person · Reporting owner

DOERR L JOHN

Disclosed activity across 9 companies

Tapewire entity: 10574
SEC CIK: 0001032455

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AMAZON COM INCAMZN · Entity 1956	Director	November 06, 2009	November 11, 2009
Alphabet Inc.GOOGL · Entity 2516	Director	September 14, 2026	September 17, 2026
Bloom Energy CorpBE · Entity 2659	Director	August 27, 2020	September 01, 2020
Coursera, Inc.COUR · Entity 4586	Director	May 13, 2022	May 16, 2022
DoorDash, Inc.DASH · Entity 1541	Director	June 10, 2026	June 12, 2026
QuantumScape CorpQS · Entity 4158	Director	December 15, 2021	December 17, 2021
SunPower Inc.SPWR · Entity 7152	10% owner	September 04, 2026	September 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMAZON COM INC

Report date November 06, 2009 · Filed November 11, 2009

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivative	Direct	2,924,962	Reported balance After 2009-11-06 transaction · row 1 1 source row Row 1 · 2009-11-06 · Exercise / conversion · Acquired 2,333 · Balance 2,924,962
Common Stock, par value $.01 per shareSEC Table I · non-derivative	IndirectBy KPCB Information Sciences Zaibatsu Fund II, L.P., a California limited partnership	0	Reported balance After 2009-11-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2009-11-06 · Sale · Disposed 11,454 · Balance 0 F1: Represents the weighted average sale price. The highest price at which shares were sold was $126.27 and the lowest price at which shares were sold was $125.93. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. F2: Mr. Doerr is a general partner of KPCB VII Associates, L.P., a California limited partnership, which is the general partner of KPCB Information Sciences Zaibatsu Fund II, L.P. Mr. Doerr disclaims beneficial ownership of shares of the issuer's common stock held directly by KPCB Information Sciences Zaibatsu Fund II, L.P., except to the extent of any indirect pecuniary interest in his distributive shares therein.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2010-11-06	Direct	2,333	Reported balance After 2009-11-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2009-11-06 · Exercise / conversion · Disposed 2,333 · Balance 2,333 F3: Converts into Common Stock on a one-for-one basis. F4: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at the rate of 2,334 shares on November 6, 2008, and an additional 2,333 shares on November 6, 2009 and November 6, 2010.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the weighted average sale price. The highest price at which shares were sold was $126.27 and the lowest price at which shares were sold was $125.93. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price.

F2: Mr. Doerr is a general partner of KPCB VII Associates, L.P., a California limited partnership, which is the general partner of KPCB Information Sciences Zaibatsu Fund II, L.P. Mr. Doerr disclaims beneficial ownership of shares of the issuer's common stock held directly by KPCB Information Sciences Zaibatsu Fund II, L.P., except to the extent of any indirect pecuniary interest in his distributive shares therein.

F3: Converts into Common Stock on a one-for-one basis.

F4: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at the rate of 2,334 shares on November 6, 2008, and an additional 2,333 shares on November 6, 2009 and November 6, 2010.

Alphabet Inc.

Report date September 14, 2026 · Filed September 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class C Google Stock UnitsSEC Table I · non-derivative	Direct	941	Reported balance After 2026-09-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-09-14 · Grant · Acquired 1 · Balance 941 F1: The Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48 of GSUs shall vest on the 25th of the month of the Grant Date, vesting 1/48 every 1 month(s) for 7 event(s); 1/48 of GSUs shall vest on the 1st of the month 7 month(s) after the Grant Date, vesting 1/48 every 1 month(s) for 41 event(s), subject to continued employment on such vesting date(s). F2: Represents the dividend equivalent units (DEUs) that accrued on the Reporting Person's GSUs held as of September 7, 2026, in connection with the cash dividend that was declared by the Issuer and distributed on September 14, 2026. These DEUs will vest on the same schedule as the GSUs on which the DEUs accrued. Each DEU entitles the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the DEU as each DEU vests. F3: Consists of 1 DEUs and 940 GSUs.
Class C Google Stock UnitsSEC Table I · non-derivative	Direct	597	Reported balance After 2026-09-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2026-09-14 · Grant · Acquired 0.4 · Balance 597 F4: 1/48 of GSUs vests on the 25th day of each month following the grant date for 31 months and on the 1st day of each month for the following 17 months, subject to continued service on the Board on the appliable vesting dates. F5: Represents the dividend equivalent units (DEUs) that accrued on the Reporting Person's GSUs held as of September 7, 2026, in connection with the cash dividend that was declared by the Issuer and distributed on September 14, 2026. These DEUs will vest on the same schedule as the GSUs on which the DEUs accrued. Each DEU entitles the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the DEU as each DEU vests. F6: Consists of 5 DEUs and 592 GSUs.
Class C Google Stock UnitsSEC Table I · non-derivative	Direct	903	Reported balance After 2026-09-14 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2026-09-14 · Grant · Acquired 1 · Balance 903 F7: 1/48th of GSUs vested on July 25, 2024 and an additional 1/48th of GSUs vests monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the appliable vesting dates. F5: Represents the dividend equivalent units (DEUs) that accrued on the Reporting Person's GSUs held as of September 7, 2026, in connection with the cash dividend that was declared by the Issuer and distributed on September 14, 2026. These DEUs will vest on the same schedule as the GSUs on which the DEUs accrued. Each DEU entitles the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the DEU as each DEU vests. F8: Consists of 7 DEUs and 896 GSUs.
Class C Google Stock UnitsSEC Table I · non-derivative	Direct	1,433	Reported balance After 2026-09-14 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2026-09-14 · Grant · Acquired 1 · Balance 1,433 F9: 1/48 of GSUs will vest on the 25th day of each month following the grant date for 19 months and on the 1st day of each month for the following 29 months, subject to continued service on the Board on the applicable vesting dates. F5: Represents the dividend equivalent units (DEUs) that accrued on the Reporting Person's GSUs held as of September 7, 2026, in connection with the cash dividend that was declared by the Issuer and distributed on September 14, 2026. These DEUs will vest on the same schedule as the GSUs on which the DEUs accrued. Each DEU entitles the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the DEU as each DEU vests. F10: Consists of 5 DEUs and 1,428 GSUs.
Class A Common StockSEC Table I · non-derivative	Direct	69,700	Reported balance Holding disclosure · report date 2026-09-14 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 69,700
Class C Capital StockSEC Table I · non-derivative	Direct	141,219	Reported balance Holding disclosure · report date 2026-09-14 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 141,219
Class C Capital StockSEC Table I · non-derivative	IndirectVallejo Ventures Trust	15,823,900	Reported balance Holding disclosure · report date 2026-09-14 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 15,823,900
Class C Capital StockSEC Table I · non-derivative	IndirectThe 1999 Portico Trust B	1,613,800	Reported balance Holding disclosure · report date 2026-09-14 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 1,613,800
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectVallejo Ventures Trust	22,348,940	Reported balance Holding disclosure · report date 2026-09-14 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 22,348,940 F11: All shares are exercisable as of the transaction date. F12: There is no expiration date for the Issuer's Class B Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48 of GSUs shall vest on the 25th of the month of the Grant Date, vesting 1/48 every 1 month(s) for 7 event(s); 1/48 of GSUs shall vest on the 1st of the month 7 month(s) after the Grant Date, vesting 1/48 every 1 month(s) for 41 event(s), subject to continued employment on such vesting date(s).

