person · Reporting owner

Silver Lake Partners IV, L.P.

Disclosed activity across 7 companies

Tapewire entity: 10559
SEC CIK: 0001552054

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Dell Technologies Inc.DELL · Entity 2822	Director · 10% owner	October 09, 2026	October 14, 2026
N-able, Inc.NABL · Entity 5203	Director · 10% owner	May 28, 2026	June 01, 2026
Pivotal Software, Inc.PVTL · Entity 11919	10% owner	April 19, 2018	April 20, 2018
SoFi Technologies, Inc.SOFI · Entity 3232	Director	December 02, 2024	December 05, 2024
Unity Software Inc.U · Entity 3292	Director	May 13, 2026	May 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dell Technologies Inc.

Report date October 09, 2026 · Filed October 14, 2026

Jointly reported with Silver Lake Technology Associates IV, L.P., SLTA IV (GP), L.L.C., Silver Lake Group, L.L.C., Durban Egon

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	87,402	Reported balance After 2026-10-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-10-09 · Exercise / conversion · Acquired 67,641 · Balance 87,402 F1: Silver Lake Technology Investors V, L.P., SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Partners V DE (AIV), L.P., Silver Lake Technology Investors IV, L.P. and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on October 9, 2026 and initiated in-kind distributions of shares of Class C Common Stock on October 9, 2026. The receipt of shares of Class C Common Stock by each of the Reporting Persons in connection with such distributions was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F2: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On October 9, 2026, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the sales and distributions described in footnote (1) above. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	85,238	Reported balance After 2026-10-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2026-10-09 · Sale · Disposed 2,164 · Balance 85,238 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $572.6200 to $573.0800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	84,255	Reported balance After 2026-10-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2026-10-09 · Sale · Disposed 984 · Balance 84,255 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $573.8200 to $574.7900 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	78,640	Reported balance After 2026-10-09 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2026-10-09 · Sale · Disposed 5,614 · Balance 78,640 F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $574.8900 to $575.8809 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	76,261	Reported balance After 2026-10-09 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2026-10-09 · Sale · Disposed 2,379 · Balance 76,261 F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.8900 to $576.8800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	73,533	Reported balance After 2026-10-09 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2026-10-09 · Sale · Disposed 2,728 · Balance 73,533 F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.9000 to $577.8500 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	72,033	Reported balance After 2026-10-09 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2026-10-09 · Sale · Disposed 1,501 · Balance 72,033 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.9200 to $578.9000 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	70,432	Reported balance After 2026-10-09 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2026-10-09 · Sale · Disposed 1,600 · Balance 70,432 F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $579.0000 to $579.9300 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	69,115	Reported balance After 2026-10-09 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2026-10-09 · Sale · Disposed 1,317 · Balance 69,115 F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $580.0000 to $580.8200 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	66,498	Reported balance After 2026-10-09 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2026-10-09 · Sale · Disposed 2,617 · Balance 66,498 F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $581.0000 to $581.9900 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	64,794	Reported balance After 2026-10-09 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2026-10-09 · Sale · Disposed 1,704 · Balance 64,794 F19: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $582.0000 to $582.9000 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	62,280	Reported balance After 2026-10-09 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2026-10-09 · Sale · Disposed 2,514 · Balance 62,280 F20: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $583.0000 to $583.9800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	60,255	Reported balance After 2026-10-09 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2026-10-09 · Sale · Disposed 2,025 · Balance 60,255 F21: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $584.0000 to $584.9900 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	54,791	Reported balance After 2026-10-09 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 14 · 2026-10-09 · Sale · Disposed 5,464 · Balance 54,791 F22: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $585.0000 to $585.9949 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	47,583	Reported balance After 2026-10-09 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2026-10-09 · Sale · Disposed 7,207 · Balance 47,583 F23: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $586.0000 to $586.9976 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	44,357	Reported balance After 2026-10-09 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 16 · 2026-10-09 · Sale · Disposed 3,226 · Balance 44,357 F24: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $587.0000 to $587.9960 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	42,004	Reported balance After 2026-10-09 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 17 · 2026-10-09 · Sale · Disposed 2,353 · Balance 42,004 F25: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $588.0278 to $588.9900 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	38,747	Reported balance After 2026-10-09 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 18 · 2026-10-09 · Sale · Disposed 3,257 · Balance 38,747 F26: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $589.0000 to $589.8300 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	18,986	Reported balance After 2026-10-09 transaction · row 20 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 20 · 2026-10-09 · Other · Disposed 19,761 · Balance 18,986 F1: Silver Lake Technology Investors V, L.P., SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Partners V DE (AIV), L.P., Silver Lake Technology Investors IV, L.P. and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on October 9, 2026 and initiated in-kind distributions of shares of Class C Common Stock on October 9, 2026. The receipt of shares of Class C Common Stock by each of the Reporting Persons in connection with such distributions was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	Direct	1,404,569	Reported balance After 2026-10-09 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 19 · 2026-10-09 · Sale · Disposed 1,800 · Balance 1,404,569 F27: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $586.220 to $586.460 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8: Represents shares of Class C Common Stock held directly by Mr. Durban, including shares received by Mr. Durban in connection with the distribution of shares of Class C Common Stock on October 9, 2026. The deemed receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Class B Common StockSEC Table II · derivative / convertible security	IndirectHeld through Silver Lake Partners IV, L.P.	16,245,713	Reported balance After 2026-10-09 transaction · row 26 Instrument identity requires review; Table II rows are not merged. 1 source row Row 26 · 2026-10-09 · Exercise / conversion · Disposed 67,641 · Balance 16,245,713 F2: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On October 9, 2026, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the sales and distributions described in footnote (1) above. F1: Silver Lake Technology Investors V, L.P., SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Partners V DE (AIV), L.P., Silver Lake Technology Investors IV, L.P. and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on October 9, 2026 and initiated in-kind distributions of shares of Class C Common Stock on October 9, 2026. The receipt of shares of Class C Common Stock by each of the Reporting Persons in connection with such distributions was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C. F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.
Class C Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Group, L.L.C.	305	Reported balance Holding disclosure · report date 2026-10-09 · row 21 Holding and transaction disclosures are not merged. 1 source row Row 21 · Balance 305 F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer. F5: Reflects shares of Class C Common Stock held by SLG, including shares received in connection with the distribution of shares of Class C Common Stock described herein on October 9, 2026. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Class C Common StockSEC Table I · non-derivative	IndirectSee footnote	277	Reported balance Holding disclosure · report date 2026-10-09 · row 22 Holding and transaction disclosures are not merged. 1 source row Row 22 · Balance 277 F6: These shares of Class C Common Stock are held by entities in which Mr. Durban may be deemed to have an indirect pecuniary interest, including shares received in connection with the distributions of shares of Class C Common Stock on October 9, 2026. The receipt of such shares of Class C Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Class C Common StockSEC Table I · non-derivative	IndirectSee footnote	283,752	Reported balance Holding disclosure · report date 2026-10-09 · row 23 Holding and transaction disclosures are not merged. 1 source row Row 23 · Balance 283,752 F7: In connection with the distributions described in footnote (1) above, distributions of certain shares were initiated to certain employees and managing members of SLG or its affiliates, including Mr. Durban. This amount reflects 48,500, 148,194, 39,737 and 47,321 shares held by SLTA SPV-2, L.P., Silver Lake Technology Associates IV, L.P., Silver Lake Technology Associates V, L.P. and SLG, respectively, on behalf of such individuals, including shares distributed in the October 9, 2026 distributions. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Class C Common StockSEC Table I · non-derivative	IndirectSee footnote	52,295	Reported balance Holding disclosure · report date 2026-10-09 · row 24 Holding and transaction disclosures are not merged. 1 source row Row 24 · Balance 52,295 F9: Represents shares of Class C Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members, including shares received in connection with the distributions of shares of Class C Common Stock on October 9, 2026. The receipt of such shares of Class C Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Class C Common StockSEC Table I · non-derivative	IndirectSee footnote	32,605	Reported balance Holding disclosure · report date 2026-10-09 · row 25 Holding and transaction disclosures are not merged. 1 source row Row 25 · Balance 32,605 F28: Following the transactions described in footnote (1), SL SPV-2, L.P. directly holds 21,486 shares of Class C Common Stock, Silver Lake Partners V DE (AIV), L.P. directly holds 11,119 shares of Class C Common Stock, Silver Lake Technology Investors IV, L.P. directly holds 0 shares of Class C Common Stock and Silver Lake Technology Investors V, L.P. directly holds 0 shares of Class C Common Stock, which securities and transactions are reported on separate Form 4 filings.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	24,966,142	Reported balance Holding disclosure · report date 2026-10-09 · row 27 Instrument identity requires review; Table II rows are not merged. 1 source row Row 27 · Balance 24,966,142 F2: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On October 9, 2026, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the sales and distributions described in footnote (1) above. F29: Following the transactions described in footnote (1), SL SPV-2, L.P. directly holds 15,825,543 shares of Class B Common Stock, Silver Lake Partners V DE (AIV), L.P. directly holds 8,793,784 shares of Class B Common Stock, Silver Lake Technology Investors IV, L.P. directly holds 239,027 shares of Class B Common Stock and Silver Lake Technology Investors V, L.P. directly holds 107,788 shares of Class B Common Stock, which securities and transactions are reported on separate Form 4 filings.

