Balance 0 F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, as amended, dated February 2, 2021, by and among Dragoneer Growth Opportunities Corp. ("Dragoneer"), Chariot Opportunity Merger Sub, Inc., a wholly owned subsidiary of Dragoneer ("Merger Sub"), and Cypress Holdings, Inc. ("CCC"), the shares of Class B Ordinary Shares automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to CCC Intelligent Solutions Holdings Inc. (the "Issuer") on July 30, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, as amended, dated February 2, 2021, by and among Dragoneer Growth Opportunities Corp. ("Dragoneer"), Chariot Opportunity Merger Sub, Inc., a wholly owned subsidiary of Dragoneer ("Merger Sub"), and Cypress Holdings, Inc. ("CCC"), the shares of Class B Ordinary Shares automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to CCC Intelligent Solutions Holdings Inc. (the "Issuer") on July 30, 2021.
CVENT HOLDING CORP.
Report date December 08, 2021 · Filed December 10, 2021
Section 16 reporting ended · disclosed 2021-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,000 |
Reported balance
After 2021-12-08 transaction · row 1
1 source rowRow 1 · 2021-12-08 · Conversion · Acquired 75,000 · Balance 75,000 F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated July 23, 2021, by and among Dragoneer Growth Opportunities Corp. II ("Dragoneer"), Redwood Opportunity Merger Sub, Inc. ("Merger Sub I"), Redwood Merger Sub LLC ("Merger Sub II") and Papay Topco, Inc. ("Cvent"), the Class B ordinary shares of Dragoneer, par value $0.0001 per share, automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to Cvent Holding Corp. (the "Issuer") on December 8, 2021. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-12-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-12-08 · Conversion · Disposed 75,000 · Balance 0 F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated July 23, 2021, by and among Dragoneer Growth Opportunities Corp. II ("Dragoneer"), Redwood Opportunity Merger Sub, Inc. ("Merger Sub I"), Redwood Merger Sub LLC ("Merger Sub II") and Papay Topco, Inc. ("Cvent"), the Class B ordinary shares of Dragoneer, par value $0.0001 per share, automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to Cvent Holding Corp. (the "Issuer") on December 8, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated July 23, 2021, by and among Dragoneer Growth Opportunities Corp. II ("Dragoneer"), Redwood Opportunity Merger Sub, Inc. ("Merger Sub I"), Redwood Merger Sub LLC ("Merger Sub II") and Papay Topco, Inc. ("Cvent"), the Class B ordinary shares of Dragoneer, par value $0.0001 per share, automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to Cvent Holding Corp. (the "Issuer") on December 8, 2021.
Slack Technologies, Inc.
Report date July 21, 2021 · Filed July 21, 2021
Section 16 reporting ended · disclosed 2021-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy David Riley and Sarah Friar Revocable Trust dated August 11, 2006 | 259,684 |
Reported balance
After 2021-07-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-07-21 · Conversion · Acquired 259,684 · Balance 259,684 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy David Riley and Sarah Friar Revocable Trust dated August 11, 2006 | 0 |
Reported balance
After 2021-07-21 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-07-21 · Other · Disposed 259,684 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 | 146,333 |
Reported balance
After 2021-07-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-07-21 · Conversion · Acquired 146,333 · Balance 146,333 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 | 0 |
Reported balance
After 2021-07-21 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-07-21 · Other · Disposed 146,333 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-21 transaction · row 5
1 source rowRow 5 · 2021-07-21 · Other · Disposed 5,854 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy David Riley and Sarah Friar Revocable Trust dated August 11, 2006 | 0 |
Reported balance
After 2021-07-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-07-21 · Conversion · Disposed 259,684 · Balance 0 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. F3: Reflects 13,344 shares of Class A common stock distributed by the Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 to the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 on May 10, 2021, for no consideration, resulting in a change of form of beneficial ownership in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 | 0 |
Reported balance
After 2021-07-21 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-07-21 · Conversion · Disposed 146,333 · Balance 0 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. F3: Reflects 13,344 shares of Class A common stock distributed by the Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 to the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 on May 10, 2021, for no consideration, resulting in a change of form of beneficial ownership in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share.
F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.