F2: Represents the dividend equivalent units (DEUs) that accrued on the Reporting Person's GSUs held as of September 7, 2026, in connection with the cash dividend that was declared by the Issuer and distributed on September 14, 2026. These DEUs will vest on the same schedule as the GSUs on which the DEUs accrued. Each DEU entitles the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the DEU as each DEU vests.

F3: Consists of 1 DEUs and 940 GSUs.

F4: 1/48 of GSUs vests on the 25th day of each month following the grant date for 31 months and on the 1st day of each month for the following 17 months, subject to continued service on the Board on the appliable vesting dates.

F5: Represents the dividend equivalent units (DEUs) that accrued on the Reporting Person's GSUs held as of September 7, 2026, in connection with the cash dividend that was declared by the Issuer and distributed on September 14, 2026. These DEUs will vest on the same schedule as the GSUs on which the DEUs accrued. Each DEU entitles the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the DEU as each DEU vests.

F6: Consists of 5 DEUs and 592 GSUs.

F7: 1/48th of GSUs vested on July 25, 2024 and an additional 1/48th of GSUs vests monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the appliable vesting dates.

F8: Consists of 7 DEUs and 896 GSUs.

F9: 1/48 of GSUs will vest on the 25th day of each month following the grant date for 19 months and on the 1st day of each month for the following 29 months, subject to continued service on the Board on the applicable vesting dates.

F10: Consists of 5 DEUs and 1,428 GSUs.

F11: All shares are exercisable as of the transaction date.

F12: There is no expiration date for the Issuer's Class B Common Stock.

Bloom Energy Corp

Report date August 27, 2020 · Filed September 01, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectKPCB Holdings, Inc. as Nominee	0	Last balance in matching sequence After 2020-08-27 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2020-08-27 · Conversion · Acquired 7,701,219 · Balance 7,701,219 F1: Conversion of a derivative security in accordance with its terms. F2: All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares. F3: KPCB X Associates, LLC ("KPCB X Associates"), is the general partner of Kleiner Perkins Caufield & Byers X-A, L.P. ("KPCB X-A") and Kleiner Perkins Caufield & Byers X-B, L.P. ("KPCB X-B"). Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB X Associates disclaims beneficial ownership of the shares held by KPCB X-A and KPCB X-B. Row 2 · 2020-08-27 · Other · Disposed 7,701,219 · Balance 0 F4: Represents a pro-rata in-kind distribution of Class A Common Stock of the Issuer by KPCB X-A and KPCB X-B without consideration to their partners (the "Fund Distribution") and a change in the form of beneficial ownership for individuals and entities associated with KPCB Holdings, Inc. F2: All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares. F3: KPCB X Associates, LLC ("KPCB X Associates"), is the general partner of Kleiner Perkins Caufield & Byers X-A, L.P. ("KPCB X-A") and Kleiner Perkins Caufield & Byers X-B, L.P. ("KPCB X-B"). Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB X Associates disclaims beneficial ownership of the shares held by KPCB X-A and KPCB X-B.
Class A Common StockSEC Table I · non-derivative	IndirectBy trust	3,040,213	Reported balance After 2020-08-27 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2020-08-27 · Other · Acquired 929,374 · Balance 3,040,213 F5: Represents a change in the form of ownership by virtue of the receipt of shares in the Fund Distribution. F6: Held by Vallejo Ventures Trust, L. John and Ann Doerr, Trustees.
Class A Common StockSEC Table I · non-derivative	IndirectBy trust	275,918	Reported balance Holding disclosure · report date 2020-08-27 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 275,918 F10: Held by The 1999 Portico Trust, of which the Reporting Person is a trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy trust	19,255	Reported balance Holding disclosure · report date 2020-08-27 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 19,255 F11: Held by The Hampton 1999 Trust dated May 25, 1999, of which the Reporting Person is a trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy trust	19,255	Reported balance Holding disclosure · report date 2020-08-27 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 19,255 F12: Held by The Austin 1999 Trust dated May 25, 1999, of which the Reporting Person is a trustee.
Class A Common StockSEC Table I · non-derivative	IndirectKPTV, LLC	17,534	Reported balance After 2020-08-27 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2020-08-27 · Other · Acquired 17,534 · Balance 17,534 F5: Represents a change in the form of ownership by virtue of the receipt of shares in the Fund Distribution. F7: Held by KPTV, LLC, of which Vallejo Ventures Trust is the sole member.
Class A Common StockSEC Table I · non-derivative	Indirect2750 Sand Hill Associates, LLC	8,769	Reported balance After 2020-08-27 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2020-08-27 · Other · Acquired 8,769 · Balance 8,769 F5: Represents a change in the form of ownership by virtue of the receipt of shares in the Fund Distribution. F8: Held by 2750 Sand Hill Associates, LLC, of which KPTV, LLC is a member.
Class B Common StockSEC Table II · derivative / convertible security	IndirectKPCB Holdings, Inc. as Nominee	159,115	Reported balance After 2020-08-27 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2020-08-27 · Conversion · Disposed 7,701,219 · Balance 159,115 F13: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F1: Conversion of a derivative security in accordance with its terms. F2: All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares. F3: KPCB X Associates, LLC ("KPCB X Associates"), is the general partner of Kleiner Perkins Caufield & Byers X-A, L.P. ("KPCB X-A") and Kleiner Perkins Caufield & Byers X-B, L.P. ("KPCB X-B"). Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB X Associates disclaims beneficial ownership of the shares held by KPCB X-A and KPCB X-B.
Class B Common StockSEC Table II · derivative / convertible security	IndirectKPCB Holdings, Inc. as Nominee	0	Reported balance After 2020-08-27 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2020-08-27 · Other · Disposed 159,115 · Balance 0 F13: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F14: Represents a change in the form of beneficial ownership of Class B Common Stock for individuals and entities associated with KPCB Holdings, Inc., as nominee. F2: All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares. F3: KPCB X Associates, LLC ("KPCB X Associates"), is the general partner of Kleiner Perkins Caufield & Byers X-A, L.P. ("KPCB X-A") and Kleiner Perkins Caufield & Byers X-B, L.P. ("KPCB X-B"). Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB X Associates disclaims beneficial ownership of the shares held by KPCB X-A and KPCB X-B.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy trust	739,275	Reported balance After 2020-08-27 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2020-08-27 · Other · Acquired 159,115 · Balance 739,275 F13: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F14: Represents a change in the form of beneficial ownership of Class B Common Stock for individuals and entities associated with KPCB Holdings, Inc., as nominee. F6: Held by Vallejo Ventures Trust, L. John and Ann Doerr, Trustees.
Class A Common StockSEC Table I · non-derivative	Direct	32,547	Reported balance Holding disclosure · report date 2020-08-27 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 32,547
Class A Common StockSEC Table I · non-derivative	IndirectBy partnership	32,052	Reported balance Holding disclosure · report date 2020-08-27 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 32,052 F9: Held by LJD Ventures II Partnership, of which the Reporting Person is a general partner.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion of a derivative security in accordance with its terms.