Filing footnotes · ownership attribution and instrument terms

F1: Silver Lake Technology Investors V, L.P., SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Partners V DE (AIV), L.P., Silver Lake Technology Investors IV, L.P. and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on October 9, 2026 and initiated in-kind distributions of shares of Class C Common Stock on October 9, 2026. The receipt of shares of Class C Common Stock by each of the Reporting Persons in connection with such distributions was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F2: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On October 9, 2026, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the sales and distributions described in footnote (1) above.

F3: These securities are held by Silver Lake Partners IV, L.P. The general partner of Silver Lake Partners IV, L.P. is Silver Lake Technology Associates IV, L.P. and the general partner of Silver Lake Technology Associates IV, L.P. is SLTA IV (GP), L.L.C.

F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.

F5: Reflects shares of Class C Common Stock held by SLG, including shares received in connection with the distribution of shares of Class C Common Stock described herein on October 9, 2026. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F6: These shares of Class C Common Stock are held by entities in which Mr. Durban may be deemed to have an indirect pecuniary interest, including shares received in connection with the distributions of shares of Class C Common Stock on October 9, 2026. The receipt of such shares of Class C Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F7: In connection with the distributions described in footnote (1) above, distributions of certain shares were initiated to certain employees and managing members of SLG or its affiliates, including Mr. Durban. This amount reflects 48,500, 148,194, 39,737 and 47,321 shares held by SLTA SPV-2, L.P., Silver Lake Technology Associates IV, L.P., Silver Lake Technology Associates V, L.P. and SLG, respectively, on behalf of such individuals, including shares distributed in the October 9, 2026 distributions. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F8: Represents shares of Class C Common Stock held directly by Mr. Durban, including shares received by Mr. Durban in connection with the distribution of shares of Class C Common Stock on October 9, 2026. The deemed receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F9: Represents shares of Class C Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members, including shares received in connection with the distributions of shares of Class C Common Stock on October 9, 2026. The receipt of such shares of Class C Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $572.6200 to $573.0800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $573.8200 to $574.7900 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $574.8900 to $575.8809 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.8900 to $576.8800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.9000 to $577.8500 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.9200 to $578.9000 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $579.0000 to $579.9300 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $580.0000 to $580.8200 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $581.0000 to $581.9900 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $582.0000 to $582.9000 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $583.0000 to $583.9800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F21: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $584.0000 to $584.9900 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F22: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $585.0000 to $585.9949 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F23: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $586.0000 to $586.9976 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F24: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $587.0000 to $587.9960 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F25: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $588.0278 to $588.9900 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F26: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $589.0000 to $589.8300 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F27: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $586.220 to $586.460 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F28: Following the transactions described in footnote (1), SL SPV-2, L.P. directly holds 21,486 shares of Class C Common Stock, Silver Lake Partners V DE (AIV), L.P. directly holds 11,119 shares of Class C Common Stock, Silver Lake Technology Investors IV, L.P. directly holds 0 shares of Class C Common Stock and Silver Lake Technology Investors V, L.P. directly holds 0 shares of Class C Common Stock, which securities and transactions are reported on separate Form 4 filings.

F29: Following the transactions described in footnote (1), SL SPV-2, L.P. directly holds 15,825,543 shares of Class B Common Stock, Silver Lake Partners V DE (AIV), L.P. directly holds 8,793,784 shares of Class B Common Stock, Silver Lake Technology Investors IV, L.P. directly holds 239,027 shares of Class B Common Stock and Silver Lake Technology Investors V, L.P. directly holds 107,788 shares of Class B Common Stock, which securities and transactions are reported on separate Form 4 filings.

N-able, Inc.

Report date May 28, 2026 · Filed June 01, 2026

Jointly reported with SLTA IV (GP), L.L.C., Silver Lake Group, L.L.C., Silver Lake Technology Associates IV, L.P., Silver Lake Technology Investors IV, L.P., SLTA III (GP), L.L.C., Silver Lake Technology Associates III, L.P., SLP Denali Co-Invest GP, L.L.C., SLP Aurora Co-Invest, L.P., Bingle Michael J

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	352,499	Reported balance After 2026-05-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-05-28 · Grant · Acquired 104,346 · Balance 352,499 F1: Represents restricted stock units awarded to each of Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG") as part of the Issuer's non-employee director compensation program. The restricted stock units vest in full on the day immediately preceding the Issuer's next annual meeting of stockholders following the grant date, subject to the director's continued service through such date. F2: Includes restricted stock units described in footnote (1) above and shares of common stock held by Kenneth Y. Hao, Michael J. Bingle, Michael Widmann and Jason White, executives of SLG, who were awarded shares of common stock of SolarWinds Corporation ("SolarWinds"), as part of SolarWinds's non-employee director compensation policy, and as a result of the spin-off of the Issuer from SolarWinds, received shares of common stock of the Issuer. Such shares of common stock of the Issuer are held for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	43,338,406	Reported balance Holding disclosure · report date 2026-05-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 43,338,406 F3: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Investors IV, L.P.	712,320	Reported balance Holding disclosure · report date 2026-05-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 712,320 F4: These securities are directly held by SLTI IV. The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP. F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectHeld through SLP Aurora Co-Invest, L.P.	17,323,318	Reported balance Holding disclosure · report date 2026-05-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 17,323,318 F5: These securities are directly held by SLP Aurora. The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP"). F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Associates IV L.P.	99,825	Reported balance Holding disclosure · report date 2026-05-28 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 99,825 F6: These securities are directly held by Silver Lake Technology Associates IV, L.P. ("SLTA IV"), which expects at a future date to further distribute such shares to certain direct and indirect partners of SLTA IV, for the sole purpose of charitable giving. F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units awarded to each of Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG") as part of the Issuer's non-employee director compensation program. The restricted stock units vest in full on the day immediately preceding the Issuer's next annual meeting of stockholders following the grant date, subject to the director's continued service through such date.

F2: Includes restricted stock units described in footnote (1) above and shares of common stock held by Kenneth Y. Hao, Michael J. Bingle, Michael Widmann and Jason White, executives of SLG, who were awarded shares of common stock of SolarWinds Corporation ("SolarWinds"), as part of SolarWinds's non-employee director compensation policy, and as a result of the spin-off of the Issuer from SolarWinds, received shares of common stock of the Issuer. Such shares of common stock of the Issuer are held for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

F3: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F4: These securities are directly held by SLTI IV. The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F5: These securities are directly held by SLP Aurora. The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F6: These securities are directly held by Silver Lake Technology Associates IV, L.P. ("SLTA IV"), which expects at a future date to further distribute such shares to certain direct and indirect partners of SLTA IV, for the sole purpose of charitable giving.

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Pivotal Software, Inc.

Report date April 19, 2018 · Filed April 20, 2018

Jointly reported with Durban Egon, Silver Lake Partners III LP, Silver Lake Technology Investors III, L.P., Silver Lake Technology Associates III, L.P., SLTA III (GP), L.L.C., Silver Lake Technology Investors IV, L.P., Silver Lake Technology Associates IV, L.P., SLTA IV (GP), L.L.C., Silver Lake Group, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee Footnotes	Not disclosed	Reported balance Holding disclosure · report date 2018-04-19 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time, at the holder's option, except under limited circumstances specified in the certificate of incorporation of Pivotal Software, Inc., and has no expiration date. F2: The shares of Class B common stock are owned by EMC Corporation ("EMC"). EMC is directly owned by Dell Inc., which in turn is indirectly wholly owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary, Denali Intermediate Inc. Dell Technologies is owned by investors including Silver Lake Partners III, L.P., Silver Lake Technology Investors III, L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P. and SLP Denali Co-Invest, L.P. (collectively, the "Silver Lake Funds") and Michael S. Dell, and the Silver Lake Funds have the right, under an agreement with Dell Technologies and other Dell Technologies stockholders, to approve the sale by Dell Technologies or specified subsidiaries of Dell Technologies, including EMC, of any shares of common stock of the Issuer held by them. F3: Silver Lake Group, L.L.C. is the managing member of (i) SLTA III (GP), L.L.C. ("SLTA III"), which is the general partner of Silver Lake Technology Associates III, L.P., which is the general partner of Silver Lake Partners III, L.P. and Silver Lake Technology Investors III, L.P. and the managing member of SLP Denali Co-Invest GP, L.L.C., which is the general partner of SLP Denali Co-Invest, L.P. and (ii) SLTA IV (GP), L.L.C. ("SLTA IV"), which is the general partner of Silver Lake Technology Associates IV, L.P., which is the general partner of Silver Lake Partners IV, L.P. and Silver Lake Technology Investors IV, L.P. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of Silver Lake Group, L.L.C. F4: As a result of the relationships and contractual provisions described in footnotes (2) and (3) above, each of the Reporting Persons may be deemed to beneficially own securities of the Issuer held by EMC. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time, at the holder's option, except under limited circumstances specified in the certificate of incorporation of Pivotal Software, Inc., and has no expiration date.

