Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date June 25, 2026 · Filed July 08, 2026
Section 16 reporting ended · disclosed 2026-07-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2018 Filed Jan 17, 2018 22:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 9,194 | $112.22 | $1,031,723.10 |
DisclosureSEC source: 0001225208-18-001141 · doc4.xml · nonDerivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,579 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 13, 2017. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 34,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001227 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,076 Underlying: Common Stock · 34,076 shares Expires 2021-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2017, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2018 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 26,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001141 · doc4.xml · derivative · entry 7 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,861 Underlying: Common Stock · 26,861 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 49,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001141 · doc4.xml · derivative · entry 6 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,637 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 39,725 | $111.85 | $4,443,042.63 |
DisclosureSEC source: 0001225208-18-001141 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,773 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 26,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001141 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 49,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001141 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 17, 2017 Filed Jul 17, 2017 20:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 17,596 | $91.58 | $1,611,411.77 |
DisclosureSEC source: 0001225208-17-012653 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 8, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 67,492 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-17-009310 · doc4.xml · derivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,492 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 49,896 | $86.88 | $4,334,964.48 |
DisclosureSEC source: 0001225208-17-009310 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,596 Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 67,492 | $35.61 | $2,403,390.12 |
DisclosureSEC source: 0001225208-17-009310 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 21:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 13,072 | $83.68 | $1,093,821.82 |
DisclosureSEC source: 0001225208-17-001352 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,711 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 8, 2016. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 21:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 41,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001352 · doc4.xml · derivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,840 Underlying: Common Stock · 41,840 shares Expires 2020-01-13 F2 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 49,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001321 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,637 Underlying: Common Stock · 49,636 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 40,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001321 · doc4.xml · derivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,173 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 48,607 | $87.14 | $4,235,370.95 |
DisclosureSEC source: 0001225208-17-001321 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,783 Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 40,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001321 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:04 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 49,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001321 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 20:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 14,083 | $67.26 | $947,236.66 |
DisclosureSEC source: 0001225208-16-040566 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,581 F1 · kind: Sale pursuant to 10b5-1 Plan dated July 29, 2016. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 40,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · derivative · entry 7 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 10,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · derivative · entry 6 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 39,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 74,917 | $63.91 | $4,787,570.89 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · nonDerivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,664 Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 10,000 | $19.49 | $194,900.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 39,000 | $44.29 | $1,727,310.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 40,000 | $43.20 | $1,728,000.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2016 Filed Apr 14, 2016 21:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 13,684 | $62.41 | $854,063.60 |
DisclosureSEC source: 0001225208-16-031449 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,581 F1 · kind: Sale pursuant to 10b5-1 Plan dated October 30, 2015, as modified February 9, 2016. Read SEC document |
| January 19, 2016 Filed Jan 21, 2016 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 53,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024628 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,722 Underlying: Common Stock · 53,722 shares Expires 2019-01-13 F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 40,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024269 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,173 Underlying: Common Stock · 40,173 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 11,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024269 · doc4.xml · derivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,164 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 26,354 | $58.29 | $1,536,240.55 |
DisclosureSEC source: 0001225208-16-024269 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,265 Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 11,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024269 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 40,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024269 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 15, 2015 Filed Jul 15, 2015 21:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 32,468 | $69.07 | $2,242,532.29 |
DisclosureSEC source: 0001225208-15-015536 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,282 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 21, 2015. Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 22:33 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 2,826 | $60.01 | $169,598.43 |
DisclosureSEC source: 0001225208-15-004325 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,750 F1 · kind: Sale pursuant to 10b5-1 Plan dated Novemeber 7, 2014. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 99,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001771 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,273 Underlying: Common Stock · 99,273 shares Expires 2018-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $55.9066 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on January 20, 2015, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 11,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001451 · doc4.xml · derivative · entry 6 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,164 Underlying: Common Stock · 11,164 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 8,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001451 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,988 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 8,870 | $59.04 | $523,640.45 |
DisclosureSEC source: 0001225208-15-001451 · doc4.xml · nonDerivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,576 Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 8,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001451 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 11,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001451 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| November 14, 2014 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 0.4657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001451 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,294 Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 20:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,879 | $54.89 | $267,817.58 |
DisclosureSEC source: 0001225208-14-010758 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,279.6443 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 4,880 | $55.26 | $269,660.99 |
DisclosureSEC source: 0001225208-14-002692 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,153.7293 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 80,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002237 · doc4.xml · derivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,346 Underlying: Common Stock · 80,346 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 8,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001807 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,988 Underlying: Common Stock · 8,988 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 8,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001807 · doc4.xml · derivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,130 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 7,110 | $58.10 | $413,091.00 |
DisclosureSEC source: 0001225208-14-001807 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,033.7293 Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 8,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001807 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,143.7293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 8,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001807 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,013.7293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.