F2: All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.

F3: KPCB X Associates, LLC ("KPCB X Associates"), is the general partner of Kleiner Perkins Caufield & Byers X-A, L.P. ("KPCB X-A") and Kleiner Perkins Caufield & Byers X-B, L.P. ("KPCB X-B"). Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB X Associates disclaims beneficial ownership of the shares held by KPCB X-A and KPCB X-B.

F4: Represents a pro-rata in-kind distribution of Class A Common Stock of the Issuer by KPCB X-A and KPCB X-B without consideration to their partners (the "Fund Distribution") and a change in the form of beneficial ownership for individuals and entities associated with KPCB Holdings, Inc.

F5: Represents a change in the form of ownership by virtue of the receipt of shares in the Fund Distribution.

F6: Held by Vallejo Ventures Trust, L. John and Ann Doerr, Trustees.

F7: Held by KPTV, LLC, of which Vallejo Ventures Trust is the sole member.

F8: Held by 2750 Sand Hill Associates, LLC, of which KPTV, LLC is a member.

F9: Held by LJD Ventures II Partnership, of which the Reporting Person is a general partner.

F10: Held by The 1999 Portico Trust, of which the Reporting Person is a trustee.

F11: Held by The Hampton 1999 Trust dated May 25, 1999, of which the Reporting Person is a trustee.

F12: Held by The Austin 1999 Trust dated May 25, 1999, of which the Reporting Person is a trustee.

F13: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F14: Represents a change in the form of beneficial ownership of Class B Common Stock for individuals and entities associated with KPCB Holdings, Inc., as nominee.

Coursera, Inc.

Report date May 13, 2022 · Filed May 16, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	59,199	Reported balance After 2022-05-13 transaction · row 1 1 source row Row 1 · 2022-05-13 · Grant · Acquired 8,655 · Balance 59,199 F1: Issuable upon the settlement of a restricted stock unit award, which vests on the earlier of May 13, 2023 and the issuer's 2023 annual stockholder meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Issuable upon the settlement of a restricted stock unit award, which vests on the earlier of May 13, 2023 and the issuer's 2023 annual stockholder meeting.

DoorDash, Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	9,069	Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-06-10 · Grant · Acquired 1,986 · Balance 9,069 F1: Each share is represented by a restricted stock unit ("RSU"). The RSUs will vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the day prior to the date of the Issuer's next annual meeting of shareholders, in each case subject to the Reporting Person continuing to be a service provider through the applicable vesting date. F2: Certain of these securities are represented by RSUs.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	33,818	Reported balance Holding disclosure · report date 2026-06-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 33,818 F3: The shares are held directly by KPCB DGF II Associates, LLC ("DGF II Associates"). The Reporting Person is a managing member of DGF II Associates and may be deemed to share voting and investment power over the securities held by DGF II Associates. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	364,622	Reported balance Holding disclosure · report date 2026-06-10 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 364,622 F4: Shares are held by the Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustees.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	462,294	Reported balance Holding disclosure · report date 2026-06-10 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 462,294 F5: Shares are held by investment entities controlled by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a restricted stock unit ("RSU"). The RSUs will vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the day prior to the date of the Issuer's next annual meeting of shareholders, in each case subject to the Reporting Person continuing to be a service provider through the applicable vesting date.

F2: Certain of these securities are represented by RSUs.

F3: The shares are held directly by KPCB DGF II Associates, LLC ("DGF II Associates"). The Reporting Person is a managing member of DGF II Associates and may be deemed to share voting and investment power over the securities held by DGF II Associates. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: Shares are held by the Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustees.

F5: Shares are held by investment entities controlled by the Reporting Person.