F3: Reflects 13,344 shares of Class A common stock distributed by the Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 to the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 on May 10, 2021, for no consideration, resulting in a change of form of beneficial ownership in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2017 Filed Nov 24, 2017 20:28 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 1,900 | $48.56 | $92,264.00 |
DisclosureSEC source: 0001209191-17-062449 · doc4.xml · nonDerivative · entry 8 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.30 to $48.94 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 20:28 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 9,000 | $47.55 | $427,950.00 |
DisclosureSEC source: 0001209191-17-062449 · doc4.xml · nonDerivative · entry 7 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,900 F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.30 to $48.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 20:28 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 8,300 | $47.08 | $390,764.00 |
DisclosureSEC source: 0001209191-17-062449 · doc4.xml · nonDerivative · entry 6 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,900 F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.30 to $47.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 20:28 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062449 · doc4.xml · derivative · entry 9 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 454,716 Underlying: Class A Common Stock · 38,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 20:28 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 1,200 | $47.99 | $57,588.00 |
DisclosureSEC source: 0001209191-17-062449 · doc4.xml · nonDerivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.90 to $48.18 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 20:28 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 10,900 | $47.24 | $514,916.00 |
DisclosureSEC source: 0001209191-17-062449 · doc4.xml · nonDerivative · entry 4 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,400 F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.90 to $47.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 20:28 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 7,100 | $46.57 | $330,647.00 |
DisclosureSEC source: 0001209191-17-062449 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,300 F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $45.90 to $46.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 20:28 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062449 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| November 15, 2017 Filed Nov 24, 2017 20:28 UTC | Block, Inc. SQ · Entity 3041 | GrantClass A Common Stock | 917 | $10.23 | $9,380.91 |
DisclosureSEC source: 0001209191-17-062449 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,566 F1 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 21:23 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 3,732 | $32.90 | $122,782.80 |
DisclosureSEC source: 0001209191-17-058208 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,649 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 20:29 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $32.88 | $631,296.00 |
DisclosureSEC source: 0001209191-17-057013 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.55 to $33.08 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 20:29 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057013 · doc4.xml · derivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 493,116 Underlying: Class A Common Stock · 38,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 20:29 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $32.73 | $628,416.00 |
DisclosureSEC source: 0001209191-17-057013 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.30 to $33.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 20:29 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057013 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:18 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 7,722 | $28.81 | $222,470.82 |
DisclosureSEC source: 0001209191-17-055389 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,381 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 21:07 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $28.30 | $543,360.00 |
DisclosureSEC source: 0001209191-17-053747 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.08 to $28.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:07 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053747 · doc4.xml · derivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 531,516 Underlying: Class A Common Stock · 38,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:07 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $28.41 | $545,472.00 |
DisclosureSEC source: 0001209191-17-053747 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.23 to $28.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:07 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053747 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 21:41 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $25.62 | $491,904.00 |
DisclosureSEC source: 0001209191-17-050335 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:41 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050335 · doc4.xml · derivative · entry 7 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 569,916 Underlying: Class A Common Stock · 38,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:41 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $25.54 | $490,368.00 |
DisclosureSEC source: 0001209191-17-050335 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.34 to $25.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:41 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050335 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 16:33 UTC | NEW RELIC, INC. NEWR · Entity 108347 | GrantRestricted Stock Units · Derivative | 1,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049948 · doc4.xml · derivative · entry 2 Friar Sarah · CIK 0001570658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 1,667 shares Expires not disclosed F1 · derivative.exercise_date: All of the shares subject to the award shall vest in one installment on August 15, 2018, subject to continuous service to the Company through such date. F1 · derivative.expiration_date: All of the shares subject to the award shall vest in one installment on August 15, 2018, subject to continuous service to the Company through such date. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 16:33 UTC | NEW RELIC, INC. NEWR · Entity 108347 | GrantStock Option (Right to Buy) · Derivative | 4,015 | $0.00 Strike: $48.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049948 · doc4.xml · derivative · entry 1 Friar Sarah · CIK 0001570658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,015 Underlying: Common Stock · 4,015 shares Expires 2027-08-21 F1 · derivative.exercise_date: All of the shares subject to the award shall vest in one installment on August 15, 2018, subject to continuous service to the Company through such date. Read SEC document |
