Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Block, Inc.SQ · Entity 3041 | Chief Financial Officer | October 25, 2018 | October 29, 2018 |
| Dragoneer Growth Opportunities Corp. IIIDGNU · Entity 132744 | Director | March 22, 2021 | March 23, 2021 |
| NEW RELIC, INC.NEWR · Entity 108347 | Director | August 22, 2017 | August 23, 2017 |
| Nextdoor Holdings, Inc.KIND · Entity 5074 | Director · CEO and President · 10% owner | April 15, 2024 | April 17, 2024 |
| Walmart Inc.WMT · Entity 783 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Block, Inc.
Report date October 25, 2018 · Filed October 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 349,482 |
Reported balance
After 2018-10-25 transaction · row 1
1 source rowRow 1 · 2018-10-25 · Tax withholding · Disposed 3,547 · Balance 349,482 F1: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 399,449 |
Reported balance
Holding disclosure · report date 2018-10-25 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 399,449 F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3: The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust.
Dragoneer Growth Opportunities Corp. III
Report date March 22, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-22 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-253796) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-253796) and have no expiration date.
NEW RELIC, INC.
Report date August 22, 2017 · Filed August 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.00 · Expires 2027-08-21 | Direct | 4,015 |
Reported balance
After 2017-08-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-08-22 · Grant · Acquired 4,015 · Balance 4,015 F1: All of the shares subject to the award shall vest in one installment on August 15, 2018, subject to continuous service to the Company through such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,667 |
Reported balance
After 2017-08-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-22 · Grant · Acquired 1,667 · Balance 1,667 F1: All of the shares subject to the award shall vest in one installment on August 15, 2018, subject to continuous service to the Company through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: All of the shares subject to the award shall vest in one installment on August 15, 2018, subject to continuous service to the Company through such date.
Nextdoor Holdings, Inc.
Report date April 15, 2024 · Filed April 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 550,806 |
Reported balance
After 2024-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-15 · Exercise / conversion · Acquired 40,806 · Balance 550,806 F1: The reported total includes 2,500 shares that were acquired pursuant to the Issuer's Employee Stock Purchase Plan in one or more transactions exempt pursuant to Rules 16b-3(c) and 16b-3(d). |
| Class A Common StockSEC Table I · non-derivative | Direct | 536,005 |
Reported balance
After 2024-04-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-04-15 · Tax withholding · Disposed 14,801 · Balance 536,005 |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 204,029 |
Reported balance
After 2024-04-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-15 · Exercise / conversion · Acquired 40,806 · Balance 204,029 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3: The RSU award vests in four equal quarterly installments on each of: (i) April 15, 2024; (ii) July 15, 2024; (iii) October 15, 2024; and (iv) January 15, 2025, subject to the reporting person's continued service to the Issuer on each vesting date. F4: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported total includes 2,500 shares that were acquired pursuant to the Issuer's Employee Stock Purchase Plan in one or more transactions exempt pursuant to Rules 16b-3(c) and 16b-3(d).
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: The RSU award vests in four equal quarterly installments on each of: (i) April 15, 2024; (ii) July 15, 2024; (iii) October 15, 2024; and (iv) January 15, 2025, subject to the reporting person's continued service to the Issuer on each vesting date.
F4: These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
Walmart Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 62,858.705 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 337 · Balance 62,858.705 F1: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. F2: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant.
F2: Balance adjusted to reflect phantom stock units acquired as dividend equivalents on deferred stock units.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CCC Intelligent Solutions Holdings Inc.