QuantumScape Corp

Report date December 15, 2021 · Filed December 17, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	5,294	Reported balance After 2021-12-15 transaction · row 1 1 source row Row 1 · 2021-12-15 · Grant · Acquired 5,294 · Balance 5,294 F1: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.
Class A Common StockSEC Table I · non-derivative	Indirectsee footnote	554,241	Reported balance Holding disclosure · report date 2021-12-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 554,241 F2: Shares are held by Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustee.
Class A Common StockSEC Table I · non-derivative	Indirectsee footnote	47,568	Reported balance Holding disclosure · report date 2021-12-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 47,568 F3: The sole member of KPIC, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	Indirectsee footnote	4,468	Reported balance Holding disclosure · report date 2021-12-15 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 4,468 F4: The managing member of Lupum Ventures, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	Indirectsee footnote	42,617	Reported balance Holding disclosure · report date 2021-12-15 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 42,617 F5: Shares are held by The Austin 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.
Class A Common StockSEC Table I · non-derivative	Indirectsee footnote	42,617	Reported balance Holding disclosure · report date 2021-12-15 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 42,617 F6: Shares are held by The Hampton 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.
Class A Common StockSEC Table I · non-derivative	Indirectsee footnote	1,671,587	Reported balance Holding disclosure · report date 2021-12-15 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 1,671,587 F7: The sole member of Portico Libre, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	Indirectsee footnote	117,800	Reported balance Holding disclosure · report date 2021-12-15 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 117,800 F8: The shares are held directly by KPCB XIV Associates, LLC ("KPCB XIV Associates"). The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein

Filing footnotes · ownership attribution and instrument terms

F1: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

F2: Shares are held by Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustee.

F3: The sole member of KPIC, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: The managing member of Lupum Ventures, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F5: Shares are held by The Austin 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.

F6: Shares are held by The Hampton 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.

F7: The sole member of Portico Libre, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F8: The shares are held directly by KPCB XIV Associates, LLC ("KPCB XIV Associates"). The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein

SunPower Inc.

Report date September 04, 2026 · Filed September 22, 2026 · Amendment

Jointly reported with Doerr Ann Howland, Hager Barbara, Foris Ventures, LLC, Vallejo Ventures Trust UTA 21296

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Foris Ventures, LLC	40,023,511	Reported balance Holding disclosure · report date 2026-09-04 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance 40,023,511 F1: The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of his, her or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy The Vallejo Ventures Trust U/T/A 2/12/96	1,528,421	Reported balance Holding disclosure · report date 2026-09-04 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance 1,528,421 F2: L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of his or her pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
10.00% Convertible Senior Secured Note due 2029SEC Table II · derivative / convertible security	IndirectBy Foris Ventures, LLC	Not disclosed	Reported balance Holding disclosure · report date 2026-09-04 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance Not disclosed F3: The 10.00% Convertible Senior Secured Note due 2029 held by Foris (the "Convertible Note") is convertible into shares of the Company's Common Stock at a conversion rate of 610.3143 shares per $1,000 in principal (which conversion rate is subject to adjustment in certain circumstances), representing an effective conversion price of approximately $1.64 per share. The principal amount of the Convertible Note is $5,000,000. The Convertible Note matures on May 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date. F1: The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of his, her or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-07-18	IndirectBy Foris Ventures, LLC	Not disclosed	Reported balance Holding disclosure · report date 2026-09-04 · row 4 Amendment: may correct only part of an earlier disclosure. 1 source row Row 4 · Balance Not disclosed F1: The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of his, her or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of his, her or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F2: L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of his or her pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F3: The 10.00% Convertible Senior Secured Note due 2029 held by Foris (the "Convertible Note") is convertible into shares of the Company's Common Stock at a conversion rate of 610.3143 shares per $1,000 in principal (which conversion rate is subject to adjustment in certain circumstances), representing an effective conversion price of approximately $1.64 per share. The principal amount of the Convertible Note is $5,000,000. The Convertible Note matures on May 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMYRIS, INC.

Report date May 07, 2024 · Filed May 07, 2024

Jointly reported with Doerr Ann Howland, Vallejo Ventures Trust UTA 21296, Hager Barbara

Section 16 reporting ended · disclosed 2024-05-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2024-05-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-05-07 · Disposition to issuer · Disposed 46,047 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.
Common StockSEC Table I · non-derivative	Indirectby Foris Ventures, LLC	Reported balance After 2024-05-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2024-05-07 · Disposition to issuer · Disposed 87,268,358 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan. F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.
Common StockSEC Table I · non-derivative	Indirectby KPCB XII Founders Fund, LLC	Reported balance After 2024-05-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2024-05-07 · Disposition to issuer · Disposed 4,531 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan. F5: The Managing Member of KPCB XII Founders Fund, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
Common StockSEC Table I · non-derivative	Indirectby Kleiner Perkins Caufield and Byers XII, LLC	Reported balance After 2024-05-07 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2024-05-07 · Disposition to issuer · Disposed 248,304 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan. F6: The Managing Member of Kleiner Perkins Caufield & Byers XII, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
Common StockSEC Table I · non-derivative	Indirectby Perrara Ventures, LLC	Reported balance After 2024-05-07 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2024-05-07 · Disposition to issuer · Disposed 3,333,333 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan. F7: John Doerr indirectly holds all of the membership interests in Perrara Ventures, LLC. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	Indirectby Clarus, LLC	Reported balance After 2024-05-07 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2024-05-07 · Disposition to issuer · Disposed 9,648 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan. F8: John Doerr and Ann Doerr are the trustees of VVT, which is the member of Clarus, LLC. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Clarus, LLC. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Clarus, LLC except to the extent of their pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	Indirectby The Vallejo Ventures Trust U/T/A 2/12/96	Reported balance After 2024-05-07 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2024-05-07 · Disposition to issuer · Disposed 567 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan. F9: John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of their pecuniary interest therein, if any.
Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.30 · Expires 2025-09-13	Indirectby Foris Ventures, LLC	Reported balance After 2024-05-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2024-05-07 · Disposition to issuer · Disposed 2,046,036 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan. F10: This warrant was issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC. F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.
Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2027-12-30	Indirectby Foris Ventures, LLC	Reported balance After 2024-05-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2024-05-07 · Disposition to issuer · Disposed 10,000,000 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan. F12: On December 29, 2022, the Issuer entered into a security purchase agreement with FV, pursuant to which the Issuer issued and sold to FV in a private placement (i) 13,333,334 shares of the Issuer's common stock (the "Common Stock") and (ii) a warrant to purchase up to 10,000,000 shares of Common Stock, for an aggregate purchase price of $20,000,000. F11: The warrant is exercisable at a price of $1.80 per full share of Common Stock at any time after the date of issuance for a period of five years. F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.
2019 LSASEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2024-07-01	Indirectby Foris Ventures, LLC	Reported balance After 2024-05-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2024-05-07 · Disposition to issuer · Disposed Not disclosed · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value. F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan. F13: Represents the total amount of indebtedness outstanding, including accrued and unpaid interest as well as penalties, as of January 3, 2024, under that certain Amended and Restated Loan and Security Agreement, dated as of October 28, 2019 (as it may be further amended, restated or otherwise modified, the "2019 LSA"), by and among the Issuer, FV, as lender, and the other parties thereto. Such indebtedness was convertible into shares of Common Stock at a fixed conversion price of $3.00 per share of Common Stock the estimated aggregate principal amount and interest and penalties as of January 3, 2024 outstanding. F14: (continued from footnote 13 ) The 2019 LSA bears interest at 6.0% per annum, subject to certain default interest provisions in the event of a default under the 2019 LSA. The Issuer's filing of the Chapter 11 Cases (as defined below) was an event of default under the 2019 LSA which automatically accelerated the payment date of unpaid principal and interest as well as applying certain penalties, including adding an amount equal to 6.0% of the past due amount and increasing the interest rate to 12.0%, compounded daily. F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