F2: The shares of Class B common stock are owned by EMC Corporation ("EMC"). EMC is directly owned by Dell Inc., which in turn is indirectly wholly owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary, Denali Intermediate Inc. Dell Technologies is owned by investors including Silver Lake Partners III, L.P., Silver Lake Technology Investors III, L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P. and SLP Denali Co-Invest, L.P. (collectively, the "Silver Lake Funds") and Michael S. Dell, and the Silver Lake Funds have the right, under an agreement with Dell Technologies and other Dell Technologies stockholders, to approve the sale by Dell Technologies or specified subsidiaries of Dell Technologies, including EMC, of any shares of common stock of the Issuer held by them.

F3: Silver Lake Group, L.L.C. is the managing member of (i) SLTA III (GP), L.L.C. ("SLTA III"), which is the general partner of Silver Lake Technology Associates III, L.P., which is the general partner of Silver Lake Partners III, L.P. and Silver Lake Technology Investors III, L.P. and the managing member of SLP Denali Co-Invest GP, L.L.C., which is the general partner of SLP Denali Co-Invest, L.P. and (ii) SLTA IV (GP), L.L.C. ("SLTA IV"), which is the general partner of Silver Lake Technology Associates IV, L.P., which is the general partner of Silver Lake Partners IV, L.P. and Silver Lake Technology Investors IV, L.P. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of Silver Lake Group, L.L.C.

F4: As a result of the relationships and contractual provisions described in footnotes (2) and (3) above, each of the Reporting Persons may be deemed to beneficially own securities of the Issuer held by EMC. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SoFi Technologies, Inc.

Report date December 02, 2024 · Filed December 05, 2024

Jointly reported with SLTA IV (GP), L.L.C., Silver Lake Group, L.L.C., Silver Lake Technology Associates IV, L.P., Silver Lake Technology Investors IV (Delaware II), L.P., Bingle Michael J

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	23,710,576	Last balance in matching sequence After 2024-12-03 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2024-12-02 · Sale · Disposed 1,729,713 · Balance 28,913,529 F4: Represents shares of common stock and restricted stock units held by Michael Bingle, a director of the Issuer and Vice Chairman of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.60 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer"). Row 3 · 2024-12-03 · Sale · Disposed 5,142,822 · Balance 23,770,707 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.14 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer"). Row 5 · 2024-12-03 · Sale · Disposed 60,131 · Balance 23,710,576 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.00 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer").
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Investors IV (Delaware II), L.P.	395,332	Last balance in matching sequence After 2024-12-03 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 2 · 2024-12-02 · Sale · Disposed 28,840 · Balance 482,083 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.60 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer"). Row 4 · 2024-12-03 · Sale · Disposed 85,748 · Balance 396,335 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.14 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer"). Row 6 · 2024-12-03 · Sale · Disposed 1,003 · Balance 395,332 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.00 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer").
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	4,320,831	Reported balance After 2024-12-04 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2024-12-04 · Sale · Disposed 19,389,745 · Balance 4,320,831 F1: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer").
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Investors IV (Delaware II), L.P.	0	Last balance in matching sequence After 2024-12-04 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 8 · 2024-12-04 · Sale · Disposed 323,290 · Balance 72,042 F2: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer"). Row 10 · 2024-12-04 · Sale · Disposed 72,042 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.43 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer").
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	0	Reported balance After 2024-12-04 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2024-12-04 · Sale · Disposed 4,320,831 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.43 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer").
Common StockSEC Table I · non-derivative	IndirectSee footnote	112,971	Reported balance Holding disclosure · report date 2024-12-02 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 112,971 F4: Represents shares of common stock and restricted stock units held by Michael Bingle, a director of the Issuer and Vice Chairman of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV").

F2: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV").

F3: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer").

F4: Represents shares of common stock and restricted stock units held by Michael Bingle, a director of the Issuer and Vice Chairman of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.60 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.14 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.00 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.43 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Unity Software Inc.

Report date May 13, 2026 · Filed May 15, 2026

Jointly reported with SLTA IV (GP), L.L.C., Silver Lake Technology Investors IV (Delaware II), L.P., SLP Union Aggregator, L.P., SLP Union GP, L.L.C., Silver Lake Technology Associates IV, L.P., Silver Lake Group, L.L.C., Durban Egon

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	80,846	Reported balance After 2026-05-13 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2026-05-13 · Grant · Acquired 16,176 · Balance 80,846 F1: Represents restricted stock units granted to Egon Durban, a director of Unity Software Inc. (the "Issuer") and Co-CEO and a Managing Partner of Silver Lake Group, L.L.C. ("SLG") and James Whitehurst, a director of the Issuer and a Managing Director of SLG. The shares subject to these awards vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Issuer's next annual meeting of stockholders, subject to the director's continued service through such date. F2: These securities are held by Mr. Durban and Mr. Whitehurst for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Pursuant to Mr. Durban's and Mr. Whitehurst's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Durban, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in the securities reported herein.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,818	Reported balance Holding disclosure · report date 2026-05-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 4,818 F7: Represents shares of Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members.
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	19,943,044	Reported balance Holding disclosure · report date 2026-05-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 19,943,044 F3: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F8: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Member of SLG. Mr. Whitehurst serves as a director of the Issuer and a Managing Director of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.
Common StockSEC Table I · non-derivative	IndirectHeld through SLP Union Aggregator, L.P.	14,422,668	Reported balance Holding disclosure · report date 2026-05-13 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 14,422,668 F4: These securities are directly owned by SLP Union Aggregator, L.P. ("SLP Union"), the general partner of which is SLP Union GP, L.L.C. ("SLP Union GP"). F8: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Member of SLG. Mr. Whitehurst serves as a director of the Issuer and a Managing Director of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Investors IV (Delaware II), L.P.	369,692	Reported balance Holding disclosure · report date 2026-05-13 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 369,692 F5: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F8: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Member of SLG. Mr. Whitehurst serves as a director of the Issuer and a Managing Director of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.
Common StockSEC Table I · non-derivative	Direct	139,874	Reported balance Holding disclosure · report date 2026-05-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 139,874 F6: Represents shares of Common Stock held by Mr. Durban.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to Egon Durban, a director of Unity Software Inc. (the "Issuer") and Co-CEO and a Managing Partner of Silver Lake Group, L.L.C. ("SLG") and James Whitehurst, a director of the Issuer and a Managing Director of SLG. The shares subject to these awards vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Issuer's next annual meeting of stockholders, subject to the director's continued service through such date.

F2: These securities are held by Mr. Durban and Mr. Whitehurst for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Pursuant to Mr. Durban's and Mr. Whitehurst's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Durban, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in the securities reported herein.

F3: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV").

F4: These securities are directly owned by SLP Union Aggregator, L.P. ("SLP Union"), the general partner of which is SLP Union GP, L.L.C. ("SLP Union GP").

F5: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV").

F6: Represents shares of Common Stock held by Mr. Durban.

F7: Represents shares of Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members.

F8: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Member of SLG. Mr. Whitehurst serves as a director of the Issuer and a Managing Director of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SolarWinds Corp

Report date April 16, 2025 · Filed April 17, 2025

Jointly reported with SLTA IV (GP), L.L.C., Silver Lake Group, L.L.C., Silver Lake Technology Associates IV, L.P., Silver Lake Technology Investors IV, L.P., SLTA III (GP), L.L.C., Silver Lake Technology Investors III, L.P., SLP Aurora Co-Invest, L.P., SLP Denali Co-Invest GP, L.L.C., Hao Kenneth

Section 16 reporting ended · disclosed 2025-04-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	Reported balance After 2025-04-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-04-16 · Disposition to issuer · Disposed 239,310 · Balance 0 F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger. F2: These securities were held by Kenneth Y. Hao and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG") and Jason White and Michael Bingle, former directors of the Issuer and executives of SLG, as part of the Issuer's director compensation program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	Reported balance After 2025-04-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2025-04-16 · Disposition to issuer · Disposed 43,338,406 · Balance 0 F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger. F3: These securities were directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Investors IV, L.P.	Reported balance After 2025-04-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2025-04-16 · Disposition to issuer · Disposed 712,321 · Balance 0 F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger. F4: These securities were directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP. F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectHeld through SLP Aurora Co-Invest, L.P.	Reported balance After 2025-04-16 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2025-04-16 · Disposition to issuer · Disposed 17,323,319 · Balance 0 F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger. F5: These securities were directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP"). F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Associates IV, L.P.	Reported balance After 2025-04-16 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2025-04-16 · Disposition to issuer · Disposed 99,825 · Balance 0 F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger. F6: These securities were directly held by SLTA IV. The general partner of SLTA IV is SLTA IV GP. SLTA IV directly holds such Shares and expects at a future date to distribute such Shares to certain direct and indirect partners of SLTA IV, for the sole purpose of charitable giving. F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger.