| August 09, 2017 Filed Aug 25, 2017 21:41 UTC | Block, Inc. SQ · Entity 3041 | GiftClass B Common Stock · Derivative | 277,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050335 · doc4.xml · derivative · entry 6 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 608,316 Underlying: Class A Common Stock · 277,181 shares Expires not disclosed F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| August 09, 2017 Filed Aug 25, 2017 21:41 UTC | Block, Inc. SQ · Entity 3041 | GiftClass B Common Stock · Derivative | 277,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050335 · doc4.xml · derivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 548,453 Underlying: Class A Common Stock · 277,181 shares Expires not disclosed F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · ownership.nature: The shares are held of record by The Sarah Friar 2015 GRAT, dated August 6, 2015, for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 22:19 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 2,688 | $26.89 | $72,280.32 |
DisclosureSEC source: 0001209191-17-046474 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,103 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 23:53 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $26.53 | $509,376.00 |
DisclosureSEC source: 0001209191-17-045764 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.19 to $26.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 23:53 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045764 · doc4.xml · derivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 331,135 Underlying: Class A Common Stock · 38,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 23:53 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $26.25 | $504,000.00 |
DisclosureSEC source: 0001209191-17-045764 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.08 to $26.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 23:53 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045764 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:59 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 6,232 | $23.46 | $146,202.72 |
DisclosureSEC source: 0001209191-17-043512 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,791 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 20:00 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $24.22 | $465,024.00 |
DisclosureSEC source: 0001209191-17-041824 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.91 to $24.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:00 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041824 · doc4.xml · derivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 369,535 Underlying: Class A Common Stock · 38,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:00 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $24.22 | $465,024.00 |
DisclosureSEC source: 0001209191-17-041824 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.98 to $24.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:00 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041824 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| May 25, 2017 Filed May 26, 2017 22:38 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $22.44 | $430,848.00 |
DisclosureSEC source: 0001209191-17-036026 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.95 to $22.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| May 24, 2017 Filed May 26, 2017 22:38 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $21.73 | $417,216.00 |
DisclosureSEC source: 0001209191-17-036026 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.46 to $21.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| May 15, 2017 Filed May 26, 2017 22:38 UTC | Block, Inc. SQ · Entity 3041 | GrantClass A Common Stock | 1,803 | $10.23 | $18,444.69 |
DisclosureSEC source: 0001209191-17-036026 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,023 F1 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 22:29 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 2,696 | $18.23 | $49,148.08 |
DisclosureSEC source: 0001209191-17-028796 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,220 F1 · shares: Represents the number of shares automatically sold upon vesting of restricted stock units to cover tax withholding obligations. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 00:09 UTC | Block, Inc. SQ · Entity 3041 | GrantStock Option (right to buy) · Derivative | 205,683 | $0.00 Strike: $17.20 | $0.00 |
DisclosureSEC source: 0001209191-17-027783 · doc4.xml · derivative · entry 4 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,683 Underlying: Class A Common Stock · 205,683 shares Expires 2027-04-18 F6 · derivative.exercise_date: 1/48 of the shares subject to the option vest on May 1, 2017, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 00:09 UTC | Block, Inc. SQ · Entity 3041 | GrantClass A Common Stock | 265,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027783 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,916 F5 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on July 1, 2017, and 1/16 of the RSUs vest every three months thereafter. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 00:09 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $17.28 | $331,776.00 |
DisclosureSEC source: 0001209191-17-027783 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.06 to $17.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| April 18, 2017 Filed Apr 21, 2017 00:09 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $16.96 | $325,632.00 |
DisclosureSEC source: 0001209191-17-027783 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,600 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.87 to $17.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 22:59 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $17.35 | $333,120.00 |
DisclosureSEC source: 0001209191-17-023730 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 76,800 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 22:59 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 115,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023730 · doc4.xml · derivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 407,935 Underlying: Class A Common Stock · 115,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 22:59 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $17.15 | $329,280.00 |
DisclosureSEC source: 0001209191-17-023730 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 96,000 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.92 to $17.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 22:59 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 115,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023730 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 115,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:56 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 3,155 | $14.50 | $45,747.50 |
DisclosureSEC source: 0001209191-17-006162 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,585 F1 · shares: Represents the number of shares automatically sold upon vesting of restricted stock units to cover tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.