F5: The Managing Member of KPCB XII Founders Fund, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.

F6: The Managing Member of Kleiner Perkins Caufield & Byers XII, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.

F7: John Doerr indirectly holds all of the membership interests in Perrara Ventures, LLC. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F8: John Doerr and Ann Doerr are the trustees of VVT, which is the member of Clarus, LLC. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Clarus, LLC. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Clarus, LLC except to the extent of their pecuniary interest therein, if any.

F9: John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of their pecuniary interest therein, if any.

F10: This warrant was issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC.

F11: The warrant is exercisable at a price of $1.80 per full share of Common Stock at any time after the date of issuance for a period of five years.

F12: On December 29, 2022, the Issuer entered into a security purchase agreement with FV, pursuant to which the Issuer issued and sold to FV in a private placement (i) 13,333,334 shares of the Issuer's common stock (the "Common Stock") and (ii) a warrant to purchase up to 10,000,000 shares of Common Stock, for an aggregate purchase price of $20,000,000.

F13: Represents the total amount of indebtedness outstanding, including accrued and unpaid interest as well as penalties, as of January 3, 2024, under that certain Amended and Restated Loan and Security Agreement, dated as of October 28, 2019 (as it may be further amended, restated or otherwise modified, the "2019 LSA"), by and among the Issuer, FV, as lender, and the other parties thereto. Such indebtedness was convertible into shares of Common Stock at a fixed conversion price of $3.00 per share of Common Stock the estimated aggregate principal amount and interest and penalties as of January 3, 2024 outstanding.

F14: (continued from footnote 13 ) The 2019 LSA bears interest at 6.0% per annum, subject to certain default interest provisions in the event of a default under the 2019 LSA. The Issuer's filing of the Chapter 11 Cases (as defined below) was an event of default under the 2019 LSA which automatically accelerated the payment date of unpaid principal and interest as well as applying certain penalties, including adding an amount equal to 6.0% of the past due amount and increasing the interest rate to 12.0%, compounded daily.

ZYNGA INC

Report date May 01, 2017 · Filed May 03, 2017

Section 16 reporting ended · disclosed 2017-05-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	1,304,758	Reported balance After 2017-05-01 transaction · row 1 1 source row Row 1 · 2017-05-01 · Exercise / conversion · Acquired 19,084 · Balance 1,304,758 F1: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-06-09	Direct	0	Reported balance After 2017-05-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-05-01 · Exercise / conversion · Disposed 19,084 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. F7: The restricted stock units vest as follows: 25% of the restricted stock units vest on September 9, 2016, 25% of the restricted stock units vest on December 9, 2016, 25% of the restricted stock units vest on March 9, 2017 and 25% of the restricted stock units vest on the earlier of June 9, 2017 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.
Class A Common StockSEC Table I · non-derivative	IndirectBy 2750 Sand Hill Associates II, LLC	20,679	Reported balance Holding disclosure · report date 2017-05-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 20,679 F2: The Reporting Person is the manager of 2750 Sand Hill Associates II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Clarus, LLC	9,548,249	Reported balance Holding disclosure · report date 2017-05-01 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 9,548,249 F3: The Reporting Person is the manager of Clarus, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Meja, LLC	23,563	Reported balance Holding disclosure · report date 2017-05-01 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 23,563 F4: The Reporting Person is the manager of Meja, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Rolou, LLC	11,785	Reported balance Holding disclosure · report date 2017-05-01 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 11,785 F5: The Reporting Person is the manager of Rolou, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Portico Ventures LLC	32,671	Reported balance Holding disclosure · report date 2017-05-01 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 32,671 F6: The Reporting Person is the manager of Portico Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.