F2: These securities were held by Kenneth Y. Hao and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG") and Jason White and Michael Bingle, former directors of the Issuer and executives of SLG, as part of the Issuer's director compensation program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

F3: These securities were directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F4: These securities were directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F5: These securities were directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F6: These securities were directly held by SLTA IV. The general partner of SLTA IV is SLTA IV GP. SLTA IV directly holds such Shares and expects at a future date to distribute such Shares to certain direct and indirect partners of SLTA IV, for the sole purpose of charitable giving.

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

VMWARE LLC

Report date November 22, 2023 · Filed November 27, 2023

Jointly reported with SLTA IV (GP), L.L.C., Durban Egon, Silver Lake Group, L.L.C., Silver Lake Technology Associates IV, L.P., Silver Lake Technology Investors IV, L.P., SLTA SPV-2 (GP), L.L.C., SLTA SPV-2, L.P., SL SPV-2, L.P.

Section 16 reporting ended · disclosed 2023-11-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectHeld through SL SPV-2, L.P.	Reported balance After 2023-11-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-11-22 · Disposition to issuer · Disposed 16,133,485 · Balance 0 F1: On November 22 2023, the Issuer completed the previously announced transaction with Broadcom Inc., pursuant to the Agreement and Plan of Merger dated as of May 26, 2022 (the "Merger Agreement"), whereby Broadcom Inc. indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each share of Class A Common Stock of the Issuer was exchanged for the right to receive, at the election of the holder of such share, (a) $142.50 per share in cash, without interest (the "Cash Consideration"), or (b) 0.25200 shares of common stock of Broadcom Inc. (the "Stock Consideration"), subject to proration provisions of the Merger Agreement. In accordance with the proration procedures, of the Issuer's stockholders that elected to receive Stock Consideration, approximately 52.1% of such outstanding shares of Class A Common Stock were converted into Stock Consideration and approximately 47.9% of such outstanding shares of Class A Common Stock were converted into Cash Consideration. F2: These securities are directly held by SL SPV-2, L.P. ("SPV-2"). The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). F8: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who served as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may have been deemed to be a director by deputization of the Issuer.
Class A Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners IV, L.P.	Reported balance After 2023-11-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2023-11-22 · Disposition to issuer · Disposed 16,561,833 · Balance 0 F1: On November 22 2023, the Issuer completed the previously announced transaction with Broadcom Inc., pursuant to the Agreement and Plan of Merger dated as of May 26, 2022 (the "Merger Agreement"), whereby Broadcom Inc. indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each share of Class A Common Stock of the Issuer was exchanged for the right to receive, at the election of the holder of such share, (a) $142.50 per share in cash, without interest (the "Cash Consideration"), or (b) 0.25200 shares of common stock of Broadcom Inc. (the "Stock Consideration"), subject to proration provisions of the Merger Agreement. In accordance with the proration procedures, of the Issuer's stockholders that elected to receive Stock Consideration, approximately 52.1% of such outstanding shares of Class A Common Stock were converted into Stock Consideration and approximately 47.9% of such outstanding shares of Class A Common Stock were converted into Cash Consideration. F3: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F8: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who served as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may have been deemed to be a director by deputization of the Issuer.
Class A Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Partners V DE (AIV), L.P.	Reported balance After 2023-11-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2023-11-22 · Disposition to issuer · Disposed 8,964,898 · Balance 0 F1: On November 22 2023, the Issuer completed the previously announced transaction with Broadcom Inc., pursuant to the Agreement and Plan of Merger dated as of May 26, 2022 (the "Merger Agreement"), whereby Broadcom Inc. indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each share of Class A Common Stock of the Issuer was exchanged for the right to receive, at the election of the holder of such share, (a) $142.50 per share in cash, without interest (the "Cash Consideration"), or (b) 0.25200 shares of common stock of Broadcom Inc. (the "Stock Consideration"), subject to proration provisions of the Merger Agreement. In accordance with the proration procedures, of the Issuer's stockholders that elected to receive Stock Consideration, approximately 52.1% of such outstanding shares of Class A Common Stock were converted into Stock Consideration and approximately 47.9% of such outstanding shares of Class A Common Stock were converted into Cash Consideration. F4: These securities are directly held by Silver Lake Partners V DE (AIV), L.P. ("SLP V"). The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). F8: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who served as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may have been deemed to be a director by deputization of the Issuer.
Class A Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Investors IV, L.P.	Reported balance After 2023-11-22 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2023-11-22 · Disposition to issuer · Disposed 243,679 · Balance 0 F1: On November 22 2023, the Issuer completed the previously announced transaction with Broadcom Inc., pursuant to the Agreement and Plan of Merger dated as of May 26, 2022 (the "Merger Agreement"), whereby Broadcom Inc. indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each share of Class A Common Stock of the Issuer was exchanged for the right to receive, at the election of the holder of such share, (a) $142.50 per share in cash, without interest (the "Cash Consideration"), or (b) 0.25200 shares of common stock of Broadcom Inc. (the "Stock Consideration"), subject to proration provisions of the Merger Agreement. In accordance with the proration procedures, of the Issuer's stockholders that elected to receive Stock Consideration, approximately 52.1% of such outstanding shares of Class A Common Stock were converted into Stock Consideration and approximately 47.9% of such outstanding shares of Class A Common Stock were converted into Cash Consideration. F5: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP. F8: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who served as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may have been deemed to be a director by deputization of the Issuer.
Class A Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Technology Investors V, L.P.	Reported balance After 2023-11-22 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2023-11-22 · Disposition to issuer · Disposed 109,885 · Balance 0 F1: On November 22 2023, the Issuer completed the previously announced transaction with Broadcom Inc., pursuant to the Agreement and Plan of Merger dated as of May 26, 2022 (the "Merger Agreement"), whereby Broadcom Inc. indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each share of Class A Common Stock of the Issuer was exchanged for the right to receive, at the election of the holder of such share, (a) $142.50 per share in cash, without interest (the "Cash Consideration"), or (b) 0.25200 shares of common stock of Broadcom Inc. (the "Stock Consideration"), subject to proration provisions of the Merger Agreement. In accordance with the proration procedures, of the Issuer's stockholders that elected to receive Stock Consideration, approximately 52.1% of such outstanding shares of Class A Common Stock were converted into Stock Consideration and approximately 47.9% of such outstanding shares of Class A Common Stock were converted into Cash Consideration. F6: These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP. F8: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who served as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may have been deemed to be a director by deputization of the Issuer.
Class A Common StockSEC Table I · non-derivative	IndirectHeld through Silver Lake Group, L.L.C.	Reported balance After 2023-11-22 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2023-11-22 · Disposition to issuer · Disposed 37,038 · Balance 0 F1: On November 22 2023, the Issuer completed the previously announced transaction with Broadcom Inc., pursuant to the Agreement and Plan of Merger dated as of May 26, 2022 (the "Merger Agreement"), whereby Broadcom Inc. indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each share of Class A Common Stock of the Issuer was exchanged for the right to receive, at the election of the holder of such share, (a) $142.50 per share in cash, without interest (the "Cash Consideration"), or (b) 0.25200 shares of common stock of Broadcom Inc. (the "Stock Consideration"), subject to proration provisions of the Merger Agreement. In accordance with the proration procedures, of the Issuer's stockholders that elected to receive Stock Consideration, approximately 52.1% of such outstanding shares of Class A Common Stock were converted into Stock Consideration and approximately 47.9% of such outstanding shares of Class A Common Stock were converted into Cash Consideration. F7: These securities are directly owned by Silver Lake Group, L.L.C. ("SLG"). F8: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who served as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may have been deemed to be a director by deputization of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: On November 22 2023, the Issuer completed the previously announced transaction with Broadcom Inc., pursuant to the Agreement and Plan of Merger dated as of May 26, 2022 (the "Merger Agreement"), whereby Broadcom Inc. indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each share of Class A Common Stock of the Issuer was exchanged for the right to receive, at the election of the holder of such share, (a) $142.50 per share in cash, without interest (the "Cash Consideration"), or (b) 0.25200 shares of common stock of Broadcom Inc. (the "Stock Consideration"), subject to proration provisions of the Merger Agreement. In accordance with the proration procedures, of the Issuer's stockholders that elected to receive Stock Consideration, approximately 52.1% of such outstanding shares of Class A Common Stock were converted into Stock Consideration and approximately 47.9% of such outstanding shares of Class A Common Stock were converted into Cash Consideration.

F2: These securities are directly held by SL SPV-2, L.P. ("SPV-2"). The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").

F3: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F4: These securities are directly held by Silver Lake Partners V DE (AIV), L.P. ("SLP V"). The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").

F5: These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP.

F6: These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP.

F7: These securities are directly owned by Silver Lake Group, L.L.C. ("SLG").

F8: SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who served as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may have been deemed to be a director by deputization of the Issuer.