Report date July 30, 2021 · Filed August 02, 2021
Section 16 reporting ended · disclosed 2021-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,000 |
Reported balance
After 2021-07-30 transaction · row 1
1 source rowRow 1 · 2021-07-30 · Conversion · Acquired 75,000 · Balance 75,000 F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, as amended, dated February 2, 2021, by and among Dragoneer Growth Opportunities Corp. ("Dragoneer"), Chariot Opportunity Merger Sub, Inc., a wholly owned subsidiary of Dragoneer ("Merger Sub"), and Cypress Holdings, Inc. ("CCC"), the shares of Class B Ordinary Shares automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to CCC Intelligent Solutions Holdings Inc. (the "Issuer") on July 30, 2021. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-30 · Conversion · Disposed 75,000 · Balance 0 F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, as amended, dated February 2, 2021, by and among Dragoneer Growth Opportunities Corp. ("Dragoneer"), Chariot Opportunity Merger Sub, Inc., a wholly owned subsidiary of Dragoneer ("Merger Sub"), and Cypress Holdings, Inc. ("CCC"), the shares of Class B Ordinary Shares automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to CCC Intelligent Solutions Holdings Inc. (the "Issuer") on July 30, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, as amended, dated February 2, 2021, by and among Dragoneer Growth Opportunities Corp. ("Dragoneer"), Chariot Opportunity Merger Sub, Inc., a wholly owned subsidiary of Dragoneer ("Merger Sub"), and Cypress Holdings, Inc. ("CCC"), the shares of Class B Ordinary Shares automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to CCC Intelligent Solutions Holdings Inc. (the "Issuer") on July 30, 2021.
CVENT HOLDING CORP.
Report date December 08, 2021 · Filed December 10, 2021
Section 16 reporting ended · disclosed 2021-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,000 |
Reported balance
After 2021-12-08 transaction · row 1
1 source rowRow 1 · 2021-12-08 · Conversion · Acquired 75,000 · Balance 75,000 F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated July 23, 2021, by and among Dragoneer Growth Opportunities Corp. II ("Dragoneer"), Redwood Opportunity Merger Sub, Inc. ("Merger Sub I"), Redwood Merger Sub LLC ("Merger Sub II") and Papay Topco, Inc. ("Cvent"), the Class B ordinary shares of Dragoneer, par value $0.0001 per share, automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to Cvent Holding Corp. (the "Issuer") on December 8, 2021. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-12-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-12-08 · Conversion · Disposed 75,000 · Balance 0 F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated July 23, 2021, by and among Dragoneer Growth Opportunities Corp. II ("Dragoneer"), Redwood Opportunity Merger Sub, Inc. ("Merger Sub I"), Redwood Merger Sub LLC ("Merger Sub II") and Papay Topco, Inc. ("Cvent"), the Class B ordinary shares of Dragoneer, par value $0.0001 per share, automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to Cvent Holding Corp. (the "Issuer") on December 8, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the completion of the Issuer's initial business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated July 23, 2021, by and among Dragoneer Growth Opportunities Corp. II ("Dragoneer"), Redwood Opportunity Merger Sub, Inc. ("Merger Sub I"), Redwood Merger Sub LLC ("Merger Sub II") and Papay Topco, Inc. ("Cvent"), the Class B ordinary shares of Dragoneer, par value $0.0001 per share, automatically converted into shares of Common Stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Dragoneer changed its name to Cvent Holding Corp. (the "Issuer") on December 8, 2021.
Slack Technologies, Inc.
Report date July 21, 2021 · Filed July 21, 2021
Section 16 reporting ended · disclosed 2021-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy David Riley and Sarah Friar Revocable Trust dated August 11, 2006 | 259,684 |
Reported balance
After 2021-07-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-07-21 · Conversion · Acquired 259,684 · Balance 259,684 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy David Riley and Sarah Friar Revocable Trust dated August 11, 2006 | 0 |
Reported balance
After 2021-07-21 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-07-21 · Other · Disposed 259,684 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 | 146,333 |
Reported balance
After 2021-07-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-07-21 · Conversion · Acquired 146,333 · Balance 146,333 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 | 0 |
Reported balance
After 2021-07-21 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-07-21 · Other · Disposed 146,333 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-21 transaction · row 5
1 source rowRow 5 · 2021-07-21 · Other · Disposed 5,854 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy David Riley and Sarah Friar Revocable Trust dated August 11, 2006 | 0 |
Reported balance
After 2021-07-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-07-21 · Conversion · Disposed 259,684 · Balance 0 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. F3: Reflects 13,344 shares of Class A common stock distributed by the Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 to the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 on May 10, 2021, for no consideration, resulting in a change of form of beneficial ownership in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 | 0 |
Reported balance
After 2021-07-21 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-07-21 · Conversion · Disposed 146,333 · Balance 0 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. F3: Reflects 13,344 shares of Class A common stock distributed by the Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 to the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 on May 10, 2021, for no consideration, resulting in a change of form of beneficial ownership in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share.
F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.