F2: The Reporting Person is the manager of 2750 Sand Hill Associates II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: The Reporting Person is the manager of Clarus, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: The Reporting Person is the manager of Meja, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F5: The Reporting Person is the manager of Rolou, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F6: The Reporting Person is the manager of Portico Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F7: The restricted stock units vest as follows: 25% of the restricted stock units vest on September 9, 2016, 25% of the restricted stock units vest on December 9, 2016, 25% of the restricted stock units vest on March 9, 2017 and 25% of the restricted stock units vest on the earlier of June 9, 2017 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 05, 2020 Filed Aug 8, 2020 00:08 UTC	AMYRIS, INC. AMRS · Entity 91367	GrantWarrant (Right to Buy) · Derivative	3,466	$0.00 Strike: $4.94	$0.00	Disclosure SEC source: 0001365916-20-000144 · wf-form4_159684521437950.xml · derivative · entry 7 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,466 Underlying: Common Stock · 3,466 shares Expires 2030-08-05 F6 · derivative.exercise_date: Stock option vests as to 100% of the shares underlying the stock option on August 5, 2021. Read SEC document
August 05, 2020 Filed Aug 8, 2020 00:08 UTC	AMYRIS, INC. AMRS · Entity 91367	GrantCommon Stock	2,266	$0.00	$0.00	Disclosure SEC source: 0001365916-20-000144 · wf-form4_159684521437950.xml · nonDerivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,064 F1 · shares: Represents a restricted stock unit award that vests as to 100% of the units on August 5, 2021. Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:17 UTC	Alphabet Inc. GOOG · Entity 2516	GrantClass C Google Stock Units	245	$0.00	$0.00	Disclosure SEC source: 0001209191-20-040519 · doc4.xml · nonDerivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245 F1 · security: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates. F2 · kind: Annual Director grant. Read SEC document
June 05, 2020 Filed Jun 10, 2020 01:54 UTC	AMYRIS, INC. AMRS · Entity 91367	PurchaseSeries E Convertible Preferred Stock · Derivative	10,000	$1,000.00	$10,000,000.00	Disclosure SEC source: 0001365916-20-000098 · edgar.xml · derivative · entry 8 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Perrara Ventures, LLC Disclosed balance after: 10,000 Underlying: Common Stock · 3,333,333 shares Expires not disclosed F6 · derivative.exercise_price: Each share of the Series E Convertible Preferred Stock will automatically convert into 333.33 shares of the Issuer's common stock, par value $0.0001 per share, on the first trading day after the Issuer obtains stockholder approval for such conversion. F8 · kind: Purchase was made pursuant to that certain Security Purchase Agreement dated as of June 4, 2020 by and among the Issuer and the purchasers named therein, including Perrara Ventures, LLC F6 · derivative.exercise_date: Each share of the Series E Convertible Preferred Stock will automatically convert into 333.33 shares of the Issuer's common stock, par value $0.0001 per share, on the first trading day after the Issuer obtains stockholder approval for such conversion. F6 · derivative.expiration_date: Each share of the Series E Convertible Preferred Stock will automatically convert into 333.33 shares of the Issuer's common stock, par value $0.0001 per share, on the first trading day after the Issuer obtains stockholder approval for such conversion. Read SEC document
June 05, 2020 Filed Jun 10, 2020 01:54 UTC	AMYRIS, INC. AMRS · Entity 91367	PurchaseSeries E Convertible Preferred Stock · Derivative	20,000	$1,000.00	$20,000,000.00	Disclosure SEC source: 0001365916-20-000098 · edgar.xml · derivative · entry 7 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 20,000 Underlying: Common Stock · 6,666,666 shares Expires not disclosed F6 · derivative.exercise_price: Each share of the Series E Convertible Preferred Stock will automatically convert into 333.33 shares of the Issuer's common stock, par value $0.0001 per share, on the first trading day after the Issuer obtains stockholder approval for such conversion. F7 · kind: Purchase was made pursuant to that certain Security Purchase Agreement dated as of June 1, 2020 by and among the Issuer and Foris. F6 · derivative.exercise_date: Each share of the Series E Convertible Preferred Stock will automatically convert into 333.33 shares of the Issuer's common stock, par value $0.0001 per share, on the first trading day after the Issuer obtains stockholder approval for such conversion. F6 · derivative.expiration_date: Each share of the Series E Convertible Preferred Stock will automatically convert into 333.33 shares of the Issuer's common stock, par value $0.0001 per share, on the first trading day after the Issuer obtains stockholder approval for such conversion. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
May 12, 2020 Filed May 14, 2020 21:27 UTC	Bloom Energy Corp BE · Entity 2659	GrantClass A common stock	19,813	$0.00	$0.00	Disclosure SEC source: 0001209191-20-029245 · doc4.xml · nonDerivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,547 F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting subject to continued service through such vesting date. Read SEC document
April 20, 2020 Filed Aug 20, 2020 01:03 UTC	Bloom Energy Corp BE · Entity 2659	Purchase6% Convertible Notes · Derivative	Not disclosed	$10,000,000.00 Strike: $8.00	$10,000,000.00	Disclosure SEC source: 0001209191-20-047655 · doc4.xml · derivative · entry 14 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foris Ventures, LLC Disclosed balance after: Not disclosed Underlying: Class B Common Stock · 1,250,000 shares Expires 2021-12-01 F16 · derivative.exercise_date: The outstanding principal and accrued interest on the 6% Convertible Notes due 2020 (the "6% Convertible Notes") will be convertible at any time at the option of the holders thereof into shares of Issuer's Class B Common Stock. F14 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F17 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:26 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionRight (Right to Buy) · Derivative	5,226,481	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000044 · edgar.xml · derivative · entry 7 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 5,226,481 shares Expires 2021-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 11, 2020 Filed Mar 14, 2020 00:26 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	5,226,481	$2.87	$15,000,000.47	Disclosure SEC source: 0001365916-20-000044 · edgar.xml · nonDerivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 58,490,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the exercise of a right to buy common stock issued to Foris Ventures, LLC ("Foris") on January 31, 2020. F4 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
February 19, 2020 Filed Feb 22, 2020 00:34 UTC	AMYRIS, INC. AMRS · Entity 91367	PurchaseCommon Stock	52,785	$3.41	$179,996.85	Disclosure SEC source: 0001567619-20-004643 · doc1.xml · nonDerivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 53,263,647 F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	PurchaseRight to Buy · Derivative	5,226,481	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 27 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 5,226,481 shares Expires 2021-01-31 F3 · price: Issued pursuant a Security Purchase Agreement, dated January 31, 2020, between the Issuer and Foris. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	PurchaseRight to Buy · Derivative	8,778,230	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 26 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 8,778,230 shares Expires 2021-01-31 F2 · price: Issued pursuant a Warrant Exercise and Debt Equitization Agreement, dated January 31, 2020, between the Issuer and Foris. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	4,871,795	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 25 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 4,871,795 shares Expires 2021-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	1,000,000	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 24 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2021-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	2,000,000	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 23 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires 2021-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	1,438,829	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 22 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 1,438,829 shares Expires 2021-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	352,638	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 21 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 352,638 shares Expires 2021-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	3,983,230	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 20 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 3,983,230 shares Expires 2021-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	5,424,804	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 19 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 5,424,804 shares Expires 2021-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	152,381	$0.00 Strike: $0.15	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 18 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 152,381 shares Expires 2021-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	64,103	$0.00 Strike: $0.15	$0.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · derivative · entry 17 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 64,103 shares Expires 2020-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	PurchaseCommon Stock	5,226,481	$2.87	$15,000,000.47	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 11 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 53,210,862 F3 · price: Issued pursuant a Security Purchase Agreement, dated January 31, 2020, between the Issuer and Foris. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	PurchaseCommon Stock	5,279,171	$2.87	$15,151,220.77	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 10 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 47,984,381 F2 · price: Issued pursuant a Warrant Exercise and Debt Equitization Agreement, dated January 31, 2020, between the Issuer and Foris. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	4,871,795	$2.87	$13,982,051.65	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 9 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 42,705,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	1,000,000	$2.87	$2,870,000.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 8 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 37,833,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	2,000,000	$2.87	$5,740,000.00	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 7 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 36,833,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	1,438,829	$2.87	$4,129,439.23	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 6 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 34,833,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	352,638	$2.87	$1,012,071.06	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 5 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 33,394,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	3,983,230	$2.87	$11,431,870.10	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 4 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 33,041,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	5,424,804	$2.87	$15,569,187.48	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 3 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 29,058,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	152,381	$0.15	$22,857.15	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 2 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 23,633,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:16 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	64,103	$0.15	$9,615.45	Disclosure SEC source: 0001365916-20-000023 · edgar.xml · nonDerivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 23,481,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:14 UTC Amendment	AMYRIS, INC. AMRS · Entity 91367	PurchaseWarrant (Right to Buy) · Derivative	1,000,000	Not disclosed Strike: $2.87	Not disclosed	Disclosure SEC source: 0001365916-20-000022 · edgar.xml · derivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2021-11-27 F1 · derivative.exercise_price: On January 31, 2020, Foris Ventures, LLC ("Foris") and the Issuer amended this warrant to lower the exercise to $2.87 per share from the exercise price of $3.87 per share, as reported on the Form 4 filed by the Reporting Person on December 2, 2019. F2 · price: This warrant was issued in connection with a $10.0 million loan made by Foris to the Issuer on November 27, 2019 under the Amended and Restated Loan and Security Agreement, dated October 28, 2019, among the Issuer, certain subsidiaries of the Issuer and Foris. F3 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:12 UTC Amendment	AMYRIS, INC. AMRS · Entity 91367	PurchaseWarrant (Right to Buy) · Derivative	4,871,795	Not disclosed Strike: $2.87	Not disclosed	Disclosure SEC source: 0001365916-20-000021 · edgar.xml · derivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 4,871,795 Underlying: Common Stock · 4,871,795 shares Expires 2021-08-28 F1 · derivative.exercise_price: On January 31, 2020, Foris Ventures, LLC ("Foris") and the Issuer amended this warrant to lower the exercise to $2.87 per share from the exercise price of $3.87 per share, as reported on the Form 4 filed by the Reporting Person on August 30, 2019. F2 · price: This warrant was issued in connection with the entry into that certain Credit Agreement dated August 28, 2019, between the Issuer and Foris. F3 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:11 UTC Amendment	AMYRIS, INC. AMRS · Entity 91367	OtherWarrant (Right to Buy) · Derivative	352,638	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000020 · edgar.xml · derivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 352,638 Underlying: Common Stock · 352,638 shares Expires 2021-05-14 F1 · derivative.exercise_price: On January 31, 2020, Foris Ventures, LLC ("Foris") and the Issuer amended this warrant to lower the exercise to $2.87 per share from the exercise price of $3.90 per share, as reported on the Form 4 filed by the Reporting Person on August 30, 2019. This warrant was previously amended by Foris and the Issuer on August 28, 2019, to lower the exercise to $3.90 per share from the original exercise price of $4.56 per share when the warrant was originally reported on the Form 4 filed by the Reporting Person on May 16, 2019. F2 · kind: On May 14, 2019, Foris exchanged $5,000,000 principal amount of the Issuer's 6.50% Convertible Senior Notes due 2019, including accrued and unpaid interest thereon, for 1,122,460 shares of common stock and a warrant to purchase 352,638 shares of common stock at an exercise price of $4.56 per share. F3 · derivative.exercise_date: The exercise of the warrant was subject to stockholder approval that was obtained on November 19, 2019. F4 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:10 UTC Amendment	AMYRIS, INC. AMRS · Entity 91367	PurchaseWarrant (Right to Buy) · Derivative	3,983,230	$0.13 Strike: $2.87	$497,903.75	Disclosure SEC source: 0001365916-20-000019 · edgar.xml · derivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 3,983,230 Underlying: Common Stock · 3,983,230 shares Expires 2021-04-26 F1 · derivative.exercise_price: On January 31, 2020, Foris Ventures, LLC ("Foris") and the Issuer amended this warrant to lower the exercise to $2.87 per share from the exercise price of $3.90 per share, as reported on the Form 4 filed by the Reporting Person on August 30, 2019. This warrant was previously amended by Foris and the Issuer on August 28, 2019, to lower the exercise to $3.90 per share from the original exercise price of $5.12 per share when the warrant was originally reported on the Form 4 filed by the Reporting Person on April 26, 2019. F2 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 13, 2020 Filed Jan 16, 2020 01:46 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionWarrant (Right to Buy) · Derivative	4,877,386	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001365916-20-000007 · edgar.xml · derivative · entry 7 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 0 Underlying: Common Stock · 4,877,386 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