Transaction history

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Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 28, 2021 Filed Jun 2, 2021 22:38 UTC	SoFi Technologies, Inc. SOFI · Entity 3232	GrantCommon Stock	37,883,895	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-021640 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director SLTA IV (GP), L.L.C. · CIK 0001672568 · Director Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director Silver Lake Partners IV, L.P. · CIK 0001552054 · Director Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 37,883,895 F1 · kind: Reflects securities acquired in connection with the transactions consummated on May 28, 2021 pursuant to the terms of an Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), a Delaware corporation and subsidiary of SCH, and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged with and into SoFi, with SoFi surviving the merger as a wholly owned subsidiary of SCH, which has changed its name to SoFi Technologies, Inc. (the "Issuer"). F2 · price: Pursuant to the Merger Agreement, former stockholders (other than holders of Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock) of SoFi received their pro rata portion of approximately 657,000,000 shares of common stock ("Common Stock") of the Issuer, former holders of Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of SoFi received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer on a one-for-one basis, and former holders of warrants to purchase Series H preferred stock of SoFi received warrants to purchase shares of Common Stock of the Issuer. F3 · ownership.nature: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F5 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
May 28, 2021 Filed Jun 2, 2021 20:52 UTC	SolarWinds Corp SWI · Entity 80691	GrantCommon Stock	25,376	$0.00	$0.00	Disclosure SEC source: 0000899243-21-021563 · doc4.xml · nonDerivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner SLP Aurora Co-Invest, L.P. · CIK 0001755410 · Director · 10% owner SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 185,723 F2 · kind: Represents 12,688 restricted stock units awarded to each of Kenneth Y. Hao and Michael Widmann, directors of the Issuer and executives of SLG, pursuant to the annual equity grant under the Issuer's Director Compensation Program that entitles the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date. F2 · ownership.nature: Represents 12,688 restricted stock units awarded to each of Kenneth Y. Hao and Michael Widmann, directors of the Issuer and executives of SLG, pursuant to the annual equity grant under the Issuer's Director Compensation Program that entitles the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date. F3 · ownership.nature: Represents restricted stock units or shares of common stock held by Kenneth Y. Hao and Michael Widmann, directors of the Issuer and executives of SLG, and Jason White and Michael Bingle, former directors of the Issuer and executives of SLG, as part of the Issuer's Director Compensation Program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners. Read SEC document
May 28, 2021 Filed Jun 2, 2021 20:52 UTC	SolarWinds Corp SWI · Entity 80691	GrantCommon Stock	15,333	$0.00	$0.00	Disclosure SEC source: 0000899243-21-021563 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner SLP Aurora Co-Invest, L.P. · CIK 0001755410 · Director · 10% owner SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 160,347 F1 · kind: Represents 15,333 restricted stock units awarded to Michael Widmann, a director of the Issuer and an executive of Silver Lake Group, L.L.C. ("SLG") as part of the Issuer's non-employee director compensation program (the "Director Compensation Program"). These restricted stock units vest one-half on each of October 23, 2021 and October 23, 2022, subject to the director's continued service through the vesting dates. On May 28, 2021, Michael Bingle, an executive of SLG, did not stand for re-election to the Issuer's board of directors. This grant to Mr. Widmann represents the unvested portion of the grant made to Mr. Bingle under the Issuer's Director Compensation Program at the time of the Issuer's initial public offering and such grant vests on the same terms as the grant made to Mr. Bingle, the unvested portion of which was forfeited by Mr. Bingle when he left the board of directors. F1 · balance_after: Represents 15,333 restricted stock units awarded to Michael Widmann, a director of the Issuer and an executive of Silver Lake Group, L.L.C. ("SLG") as part of the Issuer's non-employee director compensation program (the "Director Compensation Program"). These restricted stock units vest one-half on each of October 23, 2021 and October 23, 2022, subject to the director's continued service through the vesting dates. On May 28, 2021, Michael Bingle, an executive of SLG, did not stand for re-election to the Issuer's board of directors. This grant to Mr. Widmann represents the unvested portion of the grant made to Mr. Bingle under the Issuer's Director Compensation Program at the time of the Issuer's initial public offering and such grant vests on the same terms as the grant made to Mr. Bingle, the unvested portion of which was forfeited by Mr. Bingle when he left the board of directors. F1 · ownership.nature: Represents 15,333 restricted stock units awarded to Michael Widmann, a director of the Issuer and an executive of Silver Lake Group, L.L.C. ("SLG") as part of the Issuer's non-employee director compensation program (the "Director Compensation Program"). These restricted stock units vest one-half on each of October 23, 2021 and October 23, 2022, subject to the director's continued service through the vesting dates. On May 28, 2021, Michael Bingle, an executive of SLG, did not stand for re-election to the Issuer's board of directors. This grant to Mr. Widmann represents the unvested portion of the grant made to Mr. Bingle under the Issuer's Director Compensation Program at the time of the Issuer's initial public offering and such grant vests on the same terms as the grant made to Mr. Bingle, the unvested portion of which was forfeited by Mr. Bingle when he left the board of directors. F3 · ownership.nature: Represents restricted stock units or shares of common stock held by Kenneth Y. Hao and Michael Widmann, directors of the Issuer and executives of SLG, and Jason White and Michael Bingle, former directors of the Issuer and executives of SLG, as part of the Issuer's Director Compensation Program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners. Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:24 UTC	Unity Software Inc. U · Entity 3292	SaleCommon Stock	92	$127.91	$11,767.72	Disclosure SEC source: 0000899243-21-005711 · doc4.xml · nonDerivative · entry 7 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.65 to $128.39, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · ownership.nature: These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP IV and its affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:24 UTC	Unity Software Inc. U · Entity 3292	SaleCommon Stock	120	$127.24	$15,268.94	Disclosure SEC source: 0000899243-21-005711 · doc4.xml · nonDerivative · entry 6 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 92 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.65 to $127.64, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · balance_after: These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP IV and its affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F8 · ownership.nature: These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP IV and its affiliates described above. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:24 UTC	Unity Software Inc. U · Entity 3292	SaleCommon Stock	16,525	$127.91	$2,113,712.75	Disclosure SEC source: 0000899243-21-005711 · doc4.xml · nonDerivative · entry 5 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Group, L.L.C. Disclosed balance after: 73,209 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.65 to $128.39, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.nature: These securities are directly owned by SLG. F13 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:24 UTC	Unity Software Inc. U · Entity 3292	SaleCommon Stock	21,464	$127.24	$2,731,105.12	Disclosure SEC source: 0000899243-21-005711 · doc4.xml · nonDerivative · entry 4 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Group, L.L.C. Disclosed balance after: 89,734 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.65 to $127.64, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · balance_after: These shares of Common Stock were received by Silver Lake Group, L.L.C. ("SLG") in connection with the pro rata distributions made by SLP IV and its affiliates described above. The receipt of such shares of Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F7 · ownership.nature: These securities are directly owned by SLG. F13 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:24 UTC	Unity Software Inc. U · Entity 3292	SaleCommon Stock	20,570	$127.91	$2,631,108.70	Disclosure SEC source: 0000899243-21-005711 · doc4.xml · nonDerivative · entry 3 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P. Disclosed balance after: 478,362 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.65 to $128.39, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F13 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:24 UTC	Unity Software Inc. U · Entity 3292	SaleCommon Stock	26,719	$127.24	$3,399,757.62	Disclosure SEC source: 0000899243-21-005711 · doc4.xml · nonDerivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P. Disclosed balance after: 498,932 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.65 to $127.64, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F13 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:24 UTC	Unity Software Inc. U · Entity 3292	OtherCommon Stock	2,550,984	$0.00	$0.00	Disclosure SEC source: 0000899243-21-005711 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 25,805,254 F1 · kind: Represents distributions by Silver Lake Partners IV, L.P. ("SLP IV") and certain of its affiliates of shares of common stock of the Issuer ("Common Stock") to their respective partners and members as in-kind distributions. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F4 · ownership.nature: These securities are directly owned by SLP IV. F13 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