F3: Reflects 13,344 shares of Class A common stock distributed by the Sarah Friar 2019 Grantor Retained Annuity Trust dated February 1, 2019 to the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 on May 10, 2021, for no consideration, resulting in a change of form of beneficial ownership in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2018 Filed Oct 3, 2018 21:06 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 8,696 | $97.28 | $845,946.88 |
DisclosureSEC source: 0001209191-18-053933 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,029 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock and restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:14 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029150 · form4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,307.26 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares granted was determined by using the closing price of the Issuer's common stock on the last trading day before the date of grant. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:33 UTC | Block, Inc. SQ · Entity 3041 | GiftClass B Common Stock · Derivative | 99,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051956 · doc4.xml · derivative · entry 6 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 399,449 Underlying: Class A Common Stock · 99,133 shares Expires not disclosed F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:33 UTC | Block, Inc. SQ · Entity 3041 | GiftClass B Common Stock · Derivative | 99,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051956 · doc4.xml · derivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 99,133 shares Expires not disclosed F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the 2015 GRAT. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:33 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 449,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051956 · doc4.xml · derivative · entry 4 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 99,133 Underlying: Class A Common Stock · 449,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by The Sarah Friar 2015 GRAT dated August 6, 2015 (2015 GRAT), for which the Reporting Person serves as a trustee. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the 2015 GRAT. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:33 UTC | Block, Inc. SQ · Entity 3041 | GiftClass A Common Stock | 449,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051956 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · ownership.nature: The shares are held of record by the 2015 GRAT. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:33 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 449,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051956 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 449,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by The Sarah Friar 2015 GRAT dated August 6, 2015 (2015 GRAT), for which the Reporting Person serves as a trustee. F2 · ownership.nature: The shares are held of record by the 2015 GRAT. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 21:53 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 3,546 | $72.53 | $257,191.38 |
DisclosureSEC source: 0001209191-18-044264 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,725 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 21:22 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 8,695 | $61.64 | $535,959.80 |
DisclosureSEC source: 0001209191-18-041227 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,271 F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 21:55 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022717 · form4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,041.26 F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares granted was determined by using the closing price of the Issuer's common stock on the last trading day before the date of grant. Read SEC document |
| May 30, 2018 Filed May 31, 2018 22:48 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 2,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019399 · form4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768.26 F1 · shares: Represents the annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election previously made by the Reporting Person. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| May 15, 2018 Filed Jul 3, 2018 21:22 UTC | Block, Inc. SQ · Entity 3041 | GrantClass A Common Stock | 614 | $34.56 | $21,219.84 |
DisclosureSEC source: 0001209191-18-041227 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,966 F1 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 23:03 UTC | Block, Inc. SQ · Entity 3041 | GrantStock Option (right to buy) · Derivative | 109,026 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001209191-18-026722 · doc4.xml · derivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,026 Underlying: Class A Common Stock · 109,026 shares Expires 2028-04-24 F3 · derivative.exercise_date: 1/12 of 10% of the Shares subject to the Option will vest on May 1, 2018 and each month thereafter through April 1, 2019, and 1/36 of 90% of the shares subject to the Option will vest each month thereafter through April 1, 2022. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 23:03 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 3,546 | $44.75 | $158,683.50 |
DisclosureSEC source: 0001209191-18-026722 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,352 F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 23:03 UTC | Block, Inc. SQ · Entity 3041 | GrantClass A Common Stock | 38,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026722 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,898 F1 · shares: Each share represents a restricted stock award (RSA). 2.5% of the RSAs will vest on July 1, 2018 and each three month anniversary thereafter through April 1, 2019, and 7.5% of the RSAs will vest on July 1, 2019 and each three month anniversary thereafter through April 1, 2022. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:14 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 7,910 | $49.20 | $389,172.00 |
DisclosureSEC source: 0001209191-18-023171 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,739 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 21:10 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013787 · form4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685 F1 · shares: Represents a pro-rated portion of the quarterly director compensation which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on March 29, 2018, the last trading day before the date of grant. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 600 | $49.46 | $29,676.00 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 10 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F12 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $49.21 to $49.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 1,700 | $48.63 | $82,671.00 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 9 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 600 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.21 to $49.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 6,850 | $47.55 | $325,717.50 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 8 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,300 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.20 to $48.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 10,450 | $46.87 | $489,791.50 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 7 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,150 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.20 to $47.