January 13, 2020 Filed Jan 16, 2020 01:46 UTC	AMYRIS, INC. AMRS · Entity 91367	Exercise / conversionCommon Stock	4,877,386	$2.87	$13,998,097.82	Disclosure SEC source: 0001365916-20-000007 · edgar.xml · nonDerivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 23,417,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the exercise of a common stock purchase warrant issued to Foris Ventures, LLC ("Foris") on August 17, 2018 and amended on July 10, 2019. F2 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
December 19, 2019 Filed Aug 20, 2020 01:03 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass A Common Stock	12,804	$0.00	$0.00	Disclosure SEC source: 0001209191-20-047655 · doc4.xml · nonDerivative · entry 5 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F7 · kind: Represents an in-kind distribution of Class A Common Stock of the Issuer by the Reporting Person as the trustor of LJD Trust IX. F8 · ownership.nature: Held by the LJD Trust IX, of which the Reporting Person is the trustor. Read SEC document
November 27, 2019 Filed Dec 3, 2019 01:22 UTC	AMYRIS, INC. AMRS · Entity 91367	PurchaseWarrant (Right to Buy) · Derivative	1,000,000	Not disclosed Strike: $3.87	Not disclosed	Disclosure SEC source: 0001365916-19-000088 · edgar.xml · derivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Foris Ventures, LLC Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2021-11-27 F1 · price: This warrant was issued in connection with a $10.0 million loan made by Foris Ventures, LLC ("Foris") to the Issuer on November 27, 2019 under the Amended and Restated Loan and Security Agreement, dated October 28, 2019, among the Issuer, certain subsidiaries of the Issuer and Foris. F2 · ownership.nature: The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
November 26, 2019 Filed Aug 20, 2020 01:03 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass B Common Stock · Derivative	580,160	$0.00	$0.00	Disclosure SEC source: 0001209191-20-047655 · doc4.xml · derivative · entry 13 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · KPCB Holdings, Inc. as Nominee Disclosed balance after: 6,993,644 Underlying: Class A Common Stock · 580,160 shares Expires not disclosed F14 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F15 · kind: Represents a pro-rata in-kind distribution of Class B Common Stock of the Issuer by KPCB IX Associates without consideration to its members. F14 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F14 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:32 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass B common stock · Derivative	46,977	$0.00	$0.00	Disclosure SEC source: 0001209191-19-058213 · doc4.xml · derivative · entry 8 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 721,730 Underlying: Class A common stock · 46,977 shares Expires not disclosed F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F1 · kind: Pro rata distribution from KPCB Holdings, Inc. as nominee F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F2 · ownership.nature: Held by Vallejo Ventures Trust, L. John and Ann Doerr, Trustees Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:32 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass A common stock	19,255	$0.00	$0.00	Disclosure SEC source: 0001209191-19-058213 · doc4.xml · nonDerivative · entry 6 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 19,255 F1 · kind: Pro rata distribution from KPCB Holdings, Inc. as nominee F7 · ownership.nature: Held by The Austin 1999 Trust dated May 25, 1999, of which reporting person is a trustee Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:32 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass A common stock	19,255	$0.00	$0.00	Disclosure SEC source: 0001209191-19-058213 · doc4.xml · nonDerivative · entry 5 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 19,255 F1 · kind: Pro rata distribution from KPCB Holdings, Inc. as nominee F6 · ownership.nature: Held by The Hampton 1999 Trust dated May 25, 1999, of which reporting person is a trustee Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:32 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass A common stock	275,918	$0.00	$0.00	Disclosure SEC source: 0001209191-19-058213 · doc4.xml · nonDerivative · entry 4 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 275,918 F1 · kind: Pro rata distribution from KPCB Holdings, Inc. as nominee F5 · ownership.nature: Held by The 1999 Portico Trust of which reporting person is a trustee Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:32 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass A common stock	32,052	$0.00	$0.00	Disclosure SEC source: 0001209191-19-058213 · doc4.xml · nonDerivative · entry 3 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 32,052 F1 · kind: Pro rata distribution from KPCB Holdings, Inc. as nominee F4 · ownership.nature: Held by LJD Ventures II Partnership of which the reporting person is a general partner Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:32 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass A common stock	12,804	$0.00	$0.00	Disclosure SEC source: 0001209191-19-058213 · doc4.xml · nonDerivative · entry 2 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 12,804 F1 · kind: Pro rata distribution from KPCB Holdings, Inc. as nominee F3 · ownership.nature: Held by the LJD Trust IX of which the reporting person is a trustee Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:32 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass A common stock	777,506	$0.00	$0.00	Disclosure SEC source: 0001209191-19-058213 · doc4.xml · nonDerivative · entry 1 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 2,110,839 F1 · kind: Pro rata distribution from KPCB Holdings, Inc. as nominee F2 · ownership.nature: Held by Vallejo Ventures Trust, L. John and Ann Doerr, Trustees Read SEC document
November 22, 2019 Filed Aug 20, 2020 01:03 UTC	Bloom Energy Corp BE · Entity 2659	ConversionClass B Common Stock · Derivative	1,029,791	$0.00	$0.00	Disclosure SEC source: 0001209191-20-047655 · doc4.xml · derivative · entry 12 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · KPCB Holdings, Inc. as Nominee Disclosed balance after: 7,573,804 Underlying: Class A Common Stock · 1,029,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F1 · kind: Conversion of a derivative security in accordance with its terms. F14 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F14 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F2 · ownership.nature: All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares. F3 · ownership.nature: KPCB IX Associates, LLC ("KPCB IX Associates"), is the general partner of Kleiner Perkins Caufield & Byers IX-A, L.P. ("KPCB IX-A") and Kleiner Perkins Caufield & Byers IX-B, L.P. ("KPCB IX-B"). KPCB X Associates, LLC("KPCB X Associates"), is the general partner of Kleiner Perkins Caufield & Byers X-A, L.P. ("KPCB X-A") and Kleiner Perkins Caufield & Byers X-B, L.P. ("KPCB X-B"). Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB IX Associates, share voting and dispositive control over the shares held by KPCB IX-A and KPCB IX-B. Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB IX Associates and KPCB X Associates disclaims beneficial ownership of the shares held by KPCB IX-A, KPCB IX-B, KPCB X-A and KPCB X-B. Read SEC document
November 22, 2019 Filed Aug 20, 2020 01:03 UTC	Bloom Energy Corp BE · Entity 2659	OtherClass A Common Stock	4,884,244	$0.00	$0.00	Disclosure SEC source: 0001209191-20-047655 · doc4.xml · nonDerivative · entry 4 DOERR L JOHN · CIK 0001032455 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · KPCB Holdings, Inc. as Nominee Disclosed balance after: 0 F6 · kind: Represents a pro-rata in-kind distribution of Class A Common Stock of the Issuer by KPCB IX Associates without consideration to its members. F2 · ownership.nature: All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares. F3 · ownership.nature: KPCB IX Associates, LLC ("KPCB IX Associates"), is the general partner of Kleiner Perkins Caufield & Byers IX-A, L.P. ("KPCB IX-A") and Kleiner Perkins Caufield & Byers IX-B, L.P. ("KPCB IX-B"). KPCB X Associates, LLC("KPCB X Associates"), is the general partner of Kleiner Perkins Caufield & Byers X-A, L.P. ("KPCB X-A") and Kleiner Perkins Caufield & Byers X-B, L.P. ("KPCB X-B"). Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB IX Associates, share voting and dispositive control over the shares held by KPCB IX-A and KPCB IX-B. Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB IX Associates and KPCB X Associates disclaims beneficial ownership of the shares held by KPCB IX-A, KPCB IX-B, KPCB X-A and KPCB X-B. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.