December 18, 2020 Filed Dec 19, 2020 02:18 UTC	SolarWinds Corp SWI · Entity 80691	OtherCommon Stock	199,650	$0.00	$0.00	Disclosure SEC source: 0000899243-20-034565 · doc4.xml · nonDerivative · entry 1 Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,676,812 F1 · kind: In connection with the December 18, 2020 closing of the previously reported sale of securities under a Stock Purchase Agreement dated December 7, 2020, and as previously described in a Form 4 filed by the Reporting Person on December 9, 2020, Silver Lake Partners IV, L.P. ("SLP IV") distributed shares of Common Stock to its general partner, Silver Lake Technology Associates IV, L.P. ("SLTA IV"), which now directly holds such shares and expects at a future date to further distribute such shares to certain direct and indirect partners of SLTA IV, for the sole purpose of charitable giving. F2 · ownership.direct: These securities are directly held by SLP IV. The general partner of SLP IV is SLTA IV, and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA IV GP. F3 · ownership.direct: Messrs. Kenneth Y. Hao, Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV and certain of its affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Person is the beneficial owner of any equity securities in excess of its pecuniary interests, and the Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:51 UTC	SolarWinds Corp SWI · Entity 80691	SaleCommon Stock	2,079,823	$21.97	$45,693,711.31	Disclosure SEC source: 0000899243-20-033196 · doc4.xml · nonDerivative · entry 3 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLP Aurora Co-Invest, L.P. Disclosed balance after: 34,646,637 F1 · price: On December 7, 2020, Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Aurora Co-Invest, L.P. ("SLP Aurora") entered into a Stock Purchase Agreement to sell shares of common stock of the Issuer at a price of $21.97 per share, subject to potential adjustment under certain circumstances. In connection with the closing, SLP IV expects to make an in-kind distribution of additional shares of common stock to certain of its direct and indirect partners, for the sole purpose of charitable giving, with the number of shares distributed to be separately reported on a Form 4 shortly following closing. F4 · ownership.nature: These securities are directly held by SLP Aurora. The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP"). F5 · ownership.nature: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao, Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:51 UTC	SolarWinds Corp SWI · Entity 80691	SaleCommon Stock	85,520	$21.97	$1,878,874.40	Disclosure SEC source: 0000899243-20-033196 · doc4.xml · nonDerivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 1,424,641 F1 · price: On December 7, 2020, Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Aurora Co-Invest, L.P. ("SLP Aurora") entered into a Stock Purchase Agreement to sell shares of common stock of the Issuer at a price of $21.97 per share, subject to potential adjustment under certain circumstances. In connection with the closing, SLP IV expects to make an in-kind distribution of additional shares of common stock to certain of its direct and indirect partners, for the sole purpose of charitable giving, with the number of shares distributed to be separately reported on a Form 4 shortly following closing. F3 · ownership.nature: These securities are directly held by SLTI IV. The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP. F5 · ownership.nature: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao, Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:51 UTC	SolarWinds Corp SWI · Entity 80691	SaleCommon Stock	5,003,523	$21.97	$109,927,400.31	Disclosure SEC source: 0000899243-20-033196 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 86,876,462 F1 · price: On December 7, 2020, Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Aurora Co-Invest, L.P. ("SLP Aurora") entered into a Stock Purchase Agreement to sell shares of common stock of the Issuer at a price of $21.97 per share, subject to potential adjustment under certain circumstances. In connection with the closing, SLP IV expects to make an in-kind distribution of additional shares of common stock to certain of its direct and indirect partners, for the sole purpose of charitable giving, with the number of shares distributed to be separately reported on a Form 4 shortly following closing. F2 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F5 · ownership.nature: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao, Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionConvertible Series E Preferred Stock · Derivative	58,419	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · derivative · entry 14 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P. Disclosed balance after: 0 Underlying: Common Stock · 58,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · kind: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · price: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionConvertible Series E Preferred Stock · Derivative	3,151,393	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · derivative · entry 13 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,151,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · kind: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · price: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionConvertible Series D-1 Preferred Stock · Derivative	71,580	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · derivative · entry 12 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P. Disclosed balance after: 0 Underlying: Common Stock · 71,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · kind: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · price: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionConvertible Series D-1 Preferred Stock · Derivative	3,861,367	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · derivative · entry 11 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,861,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · kind: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · price: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionConvertible Series D Preferred Stock · Derivative	395,652	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · derivative · entry 10 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P. Disclosed balance after: 0 Underlying: Common Stock · 395,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F1 · kind: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F1 · price: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F3 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionConvertible Series D Preferred Stock · Derivative	21,343,478	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · derivative · entry 9 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 21,343,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F1 · kind: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F1 · price: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionCommon Stock	58,419	$0.00	$0.00	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · nonDerivative · entry 6 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P. Disclosed balance after: 525,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionCommon Stock	3,151,393	$0.00	$0.00	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · nonDerivative · entry 5 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 28,356,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The shares of Convertible Series E Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionCommon Stock	71,580	$0.00	$0.00	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · nonDerivative · entry 4 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P. Disclosed balance after: 467,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionCommon Stock	3,861,367	$0.00	$0.00	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · nonDerivative · entry 3 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 25,204,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The shares of Convertible Series D-1 Preferred Stock of the Issuer automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionCommon Stock	395,652	$0.00	$0.00	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · nonDerivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P. Disclosed balance after: 395,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F3 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 22, 2020 Filed Sep 23, 2020 22:42 UTC	Unity Software Inc. U · Entity 3292	ConversionCommon Stock	21,343,478	$0.00	$0.00	Disclosure SEC source: 0000899243-20-026165 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 21,343,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") automatically converted on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. F2 · ownership.nature: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F8 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
September 17, 2020 Filed Sep 18, 2020 01:34 UTC	Unity Software Inc. U · Entity 3292	GrantCommon Stock	13,252	$0.00	$0.00	Disclosure SEC source: 0000899243-20-025626 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,252 F1 · kind: Represents 13,252 restricted stock units awarded to Egon Durban, a director of Unity Software Inc. ("the Issuer") and Co-CEO and a Managing Partner of Silver Lake Group, L.L.C. ("SLG"). The shares subject to this award vest in full on the later of (i) June 1, 2021, and (ii) the date of the Issuer's first annual meeting of stockholders that occurs following the completion of the Issuer's initial public offering, subject to Mr. Durban's continued service through such date. F2 · ownership.nature: These securities are held by Egon Durban for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Mr. Durban serves as a director of the Issuer. Pursuant to Mr. Durban's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Durban, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in the securities reported herein. Read SEC document
May 21, 2020 Filed May 26, 2020 20:36 UTC	SolarWinds Corp SWI · Entity 80691	GrantCommon Stock	35,793	$0.00	$0.00	Disclosure SEC source: 0000899243-20-014176 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 160,347 F1 · kind: Represents 11,931 restricted stock units awarded to each of Kenneth Y. Hao, Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG"), pursuant to the annual equity grant under the Issuer's non-employee director compensation policy that entitles the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date. F1 · ownership.nature: Represents 11,931 restricted stock units awarded to each of Kenneth Y. Hao, Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG"), pursuant to the annual equity grant under the Issuer's non-employee director compensation policy that entitles the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date. F2 · ownership.nature: Represents restricted stock units or shares of common stock held by Kenneth Y. Hao, Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of SLG, and Jason White, a former director of the Issuer and an executive of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners. Read SEC document
March 31, 2020 Filed Sep 18, 2020 01:34 UTC	Unity Software Inc. U · Entity 3292	GrantConvertible Series E Preferred Stock · Derivative	46,929	$22.00	$1,032,438.00	Disclosure SEC source: 0000899243-20-025626 · doc4.xml · derivative · entry 4 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 58,419 Underlying: Common Stock · 46,929 shares Expires not disclosed F4 · derivative.exercise_price: These shares of Series E Preferred Stock were purchased directly from the Issuer in March 2020. These shares are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · kind: These shares of Series E Preferred Stock were purchased directly from the Issuer in March 2020. These shares are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: These shares of Series E Preferred Stock were purchased directly from the Issuer in March 2020. These shares are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: These shares of Series E Preferred Stock were purchased directly from the Issuer in March 2020. These shares are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F6 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). F7 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