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 39,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · derivative · entry 12 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 300,316 Underlying: Class A Common Stock · 39,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 300 | $54.70 | $16,410.00 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 6 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,600 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.50 to $54.84 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 6,500 | $53.84 | $349,960.00 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,900 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.50 to $54.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 6,700 | $53.05 | $355,435.00 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 4 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,400 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.50 to $53.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 2,300 | $51.87 | $119,301.00 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,100 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.49 to $52.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 3,800 | $50.97 | $193,686.00 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 35,400 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $50.41 to $51.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:44 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 39,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022102 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 39,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:34 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 4,400 | $42.04 | $184,976.00 |
DisclosureSEC source: 0001209191-18-010423 · doc4.xml · nonDerivative · entry 6 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.87 to $42.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:34 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 14,800 | $41.49 | $614,052.00 |
DisclosureSEC source: 0001209191-18-010423 · doc4.xml · nonDerivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,400 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.86 to $41.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010423 · doc4.xml · derivative · entry 8 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 339,516 Underlying: Class A Common Stock · 38,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 5,250 | $42.16 | $221,340.00 |
DisclosureSEC source: 0001209191-18-010423 · doc4.xml · nonDerivative · entry 4 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.86 to $42.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 7,650 | $41.24 | $315,486.00 |
DisclosureSEC source: 0001209191-18-010423 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,450 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.83 to $41.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 6,300 | $40.49 | $255,087.00 |
DisclosureSEC source: 0001209191-18-010423 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,100 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.82 to $40.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010423 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 21:52 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon | 536 | $102.85 | $55,127.60 |
DisclosureSEC source: 0001127602-18-004963 · form4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 F1 · shares: Represents a pro-rated portion of the annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election previously made by the Reporting Person. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 22:12 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 2,474 | $45.12 | $111,626.88 |
DisclosureSEC source: 0001209191-18-005906 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,649 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 21:49 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 1,500 | $42.82 | $64,230.00 |
DisclosureSEC source: 0001209191-18-004743 · doc4.xml · nonDerivative · entry 4 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.71 to $42.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 21:49 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 17,700 | $42.36 | $749,772.00 |
DisclosureSEC source: 0001209191-18-004743 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,500 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.70 to $42.69 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:49 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004743 · doc4.xml · derivative · entry 6 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 377,916 Underlying: Class A Common Stock · 38,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:49 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 19,200 | $40.53 | $778,176.00 |
DisclosureSEC source: 0001209191-18-004743 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.08 to $40.94 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:49 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004743 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:14 UTC | Block, Inc. SQ · Entity 3041 | Tax withholdingClass A Common Stock | 6,443 | $34.67 | $223,378.81 |
DisclosureSEC source: 0001209191-18-001104 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,123 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:07 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 8,300 | $37.20 | $308,760.00 |
DisclosureSEC source: 0001209191-17-065995 · doc4.xml · nonDerivative · entry 6 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $37.03 to $37.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:07 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 10,900 | $36.76 | $400,684.00 |
DisclosureSEC source: 0001209191-17-065995 · doc4.xml · nonDerivative · entry 5 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,300 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.03 to $37.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 22:07 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass B Common Stock · Derivative | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065995 · doc4.xml · derivative · entry 8 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 416,316 Underlying: Class A Common Stock · 38,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 22:07 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 1,400 | $38.25 | $53,550.00 |
DisclosureSEC source: 0001209191-17-065995 · doc4.xml · nonDerivative · entry 4 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,200 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $38.20 to $38.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 22:07 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 10,500 | $37.54 | $394,170.00 |
DisclosureSEC source: 0001209191-17-065995 · doc4.xml · nonDerivative · entry 3 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,600 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $37.11 to $38.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 22:07 UTC | Block, Inc. SQ · Entity 3041 | SaleClass A Common Stock | 7,300 | $36.52 | $266,596.00 |
DisclosureSEC source: 0001209191-17-065995 · doc4.xml · nonDerivative · entry 2 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,100 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Revocable Trust. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.11 to $37.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 22:07 UTC | Block, Inc. SQ · Entity 3041 | ConversionClass A Common Stock | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065995 · doc4.xml · nonDerivative · entry 1 Friar Sarah · CIK 0001570658 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 38,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust) for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust. F2 · ownership.nature: The shares are held of record by the Revocable Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.