March 31, 2020 Filed Sep 18, 2020 01:34 UTC	Unity Software Inc. U · Entity 3292	GrantConvertible Series E Preferred Stock · Derivative	2,531,570	$22.00	$55,694,540.00	Disclosure SEC source: 0000899243-20-025626 · doc4.xml · derivative · entry 3 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner SLP Union Aggregator, L.P. · CIK 0001824492 · Director · 10% owner SLP Union GP, L.L.C. · CIK 0001824491 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,151,393 Underlying: Common Stock · 2,531,570 shares Expires not disclosed F4 · derivative.exercise_price: These shares of Series E Preferred Stock were purchased directly from the Issuer in March 2020. These shares are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · kind: These shares of Series E Preferred Stock were purchased directly from the Issuer in March 2020. These shares are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: These shares of Series E Preferred Stock were purchased directly from the Issuer in March 2020. These shares are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: These shares of Series E Preferred Stock were purchased directly from the Issuer in March 2020. These shares are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. F5 · ownership.nature: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). F7 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:05 UTC	SolarWinds Corp SWI · Entity 80691	GrantCommon Stock	23,000	$0.00	$0.00	Disclosure SEC source: 0000899243-20-006354 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 124,554 F1 · kind: Represents 23,000 restricted stock units awarded to Michael Widmann, a director of the Issuer and an executive of Silver Lake Group, L.L.C., as part of the Issuer's non-employee director compensation program (the "Director Compensation Program"). These restricted stock units vest one-third on each of October 23, 2020, October 23, 2021 and October 23, 2022, subject to the director's continued service through the vesting dates. On February 26, 2020, Jason White, an executive of Silver Lake Group, L.L.C., resigned from the Issuer's board of directors. This grant to Mr. Widmann represents the unvested portion of the grant made to Mr. White under the Issuer's Director Compensation Program at the time of the Issuer's initial public offering and vests on the same terms as the grant made to Mr. White. F1 · ownership.nature: Represents 23,000 restricted stock units awarded to Michael Widmann, a director of the Issuer and an executive of Silver Lake Group, L.L.C., as part of the Issuer's non-employee director compensation program (the "Director Compensation Program"). These restricted stock units vest one-third on each of October 23, 2020, October 23, 2021 and October 23, 2022, subject to the director's continued service through the vesting dates. On February 26, 2020, Jason White, an executive of Silver Lake Group, L.L.C., resigned from the Issuer's board of directors. This grant to Mr. Widmann represents the unvested portion of the grant made to Mr. White under the Issuer's Director Compensation Program at the time of the Issuer's initial public offering and vests on the same terms as the grant made to Mr. White. F2 · ownership.nature: Represents restricted stock units held by Kenneth Y. Hao, Michael J. Bingle and Mr. Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C., and Jason White, as part of the Issuer's Director Compensation Program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners. This amount includes the 10,852 restricted stock units granted to Mr. White in May 2019 under the Director Compensation Program. Pursuant to a consulting agreement entered into between Mr. White and the Issuer, these restricted stock units will continue to vest. Read SEC document
May 28, 2019 Filed May 30, 2019 21:22 UTC	SolarWinds Corp SWI · Entity 80691	GiftCommon Stock	39,940	$0.00	$0.00	Disclosure SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 8 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · kind: Represents a charitable donation of shares of common stock by family trusts controlled by Mr. Kenneth Hao. These shares of common stock were received by such trusts in connection with the distributions reported above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F10 · ownership.nature: Represents a charitable donation of shares of common stock by family trusts controlled by Mr. Kenneth Hao. These shares of common stock were received by such trusts in connection with the distributions reported above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document
May 28, 2019 Filed May 30, 2019 21:22 UTC	SolarWinds Corp SWI · Entity 80691	OtherCommon Stock	39,940	$0.00	$0.00	Disclosure SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 7 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F9 · kind: Represents a distribution by SLG of shares of common stock to family trusts controlled by Mr. Kenneth Hao for purposes of charitable donations described below. These shares of common stock were received by SLG in connection with the distributions described in footnotes 6, 7 and 8 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F9 · ownership.nature: Represents a distribution by SLG of shares of common stock to family trusts controlled by Mr. Kenneth Hao for purposes of charitable donations described below. These shares of common stock were received by SLG in connection with the distributions described in footnotes 6, 7 and 8 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document
May 28, 2019 Filed May 30, 2019 21:22 UTC	SolarWinds Corp SWI · Entity 80691	OtherCommon Stock	39,940	$0.00	$0.00	Disclosure SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 6 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F8 · kind: Represents a distribution by SLTA IV GP of shares of common stock to SLG, its managing member for purposes of charitable donations described below. These shares of common stock of the Issuer were received by SLTA IV GP in connection with the distributions described in footnotes 6 and 7 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F8 · ownership.nature: Represents a distribution by SLTA IV GP of shares of common stock to SLG, its managing member for purposes of charitable donations described below. These shares of common stock of the Issuer were received by SLTA IV GP in connection with the distributions described in footnotes 6 and 7 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document
May 28, 2019 Filed May 30, 2019 21:22 UTC	SolarWinds Corp SWI · Entity 80691	OtherCommon Stock	47,115	$0.00	$0.00	Disclosure SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 5 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F7 · kind: Represents a distribution by SLTA IV of shares of common stock to SLTA IV GP, its general partner, as well as a member of SLTA IV, for purposes of charitable donations. These shares of common stock of the Issuer were received by SLTA IV in connection with the distribution described in footnote 6 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. F7 · ownership.nature: Represents a distribution by SLTA IV of shares of common stock to SLTA IV GP, its general partner, as well as a member of SLTA IV, for purposes of charitable donations. These shares of common stock of the Issuer were received by SLTA IV in connection with the distribution described in footnote 6 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Read SEC document
May 28, 2019 Filed May 30, 2019 21:22 UTC	SolarWinds Corp SWI · Entity 80691	OtherCommon Stock	47,115	$0.00	$0.00	Disclosure SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 4 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 91,879,985 F6 · kind: Represents a distribution by SLP IV of shares of common stock to SLTA IV, its general partner for purposes of charitable donations described below. F2 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
May 28, 2019 Filed May 30, 2019 21:22 UTC	SolarWinds Corp SWI · Entity 80691	SaleCommon Stock	2,130,235	$17.42	$37,098,042.53	Disclosure SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 3 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLP Aurora Co-Invest, L.P. Disclosed balance after: 36,726,460 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F4 · ownership.nature: These securities are directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP"). F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
May 28, 2019 Filed May 30, 2019 21:22 UTC	SolarWinds Corp SWI · Entity 80691	SaleCommon Stock	87,593	$17.42	$1,525,432.10	Disclosure SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 1,510,161 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F3 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP. F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
May 28, 2019 Filed May 30, 2019 21:22 UTC	SolarWinds Corp SWI · Entity 80691	SaleCommon Stock	5,282,172	$17.42	$91,989,025.38	Disclosure SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 91,927,100 F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F2 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
May 16, 2019 Filed May 20, 2019 21:26 UTC	SolarWinds Corp SWI · Entity 80691	GrantCommon Stock	32,556	$0.00	$0.00	Disclosure SEC source: 0000899243-19-014197 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 124,554 F1 · kind: Represents 10,852 restricted stock units awarded to each of Kenneth Y. Hao, Michael J. Bingle and Jason White, directors of the Issuer and executives of Silver Lake Group, L.L.C., pursuant to the annual equity grant under the Issuer's non-employee director compensation policy that entitle the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date. F1 · ownership.nature: Represents 10,852 restricted stock units awarded to each of Kenneth Y. Hao, Michael J. Bingle and Jason White, directors of the Issuer and executives of Silver Lake Group, L.L.C., pursuant to the annual equity grant under the Issuer's non-employee director compensation policy that entitle the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date. F2 · ownership.nature: Represents restricted stock units held by Messrs. Bingle, Hao and White as part of the Issuer's non-employee director compensation program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners. Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:24 UTC	SolarWinds Corp SWI · Entity 80691	ConversionClass A Common Stock · Derivative	24,931,036	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027389 · doc4.xml · derivative · entry 7 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLP Aurora Co-Invest, L.P. Disclosed balance after: 0 Underlying: Common Stock · 24,931,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock. F5 · ownership.nature: These securities are directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP"). F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:24 UTC	SolarWinds Corp SWI · Entity 80691	ConversionClass A Common Stock · Derivative	1,025,143	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027389 · doc4.xml · derivative · entry 6 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,025,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock. F4 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP. F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:24 UTC	SolarWinds Corp SWI · Entity 80691	ConversionClass A Common Stock · Derivative	62,370,923	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027389 · doc4.xml · derivative · entry 5 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 62,370,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock. F3 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:24 UTC	SolarWinds Corp SWI · Entity 80691	GrantCommon Stock	91,998	$0.00	$0.00	Disclosure SEC source: 0000899243-18-027389 · doc4.xml · nonDerivative · entry 4 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 91,998 F7 · kind: Represents a grant to each of Messrs. Bingle, Hao and White of 30,666 restricted stock units, as part of the Issuer's non-employee director compensation program. These restricted stock units will vest over a period of four years from the date of grant, subject to the director's continued service through the vesting dates. F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F8 · ownership.nature: These securities are held by Messers. Bingle, Hao and White for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners. Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:24 UTC	SolarWinds Corp SWI · Entity 80691	ConversionCommon Stock	24,931,036	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-027389 · doc4.xml · nonDerivative · entry 3 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLP Aurora Co-Invest, L.P. Disclosed balance after: 38,856,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock. F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F5 · ownership.nature: These securities are directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP"). F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:24 UTC	SolarWinds Corp SWI · Entity 80691	ConversionCommon Stock	1,025,143	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-027389 · doc4.xml · nonDerivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P. Disclosed balance after: 1,597,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock. F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F4 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP. F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:24 UTC	SolarWinds Corp SWI · Entity 80691	ConversionCommon Stock	62,370,923	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-027389 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner Hao Kenneth · CIK 0001415357 · Director Bingle Michael J · CIK 0001306831 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners IV, L.P. Disclosed balance after: 97,209,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock. F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F3 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:08 UTC	VMWARE LLC VMW · Entity 11690	SaleClass A Common Stock	435,682	$109.31	$47,624,399.42	Disclosure SEC source: 0000899243-17-025383 · doc4.xml · nonDerivative · entry 1 Durban Egon · CIK 0001651403 · Director Silver Lake Partners III LP · CIK 0001387096 · 10% owner Silver Lake Technology Investors III, L.P. · CIK 0001637683 · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,678,605 F1 · price: The price per share paid for the Class A Common Stock sold in the reported transaction was calculated in the manner reported in the Form 4 filed by the Reporting Persons on September 13, 2017. F2 · ownership.nature: The 435,682 shares of Class A Common Stock of VMware, Inc. (the "Issuer") sold in the reported transaction, which closed on November 3, 2017, were held directly by EMC Equity Assets LLC, a direct wholly-owned subsidiary of EMC Corporation ("EMC"). Of the 30,678,605 shares of Class A Common Stock reported in Column 5 of Table I, (a) EMC is the record holder of 10,149,359 shares, (b) VMW Holdco LLC, a direct wholly-owned subsidiary of EMC, is the record holder of 20,000,000 shares, and (c) EMC Equity Assets LLC is the record holder of 529,246 shares. F3 · ownership.nature: EMC is directly wholly-owned by Dell Inc., which in turn is indirectly wholly-owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary Denali Intermediate Inc. Dell Technologies is owned by investors including Silver Lake Partners III, L.P. ("SLP III"), Silver Lake Technology Investors III, L.P. ("SLTI III"), Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Denali Co-Invest, L.P. ("SLP Denali," and together with SLP III, SLTI III, SLP IV and SLTI IV, the "Silver Lake Funds"). F4 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of (i) SLTA III (GP), L.L.C. ("SLTA III GP"), which is the general partner of Silver Lake Technology Associates III, L.P. ("SLTA III"), which is the general partner of SLP III and SLTI III and the managing member of SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"), which is the general partner of SLP Denali and (ii) SLTA IV (GP), L.L.C. ("SLTA IV GP"), which is the general partner of Silver Lake Technology Associates IV, L.P. ("SLTA IV", and collectively with the Silver Lake Funds, SLP Denali GP, SLTA III, SLTA III GP, SLTA IV GP and SLG, the "Silver Lake Investors"), which is the general partner of SLP IV and SLTI IV. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. F5 · ownership.nature: The Silver Lake Funds have the right, under an agreement with Dell Technologies and other Dell Technologies stockholders, to approve the sale by Dell Technologies or specified subsidiaries of Dell Technologies of any shares of common stock of the Issuer held by them. As a result of the relationships and contractual provisions described above and in footnotes (2), (3) and (4) above, each of the Reporting Persons may be deemed to beneficially own securities of the Issuer held by VMW Holdco LLC, EMC Equity Assets LLC and EMC. F6 · ownership.nature: This filing shall not be deemed an admission that the Silver Lake Investors engaged in any transaction subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), are subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
September 11, 2017 Filed Sep 13, 2017 16:45 UTC	VMWARE LLC VMW · Entity 11690	SaleClass A Common Stock	2,308,807	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-022008 · doc4.xml · nonDerivative · entry 1 Durban Egon · CIK 0001651403 · Director Silver Lake Partners III LP · CIK 0001387096 · 10% owner Silver Lake Technology Investors III, L.P. · CIK 0001637683 · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 31,114,287 F1 · price: Under the terms of a stock purchase agreement, dated as of March 29, 2017, as supplemented by purchase commitment supplement no. 2, dated as of August 23, 2017, by and among Dell Technologies Inc. ("Dell Technologies"), EMC Equity Assets LLC, an indirect wholly-owned subsidiary of Dell Technologies, and VMware, Inc. (the "Issuer"), the final price per share will be determined based on the volume-weighted average per share price of the Class A Common Stock as reported on the New York Stock Exchange during a specified reference period, less a discount of 3.5% from that volume-weighted average per share price, and subject to adjustment in certain circumstances as set forth in the stock purchase agreement. The price per share will be set forth in an amendment to this Form 4 report. F2 · ownership.nature: The 2,308,807 shares of Class A Common Stock of the Issuer sold in the reported transaction, which is expected to close on September 14, 2017, were held directly by EMC Equity Assets LLC, a direct wholly-owned subsidiary of EMC Corporation ("EMC"). Of the 31,114,287 shares of Class A Common Stock reported in Column 5 of Table I, (a) EMC is the record holder of 10,149,359 shares, (b) VMW Holdco LLC, a direct wholly-owned subsidiary of EMC, is the record holder of 20,000,000 shares, and (c) EMC Equity Assets LLC is the record holder of 964,928 shares. F3 · ownership.nature: EMC is directly wholly-owned by Dell Inc., which in turn is indirectly wholly-owned by Dell Technologies through its directly held wholly-owned subsidiary Denali Intermediate Inc. Dell Technologies is owned by investors including Silver Lake Partners III, L.P. ("SLP III"), Silver Lake Technology Investors III, L.P. ("SLTI III"), Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Denali Co-Invest, L.P. ("SLP Denali," and together with SLP III, SLTI III, SLP IV and SLTI IV, the "Silver Lake Funds"). F4 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of (i) SLTA III (GP), L.L.C. ("SLTA III GP"), which is the general partner of Silver Lake Technology Associates III, L.P. ("SLTA III"), which is the general partner of SLP III and SLTI III and the managing member of SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"), which is the general partner of SLP Denali and (ii) SLTA IV (GP), L.L.C. ("SLTA IV GP"), which is the general partner of Silver Lake Technology Associates IV, L.P. ("SLTA IV", and collectively with the Silver Lake Funds, SLP Denali GP, SLTA III, SLTA III GP, SLTA IV GP and SLG, the "Silver Lake Investors"), which is the general partner of SLP IV and SLTI IV. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. F5 · ownership.nature: The Silver Lake Funds have the right, under an agreement with Dell Technologies and other Dell Technologies stockholders, to approve the sale by Dell Technologies or specified subsidiaries of Dell Technologies of any shares of common stock of the Issuer held by them. As a result of the relationships and contractual provisions described above and in footnotes (2), (3) and (4) above, each of the Reporting Persons may be deemed to beneficially own securities of the Issuer held by VMW Holdco LLC, EMC Equity Assets LLC and EMC. F6 · ownership.nature: This filing shall not be deemed an admission that the Silver Lake Investors engaged in any transaction subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), are subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document
September 11, 2017 Filed Nov 3, 2017 16:59 UTC Amendment	VMWARE LLC VMW · Entity 11690	SaleClass A Common Stock	2,308,807	$109.31	$252,375,693.17	Disclosure SEC source: 0000899243-17-025377 · doc4a.xml · nonDerivative · entry 1 Durban Egon · CIK 0001651403 · Director Silver Lake Partners III LP · CIK 0001387096 · 10% owner Silver Lake Technology Investors III, L.P. · CIK 0001637683 · 10% owner Silver Lake Technology Associates III, L.P. · CIK 0001491809 · 10% owner SLTA III (GP), L.L.C. · CIK 0001491808 · 10% owner Silver Lake Partners IV, L.P. · CIK 0001552054 · 10% owner Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · 10% owner Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · 10% owner SLTA IV (GP), L.L.C. · CIK 0001672568 · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 31,114,287 F1 · price: This Form 4/A is being filed to provide the final price per share paid for the Class A Common Stock in the transaction reported in the Form 4 filed by the Reporting Persons on September 13, 2017, which was calculated in the manner described therein. The Reporting Persons are also filing a separate Form 4 reporting the sale of additional shares of Class A Common Stock in the transaction described in the initial Form 4, which closed on November 3, 2017. F2 · ownership.nature: The 2,308,807 shares of Class A Common Stock of VMware, Inc. (the "Issuer") sold in the reported transaction, which closed on September 14, 2017, were held directly by EMC Equity Assets LLC, a direct wholly-owned subsidiary of EMC Corporation ("EMC"). Of the 31,114,287 shares of Class A Common Stock reported in Column 5 of Table I, (a) EMC is the record holder of 10,149,359 shares, (b) VMW Holdco LLC, a direct wholly-owned subsidiary of EMC, is the record holder of 20,000,000 shares, and (c) EMC Equity Assets LLC is the record holder of 964,928 shares. F3 · ownership.nature: EMC is directly wholly-owned by Dell Inc., which in turn is indirectly wholly-owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary Denali Intermediate Inc. Dell Technologies is owned by investors including Silver Lake Partners III, L.P. ("SLP III"), Silver Lake Technology Investors III, L.P. ("SLTI III"), Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Denali Co-Invest, L.P. ("SLP Denali," and together with SLP III, SLTI III, SLP IV and SLTI IV, the "Silver Lake Funds"). F4 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of (i) SLTA III (GP), L.L.C. ("SLTA III GP"), which is the general partner of Silver Lake Technology Associates III, L.P. ("SLTA III"), which is the general partner of SLP III and SLTI III and the managing member of SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"), which is the general partner of SLP Denali and (ii) SLTA IV (GP), L.L.C. ("SLTA IV GP"), which is the general partner of Silver Lake Technology Associates IV, L.P. ("SLTA IV", and collectively with the Silver Lake Funds, SLP Denali GP, SLTA III, SLTA III GP, SLTA IV GP and SLG, the "Silver Lake Investors"), which is the general partner of SLP IV and SLTI IV. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. F5 · ownership.nature: The Silver Lake Funds have the right, under an agreement with Dell Technologies and other Dell Technologies stockholders, to approve the sale by Dell Technologies or specified subsidiaries of Dell Technologies of any shares of common stock of the Issuer held by them. As a result of the relationships and contractual provisions described above and in footnotes (2), (3) and (4) above, each of the Reporting Persons may be deemed to beneficially own securities of the Issuer held by EMC Equity Assets LLC and EMC. F6 · ownership.nature: This filing shall not be deemed an admission that the Silver Lake Investors engaged in any transaction subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), are subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.